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HomeMy WebLinkAboutComprehensive Annual Financial Report - FY2005n ■-----------------------n 1 � City of n () () f) f) () () f) () () () () () () () () (l () {) {) (.) () () (_) (_) () u (J () () () 1-. __ 7 I I • I • ·--.. Fri ,,���.swood, Tex• •-..-:�,4 ( • , v;��1'tJ. ·--�� -t! ,. �f� : ·: ·/ �--• ...... Covered Picnic Tables with Playground Centennial Park Layout �;-L.,u-•m ! e,clt,,.1""5a� PIELD� PIG�fc:. / cotJc,1.e-&IO� / �J&T'°""" eUILDt� L ld\thl=O l'CO'fe.M.L-fl'teL-P • I I , lb _,;Al L1<V1Tw t1UL-rl•f'\J-m".oe. ...___ P1c.tJ1c I�� R•�e!JILot'-"'t � ·U Evelyn B. Newman Amphitheater (.J (Juu u ul�u. I.. Comprehensive Annual Financial Report Year Ended September 30, 2005 ..4111 • • ( ( ( ( ( ' () (1 ( ) (l (l (l (1 ( ) ( ) ( ) () ( ) ( ) ( ) ( I ( ) ( ) ( ) ( ) ( {. (_ ) (. ) ( ) () l> (.J l.l () l i lJ lJ l l, l CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT Fiscal Year Ended September 30, 2005 Officials Issuing Report: Ronald E. Cox City Manager Roger C. Roecker Director of Administrative Services THIS PAGE LEFT BLANK INTENTIONALLY ( ( ( (1 ( I ( ) f1 (l ( ) ( I ( )< ) ( ) ( ) ( ) ( ) () ( } () ( I ( ) f ) ( l (.l ( l (. ) ( ( l i (l (! (J l) L1 (.J ll lJ lJ l l. l I l CITY OF FRIENDSWOOD, TEXAS INTRODUCTORY SECTION TABLE OF CONTENTS SEPTEMBER 30, 2005 Letter of Trans1nittal ........................................................................................ . Organization Chart. .......................................................................................... . Certificate of Achievement for Excellence in Financial Reporting ................ .. Principal Officials ............................................................................................ . FINANCIAL SECTION Exhibit Independent Auditors' Report ...................................................................................... . Management's Discussion and Analysis ..................................................................... . Basic Financial Statements Government-wide Financial Statements Staten1ent of Net Assets ........................................................................................ .. Statement of Activities ........................................................................................... . Fund Financial Statements Balance Sheet -Governmental Funds ................................................................... . Statement of Revenues, Expenditures and Changes in Fund Balances -Governmental Funds ............................................................... . (continued) Page Number 1-4 5 6 7 8-9 10-17 18 19-20 21 22 CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS (Continued) SEPTEMBER 30, 2005 FINANCIAL SECTION (Continued) Fund Financial Statements (Continued) Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities ........................................................................................ . Statement of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual -General Fund ......................................... . Statement of Net Assets -Proprietary Funds ....................................................... .. Statement of Revenues, Expenses and Changes in Fund Net Assets -Proprietary Funds ................................................................. . Statement of Cash Flows -Proprieta1y Funds ....................................................... . Notes to Financial Staten1ents ................................................................................... . Combining and Individual Fund Statements and Schedules General Fund Comparative Statements of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual ............................................... .. (continued) Page Number 23 24 25 26 27-28 29-52 53-60 l ( ( ( I (, Ci f 1 ( ) ( ) ( 'i ( ) () () ( ) (l ( ) ( ( I ( ( ( () ( ( ( ( ( ) ( ( () (_ ) t) L1 ll () (J CJ l l. ll l ( CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS (Continued) SEPTEMBER 30, 2005 FINANCIAL SECTION (Continued) Combining and Individual Fund Statements and Schedules (Continued) Nonmajor Governmental Funds Con1bining Balance Sheet. ..................................................................................... . Combining Statement of Revenues, Expenditures and Changes in Fund Balances .................................................................................. . Nonmajor Special Revenue Funds Schedule of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual -Fire/EMS Donation Fund .................................................................................................... . Nonmajor Debt Service Funds Schedule of Revenues, Expenditures and Changes in Fund Balances -Budget and Actual.. ................................................................ .. STATISTICAL SECTION (Unaudited) Table Government-wide Expenses by Function .................................................... .. Government-wide Revenues ......................................................................... . 2 ( continued) Page Number 61-62 63-64 65 66 Page Number 67 68 CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CO NTENTS (Continued) SEPTEMBER 30, 2005 STATISTICAL SECTION (Unaudited) General Government Revenue by Source ..................................................... . General Government Expenditures by Function .......................................... .. Property Tax Levies and Collections ............................................................ . Assessed and Estimated Actual Value of Taxable Property ........................ .. Tax Rate Distribution .................................................................................... . Property Tax Rates Per $100 Valuation Direct and Overlapping ................ .. Principal Taxpayers ...................................................................................... . Ratio of Annual Debt Service Expenditures for General Bonded Debt .............................................................................................. . Revenue Bond Coverage ............................................................................... . Ratio of Net General Bonded Debt to Assessed Value and Net Bonded Debt Per Capita ...................................................................... . Computation of Direct and Overlapping Debt. ............................................ .. Miscellaneous Statistical Data ...................................................................... . Table 3 4 5 6 7 8 9 10 11 12 13 14 Page Number 69-70 71 72-73 74 75 76 77 78 79-80 81 82 83-84 ( ( ( ( ( (' (') (l ( ) ( \ ( l \ \ ( ) f ) ( I ( ) ( ) \') ( ) ( I ( I ( I ' ( l (t ( I ( I ( ( ) (_ J ( ! (l (.J (_) Li ll (J () l.J l I l l l ·INTRODUCTORY SECTION THIS PAGE LEFT BLANK INTENTIONALLY I ( ( ( ( ( I (', (1 ( ) ( \ ( ) ( )() () { ) ( ) (') ( )( ) ( )( ) ( ) () (l ( ( { ( ; ( ) (1 ( ) (_ ) lJ u (. ) (_ l lJ (_ J l' l ll l City of Friendswood January 19, 2006 The Honorable Mayor, Members of the City Council, and the Citizens of Friendswood: The Comprehensive Annual Financial Report (CAFR) of the City of Friendswood for the fiscal year ended September 30, 2005, is hereby submitted. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data are accurate in all material respects and are reported in a manner designed to present fairly the financial position and results of operations of the various funds and account groups of the City. All disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. The comprehensive annual financial report is presented in three sections: introductory, financial, and statistical. The introductory section includes a list of principal officials, this transmittal letter, and the City's organizational chart. The financial section includes auditor's repo1t on the financial statement, a Management Discussion and Analysis (MD&A), the basic financial statements and combining and individual fund financial statements and schedules. The MD&A, found immediately following the repmt of the independent auditor, is a narrative introduction; overview and analysis required by generally accepted accounting principles (GAAP). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The statistical section includes selected financial and demographic information, generally presented on a multi-year basis. Management of the City is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the City are protected from loss, theft or misuse and to ensure that adequate accounting data are compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgments by management. The City Charter requires an annual audit of the financial statements of all of the various funds of the City by independent certified public accountants. The accounting firm of Pattillo, Brown & Hill, L.L.P. has performed such an audit and their opinion has been included in this report. In addition to meeting the requirements set forth in the City Chalier, the audit was also designed to meet the requirements of the federal Single Audit Act. The City is required to undergo an annual single audit in conformity with the provision of the Single Audit Act of 1984, the Single Audit Act Amendments of 1996 and U. S. Office of Management and Budget Circular A-133, Audits of States, Local Governments, and Nonprofit Organizations. As part of the City's single audit, tests are made to determine the adequacy of the internal control structure, including that portion related to federal award programs, as well as to determine that the City has complied with applicable laws and regulations. The independent auditors' report related specifically to the single audit is included in separate single audit report. Administrative Services • 910 South Friendswood Drive • Friendswood, Texas 77546-4856 � Fax (281) 482-6491 Computer Services • Finance • Human Resources • Municipal Court • Utility Billing(281)996-3217(281)996-3200(281)996-3225(281)996-3252(281)996-3232 PROFILE OF THE CITY Established in 1895 as a Quaker colony, the City of Friendswood is rich in heritage. The City was incorporated in 1960 and chartered a home-rule city under Texas law in 1971. The City operates under a Council-Manager form of government. Policy-making and legislative authority are vested in a governing council consisting of the Mayor and six (6) Council Members. The Mayor and Council are responsible, among other things, for passing ordinances, adopting the budged, appointing board and committee members and hiring the City Manager, City Attorney, Municipal Judge, and City Secreta1y. The City Manager is responsible for carrying out the policies and ordinances of the City Council and overseeing the day-to-day operations of the City government, and for appointing heads of various departments. The Mayor and Council are elected on an at-large, non-partisan basis. The Mayor and Council are elected to serve no more than three consecutive three-year terms. The City provides a full range of municipal services including public safety (police, fire and emergency medical), maintenance of streets and infrastructure, sanitation services, maintenance of the treated waste distribution system and both sanitary and storm sewer collection transmission systems, recreational activities and cultural events as well as general administrative services. FACTORS AFFECTING FINANCIAL CONDITION The City of Friendswood, Texas, is located 20 miles southeast of downtown Houston in southern Harris and northern Galveston Counties. Friendswood's population has more than doubled in every census count since 1960. The current population is estimated at 34,272. The economy is linked closely to that of Houston and the Clear Lake area. The Friendswood/Clear Lake regional economy has become more diverse, featuring aerospace, petrochemical, tourism, boating, and recreation industries. Biotechnology, biomedical, software services, electronics and communication equipment sub-sectors are increasing and show solid signs of growth and sustainability. The NASA/Johnson Space Center, the Bayport petrochemical complex, Ellington Field and the University of Houston-Clear Lake are key players in the area's economy. According to BAHEP estimates, "over three-quarters of a million people work within a 45 minute drive time of the Clear Lake area." Budgeting Controls The objective of the City's budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by Council. The charter requires the City Manager to submit a proposed budget and an accompanying message to the City Council on or before August 1. The Council shall review and revise as deemed appropriate prior to general circulation for the public hearing. The Public Notice and Hearing must be posted in the city hall and published in the official newspaper. The budget must be adopted by the 15 th of September or as soon thereafter as practical. The City legally adopts annual budgets for the General, Special Revenue and Debt Service Funds. Annual and project budgets are also adopted for the Proprietary and Capital Projects Funds, respectively. 2 ( ( ( ( ( ( () ( () ( ) (, ( ) ( ) ( ) (J ( ) ( ) () ( ( l ( ( ( ( < ) ( ) ( ( ( (l J (1 (_ )u LJ l> ll lJ l.J l' Ll l l The level of budgetaiy control; that is, the level at which expenditures cannot legally exceed the appropriated amount, is established by department within a fund. The City also maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Encumbrances lapse at fiscal year end, but can be re-appropriated through a budget amendment the following fiscal year. The City Manager is authorized to transfer budgeted amounts between departments within any fund, but revisions that increase the total expenditures of any fund must be approved by Council. Cash Management The City's investment policy authorizes the City to invest in Obligations of the U. S. Government, certificates of deposits, money market mutual funds, and local government investment pools. The primary objectives of the investment policy, in priority order, are safety (preservation of capital), liquidity (availability of funds) and yield (rate of return commensurate with investment risk and cash flow needs). The average yield on maturing investments for the year was 2.84%. All deposits are either insured by federal depository insurance or collateralized with securities held by the pledging financial institution's trust department. Risk Management The City's risk management division continually evaluates risk in terms of severity, frequency of probability and loss exposure. A proactive safety training and awareness program is provided for all City employees. The City purchases insurance coverage for property, liability, and worker's compensation through Texas Municipal League Intergovernmental Risk Pool. Awards The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Friendswood for its comprehensive annual financial rep01i for the fiscal year ended September 30, 2004. This was the 1 ?'h consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, the City published an easily readable and efficiently organized comprehensive annual financial report. This report satisfied both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our cmTent comprehensive annual financial report continues to meet the Certificate of Achievement program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgements The preparation of the comprehensive annual financial report was made possible by the dedicated service of Cindy Edge, Ted Beason and the entire staff of the Administrative Services Department. Each member of the department has my sincere appreciation for the contributions made in the preparation of this report. 3 In closing, I also express my thanks to the Mayor, members of the City Council and the City Manager for their leaders hip, interest and support in conducting the financial operations of the City in a responsible and progressive manner. Sincerely, v,c.r2� Roger C. Roecker Director of Administrative Services 4 � ( ·/ t (I () (·1 ( ) ( (1 ( ) ( ) f ) (1 ( ) ;' ) Cl i ( ( ) (, { I (_ l ( ( ( ( ( ) ( I () <..) f.) c, () ( J (J (.1 l i C, l' l I APPOINTED BOARDS AND AD HOC COMMITTEES I FRIENDSWOOD VOLUNTEER FIRE DEPARTMENT I ADMINISTRATIVE SERVICES CITY OF FRIENDSWOOD, TEXAS ORGANIZATION CHART SEPTEMBER 30, 2005 MAYOR AND COUNCIL -- I I CITY CITY ATTORNE Y SECRETARY CITY MANAGER ECONOMIC -DEVELOPMENT I COMMUNITY FIRE MARSHAU DEVELOPMENT POLICE EMERGENCY and MANAGEMENT PUBLIC WORKS 5 I I MUNICIPAL CITY JUDGE PROSECUTOR I COMMUNITY SERVICES Certificate of Achievement for Excellence in Financial Reporting Presented to City of Friendswood, Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2004 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive ammal financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. 