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HomeMy WebLinkAboutComprehensive Annual Financial Report - FY2004CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED SEPTEMBER 30, 2004 CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT Fiscal Year Ended September 30, 2004 Officials Issuing Report: Ronald E. Cox City Manager Roger C. Roecker Director of Administrative Services CITY OF FRIENDSWOOD, TEXAS TABLE OF CONTENTS SEPTEMBER 30, 2004 Page Exhibit Number INTRODUCTORY SECTION Letter of Transmittal......................................................................................... 1 – 4 Organization Chart............................................................................................ 5 Certificate of Achievement for Excellence in Financial Reporting.................. 6 Principal Officials............................................................................................. 7 FINANCIAL SECTION Independent Auditors’ Report....................................................................................... 8 – 9 Management’s Discussion and Analysis ...................................................................... 10 – 17 Basic Financial Statements Government-wide Financial Statements Statement of Net Assets.......................................................................................... 18 Statement of Activities............................................................................................ 19 – 20 Fund Financial Statements Balance Sheet – Governmental Funds.................................................................... 21 Statement of Revenues, Expenditures and Changes in Fund Balances – Governmental Funds................................................................ 22 (continued) CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS (Continued) SEPTEMBER 30, 2004 Page Number FINANCIAL SECTION (Continued) Fund Financial Statements (Continued) Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities......................................................................................... 23 Statement of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual – General Fund.......................................... 24 Statement of Net Assets – Proprietary Funds......................................................... 25 Statement of Revenues, Expenses and Changes in Fund Net Assets – Proprietary Funds.................................................................. 26 Statement of Cash Flows – Proprietary Funds........................................................ 27 – 28 Notes to Financial Statements.................................................................................... 29 – 53 Combining and Individual Fund Statements and Schedules General Fund Comparative Statements of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual................................................. 54 – 61 (continued) CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS (Continued) SEPTEMBER 30, 2004 Page Number FINANCIAL SECTION (Continued) Combining and Individual Fund Statements and Schedules (Continued) Nonmajor Governmental Funds Combining Balance Sheet....................................................................................... 62 – 63 Combining Statement of Revenues, Expenditures and Changes in Fund Balances................................................................................... 64 – 65 Nonmajor Special Revenue Funds Schedule of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual – Fire/EMS Donation Fund ..................................................................................................... 66 Nonmajor Debt Service Funds Schedule of Revenues, Expenditures and Changes in Fund Balances – Budget and Actual.................................................................... 67 COMPLIANCE SECTION Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards................................................................................ 68 – 69 (continued) CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS (Continued) SEPTEMBER 30, 2004 Page Table Number STATISTICAL SECTION (Unaudited) Government-wide Expenses by Function...................................................... 1 70 Government-wide Revenues.......................................................................... 2 71 General Government Revenue by Source...................................................... 3 72 – 73 General Government Expenditures by Function............................................ 4 74 Property Tax Levies and Collections............................................................. 