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HomeMy WebLinkAboutComprehensive Annual Financial Report - FY2008CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED SEPTEMBER 30, 2008 CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT Fiscal Year Ended September 30, 2008 Officials Issuing Report: Roger C. Roecker Interim City Manager Cindy Edge Interim Director of Administrative Services CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS SEPTEMBER 30, 2008 Page Exhibit Number INTRODUCTORY SECTION Letter of Transmittal..................................................................................................... 1 – 4 Organizational Chart..................................................................................................... 5 Certificate of Achievement for Excellence in Financial Reporting.............................. 6 Principal Officials......................................................................................................... 7 FINANCIAL SECTION Independent Auditors’ Report....................................................................................... 8 – 9 Management’s Discussion and Analysis ...................................................................... 10 – 17 Basic Financial Statements Government-wide Financial Statements Statement of Net Assets.......................................................................................... 18 Statement of Activities............................................................................................ 19 – 20 Fund Financial Statements Balance Sheet – Governmental Funds.................................................................... 21 Statement of Revenues, Expenditures and Changes in Fund Balances – Governmental Funds................................................................ 22 (continued) CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS (Continued) SEPTEMBER 30, 2008 Page Number FINANCIAL SECTION (Continued) Fund Financial Statements (Continued) Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities......................................................................................... 23 Statement of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual – General Fund.......................................... 24 Statement of Net Assets – Proprietary Funds......................................................... 25 Statement of Revenues, Expenses and Changes in Fund Net Assets – Proprietary Funds.................................................................. 26 Statement of Cash Flows – Proprietary Funds........................................................ 27 – 28 Notes to Financial Statements.................................................................................... 29 – 55 Combining and Individual Fund Statements and Schedules General Fund Schedule of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual................................................. 56 – 63 (continued) CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS (Continued) SEPTEMBER 30, 2008 Page Number FINANCIAL SECTION (Continued) Combining and Individual Fund Statements and Schedules (Continued) Nonmajor Governmental Funds Combining Balance Sheet....................................................................................... 64 – 65 Combining Statement of Revenues, Expenditures and Changes in Fund Balances................................................................................... 66 – 67 Nonmajor Special Revenue Funds Schedule of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual – Fire/EMS Donation Fund ..................................................................................................... 68 Nonmajor Debt Service Funds Schedule of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual.................................................................... 69 STATISTICAL SECTION (Unaudited) Page Table Number Net Assets by Component.............................................................................. 1 70 Changes in Net Assets ................................................................................... 2 71 – 72 (continued) CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS (Continued) SEPTEMBER 30, 2008 Page Table Number STATISTICAL SECTION (Unaudited) Fund Balances – Governmental Funds.......................................................... 3 73 Changes in Fund Balances – Governmental Funds....................................... 4 74 – 75 Assessed Value and Estimated Actual Value of Taxable Property......................................................................................... 5 76 Direct and Overlapping Property Tax Rates.................................................. 6 77 Principal Property Taxpayers......................................................................... 7 78 Property Tax Levies and Collections............................................................. 8 79 Ratios of Outstanding Debt by Type ............................................................. 9 80 Ratios of Net General Bonded Debt Outstanding.......................................... 10 81 Direct and Overlapping Governmental Activities Debt................................. 11 82 Legal Debt Margin Information..................................................................... 12 83 Pledged Revenue Coverage........................................................................... 13 84 Demographic and Economic Statistics.......................................................... 14 85 Principal Employers....................................................................................... 15 86 Fulltime Equivalent City Government Employees by Function/Program .................................................................................. 16 87 Operating Indicators by Function/Program ................................................... 17 88 Capital Asset Statistics by Function/Program................................................ 18 89 INTRODUCTORY SECTION 1 March 6, 2009 The Honorable Mayor, Members of the City Council, and the Citizens of Friendswood: The Comprehensive Annual Financial Report (CAFR) of the City of Friendswood for the fiscal year ended September 30, 2008, is hereby submitted. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data are accurate in all material respects and are reported in a manner designed to present fairly the financial position and results of operations of the various funds and account groups of the City. All disclosures necessary to enable the reader to gain an understanding of the City’s financial activities have been included. The comprehensive annual financial report is presented in three sections: introductory, financial, and statistical. The introductory section includes a list of principal officials, this transmittal letter, and the City’s organizational chart. The financial section includes the auditor’s report on the financial statement, a Management Discussion and Analysis (MD&A), the basic financial statements and combining and individual fund financial statements and schedules. The MD&A, found immediately following the report of the independent auditor, is a narrative introduction; overview and analysis required by generally accepted accounting principles (GAAP). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The statistical section includes selected financial and demographic information, generally presented on a multi-year basis. Management of the City is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the City are protected from loss, theft or misuse and to ensure that adequate accounting data are compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgments by management. The City Charter requires an annual audit of the financial statements of all of the various funds of the City by independent certified public accountants. The accounting firm of Pattillo, Brown & Hill, L.L.P. has performed such an audit and their opinion has been included in this report. 2 PROFILE OF THE CITY Established in 1895 as a Quaker colony, the City of Friendswood is rich in heritage. The City was incorporated in 1960 and chartered a home-rule city under Texas law in 1971. The City operates under a Council-Manager form of government. Policy-making and legislative authority are vested in a governing council consisting of the Mayor and six (6) Council Members. The Mayor and Council are responsible, among other things, for passing ordinances, adopting the budget, appointing board and committee members and hiring the City Manager, City Attorney, Municipal Judge, and City Secretary. The City Manager is responsible for carrying out the policies and ordinances of the City Council and overseeing the day-to-day operations of the City government, and for appointing heads of various departments. The mayor and council are elected on an at-large, non-partisan basis. The mayor and council are elected to serve no more than three consecutive three-year terms. The City provides a full range of municipal services including public safety (police, fire and emergency medical), maintenance of streets and infrastructure, sanitation services, maintenance of the treated waste distribution system and both sanitary and storm sewer collection transmission systems, recreational activities and cultural events as well as general administrative services. FACTORS AFFECTING FINANCIAL CONDITION The City of Friendswood, Texas, is located 20 miles southeast of downtown Houston in southern Harris and northern Galveston Counties. Friendswood’s population has more than doubled in every census count since 1960. The current population is estimated at 35,500. The economy is linked closely to that of Houston and the Clear Lake area. The Friendswood/Clear Lake regional economy has become more diverse, featuring aerospace, petrochemical, tourism, boating, and recreation industries. Biotechnology, biomedical, software services, electronics and communication equipment sub-sectors are increasing and show solid signs of growth and sustainability. The NASA/Johnson Space Center, the Bayport petrochemical complex, Ellington Field and the University of Houston-Clear Lake are key players in the area’s economy. According to BAHEP estimates, “over three-quarters of a million people work within a 45 minute drive time of the Clear Lake area.” Budgeting Controls The objective of the City’s budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by Council. The charter requires the City Manager to submit a proposed budget and an accompanying message to the City Council on or before August 1. The council shall review and revise as deemed appropriate prior to general circulation for the public hearing. The Public Notice and Hearing must be posted in the city hall and published in the official newspaper. The budget must be adopted by the 15th of September or as soon thereafter as practical. The City legally adopts annual budgets for the General, Special Revenue and Debt Service Funds. Annual and project budgets are also adopted for the Proprietary and Capital Projects Funds, respectively. The level of budgetary control; that is, the level at which expenditures cannot legally exceed the appropriated amount, is established by department within a fund. The City also maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Encumbrances lapse at fiscal year end, but can be re-appropriated through a budget amendment the following fiscal 3 year. The City Manager is authorized to transfer budgeted amounts between departments within any fund, but revisions that increase the total expenditures of any fund must be approved by Council. Multi-Year Financial Planning We have been working on a multi-year financial plan (MYFP) for some time. Originally staff was directed to develop a plan to forecast the City’s financial condition through 2020, the projected build-out date. The first version of this plan was drafted and later reduced in scope to project out five years. The MYFP is based on the City’s strategic planning efforts, including the Comprehensive Land Use Plan, Vision 2020 and the Capital Improvements Plan. Departmental operational plans’ funding requirements to provide programs and services are included in the MYFP as well. Funding needs and available resources, both current and alternative revenue enhancements, are identified. Expenditures are projected based on departmental needs assessments and are organized based on “one-time” and “ongoing” expenditures. In collaboration with Council, the plan continues to evolve. Cash Management The City’s investment policy authorizes the City to invest in Obligations of the U. S. Government, certificates of deposits, money market mutual funds, and local government investment pools. The primary objectives of the investment policy, in priority order, are safety (preservation of capital), liquidity (availability of funds) and yield (rate of return commensurate with investment risk and cash flow needs). The average yield on maturing investments for the year was 3.83%. All deposits are either insured by federal depository insurance or collateralized with securities held by the pledging financial institution’s trust department. Risk Management The City’s risk management division continually evaluates risk in terms of severity, frequency of probability and loss exposure. A proactive safety training and awareness program is provided for all City employees. The City purchases insurance coverage for property, liability, and workers’ compensation through Texas Municipal League Intergovernmental Risk Pool. Awards The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Friendswood for its comprehensive annual financial report for the fiscal year ended September 30, 2007. This was the 20th consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, the City published an easily readable and efficiently organized comprehensive annual financial report. This report satisfied both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement program’s requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgements The preparation of the comprehensive annual financial report was made possible by the dedicated service of Cindy Edge, Rhonda Bloskas and the entire staff of the Administrative Services Department. Each member of the department has my sincere appreciation for the contributions made in the preparation of this report. 4 In closing, I also express my thanks to the Mayor, members of the City Council and the City Manager for their leadership, interest and support in conducting the financial operations of the City in a responsible and progressive manner. CITY OF FRIENDSWOOD ORGANIZATIONAL CHART BOARDS, COMMITTEES COMMISSIONS CITY SECRETARY CITY ATTORNEY ADMINISTRATIVE SERVICES POLICE FIRE MARSHAL EMERGENCY MGMT COMMUNITY DEVELOPMENT PUBLIC WORKS COMMUNITY SERVICES ECOMONIC DEVELOPMENT CITY MANAGER MUNICIPAL JUDGE MAYOR AND COUNCIL CITIZENS OF FRIENDSWOOD 5 6 Certificate of Achievement for Excellence in Financial Reporting Presented to City of Friendswood Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2007 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. 7 CITY OF FRIENDSWOOD, TEXAS PRINCIPAL OFFICIALS SEPTEMBER 30, 2008 Term Elected Officials Position Expires David J. H. Smith Mayor May 2009 Michael Barker Council Member - Position No. 1 May 2009 Jim Barr Council Member - Position No. 2 May 2011 Jim Hill Council Member - Position No. 3 May 2009 Leslie Reid Council Member - Position No. 4 May 2010 Bill Holbert Council Member - Position No. 5 May 2011 Andy Rivera Council Member - Position No. 6 May 2010 Key Staff Position Roger Roecker Interim City Manager Olson & Olson City Attorney Deloris McKenzie City Secretary Cindy Edge Interim Director of Administrative Services James Toney Director of Community Services Morad Kabiri Interim Director of Community Development Terry Byrd Fire Marshal/Emergency Management Coordinator James W. Woltz Judge - Municipal Court Robert Wieners Police Chief Kaz Hamidian Director of Public Works FINANCIAL SECTION INDEPENDENT AUDITORS’ REPORT To the Honorable Mayor and Members of City Council City of Friendswood, Texas We have audited the accompanying financial statements of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City of Friendswood, Texas, as of and for the year ended September 30, 2008, which collectively comprise the City’s basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City of Friendswood, Texas’ management. Our responsibility is to express opinions on these financial statements based on our audit. We did not audit the financial statements of the West Ranch Management District, a discretely presented component unit. Those financial statements were audited by other auditors whose report thereon has been furnished to us, and our opinion, insofar as it relates to the amounts included for the West Ranch Management District, is based on the report of the other auditors. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, based on our audit and the report of other auditors, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the aggregate discretely presented component unit, each major fund, and the aggregate remaining fund information of the City of Friendswood, Texas, as of September 30, 2008, and the respective changes in financial position and cash flows, thereof and the respective budgetary comparison for the General Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated March 6, 2009, on our consideration of the City of Friendswood, Texas’ internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control of financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. The financial statements of the discretely presented component unit were not audited in accordance with Government Auditing Standards. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. 