11__��� President �/.� Executive Director 6 { ( ( (1 ( C, ( I ( ) ( ( ' . \ I ( i { ) () ( ( ' ) ( l ( ) ( ) ( ) ( ( : ( ) ( f I (, ( ) ( ) (1 () l1 Li ll ll (1 () (. ) l J ( l l l Elected Officials Kimball W. Brizendine Laura Ewing John R. LeCour Tracy Goza David Smith W.Chris Peden Mel P. Mease I es APE.ointed Officials Ronald E. Cox Deloris McKenzie Jon Branson Rebecca Carbone Mickie! G. Hodge Olson & Olson Terry Byrd Roger C. Roecker Robert Wieners James W. Woltz CITY OF FRIENDSWOOD, TEXAS PRINCIPAL OFFICIALS SEPTEMBER 30, 2005 Position Mayor Council Member -Position No. 1 Council Member -Position No. 2 Council Member -Position No. 3 Council Member - Position No. 4 Council Member -Position No. 5 Council Member -Position No. 6 City Manager City Secretaiy Position Director of Community Services Tax Assessor-Collector Community Development Director and Public Works Director City Attorney Fire Marshal/Emergency Management Coordinator Director of Administrative Services Police Chief Judge -Municipal Court 7 Term Expires May 2006 May 2006 May 2008 May 2006 May 2007 May 2008 May 2007 THIS PAGE LEFT BLANK INTENTIONALLY NOii:l'JIS ri:VI:lNVNI� ) I ) l l ,') I } ( J ( ) ( ) ) ( ) ( ' ) ( ) I ) <', ( } ( ) ( ) ) ( ) \ ) 1') \ ) I ) l J ( ) ( \ \ ) ( } \ ) \ ) ( ) , I ) ( ) ( ) l ) ',) I ) l,) ') ) THIS PAGE LEFT BLANK INTENTIONALLY I• I ( ( ' ( ' ( I (', ( (I ( ( ( ( ( ) ( ) l ) (\ ( ) ( ( ( l l : ( ( (1 () (! ( ( l l, J (1 {_ ) ( Cl (. ) ll ( i l ,f.) l i L, l l I I l PH.sll PATT ILL 0, BROWN & HILL, L.L.P. CERTIFIED PUBLIC ACCOUNTANTS ■ BUSINESS CONSULTANTS INDEPENDENT AUDITORS' REPORT To the Honorable Mayor and Member of the City of Council City of Friendswood, Texas We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Friendswood, Texas, as of and for the year ended September 30, 2005, which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City of Friendswood, Texas' management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements refetTed to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Friendswood, Texas, as of September 30, 2005, and the respective changes in financial position and cash flows, thereof and the respective budgeta1y comparison for the General Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated January 19, 2006, on our consideration of the City of Friendswood, Texas' internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control of financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit perform ed in accordance with Government Auditing Standards and should be considered in conjunction with this report in considering the results of our audit. 8 40 I WEST HIGHWAY 6 ■ P. 0. BOX 20725 ■ WACO, TX 76702-0725 ■ (254) 772-490 I ■ FAX: (254) 772-4920 ■ www.pbhcpa.com AFFILIATE OFFICES: BROWNSVILLE, TX (956) 544-7778 ■ HILLSBORO, TX (254) 582-2583 TEMPLE, TX (254) 791-3460 ■ ALBUQUERQUE, NM (505) 266-5904 The management's discussion and analysis on pages 10 through 17 is not a required part of the basic financial statements but is supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Friendswood, Texas' basic financial statements. The introductory section, combining and individual fund financial statements and schedules, and statistical tables are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introduct01y section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. j}�l 8� $;)/�a?Janua1y 19, 2006 9 ,J ( f ( ( (! (I (') ( l ( ) ( I (I ' ) ( l ( ) () l ) ( ) ( ) ( ) ( ) ( l () (> () f· ( (' () ( l ( J (J (J ( LI lJ () (.") L,1 f.) l l.J ll ( MANAGEMENT'S DISCUSSION AND ANALYSIS THIS PAGE LEFT BLANK INTENTIONALLY .( ( ( ( ' { ) ( I ( ') (l ( 'i ( ( I ( ( ) ( l i (! l ) ( \ ( l ( I ll ( ( l () ( ( l ( ( (_ ) ( J (1 ( (. ) (. )( ) ( ) (_ J C.J (, l' l. ) l Management's Discussion and Analysis As Management of the City of Friendswood, we offer readers of the City's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2005. This information is not intended to be a complete statement of the City's financial condition. We recommend and encourage readers to consider the information presented here in conjunction with the accompanying transmittal letter and basic financial statements. FINANCIAL HIGHLIGHTS •The assets of the City of Friendswood exceeded its liabilities at the close of the most recent fiscal year by $64,135,679 (net assets). Of this amount, $7,527,573 is unrestricted net assets for governmental activities and $5,228,802 for business-type activities. •The City's net assets increased by $4,149,073. This resulted in an increase in invested in capital assets net of related debt of $2,550,033, unrestricted net assets increased in the amount of$1,293,241 and the remaining $305,799 increased resh·icted net assets. •As of the close of the cunent fiscal year, the City of Friendswood's governmental funds reported combined ending fund balance of $17,726,072. Of the ending fund balance, $10,182,032 is restricted under laws external to the City for specific purposes (e.g., capital projects, debt service); $1,043,428 is designated by the City for specific purposes; $511,197 reserved for encumbrances and prepaid items; and $5,989,415 is unreserved and available to finance the activities of the governmental funds. •The City's combined ending governmental fund balance increased $4,681,392. This increase was primarily the result of the issuance of capital related debt coupled with expending bond proceeds for designated capital projects. OVERVIEW OF THE FINANCIAL STATEMENTS This discussion and analysis is intended to serve as an introduction to the City's basic financial statements. The City's basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This repo1t also contains other supplementary information in addition to the basic financial statements themselves. Government-wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the City's finances, in a manner similar to a private-sector business. The Statement of Net Assets presents information on all of the City's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. This statement combines and consolidates governmental funds cunent financial resources (short-term spendable resources) with capital assets and long-term obligations. Other non-financial factors should also be taken into consideration, such as changes in the City's prope1ty tax base and the condition of the City's infrastructure (i.e. roads, drainage improvements, storm sewer and water lines, etc.), to assess the overall financial condition of the City. 10 The Statement of Activities presents information showing how the City's net assets changed during the fiscal year. All of the current year's revenues and expenses are taken into account regardless of when cash is received or paid. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but not used compensated absences). Both the statement of net assets and the statement of activities are prepared utilizing the accrual basis of accounting as opposed to the modified accrual basis used in prior reporting models. Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their costs through user fees (business-type activities). •Governmental activities include most of the City's basic services, (general government, public safety, community development and public works and community services). Property taxes, sales taxes, and franchise fees primarily finance these activities. •Business-type activities include the City's water and sewer system. Charges for services covers all or most of the cost for these services. Fund Financial Statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. Fund accounting is used by state and local governments to control and manage money for particular purposes and to ensure finance-related legal requirements. The City uses two fund types -governmental and proprietary. •Governmental funds - Similar to the governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental funds focus on current sources and uses of spendable resources. The governmental fund statement provides a detailed short-term view of the City's general government operations and helps you determine whether resources are available in the near future to finance City programs. Comparing the information presented for governmental funds with the information presented for governmental activities in the government-wide financial statements will help the reader to better understand the long-term impact of the government's near-term financing decisions. The governmental funds balance sheet, statement of revenue and expenditures, and changes in fund balances include a reconciliation to provide such comparison. The City maintains seven governmental funds. Information is presented separately in the governmental funds balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances for the General Fund and the Capital Projects Fund, both are considered to be major funds. The other six funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in the f01m of combining statements found in this report. •Proprietary funds -The City maintains two types of proprietary funds. The City uses the Enterprise Fund for water and sewer operations. The Enterprise Fund reports the same functions presented as business-type activities in the government-wide financial statement. The second proprietary fund is the Internal Service Fund. This fund is used to account for fleet management services. The Internal Service Fund is included within the governmental activities in the government-wide financial statements. 11 (\ (l ( I () f ) ( ·1 ( { ( ( I (') l l (l ( ) { ) ( \ ( \ ll ( ( ) ( ! ( ( ( { � 1 l I . '-} (> ( ) (l l l ( l (. ,I f l (_1 ll l Proprietary fund financial statements provide the same type of information as the government-wide financial statements, with more detail and include the Internal Service Fund type activity. Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. Other Information In addition to the basic financial statements and accompanying notes, this report also presents combining and individual fund statements and schedules that further support the information in the financial statements. These statements are presented immediately following the notes to the financial statements. GOVERNMENT-WIDE FINANCIAL ANALYSIS The City's net assets exceed liabilities by $64.1 million as of September 30, 2005. The largest portion of the City's net assets (76.96%) reflects its investments in capital assets ( e.g., land, buildings, equipment, improvements, construction in progress and infrastructure), less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; therefore, these assets are not available for future spending. It should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. Current and other assets $ Capital assets Total assets Long-tenn liabilities Other liabilities Total liabilities Net assets: Invested in capital assets, net of related debt Restricted Unrestricted Total net assets $ CITY OF FRIENDSWOOD'S NET ASSETS Governmental Activities 2005 2004 20,612,279 $ 15,394,203 $ 41,729,856 35,428,920 62,342,135 50,823,123 17,997,649 10,437,768 2,706,221 2,356,959 20,703,870 __ 12_,794,727 32,533,863 1,576,829 7,527,573 41,638,265 $ 29,632,831 1,271,568 7,125,997 38,030,396 $ Business-type Activities 2005 2004 6,842,347 $ 5,747,279 34,508,884 35,570,302 41,351,231 41,317,581 17,058,651 17,842,294 1,795,166 1,519,077 18,853,817 ��1�9,361,371 I 6,823,526 17,174,525 445,086 444,548 5,228,802 4,337,137 $ 22,497,414 $ 21,956,210 $ Totals 2005 27,454,626 76,238,740 103,693,366 35,056,300 4,501,387 ______]_2__,55 7�68 7 49,357,389 2,021,915 12,756,375 $ 64,135,679 $ 2004 21,141,482 70,999,222 92,140,704 28,280,062 3,876,036 32,li§,098 46,807,356 1,716,116 11,463,134 59,986,606 Governmental and business-type activities increased the City's net assets by $4.14 million in 2005. The following table provides a summary of the City's operations for the year ended September 30, 2005. The Governmental activities increased the City of Friendswood's net assets by $3.6 million, accounting for 86.96% of the total increase in net assets. Business-type activities increased the City's net assets by $541,204, accounting for 13.04% of the total increase in net assets. 12 CITY OF FRIENDSWOOD'S CHANGES IN NET ASSETS Governmental Activities Business-type Activities Totals 2005 2004 2005 2004 2005 2004 Revenues: Program revenues: Charges for services $ 2,015,867 $ 1,856,583 $ 8,390,761 $7,203,736 $ 10,406,628 $ 9,060,319 Operating grants and contributions 1,271,119 778,261 1,271,119 778,261 Capital grants and contributions 235,300 239,200 235,300 239,200 General revenues: Property taxes 11,352,598 10,931,393 11,352,598 10,931,393 Sales taxes 3,199,136 2,833,290 3,199,136 2,833,290 Franchise taxes I, 176,460 1,119,328 1,176,460 1,119,328 Other taxes 53,790 71,028 53,790 71,028 Investment earnings 376,435 219,085 114,932 59,869 491,367 278,954 Miscellaneous 51,503 13,478 64,981 Total revenues 19,732,208 18,048,168 8,519,171 7,263,605 28,251,379 25,311,773 Expenses: General govennncnt 3,438,849 3,375,283 3,438,849 3,375,283 Public safety 7,318,886 6,026,272 7,318,886 6,026,272 Community development and public works 2,576,447 2,569,356 2,576,447 2,569,356 Community services 3,075,023 3,081,717 3,075,023 3,081,717 Water and sewer 6,251,251 6,613,296 6,251,251 6,613,296 Interest on long-tenn debt 478,495 465,770 963,355 1,441,850 465,770 Total expenses __ l6_,887,700 15,518,398 7,2l 4,6Q(i_ 6,613,296 24,102,306 22,131,694 Increases in net assets before transfers 2,844,508 2,529,770 1,304,565 650,309 4,149,073 3,180,079 Transfers . __ 763,361 714,278 ( 763,361) ( 714,278) Change in net assets 3,607,869 3,244,048 541,204 ( 63,969) 4,149,073 3,180,079 Net assets, beginning 38,030,396 55,796,025 21,956,210 22,020,179 59,986,606 77,816,204 Prior period adjustment ( 21,009,677) ( 21,009,677) Net assets, ending $ 41,638,265 $ 38,030,396 s 22,497,414 $21,956,210 $ 64,135,679 $ 59,986,606 13 r ( {) (1 (') ( l { ) f I (J ( ) ( ) ( ) () l l (') ( ') ( ) ( ) ( ) ll (1 () ( ) (_, ( ( l I () <. ) (J l\ () l l () ( I l.) l J l ll l' L, ( FINANCIAL ANALYSIS OF THE GOVERNMENT'S FUNDS Governmental Funds At the end of the current fiscal year, the City's governmental funds reported combined ending fund balances of $17,72 6,0 72. Approximately 34% of this amount ($5;989,415) is unreserved, undesignated fund balance, however, $4.1 million is set aside for the 90 -day operating reserve, as set forth in the City's financial policies. $11,736,657 is reserved, designated or has legal restrictions as follows: Reserves (3 % ) •Encumbrances •Prepaid expense Designations (6%) •Projects •Compensated absences Legally restricted (57%) •Capital projects •Special revenue funds •Permanent Funds •Debt service $383,462 127,735 $382,009 661,419 $8,58 4,78 1 175,192 26,292 1,395,767 In the General Fund, fund balance increased by $937,539. The increase is due to increased revenues in sales tax ($50 1,626), franchise taxes ($100,460), fines and forfeitures ($338 ,401). The Debt Service Fund balance increased by $566,0 66. The increase is due to unexpected principal and interest payments for debt that was not issued until the end of the fiscal year. Proprietary Fund Unrestricted net assets of the respective proprietary funds are Enterprise, (water and sewer), $5,228,802 and Internal Service Fund (vehicle replacement fund), $221,793. The net assets of the Water and Sewer Fund increased by $541,204. The net assets of the Internal Service Fund increased by $134,258 . General Fund Budgetary Highlights The City made revisions to the original appropriations approved by the City Council. These changes resulted in an increase in budgeted expenditures from the original budget of $507,209 or 2.8%. The majority of this increase was the re-appropriation of prior year reserves ($81,337), encumbrances ($38 4,815) from the prior year, and to appropriate insurance proceeds ($32,590). CAP IT AL ASSETS The City of Friendswood's investment in capital assets (net of accumulated depreciation) for its governmental and business-type activities as of September 30 , 20 05, is $76,238,740. The investment in capital assets include land, buildings and improvements, equipment, infrastrncture, water rights and constrnction in progress. 