5 75 – 76 Assessed and Estimated Actual Value of Taxable Property.......................... 6 77 Tax Rate Distribution..................................................................................... 7 78 Property Tax Rates Per $100 Valuation Direct and Overlapping.................. 8 79 Principal Taxpayers ....................................................................................... 9 80 Ratio of Annual Debt Service Expenditures for General Bonded Debt............................................................................................... 10 81 Revenue Bond Coverage................................................................................ 11 82 – 83 Ratio of Net General Bonded Debt to Assessed Value and Net Bonded Debt Per Capita....................................................................... 12 84 Computation of Direct and Overlapping Debt............................................... 13 85 Miscellaneous Statistical Data....................................................................... 14 86 – 87 INTRODUCTORY SECTION 2 PROFILE OF THE CITY Established in 1895 as a Quaker colony, the City of Friendswood is rich in heritage. The City was incorporated in 1960 and chartered a home-rule city under Texas law in 1971. The City operates under a Council-Manager form of government. Policy-making and legislative authority are vested in a governing council consisting of the Mayor and six (6) Council Members. The Mayor and Council are responsible, among other things, for passing ordinances, adopting the budged, appointing board and committee members and hiring the City Manager, City Attorney, Municipal Judge, and City Secretary. The City Manager is responsible for carrying out the policies and ordinances of the City Council and overseeing the day-to-day operations of the City government, and for appointing heads of various departments. The mayor and council are elected on an at-large, non-partisan basis. The mayor and council are elected to serve no more than three consecutive three-year terms. The City provides a full range of municipal services including public safety (police, fire and emergency medical), maintenance of streets and infrastructure, sanitation services, maintenance of the treated waste distribution system and both sanitary and storm sewer collection transmission systems, recreational activities and cultural events as well as general administrative services. FACTORS AFFECTING FINANCIAL CONDITION The City of Friendswood, Texas, is located 20 miles southeast of downtown Houston in southern Harris and northern Galveston Counties. Friendswood’s population has more than doubled in every census count since 1960. The current population is estimated at 33,800. The economy is linked closely to that of Houston and the Clear Lake area. The Friendswood/Clear Lake regional economy has become more diverse, featuring aerospace, petrochemical, tourism, boating, and recreation industries. Biotechnology, biomedical, software services, electronics and communication equipment sub-sectors are increasing and show solid signs of growth and sustainability. The NASA/Johnson Space Center, the Bayport petrochemical complex, Ellington Field and the University of Houston-Clear Lake are key players in the area’s economy. According to BAHEP estimates, “over three-quarters of a million people work within a 45-minute drive time of the Clear Lake area.” Budgeting Controls The objective of the City’s budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by Council. The charter requires the City Manager to submit a proposed budget and an accompanying message to the City Council on or before August 1. The council shall review and revise as deemed appropriate prior to general circulation for the public hearing. The Public Notice and Hearing must be posted in the city hall and published in the official newspaper. The budget must be adopted by the 15th of September or as soon thereafter as practical. The City legally adopts annual budgets for the General, Special Revenue and Debt Service Funds. Annual and project budgets are also adopted for the Proprietary and Capital Projects Funds, respectively. 