8 401 WEST HIGHWAY 6 g P. O. BOX 20725 g WACO, TX 76702-0725 g (254) 772-4901 g FAX: (254) 772-4920 g www.pbhcpa.com AFFILIATE OFFICES: BROWNSVILLE, TX (956) 544-7778 g HILLSBORO, TX (254) 582-2583 TEMPLE, TX (254) 791-3460 g WHITNEY, TX (254) 694-4600 g ALBUQUERQUE, NM (505) 266-5904 9 The management’s discussion and analysis on pages 10 through 17 is not a required part of the basic financial statements but is supplementary information required by accounting principles generally accepted in the United States of America. We and the other auditors have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the required supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Friendswood, Texas’ basic financial statements. The introductory section, combining and individual fund financial statements and schedules, and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and schedules have been subjected to the auditing procedures applied by us and the other auditors in the audit of the basic financial statements and, in our opinion, based on our audit and the report of other auditors, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied by us and the other auditors in the audit of the basic financial statements and, accordingly, we express no opinion on them. March 6, 2009 MANAGEMENT’S DISCUSSION AND ANALYSIS 10 Management’s Discussion and Analysis As Management of the City of Friendswood, we offer readers of the City’s financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2008. This information is not intended to be a complete statement of the City’s financial condition. We recommend and encourage readers to consider the information presented here in conjunction with the accompanying transmittal letter and basic financial statements. FINANCIAL HIGHLIGHTS • The assets of the City of Friendswood exceeded its liabilities at the close of the most recent fiscal year by $108,543,394 (net assets). Of this amount, $10,548,129 is unrestricted net assets for governmental activities and $4,227,253 for business-type activities. • The City’s net assets decreased by $933,417. This resulted in a decrease of $3,486,213 in unrestricted net assets offset by an increase of $2,305,340 in net assets invested in capital assets net of related debt and an increase of $247,456 in restricted net assets. • As of the close of the current fiscal year, the City of Friendswood’s governmental funds reported combined ending fund balances of $13,522,040. Of the ending fund balance, $3,101,266 is restricted under laws external to the City for specific purposes (e.g., capital projects, debt service); $266,243 is designated by the City for specific purposes; $1,243,384 reserved for encumbrances and prepaid items; and $8,911,147 is unreserved and available to meet the government’s ongoing obligations in accordance with the City’s fund designation and fiscal policies. OVERVIEW OF THE FINANCIAL STATEMENTS This discussion and analysis is intended to serve as an introduction to the City’s basic financial statements. The City’s basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. The Statement of Net Assets presents information on all of the City’s assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. This statement combines and consolidates governmental funds current financial resources (short-term spendable resources) with capital assets and long-term obligations. Other non-financial factors should also be taken into consideration, such as changes in the City’s property tax base and the condition of the City’s infrastructure (i.e. roads, drainage improvements, storm sewer and water lines, etc.), to assess the overall financial condition of the City. 11 The Statement of Activities presents information showing how the City’s net assets changed during the fiscal year. All of the current year’s revenues and expenses are taken into account regardless of when cash is received or paid. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but not used compensated absences). Both the statement of net assets and the statement of activities are prepared utilizing the accrual basis of accounting as opposed to the modified accrual basis used in prior reporting models. Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their costs through user fees (business-type activities). • Governmental activities include most of the City’s basic services, (general government, public safety, community development and public works and community services). Property taxes, sales taxes, and franchise fees primarily finance these activities. • Business-type activities include the City’s water and sewer system. Charges for services covers all or most of the cost for these services. • Component Unit activities include activities of The West Ranch Management District. Fund Financial Statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. Fund accounting is used by state and local governments to control and manage money for particular purposes and to ensure finance-related legal requirements. The City uses two fund types – governmental and proprietary. • Governmental funds – Similar to the governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental funds focus on current sources and uses of spendable resources. The governmental fund statement provides a detailed short-term view of the City’s general government operations and helps you determine whether resources are available in the near future to finance City programs. Comparing the information presented for governmental funds with the information presented for governmental activities in the government-wide financial statements will help the reader to better understand the long-term impact of the government’s near-term financing decisions. The governmental funds balance sheet, statement of revenue and expenditures, and changes in fund balances include a reconciliation to provide such comparison. The City maintains eight governmental funds. Information is presented separately in the governmental funds balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances for the General Fund, Capital Projects Fund and the Debt Service Fund; these funds are considered to be major funds. The other five funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements found in this report. 12 • Proprietary funds – The City maintains two types of proprietary funds. The City uses the Enterprise Fund for water and sewer operations. The Enterprise Fund reports the same functions presented as business-type activities in the government-wide financial statement. The second proprietary fund is the Internal Service Fund. This fund is used to account for fleet management services. The Internal Service Fund is included within the governmental activities in the government-wide financial statements. Proprietary fund financial statements provide the same type of information as the government-wide financial statements, with more detail and include the Internal Service Fund type activity. Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. Other Information In addition to the basic financial statements and accompanying notes, this report also presents combining and individual fund statements and schedules that further support the information in the financial statements. These statements are presented immediately following the notes to the financial statements. GOVERNMENT-WIDE FINANCIAL ANALYSIS The City’s net assets exceed liabilities by $108.5 million as of September 30, 2008. The largest portion of the City’s net assets (83.81%) reflects its investments in capital assets (e.g., land, buildings, equipment, improvements, construction in progress and infrastructure); less any related debt used to acquire those assets that are still outstanding. The City uses these capital assets to provide services to citizens; therefore, these assets are not available for future spending. It should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. CITY OF FRIENDSWOOD’S NET ASSETS 2008 2007 2008 2007 2008 2007 Current and other assets 19,980,784$ 19,905,791$ 9,481,699$ 25,808,598$ 29,462,483$ 45,714,389$ Capital assets 86,102,752 84,771,769 48,303,304 39,457,544 134,406,056 124,229,313 Total assets 106,083,536 104,677,560 57,785,003 65,266,142 163,868,539 169,943,702 Long-term liabilities 16,117,119 16,733,514 31,176,917 32,215,978 47,294,036 48,949,492 Other liabilities 6,053,142 2,989,426 1,977,967 8,527,973 8,031,109 11,517,399 Total liabilities 22,170,261 19,722,940 33,154,884 40,743,951 55,325,145 60,466,891 Net assets: Invested in capital assets, net of related debt 70,591,236 71,777,140 20,375,620 16,884,376 90,966,856 88,661,516 Restricted 2,773,910 2,391,482 27,246 162,218 2,801,156 2,553,700 Unrestricted 10,548,129 10,785,998 4,227,253 7,475,597 14,775,382 18,261,595 Total net assets 83,913,275$ 84,954,620$ 24,630,119$ 24,522,191$ 108,543,394$ 109,476,811$ Governmental Activities Business-type Activities Totals 13 Combined governmental and business-type activities decreased the City’s net assets by $933,417 in 2008. The following table provides a summary of the City’s operations for the year ended September 30, 2008. The governmental activities decreased the City of Friendswood’s net assets by $1,041,345. This decrease is due to a decline in revenues for charges for services, sales tax, and interest earnings. Business-type activities increased the City’s net assets by $107,928. This increase is due to revenue collections for future capital projects and debt reduction. CITY OF FRIENDSWOOD’S CHANGES IN NET ASSETS 2008 2007 2008 2007 2008 2007 Revenues: Program revenues: Charges for services 2,170,183$ 2,594,996$ 8,624,546$ 8,021,040$ 10,794,729$ 10,616,036$ Operating grants and contributions 4,021,908 489,707 - - 4,021,908 489,707 Capital grants and contributions - - - - - - General revenues: Property taxes 12,512,950 11,876,246 - - 12,512,950 11,876,246 Sales taxes 3,767,526 3,904,436 - - 3,767,526 3,904,436 Franchise taxes 1,317,166 1,239,167 - - 1,317,166 1,239,167 Other taxes 25,429 16,186 - - 25,429 16,186 Investment earnings 648,301 1,063,715 531,758 1,236,092 1,180,059 2,299,807 Miscellaneous 73,026 350,128 - 4,182 73,026 354,310 Total revenues 24,536,489 21,534,581 9,156,304 9,261,314 33,692,793 30,795,895 Expenses: General government 4,339,620 4,472,602 - - 4,339,620 4,472,602 Public safety 12,652,812 7,565,797 - - 12,652,812 7,565,797 Community development and public works 4,921,298 5,475,447 - - 4,921,298 5,475,447 Community services 3,841,387 3,420,244 - - 3,841,387 3,420,244 Water and sewer - - 6,523,501 5,711,063 6,523,501 5,711,063 Interest on long-term debt 803,733 835,511 1,543,859 1,583,551 2,347,592 2,419,062 Total expenses 26,558,850 21,769,601 8,067,360 7,294,614 34,626,210 29,064,215 Increase (decrease) in net assets before transfers 2,022,361)( 235,020)( 1,088,944 1,966,700 933,417)( 1,731,680 Transfers 981,016 875,616 981,016)( 875,616)( - - Change in net assets 1,041,345)( 640,596 107,928 1,091,084 933,417)( 1,731,680 Net assets, beginning 84,954,620 45,274,726 24,522,191 23,431,107 109,476,811 68,705,833 Prior period adjustment - 39,039,298 - - - 39,039,298 Net assets, ending 83,913,275$ 84,954,620$ 24,630,119$ 24,522,191$ 108,543,394$ 109,476,811$ Governmental Activities Business-type Activities Totals 14 FINANCIAL ANALYSIS OF THE GOVERNMENT’S FUNDS Governmental Funds At the end of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $13,522,040. Approximately 66% of this amount ($8,911,147) is unreserved, undesignated fund balance; however, $5.9 million is set aside for the 90-day operating reserve, as set forth in the City’s financial policies. $4,610,893 is reserved or designated as follows: Reserves (72%) • Encumbrances $1,169,061 • Prepaid expense 74,323 • Debt service 2,104,376 Designations (6%) • Projects $266,243 Legally restricted (22%) • Capital projects $323,597 • Special revenue funds 643,223 • Permanent Funds 30,070 In the General Fund, fund balance decreased by $313,456. This decrease is due to a decline in revenues in sales tax ($127,667), fines and forfeitures ($126,891) and investment earnings ($587,071). Also, in September 2008, Hurricane Ike hit the Texas Gulf Coast and as a result the City incurred expenditures that are not 100% reimbursable by FEMA. In the Capital Projects Fund, fund balance decreased by $3,189,686 as a result of capital outlay of $3,259,523. In the Debt Service Fund, fund balance increased by $291,056. This increase is due to an increase in property tax revenues ($187,755). Proprietary Fund Unrestricted net assets of the respective proprietary funds are Enterprise, (water and sewer), $4,227,253 and Internal Service Fund (vehicle replacement fund), $469,460. The net assets of the water and sewer fund increased by $107,928. The net assets of the internal service fund increased by $91,933. General Fund Budgetary Highlights The City made revisions to the original appropriations approved by the City Council. These changes resulted in an increase in budgeted expenditures from the original budget of $1,653,891 or 8.59%. The majority of this increase was the appropriation of encumbrances ($524,434) from the prior year, the property tax refund ($56,335) and General Fund supported capital improvements ($794,815). CAPITAL ASSETS The City of Friendswood’s investment in capital assets (net of accumulated depreciation) for its governmental and business-type activities as of September 30, 2008, is $134,406,056. The investment in capital assets includes land, buildings and improvements, equipment, infrastructure, water rights and construction in progress. 15 This year’s major capital events during the current fiscal year included the following: • Completed construction of the Public Safety Building for a total of $5.9 million. • Continued construction of new Fire Station #4 for $1.7 million. Prior year costs were $93,222. The proposed project costs are $2.2 million. • Continued design phase of Glenshannon Drainage with current year costs of $651,593 and prior year costs of $277,385. • Continued design phase of Clover Acres Drainage with current year costs of $691,651 and prior cost of $341,300. • Design phases continued for the following water and sewer projects: Deepwood Force Main ($316,446), Deepwood Lift Station Expansion ($132,914) South Friendswood Force Main Diversion ($78,000), Sunmeadow Lift Station $322,000, 16” waterline from Sunset to water well #4 ($328,080) and Blackhawk Blvd Waterline Replacement ($235,000). • City of Houston Southeast Water Purification Plant Expansion. The City’s current year share of the project was $9.6 million. CITY OF FRIENDSWOOD’S CAPITAL ASSETS AT YEAR-END 2008 2007 2008 2007 2008 2007 Land 23,950,721$ 23,950,721$ 718,493$ 718,493$ 24,669,214$ 24,669,214$ Buildings and improvements 17,733,705 12,866,845 - - 17,733,705 12,866,845 Equipment 2,166,274 1,738,311 506,460 580,256 2,672,734 2,318,567 Infrastructure 36,636,913 38,209,424 25,814,124 27,120,313 62,451,037 65,329,737 Water rights - - 19,717,545 3,465,469 19,717,545 3,465,469 Construction in progress 5,615,139 8,006,468 1,546,682 7,573,013 7,161,821 15,579,481 Total capital assets 86,102,752$ 84,771,769$ 48,303,304$ 39,457,544$ 134,406,056$ 124,229,313$ Governmental Activities Business-type Activities Totals Additional information on the City’s capital assets can be found in the notes on pages 43 and 44 of this report. DEBT ADMINISTRATION At the end of the current fiscal year, the City of Friendswood had a total bonded debt and capital lease obligation of $48,116,351. 16 CITY OF FRIENDSWOOD’S OUTSTANDING DEBT AT YEAR-END 2008 2007 2008 2007 2008 2007 General obligations 16,065,000$ 16,660,000$ 1,680,000$ 2,375,000$ 17,745,000$ 19,035,000$ Revenue bonds payable - - 30,355,000 30,515,000 30,355,000 30,515,000 Certificates of obligation - - - 50,000 - 50,000 Capital leases 16,351 96,380 - - 16,351 96,380 16,081,351$ 16,756,380$ 32,035,000$ 32,940,000$ 48,116,351$ 49,696,380$ Governmental Activities Business-type Activities Totals The City’s General Obligation, Revenue Bonds, and Certificates of Obligation bond ratings are listed below: Moody's Standard Investors Service & Poor's General Obligation Bonds A1 A+ Revenue Bonds A2 A Additional information on the City’s outstanding debt can be found on pages 45 through 48 of this report. ECONOMIC FACTORS AND NEXT YEAR’S BUDGETS AND RATES The entire area surrounding Friendswood continues to experience unprecedented growth. The City’s current population is estimated to be 35,500. Friendswood is expected to reach build out sometime before 2020 with an estimated population of 57,000. The City is continuing to focus on Economic Development initiatives, including the revitalization of downtown and a new large residential and commercial development called West Ranch. The West Ranch residential development is currently under way, with commercial construction scheduled to follow as the area’s residential population grows. The City’s largest single source of revenue in the General Fund continues to be ad valorem taxes. The tax rate was increased .0033 cents from $.5764 to $.5797. This rate consists of a maintenance and operations (M&0) tax rate of $.5097 and an Interest and Sinking (debt service) tax rate of $.0700. The rate was set based on a net assessed value of $2,242,178,295. This is an increase of $107,602,055 in taxable value with $82,052,532 or 76% resulting from new construction in the City. This additional value results in an M&O levy increase of $694,211. The City’s financial management policies, sets the guideline to maintain the fund balance and retained earnings of the various operating funds at levels sufficient to protect the City’s creditworthiness as well as its financial position from unforeseeable emergencies. 