14 This year's major capital events during the current fiscal year included the following: Land •Continued site preparation and pre-constrnction phase of the Public Safety Building with current year costs of $444,778. Prior year costs were $217,337 and the proposed project costs are $5.9 million. •Continued site preparation and pre-constrnction of new Fire Station #4 for $32,492. The proposed project costs are $1.4 million. •Continue drainage improvements in Sun Meadow with current costs of $2,003,297. Project costs to date are $2.2 million. •Continued Phas e II improvements at Centennial Park with current year costs of $2 million and total projected costs of $3.5 million. •Completion of drainage improvements in the subdivisions of Annalea, Kingspark and Whitehall projec t totaling $1.3 million. •Completion of street and drainage improvements on Woodlawn and Shadowbend totaling $1.4 million. •Asphalt street improvements completed for a total of $244,348. •Design phases of Prairie Wilde Drainage ($9,400), Clover Acres Drainage ($223,692) and Glenshannon Drainage ($44,685). CITY OF FRIENDSWOOD'S CAPITAL ASSETS AT YEAR-END Govemmental Activities Business-type Activities Totals 2005 2004 2005 2004 2005 2004 $ 24,564,265 $ 24,011,964 $ 718,493 $ 718,493 $ 25,282,758 $ 24,730,457 Buildings and improvements 9,196,060 6,580,179 9,196,060 6,580,179 Equipment 1,625,743 1,529,863 618,525 541,840 2,244,268 2,071,703 Infrastructure 29,373,029 30,452,500 29,373,029 30,452,500 Water rights 3,465,469 3,465,469 3,465,469 3,465,469 Construction in progress 6,343,788 3,306,914 333,368 392,000 6,677,156 3,698,914 Total capital assets $ 41,729,856 $ 35,428,920 s 34,508,884 $ 35,570,302 $ 76,238,740 $ 70,999,222 Additional information on the City's capital assets can be found in the notes on pages 43 and 44 of this report. DEBT ADMINISTRATION At the end of the current fiscal year, the City of Friendswood had a total bonded debt and capital lease obligation of $35,627,597. 15 I .' , ·, � r ) ' ) , ) �) [ [ l [ l [ ( l, J ( I.' (, l l ( l I CITY OF FRIENDSWO OD'S OUTSTANDING DEBT AT YEAR-END Governmental Activities Business-ti� Activities Totals 2005 2004 2005 2004 2005 2004 General obligations $ 17,590,000 $ 10,059,865 $ 3,310,000 $ 1,830,135 $ 20,900,000 $ 11,890,000 Revenue bonds payable 14,020,000 14,160,000 14,020,000 14,160,000 Certificates of obligation 470,000 2,535,000 470,000 2,535,000 Capital )eases 237,597 _ 362,154 237,597 362,154 $ 17,827,597 $ 10,422,019 $ 17,800,000 $ �525,135 $ 35,627,591 $ �94 7, 154 The City's General Obligation, Revenue Bonds, and Certificates of Obligation bond ratings are listed ·below:General Obligation Bonds Revenue Bonds Moody's Investors Service Al A2 Standard &Poor's A+ NIA Additional information on the City's outstanding debt can be found on pages 44 through 47 of this report. ECONOMIC FACTORS AND NEXT YEAR'S BUDGETS AND RATES The entire area surrounding Friendswood continues to experience unprecedented growth. The City's current population is estimated to be 34,272. Friendswood is expected to reach build out sometime before 2020 with an estimated population of 50,000. The City is continuing to focus on Economic Development initiatives, including redevelopment of Main Street and two new residential and commercial developments, West Ranch and Clear Creek Village Center. Clear Creek Village Center, as planned, will include 1.6 million feet of new development. This is projected to add $230 million in new taxable value and an estimated $1.5 million in sales tax revenue. The West Ranch residential development is currently under way. Clear Creek Village Center has not begun construction at this time. Project completion is estimated at 7 -10 years after construction begins. The City's largest single source of revenue in the General Fund continues to be ad valorem taxes. Th� City's tax rate is $.6385 for seven years; the tax rate was reduced by 3.45 cents and is now $.6040. This rate consists of a maintenance and operations (M&O) tax rate of $.5243 and an I&S (debt service) tax rate of $.0797. The rate was set based on a net assessed value of $1,840,094,487. This is an increase of $70,000,000 in taxable value with $52,500,000 or 75% resulting from new construction in the City. This additional value results in an M&O levy increase of $180,569. The City's financial management policies sets the guideline to maintain the fund balance and net assets of the various operating funds at levels sufficient to protect the City's creditworthiness as well as its financial position from unforeseeable emergencies. 16 The City's second largest source of revenue in the General Fund is Sales Tax. While the City projects a slight increase from the prior year budget of $2,700,000 to $2,800,000, the 2006 estimate is 3.6% less than the collections of the previous fiscal year. Other significant General Fund revenues are building permits, $487,050 and municipal court fines, $814,000. If all estimates are realized, the total General Fund unreserved fund balance is projected to be $5million at September 30, 2006. Water revenues are budgeted at $4,163,000, which is a 1.7% increase over the prior year. Sewer revenues are budgeted at $3,524,000. This represents a $93,000 revenue increase, or 2.7%. Water and sewer reserves are expected to be $5 .9 million at the end of fiscal year 2006. Pursuant to the financial management policy, funds in excess of the 90-day operating reserve are designated for future capital improvements. This capital reserve will allow the City to reduce the amount of future issuances of revenue bonds. CONTACTING THE CITY'S FINANCIAL MANAGEMENT This financial report is designed to provide our citizens, customers, investors, and creditors with a general overview of the City's finances and to show the City's accountability for the money it receives. If you have questions about this report or need additional information, contact Administrative Services, P.0. Box 1288, Friendswood, Texas 77549-1288, or call Roger C. Roecker 281-996-3211, or email rroecker@ci.friendswood.tx.us. 17 siN:t1]1\11Jiivis 'IVIJNVNI� JISVH J /J ( ) 1) 1) ( ) ( ) ( ) () () ( ) ( ) ( ) ( ) ( ) ( ) ( ) ) ) ( ) { ) I ) I ) ( ) ( ) ( ) l ) { ) { ) ( ) ( ) { } ( } I J ( J ( ) l J l.) ) I ) I J J THIS PAGE LEFT BLANK INTENTIONALLY ( ( ( (, CITY OF FRIENDSWOOD, TEXAS (l STATEMENT OF NET ASSETS (I SEPTEMBER 30, 2005 (l ( ) Primary Government () Governmental Business-type Activities Activities Total ( ) ASSETS Cash and investments $ 18,280,283 $ 4,051,035 $ 22,331,318 Receivables, net ofallowances•fur uncollectibles Taxes 1,183,803 1,183,803 ( )Customer accounts 113,229 1,489,870 1,603,099 Other 270,575 20,592 291,167 ( '1 Due from other governments 430,607 430,607 ( ; Prepaids 127,735 1,864 129,599 Defen·ec\ charges 206,047 133,934 339,981 ( l Restricted assets: ( I Cash and investments 873,387 873,387 Net investment in joint venture 271,665 271,665 ( ) Capital assets: Land 24,564,265 718,493 25,282,758 ' )Buildings and improvements 15,614,543 15,614,543 ( )Machinery and equipment 6,116,169 3,041,636 9,157,805 Water and wastewater system 45,336,323 45,336,323 ( l Construction in progress 6,343,788 333,368 6,677,156 ( ) Water rights 3,465,469 3,465,469 Accumulated depreciation ( I 0,908,909) ( 18,386,405) ( 29!295,314) (1 Total capital assets, net of accumulated depreciation 41,729,856 34,508,884 76,218,740 ( Total assets 62,342,135 41,351,231 103,693,366 ( ( ' LIABILITIES Accounts payable 1,394,325 591,659 1,985,984 ( ) Accrned liabilities 596,573 25,497 622,070 ( ) Customer deposits 262,660 262,660 Accmed interest 62,600 94,914 157,514 ( ) NoncutTent liabilities: Due within one year 652,723 820,436 1,473,159 () Due in more than one year 17,997,649 17,058,651 35,056,300 (1 Total liabilities 20,703,870 18,853,817 39,557,687 ( ) NET ASSETS l)Invested in capital assets, net of related debt 32,533,863 16,823,526 49,357,389 Restricted for: (J Debt service 1,375,345 295,962 1,671,307 CJ Public safety 77,157 77,157 Community development 124,327 124,327 ( J Capital improvements 149,124 149,124 Umestricted 7,527,573 5,228,802 ___!b,756,375 ll l, Total net assets $ 41,638,265 $ 22,497,414 $ 64,135,679 l I The notes to the fmancial statements are an integral part of this statement. I \ 18 Functions/Pro�ams Prinrnry GoYernment: Governmental activities: General govemment Public safety CITY OF FRIENDSWOOD, TEXAS STATEMENT OF ACTMTIES FOR THE YEAR ENDED SEPTEMBER 30, 2005 Expenses $ 3,438,849 $ 7,318,886 Charges for Services 1,176,086 15,013 Pro_gram Revenues $ Operating Grants and Contributions 903,997 Community development and public works Community services 2,576,447 3,075,023 758,487 360,528 66,281 6,594 Interest on long-le1m debt 478,495 Total governmental activities 16,887,700 2,015,867 __ 1,271,119 Business-type activities: Water and sewer 7,214,606 8,390,761 Total business-type activities 7,214,606 8,390,761 Total primary government $ 24,102,306 $ 10,406,628 $ 1,271,119 General revenues: Taxes: Prope1iy taxes, levied for general purposes Properly taxes, levied for debt service Sales Franchise Other hlvestment earnings Miscellaneous Transfers Total general revenues and transfers Change in net assets Net assets, beginning Net assets, ending The notes to the financial statements are an integral part of this statement. 19 $ Capital Grants and Contributions 174,640 60,660 _ � 3 00 $ 235,300 ( ( ( f ( (I (') (l ( ) Net (Expense) Revenue and ( )Changes in Net Assets Primary Government ( ) t ) Governmental Business-type Activities Activities Total () ( / ( ) $( 2,262,763) $ $( 2,262,763) ( )( 6,225,236) ( 6,225,236) ( ) ( 1,396,772) ( 1,396,772) ( 3,002,148) ( 3,002,148) ( ) ( 478,495) ( 478,495) ( ( 13,365,414) ( 13,365,414) ( ( ) 1,176,155 1,176,155 1,176,155 1,176,155 ( ) (' ( 13,365,414) 1,176,155 !12,189,259)( l ( (I 9,856,574 9,856,574 ( )1,496,024 1,496,024 l i 3,199,136 3,199,136 1,176,460 1,176,460 (,1 53,790 53,790 ( ) 376,435 114,932 491,367 51,503 13,478 64,981 () 763,361 ( 763,361) ( ) 16,973,283 ( 634,951) 16,338,332 (_ \ 3,607,869 541,204 4,149,073 38,030,396 21,956,210 59,986,606 tJ $ 41,638_,265 $ ____1,b_497,414 $ ______&±,_ 13 5_, 67 9 ll (_) ( ) {.J l J ( ll' 20 l l CITY OF FRIENDSWOOD, TEXAS BALANCE SHEET GOVERNMENTAL FUNDS SEPTEMBER 30, 2005 2003 and Total 2005 Bond Governmental General Construction Other Funds Funds ---ASSETS Cash and investments $ 7,301,726 $ 9,130,391 $ 1,627,009 $ 18,059,126 Receivables, net of allowances for uncollcctibles: Taxes 1,141,625 42,178 1,183,803 Customer accounts 84,961 28,268 113,229 Other 245,725 15,857 8,357 269,939 Due from other governments 430,607 430,607 Prepaids 127,735 127,735 Total assets $ 9,332,379 $ 9,146,248 $ 1,705,812 $ 20,184,439 LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 766,475 561,467 66,383 1,394,325 Accrued liabilities 596,573 596,573 Deferred revenue 425,291 42,178 467,469 Total liabilities 1,788,339 561,467 108,561 2,458,367 Fund balances: Reserved for: Encumbrances 383,462 383,462 Prepaids 127,735 127,735 Debt service 1,395,767 1,395,767 Unreserved, reported in: General fond Designated for: Projects 382,009 382,009 Compensated absences 661,419 661,419 Undesignated 5,989,415 5,989,415 Capital projects fonds 8,584,781 8,584,781 Special revenue fonds 175,192 175,192 Pennanent fond 26,292 26,292 Total fond balances 7,544,040 8,584,781 1,597,251 17,726,072 Total liabilities and fund balances $ 9,332,379 $ 9,146,248 $ 1,705,812 Amounts reported for governmental activities in the statement of net assets arc difforcnt because: Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the fonds. 41,385,376 Other long-tcnn assets arc not available to pay for current-period expenditures and, therefore, are deferred in the fonds. 467,469 An Internal Service Fund is used by management to charge the costs of certain capital assets to individual fimds. The assets and liabilities of the Internal Service Fund arc included in tl1e governmental activities in the statement of net assets. 566,273 Long-tenn liabilities are not due and payable in the current period and therefore are not reported in the fonds. ( 18,506,925) Net assets of governmental activities $ 41,638,265 The notes to the financial statements are an integral part of this statement. 21 ( ( ,( ( \ CITY OF FRIENDSWOOD, TEXAS (\ STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES (, GOVERNMENTAL FUNDS (\ FOR THE YEAR ENDED SEPTEMBER 30, 2005 ( ) ( ) 2003 and Total ( )2005 Bond Governmental ( I General Construction other Funds Funds REVENUES (l Prope11y taxes $ 9,896,019 $ $ 1,496,021 $ 11,392,040 i( ) Sales taxes 3,210,626 3,210,626 Franchise fees 1,176,460 1,176,460 ( ) Fines and forfeitures 1,106,423 6,493 1,112,916 () Pennits and fees 675,307 42,300 717,607 Intergovemmental 985,339 985,339 l ·i Interest on investments 248,271 62,986 63,866 375,123 ( ) Donations 213,381 213,381 Other 365,920 49 003 414,923 C)Total revenues _____!2i_664,365 62,986 __ 1,871,064 ___12_,5 2_8_, 415 ( ( ) EXPENDITURES Cunent: ( I General govenunent 3,420,274 3,420,274 ( ) Public safety 6,801,143 326,832 7,127,975 Community development and public works 2,436,359 2,436,359 ( l Community services 2,626,329 2,626,329 ' ) Capital outlay 2,366,082 4,674,091 7,040,173 Debt service: ( )Principal 459,422 459,422 (_, Interest and fiscal charges 594,076 594,076 Total expenditures 17,650,187 4!674,091 1!380,330 23 !704,608 ( l EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 14,178 ( 4,611,105) 490 734 ( 4,106,193) ( J OTHER FINANCING SOURCES (USES) Issuance of capital related bonds 7,865,000 7,865,000 Premium on issuance of bonds 159,224 159,224 ll Transfers in 923,361 923,361 Transfers out ( 160,000) ( 160,000) l)Total other financing sources (uses)923,361 8,024,224 ( 160,000) 8,787,585 (.) (.) NET CHANGE IN FUND BALANCES 937,539 3,413,119 330,734 4,681,392 ( J FUND BALANCES, BEGINNING 6,606,501 5,171,662 1,266,517 �44,680 l J $ 7,544,040 $ 8,584!781 $ 1,597,251 $ _1_7,726,072 l)FUND BALANCES, ENDING (_ ) ( / The notes to the fmancial statements are an integral part of this statement. l l J 22 I lI l CITY OF FRIENDSWOOD, TEXAS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE OF GOVERNMENTAL FUNDS TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2005 Amounts reported for governmental activities in the Statement of Activities (pages 19 -20) are different because: Net change in fond balances -total governmental fonds (page 22) Goverlllllental fonds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated usefol lives and reported as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period. Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds. The issuance of long-term debt ( e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental fonds. Neither transaction, however, has any effect on net assets. This amount is the net effect of these differences in the treatment oflong­ term debt and related items. Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Internal Service Funds are used by management to charge the costs of certain capital assets to individual funds. The net revenue of certain activities of internal service fonds is reported with governmental activities. Change in net assets of governmental activities (pages 19 -20) The notes to the financial statements are an integral part of this statement. 23 $ 4,681,392 6,350,984 ( 42,159) ( 7,420,791) ( 95,815) 134,258 $ 3,607,869 ( I CITY OF FRIENDSWOOD, TEXAS f1 GENERAL FUND (\ STATEMENT OF REVENUES, EXPENDITURES ( ) AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL (\ FOR THE YEAR ENDED SEPTEMBER 30, 2005 (' ( l Variance with ( I Final Budget ( )Budgeted Amounts Actual Positive ( Original Final Amounts (Negative) ( ) REVENUES ( ) Property taxes $ 9,818,190 $ 9,818,190 $ 9,896,019 $ 77,829 Sales taxes 2,709,000 2,709,000 3,210,626 501,626 ( ) Franchise taxes 1,076,000 1,076,000 1,176,460 100,460 {l Fines and forfeitures 755,800 768,022 1,106,423 338,401 Permits and fees 531,981 535,511 675,307 139,796 {) Intergovernmental 1,130,086 l, 103,350 985,339 ( 118,011) ( l Interest on investments 65,000 65,000 248,271 183,271 ( I Other 117,733 159,748 365,920 206,172 Total revenues 16,203,790 16,234,821 17,664,365 1,429,544 ( (l EXPENDITURES (1 Current: General government 3,508,282 3,739,997 3,434,166 305,831 ( l Public safety 6,614,101 7,025,082 6,801,143 223,939 () Community development and public works 4,057,404 3,930,157 3,622,065 308,092 Community services 4,231,517 4,223,277 3,792,813 430,464 (·Total expenditures 18,411,304 18,918,513 17,650)187 _1268,326 ( I (, EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES ( 2,207,514) ( 2,683,692) 14,178 2,697,870 l.) OTHER FINANCING SOURCES (, Transfers in 923,361 923,361 923,361 (. I Total other financing sources 923,361 923,361 923,361 ll NET CHANGE IN FUND BALANCES ( 1,284,153) ( 1,760,331) 937,539 2,697,870 (.J FUND BALANCES, BEGINNING 6,606,501 6,606,501 ____&_,_606,501 ll () FUND BALANCES, ENDING $ 5,322,348 $ 4,846,170 $ 7,544,040 $ 2,697,870 lJ lJ ( l l I The notes to the financial statements are an integral part of this statement. l l l 24 l { ' ASSETS Current assets: Cash and investments Accounts receivable, net of allowance: Customer accounts Otl1er Prcpaids Restricted cash and investments Total current assets Noncurrent assets: Restricted net investment in joint venture Deferred char11es Capital assets: Laud Machinery and equipment Water and wastewater system Constrnction in pro11ress Water rights Accumulated depreciation Total capital assets Total noncurrent assets Total assets LIABILITIES Current liabilities: Accounts payable Accrned liabilities Accrned interest Customer deposits Compensated absences Bonds payable Total current liabilities Noncurrent liabilities: Compensated absences Bonds payable Total noncurrent liabilities Total liabilities NET ASSETS Invested in capital assets, net of related debt Restricted for: Dcbt semce Capital improvements Unrestricted Total net assets CITY OF FRIENDSWOOD, TEXAS STATEMENT OF NET ASSETS PROPRIETARY FUNDS SEPTEMBER 30, 2005 Business-type Activities Ente!l!