3 The level of budgetary control; that is, the level at which expenditures cannot legally exceed the appropriated amount, is established by department within a fund. The City also maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Encumbrances lapse at fiscal year end, but can be re-appropriated through a budget amendment the following fiscal year. The City Manager is authorized to transfer budgeted amounts between departments within any fund, but revisions that increase the total expenditures of any fund must be approved by Council. Cash Management The City’s investment policy authorizes the City to invest in Obligations of the U. S. Government, certificates of deposits, money market mutual funds, and local government investment pools. The primary objectives of the investment policy, in priority order, are safety (preservation of capital), liquidity (availability of funds) and yield (rate of return commensurate with investment risk and cash flow needs). The average yield on maturing investments for the year was 2.86%. All deposits are either insured by federal depository insurance or collateralized with securities held by the pledging financial institution’s trust department. Risk Management The City’s risk management division continually evaluates risk in terms of severity, frequency of probability and loss exposure. A proactive safety training and awareness program is provided for all City employees. The City purchases insurance coverage for property, liability, and workers’ compensation through Texas Municipal League Intergovernmental Risk Pool. Awards The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Friendswood for its comprehensive annual financial report for the fiscal year ended September 30, 2003. This was the sixteenth consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, the City published an easily readable and efficiently organized comprehensive annual financial report. This report satisfied both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement program’s requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgements The preparation of the comprehensive annual financial report was made possible by the dedicated service of the entire staff of the Administrative Services Department. Each member of the department has my sincere appreciation for the contributions made in the preparation of this report. 4 In closing, I also express my thanks to the Mayor, members of the City Council and the City Manager for their leadership, interest and support in conducting the financial operations of the City in a responsible and progressive manner. Sincerely, Roger C. Roecker Director of Administrative Services CITY OF FRIENDSWOOD, TEXAS ORGANIZATION CHART SEPTEMBER 30, 2004 5 6 CITY OF FRIENDSWOOD, TEXAS PRINCIPAL OFFICIALS SEPTEMBER 30, 2004 Term Elected Officials Position Expires Kimball W. Brizendine Mayor May 2006 Laura Ewing Council Member - Position No. 1 May 2006 Jerry Ericsson Council Member - Position No. 2 May 2005 Tracy Goza Council Member - Position No. 3 May 2006 David Smith Council Member - Position No. 4 May 2007 Shannon Kimmel Council Member - Position No. 5 May 2005 Mel P. Measeles Council Member - Position No. 6 May 2007 Appointed Officials Position Ronald E. Cox City Manager Deloris McKenzie City Secretary Jon Branson Director of Community Services Rebecca Carbone Tax Assessor-Collector Mickiel G. Hodge Community Development Director and Public Works Director Olson & Olson City Attorney Terry Byrd Fire Marshal/Emergency Management Coordinator Roger C. Roecker Director of Administrative Services Robert Wieners Police Chief James W. Woltz Judge - Municipal Court 7 FINANCIAL SECTION INDEPENDENT AUDITORS’ REPORT To the Honorable Mayor and Member of the City of Council City of Friendswood, Texas We have audited the accompanying financial statements of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Friendswood, Texas, as of and for the year ended September 30, 2004, which collectively comprise the City’s basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City of Friendswood, Texas’ management. Our responsibility is to express an opinion on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, each major fund, and the aggregate remaining fund information of the City of Friendswood, Texas, as of September 30, 2004, and the respective changes in financial position and cash flows, thereof and the respective budgetary comparison for the General Fund for the year then ended in conformity with accounting principles generally accepted in the United States of America. In accordance with Government Auditing Standards, we have also issued our report dated February 4, 2005, on our consideration of the City of Friendswood, Texas’ internal control over financial reporting and our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control of financial reporting and compliance and the results of that testing, and not to provide an opinion on the internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be considered in assessing the results of our audit. 