17 The City’s second largest source of revenue in the General Fund is Sales Tax. The City does not anticipate a change in this revenue stream from the prior year budget of $3,750,000. Other significant general fund revenues are franchise fees, $1,345,700 and municipal court fines, $1,080,000. If all estimates are realized, the total General Fund unreserved fund balance is projected to be $5.1 million at September 30, 2009. Water revenues are budgeted at $4,711,712, which is an additional $473,543 in revenues, or 11%. Sewer revenues are budgeted at $3,832,042. This represents an increase of $370,086, or 10%. Water and sewer working capital is expected to be $4.04 million at the end of fiscal year 2009. Pursuant to the City’s financial management policy, funds in excess of the 90-day operating reserve are designated for future capital improvements. CONTACTING THE CITY’S FINANCIAL MANAGEMENT This financial report is designed to provide our citizens, customers, investors, and creditors with a general overview of the City’s finances and to show the City’s accountability for the money it receives. If you have questions about this report or need additional information, contact Administrative Services, P. O. Box 1288, Friendswood, Texas 77549-1288, or call Cindy S. Edge, 281-996-3224, or email cedge@ci.friendswood.tx.us. BASIC FINANCIAL STATEMENTS Governmental Business-type Component Activities Activities Total Unit ASSETS Cash and investments 14,214,362$ 3,456,088$ 17,670,450$ 47,793$ Receivables: Taxes 1,390,034 - 1,390,034 741 Customer accounts 171,971 1,608,906 1,780,877 - Other 319,850 28,103 347,953 - Due from other governments 3,633,633 - 3,633,633 - Prepaid items 74,323 1,706 76,029 4,313 Deferred charges 176,611 403,842 580,453 - Restricted cash and investments - 3,698,115 3,698,115 - Net investment in joint venture - 284,939 284,939 - Deferred contributions - - - 2,356,939 Capital assets: Land 23,950,721 718,493 24,669,214 - Buildings and improvements 26,180,629 - 26,180,629 - Machinery and equipment 7,750,474 3,063,036 10,813,510 - Infrastructure 67,671,399 - 67,671,399 - Water and wastewater system - 45,799,462 45,799,462 - Construction in progress 5,615,139 1,546,682 7,161,821 - Water rights - 19,717,545 19,717,545 - Accumulated depreciation 45,065,610)( 22,541,914)( 67,607,524)( - Total capital assets, net of accumulated depreciation 86,102,752 48,303,304 134,406,056 - Total assets 106,083,536 57,785,003 163,868,539 2,409,786 LIABILITIES Accounts payable 4,122,898 470,618 4,593,516 4,616 Accrued liabilities 1,093,369 51,160 1,144,529 - Accrued interest 57,136 124,877 182,013 - Customer deposits - 277,324 277,324 - Noncurrent liabilities: Due within one year 779,739 1,053,988 1,833,727 - Due in more than one year 16,117,119 31,176,917 47,294,036 3,721,560 Total liabilities 22,170,261 33,154,884 55,325,145 3,726,176 NET ASSETS Invested in capital assets, net of related debt 70,591,236 20,375,620 90,966,856 - Restricted for: Debt service 2,100,617 - 2,100,617 - Public safety 299,035 - 299,035 - Community development 374,258 - 374,258 - Capital improvements - 27,246 27,246 - Unrestricted 10,548,129 4,227,253 14,775,382 1,316,390)( Total net assets 83,913,275$ 24,630,119$ 108,543,394$ 1,316,390)$( The accompanying notes are an integral part of these financial statements. CITY OF FRIENDSWOOD, TEXAS STATEMENT OF NET ASSETS SEPTEMBER 30, 2008 Primary Government 18 Functions/Programs Expenses Charges for Services Operating Grants and Contributions Capital Grants and Contributions Primary government Governmental activities: General government 4,339,620$ 1,178,523$ -$ -$ Public safety 12,652,812 21,356 4,002,342 - Community development and public works 4,921,298 838,060 6,061 - Community services 3,841,387 132,244 13,505 - Interest on long-term debt 803,733 - - - Total governmental activities 26,558,850 2,170,183 4,021,908 - Business-type activities: Water and sewer 8,067,360 8,624,546 - - Total business-type activities 8,067,360 8,624,546 - - Total primary government 34,626,210$ 10,794,729$ 4,021,908$ -$ Component unit West Ranch Management District 1,152,568$ -$ -$ -$ Total component unit 1,152,568$ -$ -$ -$ General revenues: Taxes: Property, levied for general purposes Property, levied for debt service Sales Franchise Other Investment earnings Miscellaneous Transfers Total general revenues and transfers Change in net assets Net assets - beginning Net assets - ending The accompanying notes are an integral part of these financial statements. CITY OF FRIENDSWOOD, TEXAS STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2008 Program Revenues 19 Governmental Activities Business-type Activities Total Component Unit 3,161,097)$( -$ 3,161,097)$( -$ 8,629,114)( - 8,629,114)( - 4,077,177)( - 4,077,177)( - 3,695,638)( - 3,695,638)( - 803,733)( - 803,733)( - 20,366,759)( - 20,366,759)( - - 557,186 557,186 - - 557,186 557,186 - 20,366,759)( 557,186 19,809,573)( - - - - 1,152,568)( - - - 1,152,568)( 10,897,831 - 10,897,831 - 1,615,119 - 1,615,119 75,216 3,767,526 - 3,767,526 - 1,317,166 - 1,317,166 - 25,429 - 25,429 - 648,301 531,758 1,180,059 93 73,026 - 73,026 - 981,016 981,016)( - - 19,325,414 449,258)( 18,876,156 75,309 1,041,345)( 107,928 933,417)( 1,077,259)( 84,954,620 24,522,191 109,476,811 239,131)( 83,913,275$ 24,630,119$ 108,543,394$ 1,316,390)$( Net (Expense) Revenue and Changes in Net Assets Primary Government 20 General Fund 2003 and 2005 Bond Construction Debt Service Other Funds Total Governmental Funds ASSETS Cash and investments 10,455,267$ 511,173$ 2,094,651$ 686,012$ 13,747,103$ Receivable, net of allowances for uncollectibles: Taxes 1,336,656 - 53,378 - 1,390,034 Customer accounts 140,607 - - 31,364 171,971 Other 301,393 9 9,724 6,145 317,271 Due from other funds - 675,469 - - 675,469 Receivable from other governments 3,633,633 - - - 3,633,633 Prepaid items 74,323 - - - 74,323 Total assets 15,941,879$ 1,186,651$ 2,157,753$ 723,521$ 20,009,804$ LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 3,640,789 435,255 - 46,476 4,122,520 Due to other funds 675,469 - - - 675,469 Accrued liabilities 871,598 221,694 - 77 1,093,369 Deferred revenue 539,354 - 53,377 3,675 596,406 Total liabilities 5,727,210 656,949 53,377 50,228 6,487,764 Fund balances: Reserved for: Encumbrances 962,956 206,105 - - 1,169,061 Prepaid items 74,323 - - - 74,323 Debt service - - 2,104,376 - 2,104,376 Unreserved, reported in: General fund: Designated for: Projects 266,243 - - - 266,243 Undesignated 8,911,147 - - - 8,911,147 Capital projects fund - 323,597 - - 323,597 Special revenue funds - - - 643,223 643,223 Permanent fund - - - 30,070 30,070 Total fund balances 10,214,669 529,702 2,104,376 673,293 13,522,040 Total liabilities and fund balances 15,941,879$ 1,186,651$ 2,157,753$ 723,521$ Amounts reported for governmental activities in the statement of net assets are different because: 85,662,178 596,406 910,034 16,777,383)( Net assets of governmental activities 83,913,275$ The accompanying notes are an integral part of these financial statements. An Internal Service Fund is used by management to charge the costs of certain capital assets to individual funds. The assets and liabilities of the Internal Service Fund are included in the governmental activities in the statement of net assets. CITY OF FRIENDSWOOD, TEXAS BALANCE SHEET GOVERNMENTAL FUNDS Long-term liabilities are not due and payable in the current period and therefore are not reported in the funds. SEPTEMBER 30, 2008 Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. Other long-term assets are not available to pay for current-period expenditures and, therefore, are deferred in the funds. 21 General Fund 2003 and 2005 Bond Construction Debt Service Other Funds Total Governmental Funds REVENUES Property taxes 10,883,217$ -$ 1,612,935$ -$ 12,496,152$ Sales taxes 3,792,955 - - - 3,792,955 Franchise taxes 1,317,166 - - - 1,317,166 Fines and forfeitures 1,108,598 - - 53,305 1,161,903 Permits and fees 889,208 - - 55,548 944,756 Intergovernmental 3,787,293 - - 13,720 3,801,013 Investment earnings 467,627 79,835 76,268 15,672 639,402 Donations 30,920 - - 234,615 265,535 Other 37,876 - - - 37,876 Total revenues 22,314,860 79,835 1,689,203 372,860 24,456,758 EXPENDITURES Current: General government 4,074,610 9,998 - 30,054 4,114,662 Public safety 12,234,821 - - 169,924 12,404,745 Community development and public 3,045,904 - - - 3,045,904 Community services 3,266,250 - - - 3,266,250 Capital outlay 1,080,023 3,259,523 - - 4,339,546 Debt service: Principal - - 694,555 80,029 774,584 Interest and other charges - - 703,592 544 704,136 Total expenditures 23,701,608 3,269,521 1,398,147 280,551 28,649,827 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 1,386,748)( 3,189,686)( 291,056 92,309 4,193,069)( OTHER FINANCING SOURCES (USES) Proceeds on sale of capital assets 22,600 - - - 22,600 Insurance recoveries 63,106 - - - 63,106 Transfers in 992,586 - - - 992,586 Transfers out 5,000)( - - 6,570)( 11,570)( Total other financing sources and uses 1,073,292 - - 6,570)( 1,066,722 NET CHANGE IN FUND BALANCES 313,456)( 3,189,686)( 291,056 85,739 3,126,347)( FUND BALANCES, BEGINNING 10,528,125 3,719,388 1,813,320 587,554 16,648,387 FUND BALANCES, ENDING 10,214,669$ 529,702$ 2,104,376$ 673,293$ 13,522,040$ The accompanying notes are an integral part of these financial statements. FOR THE YEAR ENDED SEPTEMBER 30, 2008 CITY OF FRIENDSWOOD, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS 22 Amounts reported for governmental activities in the Statement of Activities (pages 19 - 20) are different because: Net change in fund balances - total governmental funds (page 22) 3,126,347)$( Governmental funds report capital outlays as expenditures. However,in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period.1,348,900 Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds.7,726 The issuance of long-term debt (e.g., bonds, leases)provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effecton net assets. This amount is the net affect of these differences in the treatment of long- term debt and related items.682,611 Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. 46,168)( Internal Service Funds are used by management to charge the costs of certain capital assets to individual funds. The net revenue of certain activities of internal service funds is reported with governmental activities.91,933 Change in net assets of governmental activities (pages 19 - 20)1,041,345)$( The notes to the financial statements are an integral part of this statement. TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2008 CITY OF FRIENDSWOOD, TEXAS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE OF GOVERNMENTAL FUNDS 23 Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Property taxes 10,705,967$ 10,705,967$ 10,883,217$ 177,250$ Sales taxes 3,763,000 3,763,000 3,792,955 29,955 Franchise taxes 1,211,000 1,211,000 1,317,166 106,166 Fines and forfeitures 1,118,699 1,118,699 1,108,598 10,101)( Permits and fees 787,709 796,829 889,208 92,379 Intergovernmental 209,286 381,585 3,787,293 3,405,708 Interest on investments 462,481 462,481 467,627 5,146 Donations - 12,138 30,920 18,782 Other 8,300 17,314 37,876 20,562 Total revenues 18,266,442 18,469,013 22,314,860 3,845,847 EXPENDITURES Current: General government 4,544,678 4,355,552 4,100,892 254,660 Public safety 7,970,290 8,608,576 12,240,685 3,632,109)( Community development and public works 3,621,332 4,236,467 3,801,510 434,957 Community services 3,115,878 3,705,474 3,558,521 146,953 Total expenditures 19,252,178 20,906,069 23,701,608 2,795,539)( EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 985,736)( 2,437,056)( 1,386,748)( 1,050,308 OTHER FINANCING SOURCES Proceeds on sale of capital assets - - 22,600 22,600 Insurance recoveries - 28,484 63,106 34,622 Transfers in 986,016 992,586 992,586 - Transfers out - 5,000)( 5,000)( - Total other financing sources 986,016 1,016,070 1,073,292 57,222 NET CHANGE IN FUND BALANCES 280 1,420,986)( 313,456)( 1,107,530 FUND BALANCES, BEGINNING 10,528,125 10,528,125 10,528,125 - FUND BALANCES, ENDING 10,528,405$ 9,107,139$ 10,214,669$ 1,107,530$ The notes to the financial statements are an integral part of this statement. Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2008 GENERAL FUND 24 Business-type Activities Governmental Enterprise Fund Activities Water and Sewer Internal Service ASSETS Current assets: Cash and investments 3,456,088$ 467,259$ Accounts receivable, net of allowance Customer accounts 1,608,906 - Other 28,103 2,579 Prepaid expenses 1,706 - Restricted cash and investments 3,698,115 - Total current assets 8,792,918 469,838 Non-current assets Net investment in joint venture 284,939 - Deferred charges 403,842 - Capital assets: Land 718,493 - Machinery and equipmen 3,063,036 1,262,995 Water and wastewater system 45,799,462 - Construction in progress 1,546,682 - Water rights 19,717,545 - Accumulated depreciation 22,541,914)( 822,421)( Total capital assets 48,303,304 440,574 Total noncurrent assets 48,992,085 440,574 Total assets 57,785,003 910,412 LIABILITIES Current liabilities: Accounts payable 470,618 378 Accrued liabilities 51,160 - Accrued interest 124,877 - Customer deposits 277,324 - Compensated absences 15,028 - Bonds payable 1,038,960 - Total current liabilities 1,977,967 378 Non-current liabilities Compensated absences 60,111 - Bonds payable 31,116,806 - Total non-current liabilities 31,176,917 - Total liabilities 33,154,884 378 NET ASSETS Invested in capital assets, net of related deb 20,375,620 440,574 Restricted for capital improvement 27,246 - Unrestricted 4,227,253 469,460 Total net assets 24,630,119$ 910,034$ The accompanying notes are an integral part of these financial statements. CITY OF FRIENDSWOOD, TEXAS STATEMENT OF NET ASSETS PROPRIETARY FUNDS SEPTEMBER 30, 2008 25 Business-type Activities Governmental Enterprise Fund Activities Water and Sewer Internal Service OPERATING REVENUES Charges for services 8,624,546$ 316,651$ Total operating revenues 8,624,546 316,651 OPERATING EXPENSES Personnel services 1,388,835 - Wastewater operations 1,343,348 - Water purchases 837,339 - Repairs and maintenance 775,136 - Supplies 175,089 87,005 Other services and charges 623,769 - Depreciation 1,379,985 163,448 Total operating expenses 6,523,501 250,453 OPERATING INCOME 2,101,045 66,198 NON-OPERATING REVENUES (EXPENSES) Investment earnings 531,758 8,899 Gain on sale of capital assets - 16,836 Interest expense and fiscal charges 1,543,859)( - Total non-operating revenues (expenses)1,012,101)( 25,735 INCOME BEFORE TRANSFERS 1,088,944 91,933 TRANSFERS IN 5,000 - TRANSFERS OUT 986,016)( - CHANGE IN NET ASSETS 107,928 91,933 TOTAL NET ASSETS, BEGINNING 24,522,191 818,101 TOTAL NET ASSETS, ENDING 24,630,119$ 910,034$ The accompanying notes are an integral part of these financial statements. CITY OF FRIENDSWOOD, TEXAS STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 26 Business-type Governmental Activities Activities - Enterprise Fund Internal Water and Sewer Service CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers and users 8,310,607$ 316,651$ Cash paid to suppliers for goods and services 1,357,998)( - Cash paid to employees for services 10,441,959)( 94,528)( Net cash provided (used) by operating activities 3,489,350)( 222,123 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Transfers to other funds 986,016)( - Net cash used for noncapital financing activities 981,016)( - CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Proceeds from sale of capital assets - 18,233 Acquisition of capital assets 10,225,745)( 146,928)( Principal paid on bonds 905,000)( - Interest and fiscal charges paid on debt 1,529,037)( - Net cash used for capital and related financing activities 12,659,782)( 128,695)( CASH FLOWS FROM INVESTING ACTIVITIES Investment earnings 531,758 8,899 Net cash provided by investing activities 531,758 8,899 NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS 16,598,390)( 102,327 CASH AND CASH EQUIVALENTS, BEGINNING 23,752,593 364,932 CASH AND CASH EQUIVALENTS, ENDING 7,154,203$ 467,259$ (Including $3,698,115 for water and sewer reported as restricted assets) CITY OF FRIENDSWOOD, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2008 (continued) 27 Business-type Governmental Activities Activities - Enterprise Fund Internal Water and Sewer Service Reconciliation of operating income to net cash provided (used) by operating activities: Operating income 2,101,045$ 66,198$ Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation 1,379,985 163,448 Changes in assets and liabilities: Decrease (increase) in assets: Customer receivable 402,679)( - Other receivable 85,075 1,128)( Prepaid and other assets 21,961 - Investment in joint venture 3,133)( - Increase (decrease) in liabilities: Accounts payable 6,706,106)( 6,395)( Accrued liabilities 30,837 - Customer deposits 3,665 - Net cash provided (used) by operating activities 3,489,350)$( 222,123$ The notes to the financial statements are an integral part of this statement. CITY OF FRIENDSWOOD, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2008 28 29 CITY OF FRIENDSWOOD, TEXAS NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30, 2008 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Friendswood, Texas (the City) was incorporated on October 15, 1960. The City charter provides for a City Council-City Manager form of government. The Mayor and six Council Members are elected from the City at large serving three-year terms. Currently, the City charter provides for a Council term limitation of three terms. The City Council is the principal legislative body of the City. The City Manager is appointed by a majority vote of the City Council and is responsible to the Council for the administration of all the affairs of the City. The City Manager is responsible for law enforcement, appointment and removal of department directors and employees, supervision and control of all City departments, and preparation of the annual budget. The Mayor presides at meetings of the City Council and can vote. The City provides the following services: public safety, streets, parks and recreation, library, water and sewer, sanitation, planning and zoning, building inspection, code enforcement, and general administrative services. A. Reporting Entity The City is an independent political subdivision of the State of Texas governed by an elected six-member Council and Mayor and is considered a primary government. As required by generally accepted accounting principles, these financial statements have been prepared based on considerations regarding the potential for inclusion of other entities, organizations, or functions as part of the City’s financial reporting entity. Based on these considerations, the West Ranch Management District (the District) has been included in the City’s reporting entity as a discretely presented component unit. Additionally, as the City is considered a primary government for financial reporting purposes, its activities are not considered a part of any other governmental or other type of reporting entity. (continued) 30 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) A. Reporting Entity (Continued) Consideration regarding the potential for inclusion of other entities, organizations, or functions in the City’s financial reporting entity is based on criteria prescribed by generally accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City’s financial reporting entity status is that of a primary government are that it has a separately elected governing body; it is legally separate; and it is financially independent of other state and local governments. Additional prescribed criteria under generally accepted accounting principles include considerations pertaining to organizations for which the primary government is financially accountable; and considerations pertaining to other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity’s financial statements to be misleading or incomplete. The West Ranch Management District, a discretely presented component unit, was created under Section 59, Article XVI of the Texas Constitution added by an Act of the 79th Legislature of the State of Texas, effective June 17, 2005, in accordance with the Texas Water Code, Chapter 54. The District operates in accordance with Chapter 49 and 54 of the Texas Water Code and is subject to the continuing supervision of the Texas Commission on Environmental Quality. The District was created to promote and encourage employment and the public welfare within the District. The affairs of the District are managed by a Board of Directors composed of three directors from a list of persons nominated by the Board and appointed by the City Council and two directors appointed by the City Council. The City is financially accountable for the District because City Council must approve any debt issuances. An audit of the District’s financial statements for the fiscal year ended July 31, 2007, was conducted by another auditor. Complete financial statements from the component may be obtained at the District’s administrative office. As indicated in Note 4, the City participates in a joint venture (Blackhawk Regional Waste Treatment Plant) with three other entities, under the authority of the Gulf Coast Waste Disposal Authority. This venture is accounted for under the equity method in the City’s Enterprise Fund. B. Government-wide Fund Financial Statements The government-wide financial statements (i.e., the statement of net assets and the statement of activities) report information on all activities of the primary government and its component unit. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenue, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. Likewise, the primary government is reported separately from certain legally separate component units for which the primary government is financially accountable. (continued) 31 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) B. Government-wide Fund Financial Statements (Continued) The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenue. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenue includes 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment, and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenue are reported instead as general revenue. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual Enterprise Funds are reported as separate columns in the fund financial statements. C. Measurement Focus, Basis of Accounting and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenue in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenue to be available if collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, sales taxes, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenue of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the City. The City reports the following major governmental funds: The General Fund is the City’s primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. (continued) 32 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued) The 2003 and 2005 Bond Construction Fund is used to account for the construction of public safety facilities, and park, streets and drainage improvements that are funded by the Permanent Improvement Bonds, Series 2003 and 2005. The Debt Service Fund is used to account for the property taxes levied for payment of principal and interest on all governmental debt of the City. The City reports the following major Enterprise Fund: The Water and Sewer Fund is used to account for the activities of the City’s water and wastewater operations. Additionally, the City reports the following fund type: The Internal Service Fund is used to account for vehicle management services provided to other departments or agencies of the City, or to other governments, on a cost reimbursement basis. Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government-wide and enterprise fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and Enterprise Funds, subject to this same limitation. The City has elected not to follow subsequent private-sector guidance. As a general rule, the effect of interfund activity has been eliminated from the government- wide financial statements. Exceptions to this general rule are charges between the City’s water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenue reported for the various functions concerned. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the Water and Sewer Enterprise Fund, and of the City’s Internal Service Funds are charges to customers for sales and services. Operating expenses for the Enterprise Fund and Internal Service Funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as nonoperating revenue and expenses. When both restricted and unrestricted resources are available for use, it is the City’s policy to use restricted resources first, then unrestricted resources as they are needed. (continued) 33 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities, and Net Assets or Equity Cash and Investments Cash and investments include cash on hand, deposits with financial institutions, short-term investments in a state-managed public funds investment pool account (TexPool), and two privately managed public funds investment pools (Lone Star and MBIA). Other investments consist mainly of U. S. government treasury bills, treasury notes and other U. S. government obligations. The restricted cash and investments are the assets restricted for specific use. The restricted cash includes cash on deposit with financial institutions and TexPool. In accordance with GASB Statement No. 31, the City’s general policy is to report money market investments and short-term participating interest-earning investment contracts at amortized cost and to report nonparticipating interest-earning investment contracts using a cost-based measure. However, if the fair value of an investment is significantly affected by the impairment of the credit standing of the issuer or by other factors, it is reported at fair value. All other investments are reported at fair value unless a legal contract exists which guarantees a higher value. The term “short-term” refers to investments, which have a remaining term of one year or less at time of purchase. The term “nonparticipating” means that the investment’s value does not vary with market interest rate changes. The City maintains a pooled cash and investments account for all funds of the City. Each fund’s positive equity in the pooled cash account is presented as “cash and investments” in the financial statements. Negative equity balances have been reclassified and are reflected as interfund accounts payable. Interest income and interest expense are allocated to each respective individual fund monthly based on their representative fund balances. The City’s cash and cash equivalents are considered to be cash on hand, demand deposits, and short-term investments with original maturities of three months or less from the date of acquisition. Receivables and Payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either “due to/from other funds” (i.e., the current portion of interfund loans) or “advances to/from other funds” (i.e., the noncurrent portion of interfund loans). All other outstanding balances between funds are reported as “due to/from other funds.” Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances.” Advances between funds, as reported in the fund financial statements, are offset by a fund balance reserve account in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. (continued) 34 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities, and Net Assets or Equity (Continued) Receivables and Payables (Continued) All trade and property tax receivables are shown net of an allowance for uncollectibles. Trade accounts receivable in excess of 180 days comprise the trade accounts receivable allowance for uncollectibles. The property tax receivable allowance is equal to 10 percent of outstanding property taxes at September 30, 2008. The City’s property taxes are levied annually in October on the basis of the Appraisal District’s assessed values as of January 1 of that calendar year. Appraised values are established by the Appraisal District at market value and assessed at 100% of appraised value less exemptions. The City’s property taxes are billed and collected by the City’s Tax Assessor/Collector. Such taxes are applicable to the fiscal year in which they are levied and become delinquent with an enforceable lien on property on February 1 of the subsequent calendar year. Property taxes are prorated between operations and debt service based on rates adopted for the year of the levy. For the current year, the City levied property taxes of $0.5764 per $100 of assessed valuation that were prorated between operations and debt service in the amounts of $0.5016 and $0.0748, respectively. The resulting tax levies were approximately $10.8 and $1.6 million for operations and debt service, respectively, based on a total taxable valuation of approximately $2.8 billion for the 2007 tax year. At an election held November 8, 2005, voters of the West Ranch Management District, a discretely presented component unit, authorized a maintenance tax not to exceed $0.65 per $100 valuation on all property within the District subject to taxation. The District levied an ad valorem maintenance tax at the rate of $0.6500 per $100 of assessed valuation for the 2007 tax year. The maintenance tax is being used by the District to pay operating expenditures. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. Restricted Assets Certain proceeds of the City’s Enterprise Fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Deferred Contributions Deferred contributions include the costs of land and infrastructure within the West Ranch Management District that will be contributed upon completion to the primary government. Upon completion of the project, these assets will be transferred to the primary government and expensed in the Statement of Activities. (continued) 35 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities, and Net Assets or Equity (Continued) Deferred Contributions (Continued) The District approved a contract with the City effective August 15, 2005. Under the terms of the contract, the District is to pay for construction of water distribution, sanitary sewer, drainage, transportation, education and recreation facilities to serve the District. The District shall be the owner of the system until the system is completed, approved by the City and conveyed to it, at which time ownership will vest in the City. The District will own and operate detention facilities to serve the District. Pursuant to the contract, the District shall have a security interest therein until all bonds issued by the District are retired. Capital Assets Capital assets, which include property, plant, equipment, infrastructure, and water rights, are reported in the applicable governmental or business-type activities columns in the government- wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $5,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets’ lives are not capitalized. Property, plant and equipment is depreciated using the straight-line method over the following useful lives: Assets Years Buildings 20-50 Improvements 5-50 Equipment 5-10 Water and sewer system 40-50 Streets, sidewalks and drainage 40-50 Compensated Absences The City’s employees earn vacation and sick leave, which may either be taken or accumulated, up to certain amounts, until paid upon resignation or retirement. All vacation and sick leave pay are accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. (continued) 36 1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (Continued) D. Assets, Liabilities, and Net Assets or Equity (Continued) Long-term Obligations In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method, which approximates the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Fund Equity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. Net Assets Net assets represent the difference between assets and liabilities. Net assets invested in capital assets, net of related debt consists of capital assets, net of accumulated depreciation, reduced by the outstanding balances of any borrowing used for the acquisition, construction or improvements of those assets, and adding back unspent proceeds. Net assets are reported as restricted when there are limitations imposed on their use either through the enabling legislations adopted by the City or through external restrictions imposed by creditors, grantors or laws or regulations of other governments. Estimates The preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosures of contingent liabilities at the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual amounts could differ from those estimates. 37 2. RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS Explanation of Certain Differences Between the Governmental Fund Balance Sheet and the Government-wide Statement of Net Assets The governmental fund balance sheet includes a reconciliation between fund balance – total governmental funds and net assets – governmental activities as reported in the government-wide statement of net assets. One element of that reconciliation explains, “Long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds.” The details of this $16,777,383 difference are as follows: Premium on bonds 136,478$ General obligation bonds 16,065,000 Deferred charges for issuance costs (to be amortized 176,611)( over life of debt) Capitalized lease obligations 16,351 Accrued interest payable 57,136 Compensated absences 679,029 Net adjustment to reduce fund balance - total governmental funds to arrive at net assets - governmental activities 16,777,383$ Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government-wide Statement of Activities The governmental fund statement of revenue, expenditures and changes in fund balances includes a reconciliation between net changes in fund balances – total governmental fund and changes in net assets of governmental activities as reported in the government-wide statement of activities. One element of that reconciliation explains, “Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense.” Another element is in the statement of activities, only the gain on the sale of capital assets is reported. However, in the governmental funds, the proceeds from the sale increase financial resources. Thus, the change in net assets differs from the change in fund balance by the cost of capital assets sold. The details of this $1,348,900 difference are as follows: Capital outlay 4,413,054$ Depreciation expense 2,944,356)( Loss on sale of assets 119,798)( Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities 1,348,900$ (continued) 38 2. RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS (Continued) Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government-wide Statement of Activities (Continued) Another element of that reconciliation states, “Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds.” The details of this $7,726 difference are as follows: Property taxes 16,798$ Court fines 9,072)( Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities 7,726$ Another element of that reconciliation states, “The issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. Also, governmental funds report the effect of issuance costs, and similar items when debt is first issued, whereas these amounts are deferred and amortized in the statement of activities.” The details of this $682,611 difference are as follows: Principal repayments: General obligation debt 595,000$ Capital lease 80,029 Amortization of premium on bonds 7,582 Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities 682,611$ Another element of that reconciliation states, “Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds.” The details of this $(46,168) difference are as follows: Compensated absences 38,544)$( Accrued interest 2,188 Amortization of issuance costs 9,812)( Net adjustment to decrease net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities 46,168)$( 39 3. STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY Budgetary Information Annual appropriated budgets are adopted for the General, Fire/EMS Donations Special Revenue, and Debt Service Funds and are prepared on a basis consistent with generally accepted accounting principles (GAAP) at the departmental level, the legal level of budgetary control. An annual non-appropriated budget is adopted for the City’s Water and Sewer Enterprise Fund on a non-GAAP basis for managerial control. Project length budgets are adopted for Capital Projects Funds and amended on an annual basis to reflect the uncompleted portion of the projects. On or before the first day of August of each year, the City Manager shall submit to the Council a proposed budget and an accompanying message. The Council shall review the proposed budget and revise as deemed appropriate prior to general circulation for public hearing. The Council shall adopt the budget by ordinance on one reading on or before the 15th day of September or as soon thereafter as practical. Adoption of the budget shall require an affirmative vote of at least a majority of all members of the Council. Adoption of the budget shall constitute appropriations of the amounts specified therein as expenditures from the funds indicated. If, during the fiscal year, the City Manager certifies that there are funds available for appropriation, revenue in excess of those estimated in the budget, the Council may make supplemental appropriation for the year up to the amount of such excess. At any time during the fiscal year, the City Manager may transfer part or all of any unencumbered appropriation balance among programs within a department, division, or office, and, upon written request by the City Manager, the Council may by ordinance transfer part or all of any unencumbered appropriation balance from one department, office, or agency to another. No appropriation for debt service may be reduced or transferred and no appropriation may be reduced below any amount required by law to be appropriated or by more than the amount of the unencumbered balance thereof. The City Council made supplemental budgetary appropriation changes during the fiscal year. The reported budgetary data has been revised for these amendments legally authorized during the year. Every appropriation, except an appropriation for a capital expenditure, shall lapse at the close of the fiscal year to the extent that it has not been expended or encumbered. An appropriation for a capital expenditure shall continue in force under the purpose for which it was made until it has been accomplished or abandoned. The purpose of any such appropriation shall be deemed abandoned if three years pass without disbursement from or encumbrance of the appropriation. (continued) 40 3. STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY (Continued) Budgetary Information (Continued) Encumbrances represent commitments related to unperformed contracts for goods or services. Encumbrance accounting under which purchase orders, contracts, and other commitments for the expenditure of resources are recorded to serve that portion of the applicable appropriation is utilized in the governmental funds. Encumbrances outstanding at year-end are reported as reservations of fund balances and do not constitute expenditures or liabilities because the commitments will be honored during the subsequent year. Encumbrances lapse at year-end and are reappropriated in the ensuing year’s budget. Excess of Expenditures Over Appropriations During the 2008 fiscal year, expenditures