_rise Fund Water and Sewer $ 4,051,035 1,489,870 20,592 1,864 873,387 6,436,748 271,665 133,934 718,493 3,041,636 45,336,323 333,368 3,465,469 18,386,405) 34,508,884 34,914,483 41,351,231 591,659 25,497 94,914 262,660 11,959 808,477 1,795,166 47,836 17,010,815 17,058,651 18,853,817 16,823,526 295,962 149,124 5,228,802 $ 22,497,414 The notes to the financial statements are an integral part of this statement. 25 $ $ Governmental Activities Internal Sen�cc Fund 221,157 636 22!L793 843,005 498,525) 344,480 344,480 566 L273 344,480 221,793 566,273 ,( ( ( ( ( () ( j ( ( l ( ) ( ) ( ( ) ( ) () ( I ( \ ( ,( ) ( I ( l (J ( ( ( ( ( ) l ,l J ( ) (_)l>lJl ) l Jt J l lfL· l l CITY OF FRIENDSWOOD, TEXAS STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS YEAR ENDED SEPTEMBER 30, 2005 Business-type Governmental OPERA TING REVENUES Charges for services Total operating revenues OPERATING EXPENSES Personnel services Wastewater operations Water purchases Repairs and maintenance Supplies Other services and charges Depreciation Total operating expenses OPERATING INCOME NONOPERATING REVENUES (EXPENSES) Investment earnings Gain on sale of capital assets Interest expense and fiscal charges Total nonoperating revenues (expenses) INCOME BEFORE TRANSFERS TRANSFERS OUT CHANGE IN NET ASSETS TOTAL NET ASSETS, BEGINNING TOTAL NET ASSETS, ENDING Activities Entererise Fund Water and Sewer $ 8,390,761 8,390,761 1,244,347 1,251,366 804,440 673,097 168,740 627,895 1,481,366 6,251,251 2,139,510 114,932 13,478 ( 963,355) ( 834,945) 1,304,565 ( 763,361) 541,204 21,956,210 $ 22,497,414 The notes to the financial statements are an integral part of this statement. 26 Activities Internal Service Fund $ 315,821 315,821 23,940 170,365 194,305 121,516 1,312 11,430 12,742 134,258 134,258 432,015 $ 566,273 CITY OF FRIENDSWOOD, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS YEAR ENDED SEPTEMBER 30, 2005 Business-type Activities Ente1:Erise Fund Water and Sewer CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers and users $ 8,191,399 Cash paid to suppliers for goods and services ( 1,312,357) Cash paid to employees for services { 3,270,991) Net cash provided by operating activities 3,608,051 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers to other funds { 763,361) Net cash used for noncapital financing activities { 763,361) CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of capital assets ( 419,948) Proceeds from sale of capital assets 13,478 Principal paid on bonds ( 689,889) hlterest and fiscal charges paid on debt { 970,796) Net cash used for capital and related financing activities { 2,067,155) CASH FLOWS FROM INVESTING ACTIVITIES Investment earnings I 14,932 Net cash provided by investing activities 114,932 NET INCREASE IN CASH AND CASH EQUIVALENTS 892,467 CASH AND CASH EQUIVALENTS, BEGINNING 4,031,955 CASH AND CASH EQUIVALENTS, ENDING $ 4,924,422 (hlcluding $873,387 for water and sewer rep011ed as restricted assets) ( continued) 27 Govenunental Activities Intemal Service Fund $ 315,821 { 23,825) 291,996 ( 120,317) 11,430 { 108,887) 1,312 ___ 1,312 184,421 36,736 $ 221,157 ( ( ( ) ( ( ( ( ) ) ( ) ( ) ( ( ( (, ( ( l ( ( ( (_ ( ( ( ) l' () lJ l l l l> l CITY OF FRIENDSWOOD, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS (Continued) YEAR ENDED SEPTEMBER 30, 2005 Business-type Activities Ente1::erise Fund \Valer and Sewer Reconciliation of operating income to net cash provided by operating activities: Operating income $ 2,139,510 Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation 1,481,366 Changes in assets and liabilities: Decrease (increase) in assets: Customer receivable ( 210,338) Other receivable 14,511 Prepaid and other assets 1,103 Investment in joint venture ( 3,301) Increase (decrease) in liabilities: Accounts payable 256,745 Accrned liabilities ( 46,068) Compensated absences payable ( 21,942) Customer_deposits ( 3,535) Net cash provided by operating activities $ 3,608,051 l 1 The notes to tlte financial statements a1·e an integral part of this statement. l l 1 2s l l Govemmental Activities - Intemal Service Fund $ 121,516 170,365 115 $ 291,996 CITY OF FRIENDSWOOD, TEXAS NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30, 2005 1.SUMMARY OF SIGNIFICANT ACOUNTING POLICIES The City of Friendswood, Texas (the City) was incorporated on October 15, 1960. The City charter provides for a City Council-City Manager form of government. The Mayor and six Council Members are elected from the City at large serving three-year terms. Currently, the City charter provides for a Council term limitation of three terms. The City Council is the principal legislative body of the City. The City Manager is appointed by a majority vote of the City Council and is responsible to the Council for the administration of all the affairs of the City. The City Manager is responsible for law enforcement, appointment and removal of department directors and employees, supervision and control of all City departments, and preparation of the annual budget. The Mayor presides at meetings of the City Council and can vote. The City provides the following services: public safety, streets, parks and recreation, libra1y, water and sewer, sanitation, planning and zoning, building inspection, code enforcement, and general administrative services. A.Reporting Entity The City is an independent political subdivision of the State of Texas governed by an elected six-member Council and Mayor and is considered a primary government. As required by generally accepted accounting principles, these financial statements have been prepared based on considerations regarding the potential for inclusion of other entities, organizations, or functions as part of the City's financial reporting entity. Based on these considerations, no other entities have been included in the City's reporting entity. Additionally, as the City is considered a primary government for financial repo1iing purposes, its activities are not considered a part of any other governmental or other type of reporting entity. ( continued) 29 ( ( ( () ( (\ ( ) ( '1 ( I ( I ( ( ( ) ( ') (.) C-' (l (l ( (l (l ( ( : ( ( (., ( I l J ( ) ( ) ( J (_) l i (._ ) l Jc, l' l ,L ll t ' l 1.SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) A.Reporting Entity (Continued) Consideration regarding the potential for inclusion of other entities, organizations, or functions in the City's financial reporting entity is based on criteria prescribed by generally accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City's financial reporting entity status is that of a primary government are that it has a separately elected governing body; it is legally separate; and it is financially independent of other state and local governments. Additional prescribed criteria under generally accepted accounting principles include considerations pertaining to organizations for which the primary government is financially accountable; and considerations pertaining to other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. As indicated in Note 4, the City participates in a joint venture (Blackhawk Regional Waste Treatment Plant) with three other entities, under the authority of the Gulf Coast Waste Disposal Authority. This venture is accounted for under the equity method in the City's Enterprise Fund. B.Government-wide Fund Financial Statements The government-wide financial statements (i.e., the statement of net assets and the statement of activities) rep01i info1mation on all of the nonfiduciary activities of the primary government. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenue, are rep01ied separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenue. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenue includes 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment, and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenue are reported instead as general revenue. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual Enterprise Funds are reported as separate columns in the fund financial statements. ( continued) 30 1.SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) C.Measurement Focus, Basis of Accounting and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incmTed, regardless of the timing of related cash flows. Property taxes are recognized as revenue in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenue to be available if collected within 60 days of the end of the cmTent fiscal period. Expenditures generally are recorded when a liability is incurred, as under accmal accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, sales taxes, and interest associated with the current fiscal period are all considered to be susceptible to accmal and so have been recognized as revenue of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the City. The City reports the following major governmental funds: The Ge11eral F1111d is the City's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The 2003 a11d 2005 Bo11d Co11structio11 F1111d is used to account for the constrnction of public safety facilities, and park, streets and drainage improvements that are funded by the Permanent Improvement Bonds, Series 2003 and 2005. The City reports the following major Enterprise Fund: The Water a11d Sewer F1111d is used to account for the activities of the City's water and wastewater operations. Additionally, the City reports the following fund type: The I11ter11al Service F1111d is used to account for vehicle management services provided to other departments or agencies of the City, or to other governments, on a cost reimbursement basis. (continued) 31 ( ( ( (, f . I (, C1 ( ) ( ', (I ( ( ( ( ) Ci ( ) (l () ( ) ( I ( ) ( ) () ( ) ( ) (_ ( (,l ( ) (! l ' ( ) l i (_J (_ )l,l J ll l l l I l) l I l l 1.SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) C.Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued) Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government-wide and enterprise fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and Enterprise Funds, subject to this same limitation. The City has elected not to follow subsequent private-sector guidance. As a general rule, the effect of interfund activity has been eliminated from the government­ wide financial statements. Exceptions to this general rule are charges between the City's water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenue reported for the various functions concerned. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the Water and Sewer Enterprise Fund, and of the City's Internal Service Funds are charges to customers for sales and services. Operating expenses for the Enterprise Fund and Internal Service Funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as nonoperating revenue and expenses. When both restricted and unrestricted resources are available for use, it is the City's policy to use restricted resources first, then unrestricted resources as they are needed. D.Assets, Liabilities, and Net Assets or Equity Cash and Investments Cash and investments include cash on hand, deposits with financial institutions, short-term investments in a state-managed public funds investment pool account (TexPool), and two privately managed public funds investment pools (Lone Star and MBIA). Other investments consist mainly of U. S. government treasury bills, treasury notes and other U. S. government obligations. The restricted cash and investments are the assets restricted for specific use. The restricted cash includes cash on deposit with financial institutions and TexPool. ( continued) 32 1.SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) D.Assets, Liabilities, and Net Assets or Equity (Continued) In accordance with GASB Statement No. 31, the City's general policy is to report money market investments and short-term participating interest-earning investment contracts at amortized cost and to report nonparticipating interest-earning investment contracts using a cost-based measure. However, if the fair value of an investment is significantly affected by the impairment of the credit standing of the issuer or by other factors, it is repo1ted at fair value. All other investments are reported at fair value unless a legal contract exists which guarantees a higher value. The term "short-term" refers to investments, which have a remaining term of one year or less at time of purchase. The term "nonpa1ticipating" means that the investment's value does not vary with market interest rate changes. The City maintains a pooled cash and investments account for all funds of the City. Each fund's positive equity in the pooled cash account is presented as "cash and investments" in the financial statements. Negative equity balances have been reclassified and are reflected as interfund accounts payable. Interest income and interest expense are allocated to each respective individual fund monthly based on their representative fund balances. The City's cash and cash equivalents are considered to be cash on hand, demand deposits, and short-term investments with original maturities of three months or less from the date of acquisition. Receivables and Payables Activity between funds that are representative of lending/bon-owing arrangements outstanding at the end of the fiscal year are referred to as either "due to/from other funds" (i.e., the current portion of interfund loans) or "advances to/from other funds" (i.e., the noncurrent portion of interfund loans). All other outstanding balances between funds are reported as "due to/from other funds." Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as "internal balances." Advances between funds, as reported in the fund financial statements, are offset by a fund balance reserve account in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. All trade and property tax receivables are shown net of an allowance for uncollectibles. Trade accounts receivable in excess of 180 days comprise the trade accounts receivable allowance for uncollectibles. The property tax receivable allowance is equal to 10 percent of outstanding property taxes at September 30, 2005. (continued) 33 ( ( ( (, (1 (1 (') (l (', ( ) ( ,I ( ) ("1 ( ) { ) (J ( ) ( 'i ( ) ll ( I ( I ( I ( ( l ( ( I ( ) (. ) (1 (_j (_ ) l) (J (1 l_.1 (J ( l J ll l l 1.SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) D.Assets, Liabilities, and Net Assets or Equity (Continued) Receivables and Payables (Continued) The City's property taxes are levied annually in October on the basis of the Appraisal District's assessed values as of Januaty 1 of that calendar year. Appraised values are established by the Appraisal District at market value and assessed at 100% of appraised value less exemptions. The City's property taxes are billed and collected by the City's Tax Assessor/Collector. Such taxes are applicable to the fiscal year in which they are levied and become delinquent with an enforceable lien on property on February 1 of the subsequent calendar year. Property taxes are prorated between operations and debt service based on rates adopted for the year of the levy. For the cunent year, the City levied property taxes of $0.6385 per $100 of assessed valuation that were prorated between operations and debt service in the amounts of $0.5547 and $0.0838, respectively. The resulting adjusted tax levies were approximately $9.7 and $1.5 million for operations and debt service, respectively, based on a total adjusted taxable valuation of approximately $2.127 billion for the 2004 tax year. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. Restricted Assets Certain proceeds of the City's Enterprise Fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Capital Assets Capital assets, which include property, plant, equipment, infrastmcture, and water rights are repo1ted in the applicable governmental or business-type activities columns in the government­ wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $5,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. (continued) 34 1.SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) D.Assets, Liabilities, and Net Assets or Equity (Continued) Capital Assets (Continued) The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets' lives are not capitalized. Property, plant and equipment is depreciated using the straight-line method over the following useful lives: Buildings Improvements Equipment Assets Water and sewer system Years 20-50 5-50 5-10 40-50 The City has elected to delay impleme ntation of the requirements of GASB 34 related to infrastructure (roads, sidewalks, etc.) assets acquired prior to October 1, 2002. GASB 34 permits an optional four-year transition period for governmental infrastrncture reporting. Compensated Absences The City's employees earn vacation and sick leave which may either be taken or accumulated, up to certain amounts, until paid upon resignation or retirement. All vacation and sick leave pay are accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. Long-term Obligations In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprieta1y fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method which approximates the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are repo1ied as deferred charges and amortized over the term of the related debt. (continued) 35 ( ( ( (, ( I () (\ ( ', {1 l ( () ( ) (l ( ) () ( 'i ( j ( ) (l ( ! ( ( ( ( I ( ) (> (l (_ l (_J (_ ) ( I ( ) ll t l l i l l l' l 1.SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) D.Assets, Liabilities, and Net Assets or Equity (Continued) Long-term Obligations (Continued) In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discou nts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Fund Equity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. Net Assets Net assets represent the difference between assets and liabilities. Net assets invested in capital assets, net of related debt consists of capital assets, net of accumulated depreciation, reduced by the outstanding balances of any borrowing used for the acquisition, construction or improvements of those assets, and adding back unspent proceeds. Net assets are reported as restricted when there are limitations imposed on their use either through the enabling legislations adopted by the City or through external restrictions imposed by creditors, grantors or laws or regulations of other governments. Estimates The preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosures of contingent liabilities at the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual amounts could differ from those estimates. 36 2.RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS Explanation of Certain Differences Between the Governmental Fund Balance Sheet and the Government-wide Statement of Net Assets The governmental fund balance sheet includes a reconciliation between fund balance -total governmental funds and net assets -governmental activities as reported in the government-wide statement of net assets. One element of that reconciliation explains, "Long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds." The details of this $18,506,925 difference are as follows: General obligation bonds DefetTed charges for issuance costs (to be amortized over life of debt) Capitalized lease obligations Accrued interest payable Compensated absences Net adjustment to reduce fi111d balance -total gove/'1/mental fimds to arrive at net assets - gove/'1/mental activities $ 17,749,224 $ ( 206,047) 237,597 62,600 663�55 l 18,506,925 Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government-wide Statement of Activities The governmental fund statement of revenue, expenditures and changes in fund balances includes a reconciliation between net changes in fund balances -total governmental fund and changes in net assets of governmental activities as reported in the government-wide statement of activities. One element of that reconciliation explains, "Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense." The details of this $6,350,984 difference are as follows: Capital outlay Depreciation expense Net adjustment to increase net changes in fi111d balances - total gove/'1/mental fi111ds to arrive at changes i11 net assets of govemmental activities (continued) 37 $ { 7,214,813 863,829) $ 6,350,984 ( ( ( (1 (') ( l ( ( ( \ ( (l ( )() ( I ( ) ( ) ( { I ( ; ( ( I (1 (• f ( I (1 (, l l (J ( )l> (_) ll l (. J t I l ll l l 2.RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS(Continued) Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government-wide Statement of Activities (Continued) Another element of that reconciliation states, "Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds." The details of this $42,159 difference are as follows: Property taxes Court fines Miscellaneous revenue Net adjustment to decrease net changes inflmd balances - total govem111ental flmds to arrive at changes in net assets of govel'll111ental activities $ 39,442 1,688 1,029 $ 42,159 Another element of that reconciliation states, "The issuance of long-term debt ( e.g., bonds, leases) provides cmTent financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. Also, governmental funds report the effect of issuance costs, and similar items when debt is first issued, whereas these amounts are deferred and amortized in the statement of activities." The details of this $7,420,791 difference are as follows: Debt issued: Issuance of general obligation Premium on capital related debt issued Deferred charges -bond issuance costs Principal repayments: General obligation debt Capital lease Net adjustment to decrease net changes in flmd balances - total gove1'11111entalflmds to arrive at changes in net assets of govel'll111ental activities $( 7,865,000) ( 159,224) 144,011 334,865 1241557 $( 7,420,791) Another element of that reconciliation states, "Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds." The details of this $95,815 difference are as follows: Compensated absences Accrued interest Amortization of issuance costs Net adjustment to decrease net changes i,1.fund balances - total gover11111ental.funds to arrive at changes in net assets of govel'll111ental activities 38 $ 67,385 25,476 21954 $ 95,815 3.STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY Budgetary Information Annual appropriated budgets are adopted for the General, Fire/EMS Donations Special Revenue, and Debt Service Funds and are prepared on a basis consistent with generally accepted accounting principles (GAAP) at the departmental level, the legal level of budgeta1y control. An annual non-appropriated budget is adopted for the City's Water and Sewer Enterprise Fund on a non-GAAP basis for managerial control. Project length budgets are adopted for Capital Projects Funds and amended on an annual basis to reflect the uncompleted portion of the projects. On or before the first day of August of each year, the City Manager shall submit to the Council a proposed budget and an accompanying message. The Council shall review the proposed budget and revise as deemed appropriate prior to general circulation for public hearing. The Council shall adopt the budget by ordinance on one reading on or before the 15 th day of September or as soon thereafter as practical. Adoption of the budget shall require an affirmative vote of at least a majority of all members of the Council. Adoption of the budget shall constitute appropriations of the amounts specified therein as expenditures from the funds indicated. If, during the fiscal year, the City Manager certifies that there are funds available for appropriation, revenue in excess of those estimated in the budget, the Council may make supplemental appropriation for the year up to the amount of such excess. At any time during the fiscal year, the City Manager may transfer part or all of any unencumbered appropriation balance among programs within a department, division, or office, and, upon written request by the City Manager, the Council may by ordinance transfer part or all of any unencumbered appropriation balance from one department, office, or agency to another. No appropriation for debt service may be reduced or transferred and no appropriation may be reduced below any amount required by law to be appropriated or by more than the amount of the unencumbered balance thereof. The City Council made supplemental budgeta1y appropriation changes during the fiscal year. The reported budgeta1y data has been revised for these amendments legally authorized during the year. Eve1y appropriation, except an appropriation for a capital expenditure, shall lapse at the close of the fiscal year to the extent that it has not been expended or encumbered. An appropriation for a capital expenditure shall continue in force under the purpose for which it was made until it has been accomplished or abandoned. The purpose of any such appropriation shall be deemed abandoned if three years pass without disbursement from or encumbrance of the appropriation. (continued) 39 ( ( ( ( ( (1 <I ( ( ) ( l r ) f 1 () ( ) ( ( ) ( () ( ,( l l , (1 ( ) ( ( ( ( ( (• l1 ( ,l () lJ ll (JJ l) lJ l l! f.. I l l 3.STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY (Continued) Budgetary Information (Continued) Encumbrances represent commitments related to unperformed contracts for goods or services. Encumbrance accounting under which purchase orders, contracts, and other commitments for the expenditure of resources are recorded to serve that portion of the applicable appropriation is utilized in the governmental funds. Encumbrances outstanding at year-end are reported as reservations of fund balances and do not constitute expenditures or liabilities because the commitments will be honored during the subsequent year. Encumbrances lapse at year-end and are reappropriated in the ensuing year's budget. Excess of Expenditures Over Appropriations During the 2005 fiscal year, expenditures exceeded appropriations in the following departments (the legal level of compliance): General Fund: General Government -City Secreta1y General Government -Municipal Court Public Safety -Animal Control Community Development and Public Works -Engineering Community Services -Administration 4.DETAILED NOTES ON ALL FUNDS Deposits and Investments As of September 30, 2005, the City had the following investments: Investment Type Fair Value MBIA Class $ 4,698,308 Lone Star I,032,741 Tex Pool 4,035,739 U.S. Agency Securities: Freddie Mac 297,599 Federal Home Loan Bank 2,575,169 Fannie Mae 695,015 Total U.S. Agency Securities 3,567_,_783 Total portfolio $ 13,334,571 Portfolio weighted average maturity (days) (continued) 40 $ 3,033 1,299 5,302 11,469 7,473 Weighted Average Maturi!X (Days2 39 20 27 207 498 180 133 4.DETAILED NOTES ON ALL FUNDS (Continued) Deposits and Investments (Continued) The City's investment pools are 2a7-like pools. A 2a7-like pool is one which is not registered with the Securities and Exchange Commission ("SEC") as an investment company, but nevertheless has a policy that it will, and does, operate in a manner consistent with the SEC's Rule 2a7 of the Investment Company Act of 1940. Interest Rate Risk. In accordance with its investment policy, the City manages its exposure to declines in fair market values by limiting 30% of its portfolio to be invested for a period of more than two years. As of September 30, 2005, all of the City's investments were invested for a period less than two years. Custodial Credit Risk. In the case of deposits, this is the risk that in the event of a bank failure, the City's deposits may not be returned to it. State statutes require that all deposits in financial institutions be fully collateralized by U. S. Government obligations or its agencies and instrnmentalities or direct obligations of Texas or its agencies and instrumentalities that have a fair value of not less than the principal amount of deposits. As of September 30, 2005, $10,059,461 of the City's $10,359,461 deposit balance was collateralized with securities held by the pledging financial institution. The remaining balance, $300,000 was covered by FDIC insurance. Credit Risk. It is the City's policy to limit its investments to investment types with an investment quality rating not less than A or its equivalent by a nationally recognized statistical rating organization. The City's investments as of September 30, 2005, were rated as follows:Investment Type Rating Rating Agency MBIA Class AAA Fitch Lone Star AAAf Standard & Poor's TexPool AAAm Standard & Poor's U.S. Agency Securities: Freddie Mac AAA Moody's Investor Service Federal Home Loan Bank AAA Moody's Investor Service Fannie Mae Aaa Moody's Investor Service Under provisions of state and local statutes, the City's investment policies, and provisions of the City's depository contracts with an area financial institution, the City is authorized to place available deposits and investments in the following: 1.Obligations of the U. S., its agencies and instrnmentalities; 2.Certificates of Deposit issued by state and national banks or savings or loan associations domiciled in this state that are guaranteed or insured by the Federal Deposit Insurance Corporation or collateralized in accordance with Section 2256.010, the Texas Government Code, in face amount not to exceed $100,000; 3.No-load money market mutual funds; and 4.TexPool, Lone Star Investment Pool and MBIA Class. (continued) 41 ( ( (1 4. ( (, (1 ( ) ( ( ( ( ) { ) ('l l i ( ) f) ( ) ( ( ( l ( ) ( { ( ( ; ( ( ( ) (.i ll l ) ( ) (_) l J l • l' () L, l ll l l DETAILED NOTES ON ALL FUNDS (Continued) Deposits and Investments (Continued) The City Council has adopted a written investment policy regarding the investments of its funds as defined by the Public Funds Investment Act of 1995 (Chapter 2256, Texas Government Code). The investments of the City are in compliance with the Council's investment policies. The City did not have any derivative investment products during the cunent year. All significant legal and conh·actual provisions for investments were complied with during the year. Investments at year­ end are representative of the types of investments maintained by the City during the year. Receivables Receivables as of year-end for the City's individual major funds, nonmajor funds in the aggregate and the Internal Service Fund including the applicable allowances for uncollectible accounts, are as follows: Governmental Funds Proprietary Funds 2003 and 2005 Bond Water and Internal General Construction Nonmajor Sewer Service Total Receivables: Property taxes $ 266,368 $ $ 46,864 $ $ $ 313,232 Sales taxes 603,620 603,620 Franchise taxes 298,274 298,274 Customer accounts 86,961 28,268 1,499,870 1,615,099 Accrued interest 39,835 15,857 7,807 20,144 636 84,279 Court fines 431,019 431,019 Other 36,362 550 448 37,360 Gross receivables 1,762,439 15,857 83,489 1,520,462 636 3,382,883 Less: allowance for uncollectibles 290,128 4,686 10,000 304,814 Net total receivables $ 1,472,311 $ 15,857 $ 78,803 $ ____!