8 401 WEST HIGHWAY 6 g P. O. BOX 20725 g WACO, TX 76702-0725 g (254) 772-4901g FAX: (254) 772-4920 g www.pbhcpa.com AFFILIATE OFFICES: BROWNSVILLE, TX (956) 544-7778 g HILLSBORO, TX (254) 582-2583 TEMPLE, TX (254) 791-3460 g ALBUQUERQUE, NM (505) 266-5904 g RIO RANCHO, NM (505) 898-3516 The management’s discussion and analysis on pages 10 through 17 is not a required part of the basic financial statements but is supplementary information required by accounting principles generally accepted in the United States of America. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplementary information. However, we did not audit the information and express no opinion on it. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Friendswood, Texas’ basic financial statements. The introductory section, combining and individual fund financial statements and schedules, and statistical tables are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund financial statements and schedules have been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects in relation to the basic financial statements taken as a whole. The introductory section and statistical tables have not been subjected to the auditing procedures applied in the audit of the basic financial statements and, accordingly, we express no opinion on them. February 4, 2005 9 MANAGEMENT’S DISCUSSION AND ANALYSIS 10 Management’s Discussion and Analysis As Management of the City of Friendswood, we offer readers of the City’s financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended September 30, 2004. This information is not intended to be a complete statement of the City’s financial condition. We recommend and encourage readers to consider the information presented here in conjunction with the accompanying transmittal letter and basic financial statements. FINANCIAL HIGHLIGHTS • The assets of the City of Friendswood exceeded its liabilities at the close of the most recent fiscal year by $59,986,606 (net assets). Of this amount, $11,463,134 (unrestricted net assets) may be used to meet the government’s ongoing obligations in accordance with the City’s fund designation and fiscal policies. • The City’s net assets decreased by $17,829,598. This resulted from a prior period adjustment totaling $21,009,677 to remove governmental infrastructure from the statement of net assets and a net increase of $3,180,079 from operations. • As of the close of the current fiscal year, the City of Friendswood’s governmental funds reported combined ending fund balances of $13,044,680. Approximately 81% of this amount or $10,586,428 is unreserved and available for use within the City’s fund designation and policy. • The City’s bond payable decreased by $1,590,000 or 5%, a result of current year debt payments. OVERVIEW OF THE FINANCIAL STATEMENTS This discussion and analysis is intended to serve as an introduction to the City’s basic financial statements. The City’s basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide Financial Statements The government-wide financial statements are designed to provide readers with a broad overview of the City’s finances, in a manner similar to a private-sector business. The Statement of Net Assets presents information on all of the City’s assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. This statement combines and consolidates governmental funds current financial resources (short-term spendable resources) with capital assets and long-term obligations. Other non-financial factors should also be taken into consideration, such as changes in the City’s property tax base and the condition of the City’s infrastructure (i.e. roads, drainage improvements, storm sewer and water lines, etc.), to assess the overall financial condition of the City. 11 The Statement of Activities presents information showing how the City’s net assets changed during the fiscal year. All of the current year’s revenues and expenses are taken into account regardless of when cash is received or paid. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g., uncollected taxes and earned but not used compensated absences). Both the statement of net assets and the statement of activities are prepared utilizing the accrual basis of accounting as opposed to the modified accrual basis used in prior reporting models. Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or a significant portion of their costs through user fees (business-type activities). • Governmental activities include most of the City’s basic services, (general government, public safety, community development and public works and community services). Property taxes, sales taxes, and franchise fees primarily finance these activities. • Business-type activities include the City’s water and sewer system. Charges for services covers all or most of the cost for these services. Fund Financial Statements A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. Fund accounting is used by state and local governments to control and manage money for particular purposes and to ensure finance-related legal requirements. The City uses two fund types – governmental and proprietary. • Governmental funds – Similar to the governmental activities in the government- wide financial statements. However, unlike the government-wide financial statements, governmental funds focus on current sources and uses of spendable resources. The governmental fund statement provides a detailed short-term view of the City’s general government operations and helps you determine whether resources are available in the near future to finance City programs. Comparing the information presented for governmental funds with the information presented for governmental activities in the government-wide financial statements will help the reader to better understand the long-term impact of the government’s near-term financing decisions. The governmental funds balance sheet, statement of revenue and expenditures, and changes in fund balances include a reconciliation to provide such comparison. The City maintains eight governmental funds. Information is presented separately in the governmental funds balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balances for the General Fund and the 2003 Bond Construction Fund, both are considered to be major funds. The other six funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements found in this report. 12 • Proprietary funds – The City maintains two types of proprietary funds. The City uses the Enterprise Fund for water and sewer operations. The Enterprise Fund reports the same functions presented as business-type activities in the government-wide financial statement. The second proprietary fund is the Internal Service Fund. This fund is used to account for fleet management services. The Internal Service Fund is included within the governmental activities in the government-wide financial statements. Proprietary fund financial statements provide the same type of information as the government-wide financial statements, with more detail and include the Internal Service Fund type activity. Notes to the Financial Statements The notes provide additional information that is essential to a full understanding of the data provided in the government-wide and fund financial statements. Other Information In addition to the basic financial statements and accompanying notes, this report also presents combining and individual fund statements and schedules that further support the information in the financial statements. These statements are presented immediately following the notes to the financial statements. GOVERNMENT-WIDE FINANCIAL ANALYSIS The City’s net assets exceed liabilities by $59.9 million as of September 30, 2004. The largest portion of the City’s net assets (77.06%) reflects its investments in capital assets (e.g., land, buildings, equipment, improvements, construction in progress and infrastructure), less any related debt used to acquire those assets that is still outstanding. The City uses these capital assets to provide services to citizens; therefore, these assets are not available for future spending. It should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. CITY OF FRIENDSWOOD’S NET ASSETS 2004 2003 2004 2003 2004 2003 Current and other assets 15,394,203$ 15,258,770$ 5,747,279$ 7,103,955$ 21,141,482$ 22,362,725$ Capital assets 35,428,920 53,274,291 35,570,302 35,188,349 70,999,222 88,462,640 Total assets 50,823,123 68,533,061 41,317,581 42,292,304 92,140,704 110,825,365 Long-term liabilities 10,437,768 11,497,471 17,842,294 19,369,600 28,280,062 30,867,071 Other liabilities 2,356,959 1,239,565 1,519,077 902,525 3,876,036 2,142,090 Total liabilities 12,794,727 12,737,036 19,361,371 20,272,125 32,156,098 33,009,161 Net assets: Invested in capital assets, net of related debt 29,632,831 49,742,075 17,174,525 17,656,296 46,807,356 67,398,371 Restricted 1,271,568 585,080 444,548 305,660 1,716,116 890,740 Unrestricted 7,125,997 5,468,870 4,337,137 4,058,223 11,463,134 9,527,093 Total net assets 38,030,396$ 55,796,025$ 21,956,210$ 22,020,179$ 59,986,606$ 77,816,204$ Governmental Activities Business-type Activities Totals Governmental and business-type activities decreased the City’s net assets by $17.8 million in 2004. The following table provides a summary of the City’s operations for the year ended September 30, 2004. The Governmental activities decreased the City of Friendswood’s net assets by $17.7 million, accounting for 99.6% of the total reduction in net assets. Business-type activities decreased the City’s net assets by $63,969, accounting for .3% of the total reduction in net assets. 