exceeded appropriations in the following departments (the legal level of compliance): General Fund: General government - Mayor and Council 94,617$ General government - City Manager 12,049 General government - tax 62,335 Public safety - police services 196,381 Public safety - communications 44,146 Public safety - fire and EMS 3,424,449 Community development and public works - sanitation 809 Community services - administration 8,172 Community services - swimming pool 11,326 4. DETAILED NOTES ON ALL FUNDS Deposits and Investments As of September 30, 2008, the City had the following investments: Weighted Average Investment Type Fair Value Maturity (Days) MBIA Class 6,939,815$ 40 Lone Star 2,491,544 28 Tex Pool 2,745,234 44 U. S. Agency Securities: Freddie Mac 999,945 372 Federal Home Loan Bank 4,980,355 680 Fannie Mae 1,493,785 825 Federal Farm Credit Bank 495,479 328 Total U. S. Agency Securities 7,969,564 Total portfolio 20,146,157$ (continued) 41 4. DETAILED NOTES ON ALL FUNDS (Continued) Deposits and Investments (Continued) The City’s investment pools are 2a7-like pools. A 2a7-like pool is one which is not registered with the Securities and Exchange Commission (“SEC”) as an investment company, but nevertheless has a policy that it will, and does, operate in a manner consistent with the SEC’s Rule 2a7 of the Investment Company Act of 1940. Interest Rate Risk. In accordance with its investment policy, the City manages its exposure to declines in fair market values by limiting 30% of its portfolio to be invested for a period of more than two years. As of September 30, 2008, all of the City’s investments were invested for a period less than two years. Custodial Credit Risk. In the case of deposits, this is the risk that in the event of a bank failure, the City’s deposits may not be returned to it. State statutes require that all deposits in financial institutions be fully collateralized by U. S. Government obligations or its agencies and instrumentalities or direct obligations of Texas or its agencies and instrumentalities that have a fair value of not less than the principal amount of deposits. As of September 30, 2008, $1,171,870 of the City’s $1,271,870 deposit balance was collateralized with securities held by the pledging financial institution in the City’s name. The remaining balance, $100,000 was covered by FDIC insurance. Credit Risk. It is the City’s policy to limit its investments to investment types with an investment quality rating not less than A or its equivalent by a nationally recognized statistical rating organization. The City’s investments as of September 30, 2008, were rated as follows: Investment Type Rating Rating Agency MBIA Class AAA Fitch Lone Star AAAm Standard & Poor's TexPool AAAm Standard & Poor's U. S. Agency Securities: Freddie Mac Aaa Moody's Investor Service Federal Home Loan Bank Aaa Moody's Investor Service Fannie Mae Aaa Moody's Investor Service Federal Farm Credit Bank Aaa Moody's Investor Service Under provisions of state and local statutes, the City’s investment policies, and provisions of the City’s depository contracts with an area financial institution, the City is authorized to place available deposits and investments in the following: 1. Obligations of the U. S., its agencies and instrumentalities; 2. Certificates of Deposit issued by state and national banks or savings or loan associations domiciled in this state that are guaranteed or insured by the Federal Deposit Insurance Corporation or collateralized in accordance with Section 2256.010, the Texas Government Code, in face amount not to exceed $100,000; 3. No-load money market mutual funds; and 4. TexPool, Lone Star Investment Pool and MBIA Class. (continued) 42 4. DETAILED NOTES ON ALL FUNDS (Continued) Deposits and Investments (Continued) The City Council has adopted a written investment policy regarding the investments of its funds as defined by the Public Funds Investment Act of 1995 (Chapter 2256, Texas Government Code). The investments of the City are in compliance with the Council’s investment policies. The City did not have any derivative investment products during the current year. All significant legal and contractual provisions for investments were complied with during the year. Investments at year-end are representative of the types of investments maintained by the City during the year. Receivables Receivables as of year-end for the City’s individual major funds, nonmajor funds in the aggregate and the Internal Service Fund including the applicable allowances for uncollectible accounts, are as follows: 2003 and 2005 Bond Debt Water and Internal General Construction Service Nonmajor Sewer Service Total Receivables: Property taxes 360,772$ -$ 59,308$ -$ -$ -$ 420,080$ Sales taxes 680,945 - - - - - 680,945 Franchise taxes 331,017 - - - - - 331,017 Customer accounts 142,607 - - 31,364 1,618,906 - 1,792,877 Accrued interest 56,154 - 9,724 2,463 22,135 2,579 93,055 Court fines 475,084 - - - - - 475,084 Other 53,716 9 - 3,682 5,968 - 63,375 Gross receivables 2,100,295 9 69,032 37,509 1,647,009 2,579 3,856,433 Less: allowance for uncollectibles 321,639 - 5,930 - 10,000 - 337,569 Net total receivables 1,778,656$ 9$ 63,102$ 37,509$ 1,637,009$ 2,579$ 3,518,864$ Governmental Funds Proprietary Funds Governmental funds report deferred revenue in connection with receivables for revenue that is not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue reported in the governmental funds were as follows: (continued) 43 4. DETAILED NOTES ON ALL FUNDS (Continued) Receivables (Continued) Unavailable General Fund Delinquent property taxes 324,695$ Court fines 203,541 Miscellaneous 11,118 Total General Fund 539,354 Court Security and Technology Fund Miscellaneous 3,675 Total Court Security and Technology Fund 3,675 Debt Service Fund Delinquent property taxes 53,377 Total Debt Service Fund 53,377 Total Governmental Funds 596,406$ Capital Assets Capital asset activity for the year ended September 30, 2008, was as follows: Primary Government Beginning Reclassifications/ Ending Balance Increases Decreases Balance Governmental activities: Capital assets, not being depreciated: Land 23,950,721$ -$ -$ 23,950,721$ Construction in progress 8,006,468 4,191,404 6,582,733 5,615,139 Total assets not being depreciated 31,957,189 4,191,404 6,582,733 29,565,860 Capital assets, being depreciated: Buildings and improvements 20,716,826 5,951,323 487,520 26,180,629 Machinery and equipment 6,965,542 926,293 141,361 7,750,474 Infrastructure 67,671,399 - - 67,671,399 Total capital assets being depreciated 95,353,767 6,877,616 628,881 101,602,502 Less accumulated depreciation: Buildings and improvements 7,849,981 1,039,271 442,328 8,446,924 Machinery and equipment 5,227,231 496,022 139,053 5,584,200 Infrastructure 29,461,975 1,572,511 - 31,034,486 Total accumulated depreciation 42,539,187 3,107,804 581,381 45,065,610 Total capital assets being depreciated, net 52,814,580 3,769,812 47,500 56,536,892 Governmental activities capital assets, net 84,771,769$ 7,961,216$ 6,630,233$ 86,102,752$ (continued) 44 4. DETAILED NOTES ON ALL FUNDS (Continued) Capital Assets (Continued) Beginning Reclassifications/ Ending Balance Increases Decreases Balance Business-type activities: Capital assets, not being depreciated: Land 718,493$ -$ -$ 718,493$ Water rights 3,465,469 16,252,076 - 19,717,545 Construction in progress 7,573,013 672,545 6,698,876 1,546,682 Total assets not being depreciated 11,756,975 16,924,621 6,698,876 21,982,720 Capital assets, being depreciated: Machinery and equipment 3,063,036 - - 3,063,036 Water and wastewater system 45,799,462 - - 45,799,462 Total capital assets being depreciated 48,862,498 - - 48,862,498 Less accumulated depreciation: Machinery and equipment 2,482,780 73,796 - 2,556,576 Water and wastewater system 18,679,149 1,306,189 - 19,985,338 Total accumulated depreciation 21,161,929 1,379,985 - 22,541,914 Total capital assets being depreciated, net 27,700,569 1,379,985)( - 26,320,584 Business-type activities capital assets, net 39,457,544$ 15,544,636$ 6,698,876$ 48,303,304$ Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities: General government 172,250$ Public safety 321,575 Community development and public works 1,875,394 Community services 575,137 Capital assets held by the City's internal service fund are charged to the various functions based on their usage 163,448 Total depreciation expense - governmental activities 3,107,804$ Business-type activities: Water and sewer 1,379,985$ Total depreciation expense - business-type activities 1,379,985$ Commitments for construction projects in progress were $387,293 at September 30, 2008. (continued) 45 4. DETAILED NOTES ON ALL FUNDS (Continued) Interfund Receivables, Payables and Transfers The composition of interfund balances as of September 30, 2008, is as follows: Due to/from Other Funds: Receivable Fund Payable Fund Amount 2003 and 2005 Bond Construction General 675,469$ Balances resulted from the time lag between the dates that 1) interfund goods and services are provided on reimbursable expenditures occur, and 2) transactions are recorded in the accounting system, and 3) payments between funds are made. The following schedule briefly summarizes the City’s transfer activity: Interfund Transfers: Transfers In Transfers Out Amount Purpose General Water and sewer 986,016$ Fund indirect cost for administrative expenditures Water and sewer General 5,000 To fund miscellaenous projects General Parkland dedication 6,570 To fund miscellaenous projects Long-term Debt The City issues a variety of long-term debt instruments in order to acquire and/or construct major capital facilities and equipment for governmental and business-type activities. These instruments include general obligation bonds, certificates of obligation, revenue bonds, and capital leases. These debt obligations are secured by either future tax revenue, water and sewer system revenue, or liens on property and equipment. Debt obligations that are intended to be repaid from water and sewer system revenue have been recorded as business-type activities. All other long-term obligations of the City are considered to be governmental type activities. Bonds Payable and Certificates of Obligation A summary of the terms of general obligation bonds, combination tax and revenue bonds, and certificates of obligation outstanding and their corresponding allocations to the governmental and business-type activities at September 30, 2008, follows: (continued) 46 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Bonds Payable and Certificates of Obligation (Continued) Final Interest Governmental Business-type Maturity Rate Activities Activities General Obligation Bonds 2003 Permanent Improvement 8,700,000$ 2026 3.65%-5.50% 8,350,000$ -$ 2005 Permanent Improvement and Refunding 9,800,000 2020 2.85%-4.375% 7,715,000 1,680,000 16,065,000 1,680,000 Revenue Bonds 1999 Waterworks and Sewer System Revenue 4,945,000 2019 4.2%-5.55% - 50,000 2000 Waterworks and Sewer System Revenue 3,515,000 2019 4.2%-6.5% - 120,000 2001 Waterworks and Sewer System Revenue 6,100,000 2021 4.7%-6.5% - 5,900,000 2006 Waterworks and Sewer System Revenue and Refunding Bond 24,285,000 2031 4.0%-5.0% - 24,285,000 - 30,355,000 Total Bonds and Certificates of Obligation 16,065,000$ 32,035,000$ Series and Original Issue Amount Annual debt service requirements for bonds and certificates of obligation are as follows: Year Ending September 30, Principal Interest Principal Interest 2009 620,000$ 670,243$ 1,030,000$ 1,474,137$ 2010 645,000 639,084 1,080,000 1,425,012 2011 675,000 606,806 1,135,000 1,372,424 2012 705,000 576,319 1,190,000 1,319,047 2013 730,000 547,881 1,240,000 1,266,689 2014-2018 4,090,000 2,262,737 7,075,000 5,459,330 2019-2023 5,025,000 1,318,372 7,720,000 3,676,339 2024-2028 3,575,000 235,751 7,860,000 1,804,895 2029-2032 - - 3,705,000 168,636 Total 16,065,000$ 6,857,193$ 32,035,000$ 17,966,509$ Governmental Activities Business-type Activities (continued) 47 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Prior Year Defeasance of Bonds In prior years, the City defeased certain bonds by placing the proceeds of new bonds in an irrevocable trust to provide future debt service payments on the old bonds. Accordingly, the trust account assets and liabilities for the defeased bonds are not included in the City’s financial statements. On September 30, 2008, $9,165,000 of bonds considered defeased is still outstanding. Federal Arbitrage General obligation bonds, combination tax and revenue bonds and certificates of obligation are subject to the provisions of the Internal Revenue Code of 1986 related to arbitrage and interest income tax regulations under those provisions. Obligations Under Capital Leases In prior years, the City entered into capital lease agreements in order to purchase machinery and equipment for public works, police and fire departments. The assets acquired through these lease agreements are as follows: Governmental Activities Asset: Machinery and equipment 634,701$ Less: accumulated depreciation 634,701 Total -$ The following is a summary of future lease payments due on this machinery and equipment: Year Ending Lease September 30, Obligation 2009 16,553$ Total 16,553 Less interest portion 202 Obligations under capital leases 16,351$ (continued) 48 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Changes in Long-term Liabilities Long-term liability activity of the primary government for the year ended September 30, 2008, was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental activities General obligation bonds 16,660,000$ -$ 595,000$ 16,065,000$ 620,000$ Premium on bond issuance 144,060 - 7,582 136,478 7,582 Capital lease obligations 96,380 - 80,029 16,351 16,351 Compensated absences 640,485 605,398 566,854 679,029 135,806 Governmental activities long-term liabilities 17,540,925$ 605,398$ 1,249,465$ 16,896,858$ 779,739$ Business-type activities General obligation bonds 2,375,000$ -$ 695,000$ 1,680,000$ 815,000$ Revenue bonds 30,515,000 - 160,000 30,355,000 215,000 Certificates of obligation 50,000 - 50,000 - - Premium on bond issuance 399,220 - 24,314 374,906 24,313 Loss on refunding 269,493)( - 15,353)( 254,140)( 15,353)( Compensated absences 75,139 50,706 50,706 75,139 15,028 Business-type activities long-term liabilities 33,144,866$ 50,706$ 964,667$ 32,230,905$ 1,053,988$ The compensated absence liability attributable to the governmental activities will be liquidated primarily by the General Fund. Long-term liability activity of the West Ranch Management District for the year ended July 31, 2008, was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Component unit Developer advances 120,000$ 25,000$ -$ 145,000$ -$ Due to developer construction 1,782,350 1,794,210 - 3,576,560 - Component unit long-term liabilities 1,902,350$ 1,819,210$ -$ 3,721,560$ -$ A developer of the West Ranch Management District has advanced $145,000 to the District for operating expenses. The District has agreed to repay this amount plus interest. The District is currently unable to estimate when bonds will be issued to pay this liability. Developers of the West Ranch Management District have constructed underground utilities and have made land improvements on behalf of the District. The District is maintaining and operating the land improvements and has conveyed the underground facilities to the City and has agreed to reimburse the developers for these construction costs and interest. The District estimates reimbursable costs for completed projects are $3,576,560. (continued) 49 4. DETAILED NOTES ON ALL FUNDS (Continued) Restricted Assets The balances of the restricted asset accounts in the Enterprise Fund are as follows: Cash and investments: Customer deposits 277,324$ Construction 63,976 Construction - 2006 bonds 3,356,815 Total restricted assets 3,698,115$ Employee Retirement System Plan Description The City provides pension benefits for all of its fulltime employees through a nontraditional, joint contributory, hybrid defined benefit plan in the statewide Texas Municipal Retirement System (TMRS), one of 827 administered by TMRS, an agent multiple-employer public employee retirement system. All assumptions for the December 31, 2007, valuations are contained in the 2007 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing to P. O. Box 149153, Austin, Texas 78714-9153. Benefits depend upon the sum of the employee’s contributions to the plan, with interest, and the City-financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent (100%) of the employee’s accumulated contributions. In addition, the City can grant as often as annually another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee’s accumulated contributions and the monetary credits for service since the plan began, would be the total monetary credits and employee contributions accumulated with interest if the current employee contribution rate and City matching percent had always been in existence and if the employee’s salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee’s accumulated contributions with interest and the employer-financed monetary credits with interest were used to purchase an annuity. Members can retire at ages 60 and above with 5 or more years of service or with 20 years of service regardless of age. A member is vested after 5 years. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. (continued) 50 4. DETAILED NOTES ON ALL FUNDS (Continued) Employee Retirement System (Continued) Contributions The contribution rate for the employees is 7%, and the City matching ratio is currently 2 to 1, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuary annually determines the City contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to the City matching percent, which are the obligation of the City as of an employee’s retirement date, not at the time the employee’s contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfunded (overfunded) actuarial liability (asset) over the remainder of the plan’s 25-year amortization period. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance to budget for it, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect. (i.e. December 31, 2007, valuation is effective for rates beginning January 2009). Assumptions and Schedule of Actuarial Liabilities and Funding Progress Actuarial Cost Method Projected Unit Credit Amortization Method Level Percent of Payroll Remaining Amortization 30 Years - Closed Period Asset Valuation Method Amortized Cost Investment Rate of Return 7% Projected Salary Increases Varies by age and service Includes Inflation at 3.0% Cost of Living Adjustments 2.1% (3.0% CPI) Payroll growth assumption 3.0% Withdrawal rates for Male/Female Mid-Low/Mid (continued) 51 4. DETAILED NOTES ON ALL FUNDS (Continued) Employee Retirement System (Continued) Contributions (Continued) Actuarial Valuation Date 12/31/07 12/31/06 12/31/05 Actuarial Value of Assets 20,112,856$ 18,730,279$ 18,436,890$ Actuarial Accrued Liabilities 30,397,880 24,313,786 23,496,143 Percentage Funded 66.2% 77.0% 78.5% Unfunded (Overfunded) Actuarial Accrued Liability (UAAL) 10,285,024 5,583,507 5,059,253 Annual Covered Payroll 8,429,619 7,998,107 7,639,184 UAAL as a Percentage of Covered Payroll 122.0% 69.8% 66.2% Net Pension Obligation (NPO) at the Beginning of Period - - - Annual Pension Cost: Annual Required Contribution (ARC) 1,085,937 1,036,959 1,055,993 Interest on NPO - - - Adjustment to the ARC - - - 1,085,937 1,036,959 1,066,293 Contributions Made (100%) 1,085,937 1,036,959 1,066,293 Increase in NPO - - - NPO at the End of Period -$ -$ -$ At its December 8, 2007 meeting, the TMRS Board of Trustees adopted actuarial assumptions to be used in the actuarial valuation for the year ended December 31, 2007. A summary of actuarial assumptions and definitions can be found in the December 31, 2007 TMRS Comprehensive Annual Financial Report (CAFR). Since its inception, TMRS has used the Unit Credit actuarial funding method. This method accounts for liability accrued as of the valuation date, but does not project the potential future liability of provisions adopted by a city. Two-thirds of the cities participating in TMRS have adopted the Updated Service Credit and Annuity increases provisions on an annually repeating basis. For the December 31, 2007 valuation, the TMRS Board determined that the Projected Unit Credit (PUC) funding method should be used, which facilitates advance funding for future updated service credits and annuity increases that are adopted on an annually repeating basis. In addition, the Board also adopted a change in the amortization period from a 25-year “open” to a 25-year “closed” period. TMRS Board of Trustees rules provide that, whenever a change in actuarial assumptions or methods results in a contribution rate increase in an amount greater than 0.5%, the amortization period will be increased to 30 years, unless a city requests that the period remain at 25 years. For cities with repeating features, these changes would likely result initially in higher required contributions and lower funded ratios; however, the funded ratio should show steady improvement over time. To assist in this transition to higher rates, the Board also approved an eight-year phase-in period, which will allow cities the opportunity to increase their contributions gradually (approx. 12.5% each year) to their full rate (or their required contribution rate). (continued) 52 4. DETAILED NOTES ON ALL FUNDS (Continued) Employee Retirement System (Continued) Contributions (Continued) If the changes in actuarial funding method and assumptions had not been adopted for the 2007 valuation, the City’s unfunded actuarial accrued liability would have been $6,050,291 and the funded ratio would have been 76.9%. In addition, TMRS is currently working on its legislative package for 2009. There is a possibility that the investment rate of return (IRR) assumption of 7% would need to be lowered if desired legislation for the 2009 session is unsuccessful. Maintaining a 7% IRR assumption is contingent in part on the continued diversification of the TMRS portfolio, from an almost exclusive bond portfolio to a portfolio that includes equities as well. If state legislation needed to facilitate the continued diversification is not enacted, TMRS may have to revisit the continued diversification of the portfolio and consider reducing the assumed IRR. A reduction in the IRR would result in increased actuarial accrued liabilities, thus causing further increases in City contribution rates, following the December 31, 2009 actuarial valuation. Deferred Compensation Plan The City offers its employees a tax-deferred compensation plan meeting the requirements of Internal Revenue Code Section 457. The plan was established by City ordinance that appointed ICMA Retirement Corporation as plan administrator. The City’s fiduciary responsibility is to remit employee deferred compensation to the administrator on a regular basis. The deferred compensation is not available to employees until termination, retirement, death, or emergency. Postemployment Health Care In addition to the pension benefits described above, the City Council established a medical, dental and vision insurance benefit plan for retirees. Eligible retirees will be provided insurance benefits at a set premium rate equal to the City employees’ rate. Eligible retirees may also cover their eligible dependents. Retirees are responsible for paying the premiums. A retiree is defined as someone who is receiving lifetime monthly Texas Municipal Retirement System pension benefit payments and retired directly from active employment with the City of Friendswood. The City will stop insurance coverage on the retiree and dependent on the last day of the month until the retiree fails to submit the required set premium rate or death. Currently, 13 retirees meet those eligibility requirements. Expenses for post-employment health care benefits are recognized on a pay-as-you-go basis. During the year, premiums paid by the retirees were $22,543. Southeast Water Purification Plant The City has entered into a contract with the City of Houston for constructing, operating and maintaining a water purification plan known as Southeast Water Purification Plant. The City’s pro rata share of the actual pumping construction costs is 1.33 percent. (continued) 53 4. DETAILED NOTES ON ALL FUNDS (Continued) Southeast Water Purification Plant (Continued) The City began receiving water from the plant on October 15, 1990. The City is billed on a monthly basis for the actual gallons of water received times the City’s pro rata share of actual costs. At the end of each quarter, the City of Houston computes the total operation and maintenance expense for the quarter just ended, recalculates the cost per one thousand gallons, and adjusts previous billings on the next invoice. As of September 30, 2008, the City has purchased water capacity with an indefinite life of $19,717,545. The relationship of the parties is of a fiduciary character. No partnership or joint venture is created by this contract. Blackhawk Regional Waste Treatment Plant The City has entered into an arrangement with the Gulf Coast Waste Disposal Authority for the operation and maintenance of a joint treatment plant known as Blackhawk Regional Waste Treatment Plant. The City of Friendswood, the City of Houston, Harris County MUD No. 55, and the Baybrook MUD 1, (the “participants”) share in the expense of operation and maintenance based on their respective usage on a monthly basis. The percentages of equity in the joint venture based on their respective capacity rights at September 30, 2008, are as follows: City of Friendswood 52.47% City of Houston 16.18% Harris County MUD No. 55 20.27% Baybrook MUD No. 1 11.08% 100.00% An annual budget for operations is submitted to the Gulf Coast Waste Disposal Authority each year. The Gulf Coast Waste Disposal Authority is the governing authority and consists of 9 members (3 appointed by the governor, 3 appointed by Harris County, Galveston County, and Chambers County, and 3 appointed by the participants). Separate financial statements for the joint venture were available in the December 31, 2007, audited financial statements of the Gulf Coast Waste Disposal Authority and are summarized below: (continued) 54 4. DETAILED NOTES ON ALL FUNDS (Continued) Joint Venture Blackhawk Regional Facility Total assets 5,559,091$ Total liabilities 727,841)( Total net assets 4,831,250$ Total operating revenue 2,057,054$ Total operating expenses 2,517,716)( Total nonperating revenue 37,598 Total nonoperating expenses 354)( Net change in net assets 423,418)( Net assets, beginning 5,254,668 Net assets, ending 4,831,250$ Complete financial statements may be obtained at the Gulf Coast Waste Disposal Authority, 910 Bay Area Boulevard, Houston, Texas 77058. Risk Management The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City’s risk management program encompasses obtaining property and liability insurance through Texas Municipal League (TML), an Intergovernmental Risk-Pool. The City has not had any significant reduction in insurance coverage and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years. The participation of the City in TML is limited to payment of premiums. During the year ended September 30, 2008, the City paid premiums to TML for provisions of various liability, property and casualty insurance. The City has various deductible amounts ranging from $500 to $5,000 on various policies. At year-end, the City did not have any significant claims. The City also provides workers’ compensation insurance on its employees through TML. Workers’ compensation is subject to change when audited by TML. At year-end, September 30, 2008, the City believed the amounts paid on workers’ compensation would not change significantly from the amounts recorded. During the year ended September 30, 2008, employees of the City were covered by a health and dental insurance plan. Employees have the option to select either a HMO or a Point of Service (POS) plan. If an individual employee chooses to cover only themselves, the City pays 90% of the monthly premium. If an individual employee desires to cover themselves and their dependents, the City pays 70% of the monthly premium. (continued) 55 4. DETAILED NOTES ON ALL FUNDS (Continued) Contingent Liabilities West Ranch Management District – Developer Reimbursements A developer of the West Ranch Management District is constructing water, sewer and drainage facilities within the boundaries of the District. The District has agreed to reimburse the developer for a portion of these costs plus interest from the proceeds of future bond sales. These amounts are to be reimbursed from bond proceeds to the extent approved by the District. As of July 31, 2008, the District’s engineer has stated that current construction contract amounts are approximately $533,000. This amount has not been recorded in the financial statements since the facilities are neither complete nor operational. Litigation The City is a defendant in various lawsuits. The outcome and the impact of these lawsuits is not presently determinable. Federal and State Programs The City recognizes as revenue grant monies received as reimbursement for costs incurred in certain federal and state programs it administers. Amounts received or receivable from grantor agencies are subject to audit and adjustment by grantor agencies. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, of expenditures which may be disallowed by the grantor can not be determined at this time although the City expects such amounts, if any, to be immaterial. Economic Dependency The West Ranch Management District’s developers own the majority of the taxable property in the District. The District’s ability to meet its obligations is dependent on the developers’ ability to pay property taxes. Since inception, the developers have advanced $145,000 to the District for operations. The District does not have sufficient funds nor anticipated revenues sufficient to liquidate these advances during the forthcoming fiscal year. These advances have been recorded as liabilities in the District’s financial statements. New Pronouncements In July 2004, the GASB Issued Statement No. 45, Accounting and Financial Reporting by Employers for Postretirement Benefits Other than Pensions. This statement establishes standards for the measurement, recognition and display of other postretirement benefits expenses/expenditures and related liabilities (assets), note disclosures and required supplementary information in the financial reports of state and local governmental employers. The provisions of this Statement are effective for the fiscal year ending September 30, 2009. The City has not yet determined the effect this statement will have on its financial statements. COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES GENERAL FUND The General Fund accounts for the resources used to finance the fundamental operations of the City. It is the basic fund of the City and covers all activities for which a separate fund has not been established. Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Property taxes 10,705,967$ 10,705,967$ 10,883,217$ 177,250$ Sales taxes 3,763,000 3,763,000 3,792,955 29,955 Franchise taxes 1,211,000 1,211,000 1,317,166 106,166 Fines and forfeitures 1,118,699 1,118,699 1,108,598 10,101)( Permits and fees 787,709 796,829 889,208 92,379 Intergovernmental 209,286 381,585 3,787,293 3,405,708 Investment earnings 462,481 462,481 467,627 5,146 Donations - 12,138 30,920 18,782 Other 8,300 17,314 37,876 20,562 Total revenues 18,266,442 18,469,013 22,314,860 3,845,847 EXPENDITURES GENERAL GOVERNMENT Mayor and council: Personnel services 299 299 - 299 Supplies 5,448 5,448 3,848 1,600 Other services and charges 171,377 200,050 296,566 96,516)( Total mayor and council 177,124 205,797 300,414 94,617)( City manager: Personnel services 396,455 552,907 570,045 17,138)( Supplies 7,395 7,395 7,810 415)( Other services and charges 71,552 91,737 87,451 4,286 Capital outlay 25,000 27,500 26,282 1,218 Total city manager 500,402 679,539 691,588 12,049)( City secretary: Personnel services 317,211 333,563 336,969 3,406)( Supplies 17,857 18,877 19,781 904)( Other services and charges 74,535 76,755 66,634 10,121 Total city secretary 409,603 429,195 423,384 5,811 (continued) Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2008 GENERAL FUND 56 Variance with Final Budget Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) GENERAL GOVERNMENT (Continued) Administrative services: Personnel services 602,412$ 657,005$ 589,067$ 67,938$ Supplies 5,663 5,663 5,359 304 Repairs and maintenance 129 129 - 129 Other services and charges 209,697 216,390 147,295 69,095 Total administrative services 817,901 879,187 741,721 137,466 Human resources: Personnel services 882,286 264,394 257,379 7,015 Supplies 14,723 14,723 13,471 1,252 Other services and charges 85,033 85,033 44,593 40,440 Total human resources 982,042 364,150 315,443 48,707 Tax: Other services and charges 153,009 168,009 230,344 62,335)( Total tax 153,009 168,009 230,344 62,335)( Economic development: Personnel services 107,731 119,421 120,136 715)( Supplies 117,517 150,017 91,008 59,009 Total economic development 225,248 269,438 211,144 58,294 Municipal court: Personnel services 484,302 528,071 475,237 52,834 Supplies 26,889 26,889 19,823 7,066 Repairs and maintenance 1,437 1,437 104 1,333 Other services and charges 38,093 38,093 29,701 8,392 Capital outlay 1,500 1,500 - 1,500 Total municipal court 552,221 595,990 524,865 71,125 GENERAL FUND Budgeted Amounts AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES FOR THE YEAR ENDED SEPTEMBER 30, 2008 (Continued) (continued) 57 Variance with Final Budget Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) GENERAL GOVERNMENT (Continued) Computer services: Personnel services 249,460$ 263,102$ 277,353$ 14,251)$( Supplies 50,195 50,195 31,258 18,937 Repairs and maintenance 78,970 78,970 59,810 19,160 Other services and charges 257,017 273,044 209,786 63,258 Total computer services 635,642 665,311 578,207 87,104 Risk management: Personnel services 66,943 74,393 73,437 956 Supplies 15,690 15,690 7,754 7,936 Other services and charges 8,853 8,853 2,591 6,262 Total risk management 91,486 98,936 83,782 15,154 Total general government 4,544,678 4,355,552 4,100,892 254,660 PUBLIC SAFETY Police services: Personnel services 4,528,336 4,843,215 5,009,096 165,881)( Supplies 291,933 337,560 431,711 94,151)( Repairs and maintenance 116,936 106,736 109,940 3,204)( Other services and charges 353,040 385,181 398,049 12,868)( Capital outlay 85,587 85,587 5,864 79,723 Total police services 5,375,832 5,758,279 5,954,660 196,381)( FOR THE YEAR ENDED SEPTEMBER 30, 2008 SCHEDULE OF REVENUES, EXPENDITURES (continued) GENERAL FUND AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL (Continued) Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS 58 Variance with Final Budget Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) PUBLIC SAFETY (Continued) Communications: Personnel services 754,718$ 792,939$ 837,489$ 44,550)$( Supplies 8,813 11,813 13,269 1,456)( Repairs and maintenance 3,903 3,903 3,840 63 Other services and charges 11,932 9,697 7,900 1,797 Total communications 779,366 818,352 862,498 44,146)( Animal control: Personnel services 192,178 201,919 167,279 34,640 Supplies 19,540 20,641 20,233 408 Repairs and maintenance 2,304 2,304 5,013 2,709)( Other services and charges 14,464 14,464 13,936 528 Total animal control 228,486 239,328 206,461 32,867 Fire and EMS: Personnel services 401,001 451,617 854,856 403,239)( Supplies 20,102 122,228 192,560 70,332)( Repairs and maintenance 8,865 8,865 8,184 681 Other services and charges 1,156,638 1,167,623 4,161,466 2,993,843)( Capital outlay - 42,284 - 42,284 Total fire and EMS 1,586,606 1,792,617 5,217,066 3,424,449)( Total public safety 7,970,290 8,608,576 12,240,685 3,632,109)( COMMUNITY DEVELOPMENT AND PUBLIC WORKS Administration: Personnel services 608,440 604,291 574,860 29,431 Supplies 7,761 8,011 3,394 4,617 Repairs and maintenance 618 618 100 518 Other services and charges 15,942 46,035 43,409 2,626 Total administration 632,761 658,955 621,763 37,192 (continued) (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2008 GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL CITY OF FRIENDSWOOD, TEXAS Budgeted Amounts 59 Variance with Final Budget Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) COMMUNITY DEVELOPMENT AND PUBLIC WORKS (Continued) Planning and zoning: Personnel services 109,260$ 118,936$ 118,262$ 674$ Supplies 2,880 2,880 1,669 1,211 Other services and charges 9,981 26,451 9,365 17,086 Total planning and zoning 122,121 148,267 129,296 18,971 Engineering: Personnel services 59,833 59,107 55,362 3,745 Supplies 2,369 2,369 1,254 1,115 Repairs and maintenance 515 515 314 201 Other services and charges 9,634 35,834 31,424 4,410 Total engineering 72,351 97,825 88,354 9,471 Inspection: Personnel services 324,251 339,892 317,953 21,939 Supplies 12,996 12,996 12,797 199 Repairs and maintenance 1,133 1,133 837 296 Other services and charges 57,518 67,142 15,870 51,272 Total inspection 395,898 421,163 347,457 73,706 Streets: Personnel services 407,589 414,059 422,257 8,198)( Supplies 61,678 61,678 69,022 7,344)( Repairs and maintenance 636,857 626,810 599,240 27,570 Other services and charges 427,295 427,295 443,044 15,749)( Capital outlay 515,000 887,467 755,606 131,861 Total streets 2,048,419 2,417,309 2,289,169 128,140 (continued) GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES CITY OF FRIENDSWOOD, TEXAS Budgeted Amounts AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2008 60 Variance with Final Budget Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) COMMUNITY DEVELOPMENT AND PUBLIC WORKS (Continued) Drainage: Personnel services 291,781$ 298,668$ 271,755$ 26,913$ Supplies 6,529 6,529 3,776 2,753 Repairs and maintenance 45,281 45,281 13,370 31,911 Other services and charges 6,191 25,163 32,011 6,848)( Capital outlay - 113,557 - 113,557 Total drainage 349,782 489,198 320,912 168,286 Sanitation: Other services and charges - 3,750 4,559 809)( Total sanitation - 3,750 4,559 809)( Total community development and public works 3,621,332 4,236,467 3,801,510 434,957 COMMUNITY SERVICES Administration: Personnel services 158,700 166,025 169,651 3,626)( Supplies 3,679 3,679 3,403 276 Other services and charges 21,475 26,475 31,297 4,822)( Total administration 183,854 196,179 204,351 8,172)( Library: Personnel services 683,607 718,038 713,835 4,203 Supplies 152,635 168,440 159,539 8,901 Repairs and maintenance 2,575 2,575 - 2,575 Other services and charges 25,212 24,712 24,412 300 Total library 864,029 913,765 897,786 15,979 GENERAL FUND Budgeted Amounts FOR THE YEAR ENDED SEPTEMBER 30, 2008 (continued) AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL (Continued) SCHEDULE OF REVENUES, EXPENDITURES CITY OF FRIENDSWOOD, TEXAS 61 Variance with Final Budget Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) COMMUNITY SERVICES (Continued) Parks and recreation: Personnel services 581,923$ 580,388$ 593,106$ 12,718)$( Supplies 102,984 88,409 97,319 8,910)( Repairs and maintenance 89,857 98,492 108,955 10,463)( Other services and charges 524,990 538,845 498,771 40,074 Capital outlay 60,000 138,456 85,949 52,507 Total parks and recreation 1,359,754 1,444,590 1,384,100 60,490 Swimming pool: Personnel services 44,275 49,339 45,414 3,925 Supplies 34,256 36,037 29,167 6,870 Repairs and maintenance 11,623 11,623 11,150 473 Other services and charges 23,909 23,909 46,503 22,594)( Total swimming pool 114,063 120,908 132,234 11,326)( Building operations: Personnel services - - 4 4)( Supplies 19,401 20,151 19,345 806 Repairs and maintenance 84,485 97,135 99,796 2,661)( Other services and charges 456,292 496,157 614,583 118,426)( Capital outlay 34,000 416,589 206,322 210,267 Total building operations 594,178 1,030,032 940,050 89,982 Total community services 3,115,878 3,705,474 3,558,521 146,953 Total expenditures 19,252,178 20,906,069 23,701,608 2,795,539)( FOR THE YEAR ENDED SEPTEMBER 30, 2008 CITY OF FRIENDSWOOD, TEXAS (continued) (Continued) SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL Budgeted Amounts GENERAL FUND 62 Variance with Final Budget Actual Positive Original Final Amounts (Negative) EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES 985,736)$( 2,437,056)$( 1,386,748)$( 1,050,308$ OTHER FINANCING SOURCES (USES) Proceeds on sale of capital assets - - 22,600 22,600 Insurance recoveries - 28,484 63,106 34,622 Transfers in 986,016 992,586 992,586 - Transfers out - 5,000)( 5,000)( - Total other financing sources (uses)986,016 1,016,070 1,073,292 57,222 NET CHANGE IN FUND BALANCES 280 1,420,986)( 313,456)( 1,107,530 FUND BALANCES, BEGINNING 10,528,125 10,528,125 10,528,125 - FUND BALANCES, ENDING 10,528,405$ 9,107,139$ 10,214,669$ 1,107,530$ (Continued) GENERAL FUND CITY OF FRIENDSWOOD, TEXAS AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SCHEDULE OF REVENUES, EXPENDITURES Budgeted Amounts FOR THE YEAR ENDED SEPTEMBER 30, 2008 63 NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for specific revenues that are legally restricted to expenditure for particular purposes. Police Investigation Fund – This fund is used to account for revenues that are restricted to police investigation expenditures. Fire/EMS Donation Fund – This fund accounts for revenues that are restricted for Fire/EMS expenditures. Park Land Dedication Fund – This fund is used to account for receipts from developers to build or enhance neighborhood parks. Court Security and Technology Fund – This fund accounts for revenues that are restricted for court technology and building security. In 1999, the state legislature authorized a court technology and court security fee for municipal court fines. Those who pay citations at the Friendswood Municipal Court contribute to these fees. PERMANENT FUND The Permanent Fund is used to report resources that are legally restricted to the extent that only earnings, not principal, may be used for purposes that support the City’s programs. 1776 Park Fund – This fund is used to account for assets held by the City in a trustee capacity and the earnings benefit the City’s parks. Police Investigation Fire/EMS Donation Park Land Dedication Court Security and Technology ASSETS Cash and investments 14,136$ 53,661$ 346,162$ 242,147$ Receivable, net of allowances for uncollectibles: Customer accounts - 31,364 - - Other 72 301 1,926 3,682 Total assets 14,208$ 85,326$ 348,088$ 245,829$ LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 1,559$ 41,017$ 3,900$ -$ Deferred revenue - - - 3,675 Other accrued expenses - - - 77 Total liabilities 1,559 41,017 3,900 3,752 Fund balances: Unreserved 12,649 44,309 344,188 242,077 Total fund balances 12,649 44,309 344,188 242,077 Total liabilities and fund balances 14,208$ 85,326$ 348,088$ 245,829$ Special Revenue CITY OF FRIENDSWOOD, TEXAS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2008 64 Permanent 1776 Park Total Nonmajor Governmental Funds 29,906$ 686,012$ - 31,364 164 6,145 30,070$ 723,521$ -$ 46,476$ - 3,675 - 77 - 50,228 30,070 673,293 30,070 673,293 30,070$ 723,521$ 65 Police Investigation Fire/EMS Donation Park Land Dedication Court Security and Technology REVENUES Fines and forfeitures -$ -$ -$ 53,305$ Permits and fees - - 55,548 - Intergovernmental 13,720 - - - Investment earnings 764 1,241 12,498 - Donations - 234,615 - - Total revenues 14,484 235,856 68,046 53,305 EXPENDITURES Current: General government - - - 30,054 Public safety 15,551 154,373 - - Debt service: Principal - 80,029 - - Interest and other charges - 544 - - Total expenditures 15,551 234,946 - 30,054 EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES 1,067)( 910 68,046 23,251 OTHER FINANCING SOURCES (USES) Transfers out - - 6,570)( - Total other financing sources and uses - - 6,570)( - NET CHANGE IN FUND BALANCES 1,067)( 910 61,476 23,251 FUND BALANCES, BEGINNING 13,716 43,399 282,712 218,826 FUND BALANCES, ENDING 12,649$ 44,309$ 344,188$ 242,077$ FOR THE YEAR ENDED SEPTEMBER 30, 2008 Special Revenue CITY OF FRIENDSWOOD, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS 66 Permanent 1776 Park Total Nonmajor Governmental Funds -$ 53,305$ - 55,548 - 13,720 1,169 15,672 - 234,615 1,169 372,860 - 30,054 - 169,924 - 80,029 - 544 - 280,551 1,169 92,309 - 6,570)( - 6,570)( 1,169 85,739 28,901 587,554 30,070$ 673,293$ 67 Variance with Final Budget Final Actual Positive Budget Amounts (Negative) REVENUES Investment earnings 1,200$ 1,241$ 41$ Donations 141,052 234,615 93,563 Total revenues 142,252 235,856 93,604 EXPENDITURES Current: Public safety - 154,373 154,373)( Debt service: Principal 134,257 80,029 54,228 Interest and fiscal charges 7,995 544 7,451 Total expenditures 142,252 234,946 92,694)( NET CHANGE IN FUND BALANCES - 910 910 FUND BALANCES, BEGINNING 43,399 43,399 - FUND BALANCES, ENDING 43,399$ 44,309$ 910$ FOR THE YEAR ENDED SEPTEMBER 30, 2008 CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FIRE/EMS DONATION FUND 68 Variance with Final Budget Final Actual Positive Budget Amounts (Negative) REVENUES Property taxes 1,597,730$ 1,612,935$ 15,205$ Interest on investments 50,000 76,268 26,268 Total revenues 1,647,730 1,689,203 41,473 EXPENDITURES Debt service: Principal 972,269 694,555 277,714 Interest and fiscal charges 801,697 703,592 98,105 Total expenditures 1,773,966 1,398,147 375,819 NET CHANGE IN FUND BALANCES 126,236)( 291,056 417,292 FUND BALANCES, BEGINNING 1,813,320 1,813,320 - FUND BALANCES, ENDING 1,687,084$ 2,104,376$ 417,292$ DEBT SERVICE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2008 CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL 69 STATISTICAL SECTION STATISTICAL SECTION (Unaudited) This part of the City of Friendswood, Texas’ comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the government’s overall financial health. Contents Page Financial Trends 70 These schedules contain trend information to help the reader understand how the City’s financial performance and well-being have changed over time. Revenue Capacity 76 These schedules contain information to help the reader assess the City’s most significant local revenue sources, the property tax. Debt Capacity 80 These schedules present information to help the reader assess the affordability of the City’s current levels of outstanding debt and the City’s ability to issue additional debt in the future. Demographic and Economic Information 85 These schedules offer demographic and economic indicators to help the reader understand the environment within which the City’s financial activities take place. Operating Information 87 These schedules contain service and infrastructure data to help the reader understand how the information in the City’s financial report relates to the services the City provides and the activities it performs. Sources: Unless otherwise noted, the information in these schedules is derived from the comprehensive annual financial reports for the relevant year. TABLE 12003 2004 2005 2006 2007 2008Governmental activities: Invested in capital assets, net of related debt 49,742,075$ 29,632,831$ 32,533,863$ 32,849,446$ 71,777,140$ 70,591,236$ Restricted 585,080 1,271,568 1,576,829 2,034,157 2,391,482 2,773,910 Unrestricted5,468,870 7,125,997 7,527,573 10,391,123 10,785,998 10,548,129 Total governmental activities net assets55,796,025$ 38,030,396$ 41,638,265$ 45,274,726$ 84,954,620$ 83,913,275$ Business-type activities: Invested in capital assets, net of related debt 17,656,296$ 17,174,525$ 16,823,526$ 16,815,130$ 16,884,376$ 20,375,620$ Restricted 305,660 444,548 445,086 41,057 162,218 27,246 Unrestricted4,058,223 4,337,137 5,228,802 6,574,920 7,475,597 4,227,253 Total business-type activities net assets22,020,179$ 21,956,210$ 22,497,414$ 23,431,107$ 24,522,191$ 24,630,119$ Primary government: Invested in capital assets, net of related debt 67,398,371$ 46,807,356$ 49,357,389$ 49,664,576$ 88,661,516$ 90,966,856$ Restricted 890,740 1,716,116 2,021,915 2,075,214 2,553,700 2,801,156 Unrestricted9,527,093 11,463,134 12,756,375 16,966,043 18,261,595 14,775,382 Total primary government net assets77,816,204$ 59,986,606$ 64,135,679$ 68,705,833$ 109,476,811$ 108,543,394$ Note: The City began to report accrual information when it implemented GASB Statement 34 in fiscal year 2003.Fiscal YearCITY OF FRIENDSWOOD, TEXASNET ASSETS BY COMPONENTLAST SIX FISCAL YEARS(Accrual Basis of Accounting)70 TABLE 2 2003 2004 2005 2006 2007 2008 EXPENSES Governmental activities: General government 2,923,552$ 3,375,283$ 3,438,849$ 3,330,439$ 4,472,602$ 4,339,620$ Public safety 5,760,097 6,026,272 7,318,886 7,060,800 7,565,797 12,652,812 Community development and public works 3,383,229 2,569,356 2,576,447 2,813,857 5,475,447 4,921,298 Community services 2,747,438 3,081,717 3,075,023 3,098,013 3,420,244 3,841,387 Interest on long-term debt 128,192 465,770 478,495 857,602 835,511 803,733 Total governmental activities expenses 14,942,508 15,518,398 16,887,700 17,160,711 21,769,601 26,558,850 Business-type activities: Water 5,457,496 5,614,077 6,251,251 6,078,881 5,711,063 6,523,501 Interest on long-term debt 1,063,940 999,219 963,355 962,989 1,583,551 1,543,859 Total business-type activities expenses 6,521,436 6,613,296 7,214,606 7,041,870 7,294,614 8,067,360 Total primary government expenses 21,463,944$ 22,131,694$ 24,102,306$ 24,202,581$ 29,064,215$ 34,626,210$ PROGRAM REVENUES Governmental activities: Charges for services: General government 647,958$ 958,665$ 1,176,086$ 1,238,631$ 1,353,160$ 1,178,523$ Public safety 9,433 9,141 15,013 54,653 23,267 21,356 Community development and public works 1,865,086 822,927 758,487 805,710 998,625 838,060 Community services 66,862 65,850 66,281 112,681 219,944 132,244 Operating grants and contributions 661,568 778,261 1,271,119 771,477 489,707 4,021,908 Capital grants and contributions 749,772 239,200 235,300 - - - Total governmental activities program revenues 4,000,679 2,874,044 3,522,286 2,983,152 3,084,703 6,192,091 Business-type activities: Charges for services: Water and wastewater 7,275,746 7,203,736 8,390,761 8,392,277 8,021,040 8,624,546 Total business-type activities program revenues 7,275,746 7,203,736 8,390,761 8,392,277 8,021,040 8,624,546 Total primary government program revenues 11,276,425$ 10,077,780$ 11,913,047$ 11,375,429$ 11,105,743$ 14,816,637$ (continued) Fiscal Year CITY OF FRIENDSWOOD, TEXAS CHANGES IN NET ASSETS LAST SIX FISCAL YEARS (Accrual Basis of Accounting) 71 TABLE 2 2003 2004 2005 2006 2007 2008 NET (EXPENSE) REVENUES Governmental activities 10,941,829)$( 12,644,354)$( 13,365,414)$( 14,177,559)$( 18,684,898)$( 20,366,759)$( Business-type activities 754,310 590,440 1,176,155 1,350,407 726,426 557,186 Total primary government net expense 10,187,519)( 12,053,914)( 12,189,259)( 12,827,152)( 17,958,472)( 19,809,573)( GENERAL REVENUES AND OTHER CHANGES IN NET ASSETS Governmental activities: Taxes Property 9,706,202 10,931,393 11,352,598 11,304,684 11,876,246 12,512,950 Sales 2,875,071 1,119,328 3,199,136 3,658,699 3,904,436 3,767,526 Franchise 1,058,726 2,833,290 1,176,460 1,220,581 1,239,167 1,317,166 Other 79,691 71,028 53,790 11,940 16,186 25,429 Investment earnings 154,558 219,085 376,435 915,710 1,063,715 648,301 Gain on sale of capital assets - - - - 345,976 - Miscellaneous 30,826 - 51,503 21,556 4,152 73,026 Transfers 664,102 714,278 763,361 680,850 875,616 981,016 Total governmental activities 14,569,176 15,888,402 16,973,283 17,814,020 19,325,494 19,325,414 Business-type activities: Investment earnings 160,629 59,869 114,932 262,761 1,236,092 531,758 Miscellaneous 12,777 - 13,478 1,375 4,182 - Extraordinary item 100,000 - - - - - Transfers 664,102)( 714,278)( 763,361)( 680,850)( 875,616)( 981,016)( Total business-type activities 390,696)( 654,409)( 634,951)( 416,714)( 364,658 449,258)( Total primary government 14,178,480 15,233,993 16,338,332 17,397,306 19,690,152 18,876,156 CHANGE IN NET ASSETS Governmental activities 3,627,347 3,244,048 3,607,869 3,636,461 640,596 1,041,345)( Business-type activities 363,614 63,969)( 541,204 933,693 1,091,084 107,928 Total primary government 3,990,961$ 3,180,079$ 4,149,073$ 4,570,154$ 1,731,680$ 933,417)$( Note: The City began to report accrual information when it implemented GASB Statement 34 in fiscal year 2003. Fiscal Year (Accrual Basis of Accounting) CITY OF FRIENDSWOOD, TEXAS CHANGES IN NET ASSETS LAST SIX FISCAL YEARS (Continued) 72 TABLE 31999 2000 2001 2002 2003 2004 2005 2006 2007 2008General fund Reserved 650,599$ 849,908$ 451,293$ 1,196,255$ 683,459$ 635,182$ 511,197$ 1,313,829$ 601,646$ 1,037,279$ Unreserved2,687,005 2,838,042 5,989,106 2,766,577 5,055,679 5,971,319 7,032,843 8,973,646 9,926,479 9,177,390 Total general fund3,337,604$ 3,687,950$ 6,440,399$ 3,962,832$ 5,739,138$ 6,606,501$ 7,544,040$ 10,287,475$ 10,528,125$ 10,214,669$ All other governmental funds Reserved 73,344$ 68,627$ 77,175$ 109,799$ 254,568$ 829,701$ 1,395,767$ 4,220,225$ 3,575,592$ 2,310,481$ Unreserved, reported in: Special revenue funds 11,694 77,039 268,247 177,390 263,242 411,229 175,192 404,749 558,653 643,223 Capital projects funds - - - - 7,342,304 5,171,662 8,584,781 3,943,654 1,957,116 323,597 Permanent fund21,358 22,549 23,892 24,707 25,232 25,587 26,292 27,477 28,901 30,070 Total all other governmental funds106,396$ 168,215$ 369,314$ 311,896$ 7,885,346$ 6,438,179$ 10,182,032$ 8,596,105$ 6,120,262$ 3,307,371$ Fiscal YearCITY OF FRIENDSWOOD, TEXASFUND BALANCESGOVERNMENTAL FUNDSLAST TEN FISCAL YEARS(Modified Accrual Basis of Accounting)73 TABLE 41999 2000 2001 2002 2003 2004 2005 2006 2007 2008REVENUES Taxes 8,987,983$ 10,145,912$ 11,414,585$ 12,515,917$ 13,688,737$ 14,843,855$ 15,779,126$ 16,190,756$ 16,961,818$ 17,606,273$ Fines and penalties 332,659 416,722 550,854 631,066 639,678 879,369 1,112,916 1,163,984 1,288,794 1,161,903 Licenses, fees and permits 634,905 970,868 1,192,899 922,808 856,721 807,041 717,607 769,352 1,017,502 944,756 Intergovernmental 553,352 607,963 580,561 16,294,283 526,316 795,325 985,339 535,074 248,702 3,801,013 Investment earnings 292,886 399,712 424,412 269,109 153,848 218,419 375,123 906,552 1,054,698 639,402 Donations - - - - 235,749 215,535 213,381 219,353 229,939 265,535 Other revenues386,084 482,054 483,063 509,560 794,228 152,616 414,923 277,995 279,788 37,876 Total revenues11,187,869 13,023,231 14,646,374 31,142,743 16,895,277 17,912,160 19,598,415 20,063,066 21,081,241 24,456,758 EXPENDITURES General government 2,051,684 2,305,916 2,196,226 2,897,613 3,042,541 3,249,965 3,420,274 3,315,844 4,605,245 4,114,662 Public safety 4,166,008 4,265,750 5,115,933 4,961,812 5,530,953 5,810,503 7,127,975 6,903,806 7,482,603 12,404,745 Community development and public works - - - - 4,987,392 2,511,125 2,436,359 2,579,398 3,600,798 3,045,904 Public works 1,601,048 2,640,988 1,201,584 2,092,488 - - - - - - Community development 522,128 535,084 641,047 19,464,924 - - - - - - Community services 2,193,860 2,355,186 2,738,557 4,250,205 2,751,993 2,655,315 2,626,329 2,630,094 2,866,388 3,266,250 Capital outlay - 652,206 98,987 195,385 1,442,339 4,033,197 7,040,173 4,292,854 3,711,569 4,339,546 Debt service Principal 512,594 525,897 616,470 548,205 468,987 469,930 459,422 608,184 658,073 774,584 Interest185,952 450,762 511,175 188,958 213,741 476,207 594,076 757,402 739,487 704,136 Total expenditures11,233,274 13,731,789 13,119,979 34,599,590 18,437,946 19,206,242 23,704,608 21,087,582 23,664,163 28,649,827 (continued)Fiscal YearCITY OF FRIENDSWOOD, TEXASCHANGES IN FUND BALANCESGOVERNMENTAL FUNDSLAST TEN FISCAL YEARS(Modified Accrual Basis of Accounting)74 TABLE 41999 2000 2001 2002 2003 2004 2005 2006 2007 2008EXCESS OF REVENUES OVER (UNDER) EXPENDITURES45,405)$( 708,558)$( 1,526,395$ 3,456,847)$( 1,542,669)$( 1,294,082)$( 4,106,193)$( 1,024,516)$( 2,582,922)$( 4,193,069)$( OTHER FINANCING SOURCES (USES) Sale of capital assets - - - - 15,826 - - 187,345 785,942 22,600 Insurance recoveries - - - - - - - - - 63,106 Bonds issued - - - - 8,701,495 - 8,024,224 - - - Refunding bonds issued - - - 1,629,707 - - - - - - Payments to escrow account - - - 1,611,304)( - - - - - - Proceeds from issuance of debt 149,780 574,856 47,393 229,460 - - - - - - Transfers in 792,169 546,113 555,713 17,225,350 1,955,635 853,073 923,361 904,955 1,226,304 992,586 Transfers out304,988)( - - 16,621,918)( 