_,i1_Q,_ 4 6 2 $ 636 $ __ 3,078,069 Governmental funds report deferred revenue in connection with receivables for revenue that is not considered to be available to liquidate liabilities of the cutTent period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: General Fund Delinquent property taxes receivable Court fines receivable Miscellaneous receivable Total General Fund Debt Service Fund Delinquent property taxes receivable Total Debt Service Fund Total Governmental Funds ( continued) 42 Unavailable $ 239,731 174,327 11,233 425,291 42,178 42,178 $ 467�469 4.DETAILED NOTES ON ALL FUNDS (Continued) Cayital Assets Capital asset activity for the year ended September 30, 2005, was as follows: Primary Government Beginning Ending Balance Increases Decreases Balance Governmental activities: Capilal assels, nol being deprecialed: Land $ 24,011,964 $ 552,301 $ $ 24,564,265 Conslruclion in progress 3,306,914 4,816,070 1,779,196 6,343,788 Tolal assels nol being depreciated 27,318,878 5,368,371 1,779,196 30,908,053 Capilal assels, being deprecialcd: Buildings and improvemenls 12,421,304 3,193,239 15,614,543 Machinery and equipment 5,658,331 552,716 94,878 6,116,169 Total capital assets being depreciated 18,079,635 3,745,955 94,878 21,730,712 Less accumulated depreciation: Buildings and improvemenls 5,841,125 577,358 6,418,483 Machinery and equipment 4,128,468 456,836 94,878 4,490,426 Tolal accumulaled depreciation 9,969,593 1,034,194 94,878 10,908,909 Total capital assets being depreeialed, nel 8,110,042 2,711,761 10,821,803 Governmental activities capital assets, net $ 35,428,920 $ 8,080,132 $ 1,779,196 $ __ 4_1,729,856 Business-type activities Capital assels, nol being dcprecialed: Land $ 718,493 $ $ $ 718,493 Conslruclion in progress 392,000 310,979 369,611 333,368 Waler rights 3,465,469 3,465,469 Total assels not being depreciated 4,575,962 310,979 369,611 4,517,330 Capital assels, being depreciated: Machinery and equipment 2,910,253 131,383 3,041,636 Water and waslewater syslem 44,989,126 347,197 45,336,323 Total capital assets being depreciated 47,899,379 478,580 48,377,959 Less accunmlaled depreciation: Machinery and equipment 2,368,413 54,698 2,423,111 Waler and waslewaler system 14,536,626 1,426,668 15,963,294 Tolal accumulaled depreciation 16,905,039 1,481,366 18,386,405 Tolal capilal assets being depreciated, nel 30,994,340 ( 1,002,786) 29,991,554 Business-type activities capilal assels, nel $ 35,570,302 $(691,807) $ 369,611 $ ____]_.!,508,884 (continued) 43 ( ( ( f 1 (, (1 (\ (l ( l l ) { l c, (\ (l () ( ) (. j { I { ( ( ( I ( ( ( (, ( ; ( ,, LJ (._ I { J l' (.'I () l.! ( ) (• ll l l 4.DETAILED NOTES ON ALL FUNDS (Continued) Capital Assets (Continued) Depreciation expense was charged to functions/programs of the primaiy government as follows: Governmental activities: General government Public safety Community development and public works Community services Capital assets held by the City's internal service fund are charged to the various functions based on their usage Total depreciation expense -governmental activities Business-type activities: Water and sewer Total depreciation expense -business-type activities $ 134,675 174,065 123,242 431,847 170)65 $ 1,034,194 $ 1,481,366 $ 1,481,366 Commitments for construction projects in progress were $997,215 at September 30, 2005. Interfund Transfers The following schedule briefly summarizes the City's transfer activity: Transfers In Transfers Out Amount � �Purpose General Nonmajor Governmental $ 160,000 Funding for the Centennial Park project General Water and Sewer 763,361 Subsidy for administrative expenditures Long-term Debt The City issues a variety of long-term debt instruments in order to acquire and/or construct major capital facilities and equipment for governmental and business-type activities. These instruments include general obligation bonds, certificates of obligation, revenue bonds, and capital leases. These debt obligations are secured by either future tax revenue, water and sewer system revenue, or liens on property and equipment. Debt obligations that are intended to be repaid from water and sewer system revenue have been recorded as business-type activities. All other long-term obligations of the City are considered to be governmental type activities. (continued) 44 4.DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Bonds Payable and Certificates of Obligation A summary of the terms of general obligation bonds, combination tax and revenue bonds, and certificates of obligation outstanding and their corresponding allocations to the governmental and business-type activities at September 30, 2005, follows: Series and Original Issue Amount General Obligation Bonds 2002 Refunding 2003 Permanent Improvement 2005 Pem1ament Improvement and Refunding Revenue Bonds 1999 Waterworks and Sewer System Revenue 2000 Waterworks and Sewer System Revenue 2001 Waterworks and Sewer System Revenue Combination Tax and Revenue Certificates of Obligation 1995 Series $ 3,785,000 8,700,000 9,800,000 4,945,000 3,515,000 6,100,000 3,200,000 Final Maturity 2008 2026 2020 2019 2019 2021 Interest Rate 3.950% 3.65% -5.50% 2.85%-4.375% 4.2%-5.55% 4.2%-6.5% 4.7%-6.5% 2010 5.375% -7.375% Governmental Activities Business-type Activities $ 1,025,000 $ 1,375,000 8,700,000 7,865,000 17,590,000 1,935,000 3,310,000 4,495,000 3,475,000 6,050,000 14,020,000 470,000 470,000 Total Bonds and Certificates of Obligation $ 17,590,000 $ 17,800,000 Annual debt service requirements for bonds and certificates of obligation are as follows: Year Ending Governmental Activities Business-!}'.ee Activities September 30, Principal Interest Principal Interest 2006 $ 440,000 $ 741,782 $ 805,000 $ 904,273 2007 490,000 722,102 860,000 864,119 2008 595,000 698,761 905,000 822,274 2009 620,000 670,243 975,000 778,045 2010 645,000 639,084 1,025,000 730,495 2011-2015 3,650,000 2,736,302 5,855,000 2,746,643 2016-2020 4,430,000 1,909,942 6,695,000 989,010 2021-2025 5,480,000 874,786 680,000 17,340 2026 1,240,000 26,836 Total $ 17,590,000 $ 9,019,838 $ _ll,]_0Q,000 $ 7,852,199 (continued) 45 ( (, (1 4. ( I ( \ ('1 (l ( ' ( ( ) l ) ( ) {'l l (l Cl ( ) ( I ( ) ( l ( l ( I ( / ( (l ( ( ) ( I () ( ) (_ l ( ) (.) () () l.J (_) ll (.) ll l l DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Advance Refunding The City issued $1,935,000 of general obligation refunding bonds to provide resources to purchase U. S. Government State and Local Government Series securities that were placed in an hTevocable trust for the purpose of generating resources for all future debt service payments of $1,915,777 of general obligation bonds. As a result, the refunded bonds are considered to be defeased and the liability has been removed from the Water and Sewer Fund and business-type activities column of the applicable statement of net assets. The reacquisition price exceeded the net carrying amount of the old debt by $20,906. This amount is being netted against the new debt and amortized over the remaining life of the refunded debt, which is shorter than the life of the new debt issued. This advance refunding was unde1taken to decrease total debt service payments over the next 5 years by $51,948 and resulted in an economic gain of $74,634. Prior Year Def easance of Bonds In prior years, the City defeased certain bonds by placing the proceeds of new bonds in an irrevocable trust to provide future debt service payments on the old bonds. Accordingly, the trust account assets and liabilities for the defeased bonds are not included in the City's financial statements. On September 30, 2005, $4,345,000 of bonds considered defeased is still outstanding. Federal Arbitrage General obligation bonds, combination tax and revenue bonds and certificates of obligation are subject to the provisions of the Internal Revenue Code of 1986 related to arbitrage and interest income tax regulations under those provisions. Obligations Under Capital Leases In prior years, the City entered into capital lease agreements in order to purchase machinery and equipment for public works, police and fire departments. The assets acquired through these lease agreements are as follows: Asset: Machinery and equipment Less: accumulated depreciation Total ( continued) 46 Governmental Activities $ 634,701 327�928 $ 306,773 4.DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) The following is a summary of future lease payments due on this machine1y and equipment:Year Ending September 30, 2006 2007 2008 2009 Total Less interest portion Obligations under capital leases Changes in Long-term Liabilities $ $ Lease Obli_gation 81,846 80,572 80,574 20,071 263,063 ( 25,466) 237,597 Long-term liability activity for the year ended Septemb er 30, 2005, was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental activities General obligation bonds $ 10,059,865 $ 7,865,000 $ 334,865 $ 17,590,000 $ 440,000 Premium on bond issuance 159,224 159,224 11,373 Capital lease obligations 362,154 124,557 237,597 68,640 Compensated absences 596,166 416,756 349,371 663,551 132,710 Governmental activities long-term liabilities $ 11,018,185 $ 8,440,980 $ 808,793 $ 18,650,372 $ _____§_g,_723 Business-type activities General obligation bonds $ 1,830,135 $ 1,935,000 $ 455,135 $ 3,310,000 $ 465,000 Revenue bonds 14,160,000 140,000 14,020,000 150,000 Certificates of obligation 2,535,000 2,065,000 470,000 190,000 Premium on bond issuance 40,198 40,198 8,704 Loss on refunding ( 20,906) ( 20,906) ( 5,227) Compensated absences 81,737 52,121 74,063 59,795 11,959 Business-type activities long-term liabilities $ 18,606,872 $ 2,006,413 $ 2,734,198 $ 17,879,087 $ 820,436 The compensated absences liability attributable to the governmental activities will be liquidated primarily by the General Fund. (continued) 47 ( ( t' ( ( \ f .) ( l ( ( ) ( ) { ,,( ) ( ) ( ) ( I ( ) ( ) ( } { I (,' ( ) ( I (_ I (1 (i ll ( ) (,1 lJ (.l ( J (J (t (_) (. ) (. ) ll \ I l l l, l 4.DETAILED NOTES ON ALL FUNDS (Continued) Restricted Assets The balances of the restricted asset accounts in the Enterprise Fund are as follows: Customer deposits Bond construction Construction Debt service Net investment in joint venture Total restricted assets Employee Retirement System Plan Description $ $ 262,660 74,994 149,901 385,832 271,665 1,145,052 The City provides pension benefits for all of its fulltime employees through a nontraditional, joint contributory, hybrid defined benefit plan in the statewide Texas Municipal Retirement System (TMRS). The City is one of 801 municipalities having the benefit plan administered by TMRS, an agent multiple employer public employee retirement system. Each of the 801 municipalities has an annual individual actuarial valuation performed. All assumptions for the December 31, 2004, valuations are contained the 2004 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing P. 0. Box 149153, Austin, Texas 78714-9153. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City-financed monetary credits, with interest. At the date the plan began, the City granted moneta1y credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent (100%, 150%, or 200%) of the employee's accumulated contributions. In addition, the City can grant as often as annually, another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the moneta1y credits for service since the plan began, would be the total monetary credits and employee contributions accumulated with interest, if the current employee contribution rate and the City matching percent had always been in existence; and if the employee's sala1y had always been the average of his salaiy in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee's accumulated contributions, with interest and the employer-financed monetary credits with interest were used to purchase an annuity. Members can retire at age 60 and above with 5 or more years of service or with 20 years of service regardless of age. A member is vested after 5 years. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. (continued) 48 4.DETAILED NOTES ON ALL FUNDS (Continued) Employee Retirement System (Continued) Contributions The contribution rate for the employee is 7%, and the City matching ratio is currently 2 to l, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuaiy annually determines the City contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accrning moneta1y credits due to the City matching percent, which are the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessaiy to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfunded ( overfunded) actuarial liability (asset) over the remainder of the plan's 25-year amortization period. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance for budgetaiy purposes, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect (i.e. December 31, 2004, valuation is effective for rates beginning in Janumy 2006). Schedule of Actuarial Liabilities and Funding Progress Actual Valuation Date 12/031/02 12/031/03 12/031/04 Actuarial value of assets $ 13,367,282 $ 14,949,967 $ 17,143,239 Actuarial accrued liability 17,450,995 19,935,673 21,881,143 Percent funded 76.6% 75.0% 78.3% Unfunded (overfunded) actuarial accrued liability (UAAL) 4,083,713 4,985,706 4,737,904 Annual covered payroll 6,274,960 6,866,859 7,479,620 UAAL as a percentage of covered payroll 65.1% 72.6% 63.3% Net pension obligation (NPO at the beginning of period Annual Pension Cost: Annual required contribution (ARC) 881,751 957,310 1,084,657 luterest on NPO Adjustment to the ARC 881,751 957,310 1,084,657 Contributions made 881,751 957,310 1,084,657 Increase in NPO NPO at the end of the period $ $ $ (continued) 49 ( ( (1 (") ' J { ) ( ) ( ) ( :i ( ) () ( ) ( ( J ( (1 ( ( ) ( ( { l ( ( l) ( I (_ ) ( ) ( J LJ () ( ) (, l J l, tJ l ' l 4.DETAILED NOTES ON ALL FUNDS (Continued) Employee Retirement System (Continued) Contributions (Continued) Actuarial Assumptions Actuarial Cost Method Amortization Method Remaining Amortization Period Asset Valuation Method Amortzation Period Investment Rate of Return Projected Salary Increases Includes Inflation at Cost-of-living Adjustments Deferred Compensation Plan Unit Credit Level Percent of Payroll 25 Years -Open Period Amortized Cost (to accurately reflect the requirements of GASB Statement No. 25, paragraphs 36e and 138) Open 7% None None None The City offers its employees a tax-deferred compensation plan meeting the requirements of Internal Revenue Code Section 457. The plan was established by City ordinance that appointed ICMA Retirement Corporation as plan administrator. The City's fiduciary responsibility is to remit employee deferred compensation to the administrator on a regular basis. The deferred compensation is not available to employees until termination, retirement, death, or emergency. Southeast Water Purification Plant The City has entered into a contract with the City of Houston for constructing, operating and maintaining a water purification plan known as Southeast Water Purification Plant. The City's pro rata share of the actual pumping construction costs is 1.33 percent. The City began receiving water from the plant on October 15, 1990. The City is billed on a monthly basis for the actual gallons of water received times the City's pro rata share of actual costs. At the end of each quarter, the City of Houston computes the total operation and maintenance expense for the quatter just ended, recalculates the cost per one thousand gallons, and adjusts previous billings on the next invoice. The relationship of the parties is of a fiduciaty character. No patinership or joint venture is created by this contract. (continued) 50 4.DETAILED NOTES ON ALL FUNDS (Continued) Blackhawk Regional Waste Treatment Plant The City has entered into an arrangement with the Gulf Coast Waste Disposal Authority for the operation and maintenance of a joint treatment plant known as Blackhawk Regional Waste Treatment Plant. The City of Friendswood, the City of Houston, Harris County MUD No. 55, and the Baybrook MUD 1, (the "participants") share in the expense of operation and maintenance based on their respective usage on a monthly basis. The percentages of equity in the joint venture based on their respective capacity rights at September 30, 2005, are as follows: City of Friendswood City of Houston Harris County MUD No. 55 Baybrook MUD No. 1 52.47% 16.18% 20.27% 11.08% 100.00% An annual budget for operations is submitted to the Gulf Coast Waste Disposal Authority each year. The Gulf Coast Waste Disposal Authority is the governing authority and consists of 9 members (3 appointed by the governor, 3 appointed by Hall'is County, Galveston County, and Chambers County, and 3 appointed by the pa1ticipants). Separate financial statements for the joint venture were available in the December 31, 2004, audited financial statements of the Gulf Coast Waste Disposal Authority and are summarized below: Joint Venture Blackhawk Blackhawk Regional Contingency Facili.!J'._ Reserve Total assets $ 634,320 $ 225,985 Total liabilities 634,320 Total fund equity $ $ _225,985 Total revenue $ 2,032,711 $ 23,266 Total expenditures 2,032,711 Net change in fund balance 23,266 Fund balances, beginning ---202,719 Fund balances, ending $ $ 225,985 Complete financial statements may be obtained at the Gulf Coast Waste Disposal Authority, 910 Bay Area Boulevard, Houston, Texas 77058. ( continued) 51 ( f ( I ( (, (1 ( ) (1 ( ( ( ( \ ( ) ( ) ( \ ( ) ( ( ) ( I ( ) ( \ ( ) ( ) ( I ( ; ( ' (} ( ' l) (i () l ) l J (.) ( ) ( )lJ ll LI (.J l.l (. 