13 CITY OF FRIENDSWOOD’S CHANGES IN NET ASSETS 2004 2003 2004 2003 2004 2003 Revenues: Program revenues: Charges for services 1,856,583$ 2,589,339$ 7,203,736$ 7,288,523$ 9,060,319$ 9,877,862$ Operating grants and contributions 778,261 661,568 - - 778,261 661,568 Capital grants and contributions 239,200 749,772 - - 239,200 749,772 General revenues: Property taxes 10,931,393 9,706,202 - - 10,931,393 9,706,202 Sales taxes 2,833,290 2,875,071 - - 2,833,290 2,875,071 Franchise taxes 1,119,328 1,058,726 - - 1,119,328 1,058,726 Other taxes 71,028 79,691 - - 71,028 79,691 Investment earnings 219,085 154,558 59,869 160,629 278,954 315,187 Miscellaneous - 30,826 - - - 30,826 Total revenues 18,048,168 17,905,753 7,263,605 7,449,152 25,311,773 25,354,905 Expenses: General government 3,375,283 3,019,602 - - 3,375,283 3,019,602 Public safety 6,026,272 5,740,784 - - 6,026,272 5,740,784 Community development and public works 2,569,356 3,378,579 - - 2,569,356 3,378,579 Community services 3,081,717 2,675,351 - - 3,081,717 2,675,351 Water and sewer - - 6,613,296 6,521,436 6,613,296 6,521,436 Interest on long-term debt 465,770 128,192 - - 465,770 128,192 Total expenses 15,518,398 14,942,508 6,613,296 6,521,436 22,131,694 21,463,944 Increases in net assets before transfers 2,529,770 2,963,245 650,309 927,716 3,180,079 3,890,961 Extraordinary items - - - 100,000 - 100,000 Transfers 714,278 664,102 714,278)( 664,102)( - - Increase (decrease) in net as 3,244,048 3,627,347 63,969)( 363,614 3,180,079 3,990,961 Net assets, beginning 55,796,025 52,168,678 22,020,179 22,246,822 77,816,204 74,415,500 Prior period adjustment 21,009,677)( - - 590,257)( 21,009,677)( 590,257)( Net assets, ending 38,030,396$ 55,796,025$ 21,956,210$ 22,020,179$ 59,986,606$ 77,816,204$ Governmental Activities Business-type Activities Totals FINANCIAL ANALYSIS OF THE GOVERNMENT’S FUNDS Governmental Funds At the end of the current fiscal year, the City’s governmental funds reported combined ending fund balances of $13,044,680. Approximately 81% of this amount ($10,586,428) is unreserved fund balance. The remainder of the fund balance is reserved to indicate that it is not available for new spending because it has already been committed for encumbrances ($384,815), prepaid expense ($250,367), debt service ($829,701), construction ($8,166), projects ($389,037), and compensated absences ($596,166). 14 15 In the General Fund, fund balance increased by $867,363. The increase is due to increased revenues in sales tax ($336,943), franchise taxes ($69,328), fines and forfeitures ($277,269) and permits/fees ($179,288). These amounts are included as part of the reservation of fund balance. The Debt Service Fund balance increased by $575,133 due to the repayment of funds from the General Fund. Proprietary Fund Unrestricted net assets of the respective proprietary funds are Enterprise, (water and sewer), $4,337,137 and Internal Service Fund (vehicle replacement fund), $37,487. The net assets of the Water and Sewer Fund decreased by $63,969. The net assets of the Internal Service Fund increased by $15,053. General Fund Budgetary Highlights The City made revisions to the original appropriations approved by the City Council. These changes resulted in an increase in budgeted expenditures from the original budget of $2,510,272 or 17%. The majority of this increase was the re-appropriation of capital for designated projects ($638,731), encumbrances ($613,263) from the prior year, additional appropriations for street projects ($508,068), the purchase of additional property at the Public Safety building site ($708,836) and to appropriate grants awarded during the year. CAPITAL ASSETS The City of Friendswood’s investment in capital assets (net of accumulated depreciation) for its governmental and business-type activities as of September 30, 2004, is $70,999,222. The investment in capital assets include land, buildings and improvements, equipment, infrastructure, water rights and construction in progress. This year’s major capital events during the current fiscal year included the following: • Design phase of the Public Safety Building with current year costs of $199,500 and proposed project costs of $5.9 million. • Purchase of land for new Fire Station #4 for $387,094 and proposed project costs of $1.4 