1,382,860)( 138,795)( 160,000)( 224,105)( 350,688)( 11,570)( Total other financing sources (uses)636,961 1,120,969 603,106 851,295 9,290,096 714,278 8,787,585 868,195 1,661,558 1,066,722 NET CHANGE IN FUND BALANCES591,556$ 412,411$ 2,129,501$ 2,605,552)$( 7,747,427$ 579,804)$( 4,681,392$ 156,321)$( 921,364)$( 3,126,347)$( DEBT SERVICE AS A PERCENTAGE OF NONCAPITAL EXPENDITURES6.2% 7.5% 8.7% 2.1% 4.0% 6.2% 6.3% 8.1% 7.0% 6.1% Note:CITY OF FRIENDSWOOD, TEXASCHANGES IN FUND BALANCESGOVERNMENTAL FUNDSFrom 1997 to 2002, Public Works and communityDevelopment were two separate departments. From 2003 to 2008, the departments were combined. In 2001 and2002,the City participated in the FEMA Hazard Mitigation Grant Buyout Program. The City's participation costs resulted in a reduction of fund balance. In 2002, the Cityadopted a Financial Policy. Based on this policy, undesignated fund balance shall be allowed to accumulate to establish a 90-day operating reserve. After the reserve isestablished, additional undesignated funds are allowed to accumulate for future capital projects.LAST TEN FISCAL YEARSFiscal Year(Continued)(Modified Accrual Basis of Accounting)75 TABLE 5EstimatedCommercial Less: Total Taxable Total ActualFiscal Residential and Industrial Other Tax-exempt Assessed Direct TaxableYear Property Property Property Property Value Tax Rate Value1999 1,014,445,395$ 70,521,900$ 163,226,772$ 74,176,040$ 1,322,370,107$ 0.6125 1,248,194,067$ 2000 1,115,454,667 80,732,240 182,202,628 81,388,930 1,459,778,465 0.6385 1,378,389,535 2001 1,235,737,251 88,524,370 185,220,540 88,005,650 1,597,487,811 0.6385 1,509,482,161 2002 1,418,354,411 101,081,380 170,988,340 90,631,200 1,781,055,331 0.6385 1,690,424,131 2003 1,549,261,881 109,659,080 176,329,200 96,366,250 1,931,616,411 0.6385 1,835,250,161 2004 1,770,911,545 116,739,133 186,106,639 105,017,040 2,178,774,357 0.6385 2,073,757,317 2005 1,868,119,395 119,696,390 173,923,130 121,988,410 2,283,727,325 0.6385 2,161,738,915 2006 1,984,426,335 122,337,518 167,808,785 125,184,070 2,399,756,708 0.6040 2,274,572,638 2007 2,147,192,985 151,086,039 193,971,876 147,461,610 2,639,712,510 0.5821 2,492,250,900 2008 2,289,027,422 154,237,707 202,571,688 149,658,030 2,795,494,847 0.5764 2,645,836,817 Source: Galveston County Tax Assessor/Collector and City of Friendswood records.Note:Tax rates per $100 of assessed valueResidential property includes both single-family and multi-family properties.CITY OF FRIENDSWOOD, TEXASASSESSED VALUE AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTYLAST TEN FISCAL YEARSProperty in the City of Friendswood is reassessed once every two years on average. (Source: Galveston Central Appraisal District)76 TABLE 6Friendswood Clear Creek GalvestonTotal Independent Independent CountyFiscal Debt Direct School School Drainage Galveston HarrisYear General Service Rate District District District County County1999 0.5610$ 0.0515$ 0.6125$ 1.6720$ 1.6415$ 0.1500$ 0.5200$ 0.64173$ 2000 0.5542 0.0843 0.6385 1.5350 1.5986 0.1500 0.5450 0.64173 2001 0.5547 0.0838 0.6385 1.5850 1.7008 0.1500 0.5400 0.64173 2002 0.5547 0.0838 0.6385 1.6170 1.7250 0.1500 0.5654 0.63998 2003 0.5547 0.0838 0.6385 1.6370 1.7400 0.1550 0.6063 0.63998 2004 0.5547 0.0838 0.6385 1.6370 1.7300 0.1500 0.6063 0.63998 2005 0.5547 0.0838 0.6385 1.6370 1.7450 0.1483 0.6388 0.63998 2006 0.5243 0.0797 0.6040 1.5070 1.7750 0.1450 0.5874 0.63998 2007 0.5120 0.0701 0.5821 1.5700 1.6300 0.1450 0.5874 0.63998 2008 0.5016 0.0748 0.5764 1.1770 1.3200 0.1425 0.5686 0.62998 Source: Galveston County Tax Assessor/Collector and City of Friendswood records.Notes: Overlapping rates are those of local and county governments that apply to property owners within the City of Friendswood. Not all overlapping rates applyto all property owners. Overlapping rates for Friendswood Independent School District, Galveston County Consolidated Drainage District and GalvestonCounty apply only to residents whose property is in Galveston County. Overlapping rates for Clear Creek Independent School District and Harris Countyapply only to residents whose property is in Harris County.City Direct Rates Overlapping RatesCITY OF FRIENDSWOOD, TEXASDIRECT AND OVERLAPPING PROPERTY TAX RATESLAST TEN FISCAL YEARS77 TABLE 7 Percentage Percentage of Total City of Total City Taxable Taxable Taxable Taxable Assessed Assessed Assessed Assessed Taxpayer Value Value Value Value Friendswood Estates, LTD 14,901,010$ 0.53% -$ - % Texas-New Mexico Power Co. 13,627,600 0.49% 11,353,480 1.11% Reserve at Autumn Creek, LTD 12,600,000 0.45% - - % Southwestern Bell Telephone Co. 9,246,010 0.33% 13,058,690 1.27% Kroger Texas, LP 9,176,030 0.33% - - % H. E. Butt Grocery Company 8,631,640 0.31% - - % Southwest Properties, LP 7,350,000 0.26% 7,539,980 0.73% Texas HCP Holding, LP 6,995,240 0.25% - - % Autumn Creek Dev., LTD 6,627,210 0.24% 7,842,820 0.76% MB Friendswood Parkwood 5,833,550 0.21% - - % Friendswood Retirement 5,361,943 0.19% 8,346,695 0.81% Exxon Corp. 4,337,707 0.16% 24,477,740 2.38% Comcast of Houston, LLC 4,018,820 0.14% - - % Timber Creek Holdings, LP 3,881,660 0.14% - - % Centerpoint Energy, Inc. 3,670,920 0.13% - - % Friendswood Huntington Woods 3,599,460 0.13% - - % Maxi-Ban, LTD 3,597,530 0.13% 4,930,620 0.48% Howard, Jack A. 3,524,260 0.13% - - % Mystic, LTD 3,408,495 0.12% 3,933,640 0.38% River Oaks @ Friendswood 3,342,020 0.12% - - % Blackhawk Apartments - - % 8,766,020 0.85% Albertson's Inc.- -% 5,592,330 0.54% Total 133,731,105$ 4.78% 95,842,015$ 9.31% All other taxpayers 2,661,763,742$ 95.22% 2,795,494,847$ Source: Galveston County Appraisal District 2008 1999 CITY OF FRIENDSWOOD, TEXAS PRINCIPAL PROPERTY TAXPAYERS CURRENT YEAR AND NINE YEARS AGO 78 TABLE 8 Taxes Levied Collections Fiscal for the Percentage in Subsequent Percentage Year Ended Fiscal Year Amount of Levy Years Amount of Levy 1999 6,292,040$ 6,229,896$ 99.01% 59,064$ 6,288,960$ 99.95% 2000 7,239,468 7,125,877 98.43% 107,959 7,233,836 99.92% 2001 7,906,786 7,809,643 98.77% 90,410 7,900,053 99.91% 2002 8,863,904 8,721,196 98.39% 132,358 8,853,554 99.88% 2003 9,642,413 9,496,887 98.49% 128,742 9,625,629 99.83% 2004 10,785,308 10,630,820 98.57% 133,235 10,764,055 99.80% 2005 11,221,282 11,078,265 98.73% 115,318 11,193,583 99.75% 2006 11,151,572 11,019,314 98.81% 88,826 11,108,140 99.61% 2007 11,740,541 11,532,882 98.23% 135,201 11,668,083 99.38% 2008 12,351,183 12,193,715 98.73% - 12,193,715 98.73% Sources: Galveston County Tax Assessor/Collector and City of Friendswood Records Fiscal Year of the Levy Collected With the Total Collections to Date CITY OF FRIENDSWOOD, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS 79 TABLE 9General Certificates General Certificates Water Total PercentageFiscal Obligation of Revenue Capital Obligation of Revenue Primary of Personal PerYear Bonds Obligation Bonds Leases Bonds Obligation Bonds Government Income Capita1999 888,677$ 1,910,000$ -$ 198,688$ 2,091,213$ 5,425,000$ -$ 10,513,578$ 0.16% 341$ 2000 600,219 1,830,000 - 775,443 1,603,691 5,255,000 8,388,842 18,453,195 0.25% 581 2001 445,725 1,760,000 - 713,430 1,246,827 5,080,000 14,074,887 23,320,869 0.30% 713 2002 1,915,518 - - 713,060 2,994,109 2,714,826 14,091,221 22,428,734 0.28% 670 2003 10,375,891 - - 510,858 2,468,558 2,635,000 14,185,000 30,175,307 0.36% 893 2004 10,059,865 - - 362,154 1,830,135 2,535,000 14,160,000 28,947,154 0.33% 848 2005 17,590,000 - - 237,597 3,310,000 470,000 14,020,000 35,627,597 0.39% 1,040 2006 17,150,000 - - 168,957 2,855,000 280,000 30,665,000 51,118,957 0.50% 1,490 2007 16,660,000 - - 96,380 2,375,000 50,000 30,515,000 49,696,380 N/A 1,430 2008 16,065,000 - - 16,351 1,680,000 - 30,355,000 48,116,351 N/A 1,340 Notes: Details regarding the City's outstanding debt can be found in the notes to the financial statements.N/A - Information is not available.See Table 14 for personal income and population data. These ratios are calculated using personal income and population for the prior calendar year.Personal income data provided on Table 14 is for the County of Galveston. Data was not available specific to the City of Friendswood and therefore is notinclulded on this table.Governmental Activities Business-type ActivitiesCITY OF FRIENDSWOOD, TEXASRATIOS OF OUTSTANDING DEBT BY TYPELAST TEN FISCAL YEARS80 TABLE 10 Percentage of General Less Debt Net Actual Taxable Fiscal Assessed Obligation Service Bonded Value of Per Year Population Value Bonds Funds Debt Property Capita 1999 31,192 1,322,370,107$ 2,798,677$ 73,344$ 2,725,333$ 0.21% 87$ 2000 31,761 1,459,778,465 2,430,219 68,627 2,361,592 0.16% 74 2001 32,720 1,597,487,811 2,205,725 77,175 2,128,550 0.13% 65 2002 33,500 1,781,055,331 1,915,518 109,799 1,805,719 0.10% 54 2003 33,800 1,931,616,411 10,375,891 254,568 10,121,323 0.52% 299 2004 34,152 2,178,774,357 10,059,865 829,701 9,230,164 0.42% 270 2005 34,272 2,283,727,325 17,590,000 1,395,767 16,194,233 0.71% 473 2006 34,306 2,399,756,708 17,150,000 1,595,397 15,554,603 0.65% 453 2007 34,759 2,639,712,510 16,660,000 1,813,320 14,846,680 0.56% 427 2008 35,500 2,795,494,847 16,065,000 2,104,376 13,960,624 0.50% 393 Note: Details regarding the City's outstanding debt can be found in the notes to the financial statements. Net General Bonded Debt Outstanding CITY OF FRIENDSWOOD, TEXAS RATIOS OF NET GENERAL BONDED DEBT OUTSTANDING LAST TEN FISCAL YEARS 81 TABLE 11 Estimated Share of Estimated Direct and Debt Percentage Overlapping Outstanding Applicable Debt Debt repaid with property taxes: Friendswood Independent School District 120,885,554$ 100.000% 120,885,554$ Clear Creek Independent School District 619,078,774 2.866% 17,742,798 Galveston County 203,838,000 7.945% 16,194,929 Harris County 3,122,164,000 0.595% 18,576,876 Subtotal overlapping debt 173,400,157 City direct debt 16,081,351 Total direct and overlapping debt 189,481,508$ Sources: Notes: Governmental Unit Information was obtained from either the governmental unit's website or the finance department of the governmental unit. Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the City of Friendswood. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident--and therefore responsible for repaying the debt--of each overlapping government. CITY OF FRIENDSWOOD, TEXAS DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT AS OF SEPTEMBER 30, 2008 82 TABLE 12 CITY OF FRIENDSWOOD, TEXAS LEGAL DEBT MARGIN INFORMATION AS OF SEPTEMBER 30, 2008 The tax rate for fiscal year ending September 30, 2008, is $.5764 per $100 of assessed valuation with assessed valuation being 100% of market value. As a City Council-City Manager form of government, the City of Friendswood is not limited by law in the amount of debt it may issue. The City's charter states: "In keeping with the Constitution of the State of Texas and not contrary thereto, the City of Friendswood shall have the power to borrow money on the credit of the City for any public purpose not now or hereafter prohibited by the Constitution and laws of the State of Texas, and shall have the right to issue all tax bonds, revenue bonds, funding and refunding bonds, time warrants and other evidence of indebtedness as now authorized or as may hereafter be authorized to be issued by cities and towns by the laws of the State of Texas." Article 11, Section 5 of the State of Texas Constitution States in part: "but no tax for any pose shall ever be lawful for any one year, which shall exceed two and one-half percent of the taxable property of such city" 83 TABLE 13 Utility Less: Net Fiscal Service Operating Available Year Charges Expenses Revenue Principal Interest Coverage 1999 5,482,707$ 2,781,480$ 2,701,227$ 33,000$ 3,032$ 74.97$ 2000 7,211,716 3,310,375 3,901,341 - 441,600 8.83 2001 6,599,787 3,253,593 3,346,194 325,000 546,621 3.84 2002 7,506,333 3,797,453 3,708,880 25,000 850,874 4.23 2003 7,275,746 4,401,694 2,874,052 25,000 772,351 3.60 2004 7,203,736 4,238,810 2,964,926 25,000 769,936 3.73 2005 8,390,761 4,769,885 3,620,876 140,000 766,788 3.99 2006 8,392,277 4,660,868 3,731,409 160,000 445,351 6.16 2007 8,021,040 4,338,819 3,682,221 150,000 1,441,234 2.31 2008 8,624,546 5,143,516 3,481,030 160,000 1,416,465 2.21 Notes: Details regarding the City's outstanding debt can be found in the notes to the financial statements. Operating expenses do not include interest, depreciation or amortization expenses. CITY OF FRIENDSWOOD, TEXAS PLEDGED REVENUE COVERAGE LAST TEN FISCAL YEARS Debt Service Waterworks and Sewer Revenue Bonds 84 TABLE 14 Per Capita Calendar Personal Personal Unemployment Year Population Income Income Rate 1999 31,192 6,725,063,000$ 27,020$ 3.2% 2000 31,761 7,384,627,000 29,449 2.8% 2001 32,720 7,677,185,000 30,116 3.1% 2002 33,500 7,964,860,000 30,537 3.4% 2003 33,800 8,356,254,000 31,313 3.8% 2004 34,152 8,719,688,000 32,055 3.5% 2005 34,272 9,192,246,000 33,146 3.9% 2006 34,306 10,144,967,000 36,284 3.0% 2007 34,759 - - 3.4% 2008 35,500 - - 4.9% Sources: Note: Personal Incomeand Per Capita Personal Incomenumbers are for Galveston County; 2007 and 2008 numbers were not available. CITY OF FRIENDSWOOD, TEXAS DEMOGRAPHIC AND ECONOMIC STATISTICS LAST TEN CALENDAR YEARS Population informationwas provided from past financial reports. Unemploymentrates were obtained from the U. S. Department of Labor Bureau of Labor Statistics website or the Texas Workforce Commissionwebsite. Personal Incomeand Per Capita Personal Incomewere obtained from the U. S. Bureau of Economic Analysis website. 85 TABLE 15 Percentage Percentage of Total City of Total City Employer Employees Employment Employees Employment Friendswood ISD 711 31.54% 628 51.06% HEB 280 12.42% 80 6.50% City of Friendswood 228 10.12% 132 10.73% Kroger 225 9.98% 52 4.23% Friendship Haven Nursing Home 150 6.65% 100 8.13% UTMB 97 4.30% - - % Summerville (Park Place) 86 3.82% 40 3.25% McDonalds 80 3.55% - - % Friendswood Healthcare Center (Autumn Hills) 70 3.11% 85 6.91% U. S. Post Office 70 3.11% 70 5.69% Timber Creek Golf Club 65 2.88% - - % Sonic 64 2.84% - - % Gary Greene Realtors 48 2.13% - - % Luna's 40 1.77% - - % Village on the Park 40 1.77% 43 3.50% Total 2,254 100.00% 1,230 100.00% Source: City Economic Development Division CITY OF FRIENDSWOOD, TEXAS PRINCIPAL EMPLOYERS CURRENT AND NINE YEARS AGO 2008 1999 86 TABLE 16Function/Program 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008General government City manager 3.50 4.50 4.50 5.50 5.50 5.50 5.50 5.50 5.50 5.50 City secretary 3.00 4.00 4.00 4.00 4.00 4.00 4.00 4.00 5.00 5.00 Administrative services 17.12 18.64 19.64 20.64 21.70 22.72 24.44 25.81 26.19 27.20 Public safety Police 55.94 56.94 59.94 62.94 65.06 67.40 70.07 72.06 81.41 83.90 Fire marshal and fire 11.50 12.50 12.50 12.50 12.58 12.85 12.85 4.50 6.11 6.10 Public works 17.00 17.00 17.00 17.00 - - - - - - Community development 11.00 14.00 14.00 15.00 - - - - - - Community development and public works - - - - 34.00 34.00 34.00 35.00 36.00 36.00 Community services 28.86 29.86 29.92 30.42 30.43 30.43 30.43 31.01 32.18 32.20 Water 6.00 6.00 6.00 9.00 9.00 9.00 9.00 9.00 9.00 9.00 Wastewater5.00 5.00 5.00 6.00 6.00 7.00 7.00 8.00 8.00 8.00 Total158.92 168.44 172.50 183.00 188.27 192.90 197.29 194.88 209.39 212.90 Source: City of Friendswood Budget DocumentsNotes:From 1998 to 2002, public works and community development were two separate departments. From 2003 to 2008, the departments werecombined.Beginning with fiscal year 2006, the fulltime equivalent for Fire Marshal and Fire include only the Fire Marshal Department. The Cityhas a contract with the Friendswood Volunteer Fire Department and there are no employees paid directly by the City.Fulltime Equivalent Employees as of June 30,CITY OF FRIENDSWOOD, TEXASFULLTIME EQUIVALENT CITY GOVERNMENT EMPLOYEESBY FUNCTION/PROGRAMLAST TEN FISCAL YEARS87 TABLE 17Function/Program 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008General government Building permits issued 840 1,125 1,252 1,266 1,048 851 1,129 882 975 872 Building inspections conducted 8,654 11,121 15,576 12,554 10,841 10,051 12,641 12,264 11,135 11,472 Police Physical arrests 491 463 556 625 752 1,189 1,041 1,804 1,923 1,868 Parking violations 118 30 31 34 74 45 22 30 34 46 Traffic violations 3,915 4,436 6,117 6,387 9,754 11,196 12,053 12,623 11,374 7,897 Fire marshal Inspections 623 671 451 383 1,065 812 731 668 1,300 1,312 Fire Emergency responses 1,925 2,051 2,283 2,264 2,285 2,395 2,453 2,497 2,723 2,794 Fires extinguished 118 110 105 84 79 82 93 75 74 118 Parks and recreation Recreation participants NA NA NA NA NA NA NA NA NA 7,547 Facility reservations NA NA NA NA NA NA NA NA 1,115 1,065 Library Volumes in collection 86,933 87,357 87,181 87,639 88,185 88,737 90,163 92,633 93,028 96,100 Total volumes borrowed 254,917 263,374 274,204 279,850 290,044 280,520 281,060 300,241 308,718 323,323 Water New connections 770 300 665 242 270 388 208 209 289 202 Water main breaks - - - - 10 54 76 105 44 73 Average daily consumption 3,990 5,257 3,803 4,008 4,172 3,957 4,094 3,886 3,472 4,217 (thousands of gallons) Peak daily consumption 12,336 11,479 8,649 10,081 11,491 10,718 9,935 7,030 6,358 11,004 (thousands of gallons)Wastewater Average daily sewage treatment 2,305 2,107 3,050 3,050 3,332 3,258 3,081 3,064 3,425 3,120 (thousands of gallons) Maximum daily flow 8,750 6,117 13,913 13,913 10,180 8,563 10,587 10,484 10,484 7,520 (thousands of gallons)Source: Various City departments and prior year CAFRsNA - Information is not available.Fiscal YearCITY OF FRIENDSWOOD, TEXASOPERATING INDICATORS BY FUNCTION/PROGRAMLAST TEN FISCAL YEARS88 TABLE 18Function/Program 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008Police Stations 1 1 1 1 1 1 1 1 1 1 Patrol units 12 14 14 14 15 15 16 18 28 27 Fire Stations 3 3 3 3 3 3 3 3 3 3 Public works Streets -paved (miles) 98 98 105 105 105 157 157 179 150 159 Streets - unpaved (miles) 2 2 1 1 1 4 4 1 - 2 Traffic signals - - - - - 3 3 3 3 3 Parks and recreation Acreage 111 189 189 189 189 189 189 189 189 18 Parks 6 8 8 8 8 8 8 8 8 8 Swimming pool 1 1 1 1 1 1 1 1 1 1 Tennis courts 4 4 4 4 4 4 4 4 4 4 Library 1 1 1 1 1 1 1 1 1 1 Water Water mains (miles) 120 151 155 157 160 160 165 179 180 180 Fire hydrants 1,250 1,250 1,250 1,250 1,250 1,250 1,250 1,250 1,275 1,275 Connections 9,123 9,423 10,088 10,330 10,600 10,988 11,196 11,405 11,748 11,982 Storage capacity 5,993 5,993 5,993 5,993 5,993 5,993 5,993 5,993 5,993 5,993 (thousands of gallons)Wastewater Sanitary sewers (miles) 120 151 155 155 160 160 165 153 155 155 Connections 8,679 8,979 9,414 9,658 10,240 10,331 10,537 10,682 10,902 11,115 Storm sewers (miles) 85 85 85 85 86 92 92 - 95 95 Treatment capacity 4,850 4,850 4,850 4,850 4,850 4,850 4,850 4,850 4,850 4,850 (thousands of gallons)Source: Various City departments and prior year CAFRsFiscal YearCITY OF FRIENDSWOOD, TEXASCAPITAL ASSET STATISTICS BY FUNCTION/PROGRAMLAST TEN FISCAL YEARS89