4.DETAILED NOTES ON ALL FUNDS (Continued) Risk Management The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City's risk management program encompasses obtaining property and liability insurance through Texas Municipal League (TML), an Intergovernmental Risk-Pool. The City has not had any significant reduction in insurance coverage and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years. The participation of the City in TML is limited to payment of premiums. During the year ended September 30, 2005, the City paid premiums to TML for provisions of various liability, property and casualty insurance. The City has various deductible amounts ranging from $500 to $5,000 on various policies. At year-end, the City did not have any significant claims. The City also provides workers' compensation insurance on its employees through TML. Workers' compensation is subject to change when audited by TML. At year-end, September 30, 2005, the City believed the amounts paid on workers' compensation would not change significantly from the amounts recorded. During the year ended September 30, 2005, employees of the City were covered by a health and dental insurance plan. Employees have the option to select either a HMO or a Point of Service (POS) plan. If an individual employee chooses to cover only themselves, the City pays 90% of the monthly premium. If an individual employee desires to cover themselves and their dependents, the City pays 70% of the monthly premium. 52 THIS PAGE LEFT BLANK INTENTIONALLY ,f (. ( I () (, () ( i ( ) ( ) ( ) ( ) ( ) ( \ ( ) ( ) ( J ( J ( ) ( } ( I ( i ( I ( ( ) \ ( l ) () t1 (1 lJ l.l ( ) (,1 () ll I l l i l l COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES THIS PAGE LEFT BLANK INTENTIONALLY ( if ( ( ( ( I () ( ) ' ) ( ) ( ) ( ) () { ) ( ) f) ( J ( ) ( \ ( ; ( ( I ( I (1 ( I ( (l (_ J (1 ( J (. ) (.) () ( ) () u (1 l l lJ ll ( l GENERAL FUND The General F1111d accounts for the resources used to finance the fundamental operations of the City. It is the basic fund of the City and covers all activities for which a separate fund has not been established. CITY OF FRIENDSWOOD, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2005 Variance with Final Budget Budgeted Amounts Actual Positive Original Final Amounts (Negative2 REVENUES Property taxes $ 9,818,190 $ 9,818,190 $ 9,896,019 $ 77,829 Sales taxes 2,709,000 2,709,000 3,210,626 501,626 Franchise taxes 1,076,000 1,076,000 1,176,460 100,460 Fines and forfeihires 755,800 768,022 1,106,423 338,401 Permits and fees 531,98 I 535,511 675,307 139,796 Intergovernmental l, 130,086 1,103,350 985,339 ( 118,011) Interest on investments 65,000 65,000 248,271 183,271 Other 117,733 159,748 365,920 206,172 Total revenues 16,203,790 16,234,821 17,664,365 1,429,544 EXPENDITURES GENERAL GOVERNMENT Mayor and council: Persmmel services 124 124 149 ( 25) Supplies 5,124 5,124 2,707 2,417 Other services and charges 58,883 58,883 33,314 25,569 Total mayor and council 64,131 64,131 36,170 27,961 City manager: Personnel services 344,186 349,186 331,988 17,198 Supplies 11,540 11,540 6,439 5,101 Other services and charges 146,348 187,435 164,919 22,516 Total city manager 502,074 548,161 503,346 44,815 City secretary: Persotmel services 235,676 246,146 231,671 14,475 Supplies 6,006 6,006 4,522 1,484 Repairs and maintenance 978 978 978 Other services and charges 20,788 31,660 51,630 ( 19,970) Total city secretary 263,448 284,790 287,823 ( 3,033) ( continued) 53 (' ( f I ( I ( (1 ( ) ( ) ( ( ( ( ( ) ( ) ( l ( ) Cl ( ) ( l ( ( ( I ( ) ( I ( { { ( ( ) (_ I l) ( )() (J () () lJ ( ) ( I L1 Ll l l CITY OF FRIENDSWOOD, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2005 Budgeted Amounts Actual Original Final Amounts EXPENDITURES (Continued) GENERAL GOVERNMENT (Continued) Administrative services: Personnel services $ 502,298 $ 502,298 $ 498,579 Supplies 14,778 14,778 8,026 Repairs and maintenance 278 278 125 Other services and charges 73,970 84,570 64,124 Total administrative services 591,324 601,924 570,854 Human resources: Personnel services 257,046 257,046 230,105 Supplies 8,554 8,554 10,472 Other services and charges 73,768 73,768 51,621 Total human resources 339,368 339,368 292,198 Tax: Other services and charges 203,544 203,544 200,817 Total tax 203,544 203,544 200,817 Economic development: Personnel services 90,388 90,388 92,204 Supplies 153,854 153,854 98,170 Total economic development 244,242 244,242 190,374 Legal services: Other services and charges 126,503 138,672 131,160 Total legal services 126,503 138,672 13_1160 ( continued) 54 Variance with Final Budget Positive (Negative) $ 3,719 6,752 153 20,446 31,070 26,941 ( 1,918) 22,147 47,170 2,727 2,727 ( 1,816) 55,684 53,868 7,512 __ 7,512 CITY OF FRIENDSWOOD, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2005 Budgeted Amounts Actual Original Final Amounts EXPENDITURES (Continued) GENERAL GOVERNMENT (Continued) Municipal court: Persom1el services $ 296,596 $ 301,887 $ 289,018 Supplies 13,602 13,112 15,007 Repairs and maintenance 542 542 1,576 Other services and charges 13,461 24,438 35,677 Total municipal court 324,201 339,979 341,278 Computer services: Personnel services 259,305 260,038 214,305 Supplies 32,466 51,145 52,881 Repairs and maintenance 42,798 42,798 49,487 Other services and charges 283,061 435,537 415,539 Capital outlay 100,000 50,572 13,892 Total computer services ___1_!7, 630 840,090 746,104 Risk management: Personnel services 27,733 27,733 28,320 Supplies 8,336 8,336 7,072 Other services and charges 95,748 99,027 98,650 Total risk management 131,817 135,096 134,042 Total general government 3,508,282 3,739,997 _l_,434,!66 PUBLIC SAFETY: Police services: Personnel services 3,760,444 3,771,765 3,704,110 Supplies 185,464 187,174 209,336 Repairs and maintenance 99,900 99,900 93,358 Other services and charges 275,692 311,632 302,958 Total police services 4,321,500 4,370,471 4,309,762 ( continued) 55 Variance with Final Budget Positive (Negative� $ 12,869 ( 1,895) ( 1,034) ( 11,239) ( 1,299) 45,733 ( 1,736) ( 6,689) 19,998 36,680 93,986 ( 587) 1,264 377 1,054 305,831 67,655 ( 22,162) 6,542 8,674 60,709 ( ( ( { f ( (l f 1 ( ( ( ( i ( l (_ ) () ( ) ( ) ( ( ) ( I ( ( ) ( () ( ( I ( ( ( I ( \ (1 l J l) () ( ) l.J (1 l J l I l l l l l CITY OF FRIENDSWOOD, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL (Continued) EXPENDITURES (Continued) PUBLIC SAFETY (Continued) Communications: Personnel services Supplies Repairs and maintenance Other services and charges Total communications Animal control: Personnel services Supplies Repairs and maintenance Other services and charges Total animal control Fire and EMS: Personnel services Supplies Repairs and maintenance Other services and charges Capital outlay Total fire and EMS Total public safety FOR THE YEAR ENDED SEPTEMBER 30, 2005 $ Budgeted Amounts Original Final 673,913 9,128 3,914 9,763 696,718 134,430 10,414 2,290 18,828 165,962 604,534 280,919 102,119 237,836 204,513 1,429,921 6,614,101 $ ( continued) 56 673,913 9,128 3,914 9,763 696,718 134,430 10,414 2,290 18,828 165,962 605,266 619,079 119,043 244,030 204,513 1,791,931 7,025,082 $ Actual Amounts 628,862 7,876 185 5,263 642,186 137,938 12,408 2,839 18,079 171,264 465,063 375,530 3,097 834,241 1,677,931 6,801,143 Variance with Final Budget Positive (Negative) $ 45,051 1,252 3,729 4,500 54,532 ( 3,508) ( 1,994) ( 549) 749 ( 5,302) 140,203 243,549 115,946 ( 590,211) 204,513 114,000 223,939 CITY OF FRIENDSWOOD, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2005 Budgeted Amounts Actual Original Final Amounts EXPENDITURES (Continued) COMMUNITY DEVELOPMENT AND PUBLIC WORKS Administration: Persollllel services $366,239 $ 370,239 $ 359,260 Supplies 3,790 3,998 3,339 Repairs and maintenance 621 621 Other services and charges 7,749 7,749 5,217 Total administration 378,399 382,607 367,816 Plalllling and zoning: Personnel services 120,750 120,750 113,376 Supplies 2,328 2,328 2,374 Other services and charges 5,538 5,538 9,948 Total planning and zoning 128,616 128,616 125,698 Engineering: Personnel services 50,115 50,115 54,307 Supplies 2,397 2,397 2,059 Repairs and maintenance 510 510 382 Other services and charges 8,574 8,574 16,317 Total engineering 61,596 61,596 73,065 Inspection: Personnel services 373,573 373,573 361,831 Supplies 7,170 7,350 9,236 Repairs and maintenance 1,019 1,019 l, 173 Other services and charges 63,182 63,250 31,747 Total inspection 444,944 445,192 403,987 ( continued) 57 Variance with Final Budget Positive (Negative} $ 10,979 659 621 2,532 14,791 7,374 ( 46) ( 4,410) 2,918 ( 4,192) 338 128 ( 7,743) ( 11,469) 11,742 ( 1,886) ( 154) 31,503 41,205 ( ( ( (, ( (1 ( ) () ( ( () ( ) (l { ( ( ( I ( ) ( () ( ( ( ) ( ! ( ( ( ( (l (J (1 l l () lJ ll l ) (, l ,t.1 ll L l' l l CITY OF FRIENDSWOOD, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL(Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2005 Budgeted Amounts Actual Original Final Amounts EXPENDITURES (Continued) COMMUNITY DEVELOPMENT AND PUBLIC WORKS (Continued) Streets: Personnel services $ 382,711 $ 382,711 $ 277,269 Supplies 51,105 51,105 55,505 Repairs and maintenance 515,089 267,421 282,923 Other services and charges 330,594 330,594 386,894 Capital outlay 286,450 260,015 275,686 Total streets 1,565,949 1,291,846 1,278,277 Drainage: Personnel services 206,683 206,683 262,207 Supplies 1,083 1,083 2,576 Repairs and maintenance 16,285 16,285 31,215 Other services and charges 100,155 200,155 164,253 Capital outlay 1,150,499 1,192,899 910,020 Total drainage 1,474,705 1,617,105 1,370,271 Sanitation: Other services and charges 3,195 3,195 2,951 Total sanitation 3,195 3,195 2,951 Total community development and public works 4,057,404 3,930,157 3,622,065 COMMUNITY SERVICES Administration: Persollllel services 158,468 158,468 167,251 Supplies 3,525 3,525 4,597 Other services and charges 20,607 22,907 20,525 Total administration 182,600 184,900 192,373 ( continued) 58 Variance with Final Budget Positive (Negative2 $ 105,442 ( 4,400) ( 15,502) ( 56,300) ( 15,671) 13,569 ( 55,524) ( 1,493) ( 14,930) 35,902 282,879 246,834 244 244 308,092 ( 8,783) ( 1,072) 2,382 ( 7,473) CITY OF FRIENDSWOOD, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2005 Budgeted Amounts Actual Original Final Amounts EXPENDITURES (Continued) COMMUNITY SERVICES (Continued) Library: Personnel services $ 579,843 $ 579,843 $ 574,289 Supplies 137,877 141,835 126,374 Repairs and maintenance 2,679 2,679 732 Other services and charges 22,169 22,169 15,280 Total library 742,568 746,526 716,675 Parks and recreation: Personnel services 469,659 469,659 544,197 Supplies 101,352 101,439 61,342 Repairs and maintenance 128,669 128,469 138,694 Other services and charges 435,248 431,387 419,933 Capital outlay 236,900 240,500 8,600 Total parks and recreation 1,371,828 _l,371,454 1,172,766 Swimming pool: Personnel services 44,322 44,322 39,503 Supplies 13,524 13,524 9,221 Repairs and maintenance 7,032 7,032 3,402 Other services and charges 23,302 23,302 25,036 Total swimming pool 88,180 88,180 77,162 Building operations: Personnel services 33,235 33,235 Supplies 16,519 16,519 22,903 Repairs and maintenance 95,589 81,065 57,075 Other services and charges 413,222 413,222 395,975 Capital outlay 1,287,776 1,288,176 1,157,884 Total building operations 1,846,341 _1,832,217 --1,633,837 Total community services 4,231,517 4,223,277 3,792,813 Total expenditures 18,411,304 18,918,513 17,650,187 ( continued) 59 Variance with Final Budget Positive (Negative2 .� $ 5,554 15,461 1,947 6,889 29,851 ( 74,538) 40,097 ( 10,225) 11,454 231,900 198,688 4,819 4,303 3,630 ( 1,734) 11,018 33,235 ( 6,384) 23,990 17,247 130,292 _!2�)80 430,464 1,268,326 ( ( ( ( ( ( (l (l { ) ( ) ( )( ) ( ) ( )(l ( } ( I ( ( I ( I ( (_ ( (_ (, ( I (_ ) ( ) ( ) lJ l) (._ )l ) (' (l ( l' l l l CITY OF FRIENDSWOOD, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2005 EXCESS (DEFICIENCY) OF REVENUES Budgeted Amounts Actual Original Final Amounts OVER EXPENDITURES $( 2,207,514) $( 2,683,692) $ 14,178 OTHER FINANCING SOURCES Transfers in Total other financing sources NET CHANGE IN FUND BALANCES FUND BALANCES, BEGINNING FUND BALANCES, ENDING 923,361 923,361 ( 1,284,153) 6,606,501 $ 5,322,348 60 923,361 923,361 923,361 923,361 ( 1,760,331) 937,539 6,606,501 6,606,501 $ 4,846,170 $ 7,544,010 Variance with Final Budget Positive (Negative) $ 2,697,870 2,697,870 $ 2,697,870 THIS PAGE LEFT BLANK INTENTIONALLY ( (, ( (1 (1 (1 () ( ) ( ) ( I ( l () (1 (l (l ( ) f) (1 ( I (1 () ( ) () ( ( ( ( (1 (1 NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for specific revenues that are legally restricted to expenditure for pa1ticular purposes. Police I11vestigatio11 Fmul -This fund is used to account for revenues that are restricted to police investigation expenditures. Fire/EMS Donation Fund -This fund accounts for revenues that are restricted for Fire/EMS expenditures. Park Laud Dedication Fund -This fund is used to account for receipts from developers to build or enhance neighborhood parks. DEBT SERVICE FUND The Debt Service Fund is used to account for property taxes levied for payment of principal and interest on all governmental debt of the City. PERMANENT FUND ( 1 The Permanent Fund is used to report resources that are legally restricted to the extent that only l)earnings, not principal, may be used for purposes that support the City's programs. ( l 1776 Park Fund -This fund is used to account for assets held by the City in a trustee capacity () and the earnings benefit the City's parks. (J (.J <.. J lJ l' l ' lJ () ( I ( CITY OF FRIENDSWOOD, TEXAS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2005 Special Revenue Police Fire/EMS Investigation Donation ASSETS Cash and investments $ 39,954 $ 73,875 Accounts receivable, net of allowance 675 28,736 Total assets $ 40,629 $ 102,611 LIABILITIES Accounts payable $ 1,349 $ 64,734 Deferred revenue Total liabilities 1,349 64,734 FUND BALANCES Reserved for debt service Unreserved -undesignated 39,280 37,877 Total fund balances 39,280 37,877 Total liabilities and fund balances $ 40,629 $ 102,611 61 Park Land Dedication $ 97,338 997 $ 98,335 $ 300 300 98,035 98,035 $ 981 335 ( ( ( ( (, ( () (I () ( I Permanent (.i Total Nonmajor ( ) Debt 1776 Governmental (1 Service Park Funds ( ') ( )$ 1,389,670 $ 26,172 $ 1,627,009 ( ) 48,275 120 78,803 (l $ 1,437,945 $ 26,292 $ 1,705,812 ( ·1 ( I $ -$$ 66,383 ( l 42,178 42,178 (1 42,178 108,561 (l ( ) 1,395,767 -1,395,767 ( ) 26,292 201,484 ( �1,395,767 26,292 1,597,251 ( $ 1,437,945 $ 26,292 $ 1,705,812 ( (, (1 l ) (,1 l i() lJ (_ J ll l1 l> li l, J ll 62 l l CITY OF FRIENDSWOOD, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2005 Special Revenue Police Fire/EMS luvestig_ation Donation REVENUES Property taxes $-$- Fines and forfeitures 6,493 Permits and fees - Interest on investments 10,696 3,098 Donations -213,381 Other -49,003 Total revenues 17,189 265,482 EXPENDITURES Current: Public safety 3,354 323,478 Debt service: Principal 65,059 Interest and fiscal charges 15,514 Total expenditures 3,354 404,051 EXCESS (DEFICIBNCY) OF REVENUES OVER (UNDER) EXPENDITURES 13,835 ( 138,569) OTHER FINANCING SOURCES (USES) Transfers out Total other financing sources (uses) NET CHANGE IN FUND BALANCES 13,835 ( 138,569) FUND BALANCES, BEGINNING _25A45 176,446 FUND BALANCES, ENDING $ 39,280 $ 37,877 63 Park Land Dedication $ 42,300 6,397 � 6 97 48,697 ( 160,000) ( 160,000) ( 111,303) 209,338 $ 98,035 ( ( ( ( I f I ( I (') (1 () ( I Permanent ( 'Total (l Nonmajor ( )Debt 1776 Governmental Service Park Funds (l ( ) $ 1,496,021 $ -$ 1,496,021 6,493 ( )42,300 ( ) 42,970 705 63,866 213,381 ( ) 49,003 (1 1,538,991 705 1J71,064 ( I ( l ( ' 326,832 ( l 394,363 -459,422 (l 578,562 594,076 (1 972,925 __ l,380,330 ( ) (l 566,066 705 490,734 ( ( I { 160,000) (1 --{ 160,000) (__ ) 566,066 705 330,734 (> tJ 829,701 �587 1,266,517 li l J $ l,�2-t 767 $ 26,292 $ 1,597,251 l i lJ l i l l_, l' 64 l ( CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL FIRE/EMS DONATION FUND FOR THE YEAR ENDED SEPTEMBER 30, 2005 Final Actual Bud� Amounts REVENUES Interest on investments $ $ 3,098 Donations 210,000 213,381 Other 45,048 49,003 Total revenues 255,048 265,482 EXPENDITURES Current: Public safety 323,478 323,478 Capital outlay 152,500 - Debt service: Principal 64,916 65,059 Interest and fiscal charges 15,656 15,514 Total expenditmes 556,550 404�051 NET CHANGE IN FUND BALANCES ( 301,502) ( 138,569) FUND BALANCES, BEGINNING 176,446 176,446 FUND BALANCES, ENDING $( 125,056)$ 37,877 65 Variance with Final Budget Positive (Negative) $ 3,098 3,381 3,955 10,434 152,500 ( 143) 142 152,499 162,933 $ 162,933 { .