million. • Drainage improvements in Sun Meadow with current costs of $127,554. Project costs to date are $2 million. • Continued Phase II improvements at Centennial Park with current year costs of $1.091 million and total projected costs of $3.5 million. • Drainage improvements in the subdivisions of Annalea, Kingspark and Whitehall. Current cost $257,000 with total projected costs of $1.4 million. • Completion of the Longwood Park Water and Sewer project totaling $1.5 million. • Completion of the San Joaquin Gravity Sewer Line totaling $801,000. • Asphalt Street Improvements completed for a total of $459,000. CITY OF FRIENDSWOOD’S CAPITAL ASSETS AT YEAR-END 2004 2003 2004 2003 2004 2003 Land 24,011,964$ 24,011,964$ 718,493$ 718,493$ 24,730,457$ 24,730,457$ Buildings and improvements 6,580,179 26,398,880 - - 6,580,179 26,398,880 Equipment 1,529,863 1,955,383 541,840 12,511,571 2,071,703 14,466,954 Infrastructure - - 30,452,500 17,295,193 30,452,500 17,295,193 Water rights - - 3,465,469 3,465,469 3,465,469 3,465,469 Construction in progress 3,306,914 908,064 392,000 1,197,623 3,698,914 2,105,687 Total capital assets 35,428,920$ 53,274,291$ 35,570,302$ 35,188,349$ 70,999,222$ 88,462,640$ Governmental Activities Business-type Activities Totals Additional information on the City’s capital assets can be found on pages 44 and 45 of this report. DEBT ADMINISTRATION At the end of the current fiscal year, the City of Friendswood had a total bonded debt and capital lease obligation of $28,585,000. CITY OF FRIENDSWOOD’S OUTSTANDING DEBT AT YEAR-END 2004 2003 2004 2003 2004 2003 General obligations 10,059,865$ 10,375,891$ 1,830,135$ 2,468,558$ 11,890,000$ 12,844,449$ Revenue bonds payable - - 14,160,000 14,185,000 14,160,000 14,185,000 Certificates of obligation - - 2,535,000 2,635,000 2,535,000 2,635,000 Capital leases 362,154 510,858 - - 362,154 510,858 10,422,019$ 10,886,749$ 18,525,135$ 19,288,558$ 28,947,154$ 30,175,307$ Governmental Activities Business-type Activities Totals The City’s General Obligation, Revenue Bonds, and Certificates of Obligation bond ratings are listed below: Moody's Standard Investors Service & Poor's General Obligation Bonds A1 A Revenue Bonds A2 N/A Additional information on the City’s outstanding debt can be found on pages 45 through 48 of this report. 16 17 ECONOMIC FACTORS AND NEXT YEAR’S BUDGETS AND RATES The entire area surrounding Friendswood continues to experience unprecedented growth. The City’s current population is estimated to be 33,800. Friendswood is expected to reach build out sometime before 2020 with an estimated population of 50,000. The City is continuing to focus on Economic Development initiatives and redevelopment of Main Street. In the 2004-05 budget, the City provided funding to begin the implementation plan for the Main Street/Town Center. The City’s largest single source of revenue in the General Fund continues to be ad valorem taxes. The City’s tax rate is $.6385 and has remained the same for six consecutive years. This rate consists of a maintenance and operations (M&0) tax rate of $.5547 and an I&S (debt service) tax rate of $.0838. The rate was set based on a net assessed value of $1,770,000,000. This is an increase of $96,000,000 in taxable value with $61,557,420 or 65% resulting from new construction in the City. This additional value results in an M&O levy increase of $532,512, which is 43% less than last year’s increase. The City’s financial management policies, sets the guideline to maintain the fund balance and net assets of the various operating funds at levels sufficient to protect the City’s creditworthiness as well as its financial position from unforeseeable emergencies. The City’s second largest source of revenue in the General Fund is Sales Tax. While the City projects a slight increase from the prior year budget of $2,500,000 to $2,700,000, the 2005 estimate is 2.6% less than the collections of the previous fiscal year. Other significant General Fund revenues are building permits, $383,506 and municipal court fines, $715,300. If all estimates are realized, the total General Fund unreserved fund balance is projected to be $3.5 million at September 30, 2005. Water revenues are budgeted at $4,096,000, which is a 3.9% reduction from the prior year. Sewer revenues are budgeted at $3,431,000. This represents a $904,000 revenue increase, or 35% which is needed to cover a deficit in the sewer utility. Water and sewer reserves are expected to be $4.5 million at the end of fiscal year 2005. Pursuant to the financial management policy, funds in excess of the 90- day operating reserve are designated for future capital