( ( ( ('; ( ) ( ) ( ) (i ( ) ( ( ( ( ( ) ( J (I ( ) () ( ( ( ( ( I ( l ( (l () t ) l J l i ( ) l J l J ll (. (._1 l. ( CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -BUDGET AND ACTUAL DEBT SERVICE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2005 REVENUES Property taxes Interest on investments Total revenues EXPENDITURES Debt service: Principal Interest and fiscal charges Total expenditures NET CHANGE IN FUND BALANCES FUND BALANCES, BEGINNING FUND BALANCES, ENDING 66 Final Actual Bud� Amounts $ 1,483,260 $ 1,496,021 42,970 1,483,260 1,538,991 556,268 394,363 1,435,921 578,562 1,992,189 972,925 ( 508,929) 566,066 829,701 829,701 $ 320,772 $ _!_,_395, 767 Variance with $ Final Budget Positive (Negative) 12,761 42,970 55,731 161,905 857,359 1,019,264 1,074,995 $ 1,074,995 THIS PAGE LEFT BLANK INTENTIONALLY NOii:)11S '1V:)Iis1ivis ) ) I ) (J ,) () I ) ( ) ( ) (J () () I ) ' ) 1) ( ) f ) I ) ) ( J I ) ) / ) ( ) ( ) l ) I ) [ } I ) ( ) ( } l ) I J { 1J l) ' J ( ) ) J THIS PAGE LEFT BLANK INTENTIONALLY { ( ( ( ( \ (\ (l ( (' (I ( ) ( ) (1 { ) (\ c, ( ) ( ( ) { ) ( ( ) (, ( ( ( l Fiscal General Year Govemment 2003 $ 2,923,552 $ 2004 3,375,283 2005 3,438,849 CITY OF FRIENDSWOOD, TEXAS GOVERNMENT-WIDE EXPENSES BY FUNCTION LAST TEN FISCAL YEARS* (UNAUDITED) Community Development Interest on Public and Community Long-term Safeti'._ Public Works Services Debt 5,760,097 $ 3,383,229 $ 2,747,438 $ 128,192 6,026,272 2,569,356 3,081,717 465,770 7,318,886 2,576,447 3,075,023 478,495 TABLE 1 Water and Sewer Total $ 6,521,436 $ 21,463,944 6,613,296 22,131,694 7,214,606 24,102,306 ( 1 *The City implemented GASB 34 in fiscal year 2003, thus only three years of data are available. (.. ) ( / (_ ) li LJ l) l) l l () ll l l' ll l l 67 THIS PAGE LEFT BLANK INTENTIONALLY ,( ( ( ( ( ( \ (\ Cl ( ·, ( I ( ) ( \ ( I ( ( I t ) (l Ci ( ) () ( ) (l (l ( l ( ( ( (_ l Charges Fiscal for Year Services 2003 $ 9,877,862 2004 9,060,319 2005 10,406,628 CITY OF FRIENDSWOOD, TEXAS Operating Grants and Contributions $ 661,568 778,261 1,271,119 GOVERNMENT-WIDE REVENUES LAST TEN FISCAL YEARS* (UNAUDITED) Capital Grants and Contributions Taxes Investment Earnin_gs $ 749,772 $ 13,719,690 $ 315,187 239,200 14,955,039 278,954 235,300 15,781,984 491,367 TABLE2 Miscellaneous Total $ 30,826 $ 25,354,905 25,311,773 64,981 28,251,379 (,l *The City implemented GASB 34 in fiscal year 2003, thus only three years of data are available. l J (. I lJ (_ J lJ ( ) l >l ) l' li l J t l,., ll l l 68 Fiscal Year Ended September 30, 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 $ CITY OF FRIENDSWOOD, TEXAS GENERAL GOVERNMENT REVENUE BY SOURCE LAST TEN FISCAL YEARS (UNAUDITED) Property Sales Franchise Taxes Taxes Taxes 5,865,855 $ l,097,996 $ 863,183 5,660,697 1,477,554 852,091 5,957,486 1,826,462 801,709 6,310,919 1,842,430 821,943 7,226,205 2,121,107 870,839 8,006,906 2,419,071 988,608 8,935,858 2,544,691 1,035,368 9,745,213 2,884,798 1,058,726 10,880,584 2,843,943 1,119,328 11,392,040 3,210,626 1,176,460 Includes General, Special Revenue, Debt Service and Permanent Funds (2004 -2005) Source: Accounting records of the City 69 Sanitation $ 1,085,149 1,017,028 982,432 1,013,415 1,027,028 1,065,400 1,113,511 1,020,421 [ I ( ( ( (\ ('1 (' ' I ( ) ( ) ( ) (') ( , l J f1 { ) ( ) ( l ( ) { ) ( l ( ' ( ) (1 ( ) ( t ) <. ) ( I () (_ )(\ l,l l I ( ) C) ( I l J ( l $ Fines Permits and and Forfeitures Fees 266,287 $ 234,518 353,742 401,720 304,017 699,432 332,659 635,905 497,467 970,868 550,854 1,192,899 631,066 922,808 639,678 856,721 879,369 807,041 1,112,916 717,607 TABLE3 Interest on Other Intergovernmental Investments Revenue Total $ 46,060 $ 193,588 $ 354,627 $ 10,007,263 40,055 238,009 224,097 10,264,993 346,879 222,586 525,228 11,666,231 553,352 292,886 386,084 12,189,593 607,963 399,712 484,724 14,205,913 580,561 424,412 483,063 15,711,774 16,294,283 269,109 509,560 32,256,254 526,316 140,435 1,029,977 17,902,285 795,325 218,419 368,151 18,707,485 985,339 312,137 628,304 19,535,429 70 THIS PAGE LEFT BLANK INTENTIONALLY r· I ( ( 'i f I ( ' ( l (l ' ) ' ) ) ( I (") ( } ( ) ( ) { ) ( ( ) ( ) ( ( ( ( ( ( ( (� ( ( )lJ (l (J ( ) <..1 l) lJ ( I l ( I li l Fiscal Year Ended September 30, 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 General Government $ 1,481,710 1,615,770 1,937,096 2,051,684 2,305,916 2,196,226 2,897,613 3,042,541 3,249,965 3,420,274 CITY OF FRIENDSWOOD, TEXAS GENERAL GOVERNMENT EXPENDITURES BY FUNC TION LAST TEN FISCAL YEARS (UNAUDITED) Community Development Public and Community Capital Safety Public Works Services Outlay $ 3,206,222 $ 3,209,845 $ 1,656,146 $ $ 3,329,960 3,196,258 1,686,909 4,043,792 3,348,350 1,904,926 4,166,008 3,103,857 2,193,860 4,265,750 4,204,537 2,355,186 652,206 5,115,933 2,841,234 2,738,557 98,987 4,961,812 22,601,171 4,250,205 195,385 5,530,953 4,987,392 2,751,993 139,174 5,810,503 2,511,125 2,655,315 4,033,197 7,127,975 2,436,359 2,626,329 2,366,082 Debt Service 1,579,490 1,202,192 909,369 698,546 976,659 1,127,645 737,163 682,728 946,137 1,053,498 Includes General, Special Revenue, Debt Service and Pe1manent Funds (2003 -2005) Source: Accounting records of the City 71 TABLE4 Total $ 11,133,413 11,031,089 12,143,533 12,213,955 14,760,254 14,118,582 35,643,349 17,134,781 19,206,242 19,030,517 Fiscal Year Ended September 30, 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 CITY OF FRIENDSWOOD, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS (UNAUDITED) Total Tax Year Tax Rate Tax Levy 1995 $ 0.6156 $ 5,610,277 1996 0.6045 5,692,451 1997 0.5961 5,886,162 1998 0.6125 6,292,040 1999 0.6385 7,239,468 2000 0.6385 7,906,786 2001 0.6385 8,863,904 2002 0.6385 9,642,413 2003 0.6385 10,785,308 2004 0.6385 11,221,282 Source: Tax Assessor/Collector's records. 72 CmrentTax Collections $ 5,568,094 5,652,357 5,844,583 6,229,896 7,125,877 7,809,643 8,721,196 9,496,887 10,630,820 11,078,265 ( ' ( ( (1 ( l (1 ( ) ( ) f I ( ' ( \ ( l ( ) () ( ) (l (_') () ( ) ( ) ( I ( I ( () ( J ( • I ( ( I ll t ' (_ ) (._) {.) l.) () ll l) (;1 l ' ll ll l Percent of Levy Collected 99.2% $ 99.3% 99.3% 99.0% 98.4% 98.8% 98.4% 98.5% 98.6% 98.7% Delinquent Total Tax Tax Collections Collections 54,842 $ 5,622,936 53,927 5,706,284 89,625 5,934,208 50,435 6,280,331 129,563 7,255,440 158,585 7,968,228 152,106 8,873,302 137,425 9,634,312 138,757 10,769,577 181,551 11,259,816 TABLES Outstanding Total Delinquent Collections as Outstanding Taxes as Percent of Delinquent Percent of Current Levy Taxes Levy 100.2% $ 231,973 4.1% 100.2% 230,990 4.1% 100.8% 237,656 4.0% 99.8% 207,417 3.3% 100.2% 269,184 3.7% 100.8% 308,477 3.9% 100.1 % 208,459 2.4% 99.9% 300,601 3.1% 99.9% 357,057 3.3% 100.3% 313,232 2.8% 73 Fiscal Year Ended September 30, 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 CITY OF FRIENDSWOOD, TEXAS ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY LAST TEN FISCAL YEARS (UNAUDITED) Ratio of Estimated Assessed Value Assessed Actual to Estimated Tax Year Value Value Actual Value 1995 $ 911,351,022 $ 1,165,107,496 78% 1996 941,679,232 1,207,803,598 78% 1997 987,445,395 1,265,399,421 78% 1998 1,027,271,860 1,322,329,377 78% 1999 1,133,824,245 1,458,851,565 78% 2000 1,238,337,688 1,597,212,470 78% 2001 1,388,238,748 1,597,212,470 87% 2002 1,506,606,061 1,931,827,716 78% 2003 1,623,502,714 2,099,501,049 77% 2004 1,752,798,820 2,126,615,765 82% Source: Tax Assessor/Collector's records. 74 TABLE6 New Construction $ 42,440,747 41,528,406 90,683,060 74,555,875 121,249,420 116,968,791 122,374,064 73,791,386 22,286,054 19,655,016 ( f ( TABLE7 ( ', CITY OF FRIENDSWOOD, TEXAS (! { I TAX RATE DISTRIBUTION (', LAST TEN FISCAL YEARS () (UNAUDITED) ( ·1 ( ),' Fiscal Year Debt ( )Ended General Service Total ( )September 30, Tax Year Fund Fund Tax Rate ( ) (, 1996 1995 $ 0.46800 $ 0.14760 $ 0.61560 ( ) 1997 1996 0.49610 0.10840 0.60450 (1 ( )1998 1997 0.52760 0.06850 0.59610 () ( ) 1999 1998 0.56100 0.05150 0.61250 ( J 2000 1999 0.55420 0.08430 0.63850 ( ) (: 2001 2000 0.55470 0.08380 0.63850 (I 2002 2001 0.55470 0.08380 0.63850 ( ) (, 2003 2002 0.55470 0.08380 0.63850 (_) ( 2004 2003 0.55470 0.08380 0.63850 () 2005 2004 0.55470 0.08380 0.63850 l l {' l J l ,i Source: City's tax ordinances. l J Tax rates are per $100 valuation. l ) l_l l i ll ( } l i l ll 75 l Fiscal Year Ended September 30, 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 Source: (A) CITY OF FRIENDSWOOD, TEXAS PROPERTY TAX RATES PER $100 VALUATION DIRECT AND OVERLAPPING LAST TEN FISCAL YEARS (UNAUDITED) Friendswood Clear Creek Independent Independent Clear Creek City of School School Drainage Harris Tax Year Friendswood Dislrict District District County(A) 1995 $ 0.6156 $ l.5900 $ l.4700 $ 0.1410 $ 0.6195 1996 0.6045 l.5900 l.5150 0.1430 0.64173 1997 0.5961 l.5750 l.5900 0.1425 0.64173 1998 0.6125 l.6720 l.6415 0.1500 0.64173 1999 0.6385 l.5350 l.5986 0.1500 0.64173 2000 0.6385 l.5850 l.7008 0.0155 0.64173 2001 0.6385 l.6170 l.7250 0.0155 0.63998 2002 0.6385 l.6370 1.7400 0.1550 0.63998 2003 0.6385 1.6370 l. 7300 0.1500 0.63998 2004 0.6385 l.6370 l.7450 0.1483 0.63998 Tax Department records of the various taxing authorities. TABLES Galveston County $ 0.5200 0.5200 0.5200 0.5200 0.5450 0.5400 0.5654 0.6063 0.6063 0.6388 Includes Port of Houston Authority, Hal1'is County Flood Control, and Hat1'is County Hospital District. 76 I ( ( CITY OF FRIENDSWOOD, TEXAS ( ( () (l ( I () (, ( ) ( ) () (1 { ) ( ) ( ') ( ) ( ) ( ) { I ( ) ( ( ! ( ( I ( ( ) (l { ) (l (. \ () LJ (,l l. 2. 3. 4. 5. 6. 7. 8. 9. 10. Taxpayer Reserve at Autumn Creek Texas New Mexico Power Southwestern Bell Telephone Kroger Texas, L.P. South West Properties Texas HCP Holding, LP Friendswood Retirement H. E. Butt Grocery Company D R Horton Texas, Ltd. Exxon Mobil Pipeline All other taxpayers Totals PRINCIPAL TAXPAYERS SEPTEMBER 30, 2005 (UNAUDITED) Type of Property Developer Utility Company Utility Company Grocery Store Seahawk Apartments Assisted Living Center Assisted Living Center Grocery Store Developer Pipeline Company l I Source: Tax Assessor/Collector's records. (l (I l.I l_l l I l l 77 $ $ TABLE9 Percent of Total Assessed Assessed Valuation Valuation 13,299,980 0.76% 12,573,930 0.72% 9,207,860 0.53% 7,713,640 0.44% 7,500,090 0.43% 6,457,140 0.37% 6,023,505 0.34% 5,770,930 0.33% 5,739,170 0.33% 5,003,740 0.29% 79,289,985 4.52% 1,673,508,835 95.48% 1,752,798,820 100.00% THIS PAGE LEFT BLANK INTENTIONALLY (. ( (, (I (1 (1 ( ) (1 (1 ( ) ( ) () ( ) ( ) (1 {) ( l ( ( \ ( J ( ) ( I ( )( ( ( ) l l) (.. ' (l {.) Ll l.) ll ( )l I (J ( l ll l. l Fiscal Year 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 TABLE 10 CITY OF FRIENDSWOOD, TEXAS RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT LAST TEN FISCAL YEARS (UNAUDITED) Ratio of Interest Total Debt Total Debt Service and Fiscal Service General Requirements Principal Charges R!::9uirements Expenditures to Expenditures $ 963,272 $ 238,920 $ 1,202,192 $ 10,091,694 11.91% 733,568 202,138 935,706 11,187,677 8.36% 709,094 200,275 909,369 12,143,533 7.49% 512,594 185,952 698,546 12,213,955 5.72% 525,897 450,762 976,659 14,118,582 6.92% 616,470 511,175 1,127,645 14,118,582 7.99% 548,205 188,958 737,163 35,643,349 2.07% 468,987 213,741 682,728 18,437,946 3.70% 469,930 476,207 946,137 15,930,731 5.94% 459,422 594,076 1,653,498 17,650,187 9.37% 78 Number Fiscal of Water Year Customers 1996 8,382 1997 8,534 1998 8,893 1999 9,123 2000 9,423 2001 10,088 2002 10,330 2003 10,600 2004 10,988 2005 11,196 CITY OF FRIENDSWOOD, TEXAS REVENUE BOND COVERAGE LAST TEN FISCAL YEARS (UNAUDITED) Number of Sewer Operating Customers Revenue 8,043 $ 4,995,119 8,199 4,744,557 8,377 5,815,425 8,679 5,482,707 8,979 7,211,716 9,415 6,599,787 9,658 7,506,333 10,240 7,275,746 10,331 7,203,736 10,537 8,390,761 Operating Expenses Before DeE_reciation $ 2,730,719 2,802,914 2,679,707 2,781,480 3,310,375 3,253,593 3,797,453 4,401,694 4,238,810 4,769,885 Net Operating Revenue Available for Debt Service $ 2,264,400 1,941,643 3,135,718 2,701,227 3,901,341 3,346,194 3,708,880 2,874,052 2,964,926 3,620,826 Note A: The amounts only include Revenue Bonds and do not include amounts paid by the Enterprise Fund for Combination Tax and Revenue Bonds which are secured by Tax Revenue. Source: Accounting records of the City. 79 $ ·1 ) I I ) ' f : l � ) , ) l .. �) ; ) � ) [ ) l.; l I Revenue Bond (A) Debt Service R�uirements Principal Interest 45,000 $ 10,244 45,000 7,503 33,000 3,032 33,000 3,032 441,600 325,000 546,621 25,000 850,874 25,000 772,351 25,000 769,936 140,000 766,788 TABLE 11 Total Covera_g_e $ 55,244 40.99 52,503 36.98 36,032 86.35 36,032 74.97 441,600 8.83 871,621 3.84 875,874 4.23 797,351 3.60 794,936 3.73 906,788 3.99 80 Fiscal Year Population 1996 28,602 $ 1997 28,902 1998 30,787 1999 31,192 2000 31,761 2001 32,720 2002 33,500 2003 33,800 2004 34,152 2005 34,272 CITY OF FRIENDSWOOD, TEXAS RATIO OF NET GENERAL BONDED DEBT TO ASSESSED VALUE AND NET BONDED DEBT PER CAPITA LAST TEN FISCAL YEARS (UNAUDITED) Ratio ofNet Gross Less Debt Bonded Debt Assessed Bonded Service Net to Assessed Value Debt Funds Bonded Debt Value 941,679,232 $ 3,935,477 $ 298,053 $ 3,637,424 0.39% 987,445,395 3,606,427 392,220 3,214,207 0.33% 987,445,395 3,206,927 187,908 3,019,019 0.31% 1,027,271,860 2,798,677 73,344 2,725,333 0.27% l, 133,824,245 2,430,219 68,627 2,361,592 0.21% 1,238,337,688 2,205,725 77,175 2,128,550 0.17% 1,388,238,748 1,915,518 109,799 1,805,719 0.13% 1,506,606,061 10,375,891 254,568 10,121,323 0.67% 1,623,502,714 10,059,865 829,701 9,230,164 0.57% 1,752,798,820 17,590,000 1,395,767 16,194,233 0.92% Source: Tax Assessor/Collector and accounting records of the City. TABLE 12 Net Bonded Debt Per Capita 127 111 98 87 74 65 54 296 270 473 (1)Reflects recollection of debt to Enterprise Funds in 1994-1995 in the amount of$2.5 million. 81 ( ( ( (1 ( ( () (l () ( ( ) ( ) ( ) ( ) ( ) ( I t\ { l ( I (1 ( ) (1 ( ( ( ( ( (t ( ) ( ) ( ) () () (_) ( ) l J l_ I l' l l.1 l l l CITY OF FRIENDSWOOD, TEXAS COMPUTATION OF DIRECT AND OVERLAPPING DEBT (UNAUDITED) Name of Governmental Unit Friendswood Independent School District Clear Creek Independent School District Galveston County * Harris County** Total Net Overlapping Debt City of Friendswood Total Direct and Overlapping Debt $ Net Debt Outstandin_g___ 21,295,000 519,913,625 197,928,000 2,916,534,000 17,590,000 Estimated Percentage Applicable to City 100.00% 6.81% 10.80% 0.33% 100.00% TABLE 13 Debt Applicable to Ci_!y $ 21,295,000 35,406,118 21,376,224 9,624,562 87,701,904 17,590,000 $ 105,291,904 ** Han-is County includes the Hanis County Flood Control District, Port of Houston Authority, Hanis County Hospital District and the Hanis County Board of Education. *Galveston County figure is unaudited. 82 CITY OF FRIENDSWOOD, TEXAS MISCELLANEOUS STATISTICAL DATA SEPTEMBER 30, 2005 (UNAUDITED) Date of incorporation Date of present charter Form of government Area Miles of Streets Streets -paved Streets -Wlpaved Fire Protection Number of stations Number of employees (part-time equivalent) Number of volunteers Fire Prevention Number of employees (fulltime equivalent) Number ofvolW1teers Police Protection Number of stations Number of sworn officers (fulltime equivalent) Number of pah·ol Wlits Recreation Number of parks Size of parks Number of swimming pools Number of tennis cow-ts Miles of storm sewers ( continued) 83 TABLE 14 October 15, 1960 Adopted Home Rule Charter October 16, 1971 Council-Manager 22. 70 square miles 157 miles 4 miles 3 31 99 4.00 1 1 51 16 8 189 acres 1 4 92 miles ( ( ( ( ( ( ( l ( ( ( l ( ( ) ( ) ( i( (l ( ) ( )( \ ( () () () (1 (_ ( ( ( ( ( (J l >l> lJ (_ ) (_ l t , l l l L l Education CITY OF FRIENDSWOOD, TEXAS MISCELLANEOUS STATISTICAL DATA (Continued) SEPTEMBER 30, 2005 (UNAUDITED) Friendswood Independent School District: Number of teachers Number of students Clear Creek Independent School District: Number of teachers Number of students City Employees Department heads Employees: Fulltime Part-time (fulltime equivalent) Election Number of Votes Cast: Last City Election -Regular Election Water Somce Average daily consumption Maximum daily consumption Water mains Number of connections Sewer Average daily flow Maximum daily flow Sanitary sewer mains Number of connections Ground Water 100,000 gallons 1,062,000 gallons Blackhawk 3,081,000 gallons 10,587,000 gallons 84 Surface Water 3,994,000 gallons 8,873,000 gallons TABLE 14 330 5,638 2,265 35,229 8 176 21.29 3,102 165 miles11,196 165 miles10,537 THIS PAGE LETT BLANK INTENTIONALLY