improvements. This capital reserve will allow the City to reduce the amount of future issuances of revenue bonds. CONTACTING THE CITY’S FINANCIAL MANAGEMENT This financial report is designed to provide our citizens, customers, investors, and creditors with a general overview of the City’s finances and to show the City’s accountability for the money it receives. If you have questions about this report or need additional information, contact Administrative Services, P. O. Box 1288, Friendswood, Texas 77549-1288, or call Roger C. Roecker 281-996-3211, or email rroecker@ci.friendswood.tx.us. BASIC FINANCIAL STATEMENTS Governmental Business-type Activities Activities Total ASSETS Cash and investments 13,342,495$ 3,172,825$ 16,515,320$ Receivables, net of allowances for uncollectibles Taxes 1,094,361 - 1,094,361 Customer accounts 101,409 1,279,532 1,380,941 Other 298,087 35,103 333,190 Due from other governments 242,494 - 242,494 Prepaids 250,367 2,967 253,334 Deferred charges 64,990 129,358 194,348 Restricted assets: Cash and investments - 859,130 859,130 Net investment in joint venture - 268,364 268,364 Capital assets: Land 24,011,964 718,493 24,730,457 Buildings and improvements 12,421,304 - 12,421,304 Machinery and equipment 5,658,331 2,910,523 8,568,854 Water and wastewater system - 44,988,856 44,988,856 Construction in progress 3,306,914 392,000 3,698,914 Water rights - 3,465,469 3,465,469 Accumulated depreciation 9,969,593)( 16,905,039)( 26,874,632)( Total capital assets, net of accumulated depreciation 35,428,920 35,570,302 70,999,222 Total assets 50,823,123 41,317,581 92,140,704 LIABILITIES Accounts payable 1,140,065 334,914 1,474,979 Accrued liabilities 597,353 71,565 668,918 Customer deposits - 266,195 266,195 Accrued interest 37,124 81,825 118,949 Noncurrent liabilities: Due within one year 580,417 764,578 1,344,995 Due in more than one year 10,437,768 17,842,294 28,280,062 Total liabilities 12,792,727 19,361,371 32,154,098 NET ASSETS Invested in capital assets, net of related debt 29,632,831 17,174,525 46,807,356 Restricted for: Debt service 834,752 230,858 1,065,610 Public safety 201,891 - 201,891 Community development 234,925 - 234,925 Capital improvements - 213,690 213,690 Unrestricted 7,125,997 4,337,137 11,463,134 Total net assets 38,030,396$ 21,956,210$ 59,986,606$ The notes to the financial statements are an integral part of this statement. CITY OF FRIENDSWOOD, TEXAS STATEMENT OF NET ASSETS SEPTEMBER 30, 2004 Primary Government 18 Operating Capital Charges for Grants and Grants and Functions/Programs Expenses Services Contributions Contributions Primary Government: Governmental activities: General government 3,375,283$ 958,665$ -$ -$ Public safety 6,026,272 9,141 697,983 - Community development and public works 2,569,356 822,927 75,081 239,200 Community services 3,081,717 65,850 5,197 - Interest on long-term debt 465,770 - - - Total governmental activities 15,518,398 1,856,583 778,261 239,200 Business-type activities: Water and sewer 6,613,296 7,203,736 - - Total business-type activities 6,613,296 7,203,736 - - Total primary government 22,131,694$ 9,060,319$ 778,261$ 239,200$ General revenues: Taxes: Property taxes, levied for general purposes Property taxes, levied for debt service Sales Franchise Other Investment earnings Transfers Total general revenues and transfers Change in net assets Net assets, beginning Prior period adjustment Net assets, ending The notes to the financial statements are an integral part of this statement. STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2004 CITY OF FRIENDSWOOD, TEXAS Program Revenues 19 Governmental Business-type Activities Activities Total 2,416,618)$( -$ 2,416,618)$( 5,319,148)( - 5,319,148)( 1,432,148)( - 1,432,148)( 3,010,670)( - 3,010,670)( 465,770)( - 465,770)( 12,644,354)( - 12,644,354)( - 590,440 590,440 - 590,440 590,440 12,644,354)( 590,440 12,053,914)( 9,490,722 - 9,490,722 1,440,671 - 1,440,671 2,833,290 - 2,833,290 1,119,328 - 1,119,328 71,028 - 71,028 219,085 59,869 278,954 714,278 714,278)( - 15,888,402 654,409)( 15,233,993 3,244,048 63,969)( 3,180,079 55,796,025 22,020,179 77,816,204 21,009,677)( - 21,009,677)( 38,030,396$ 21,956,210$ 59,986,606$ Net (Expense) Revenue and Changes in Net Assets Primary Government 20 Other Total 2003 Bond Governmental Governmental General Construction Funds Funds ASSETS Cash and investments 6,303,519$ 5,771,137$ 1,231,103$ 13,305,759$ Receivables, net of allowances for uncollectibles: Taxes 1,052,186 - 42,175 1,094,361 Customer accounts 74,240 - 27,169 101,409 Other 253,196 35,595 8,545 297,336 Due from other governments 242,494 - - 242,494 Prepaids 250,367 - - 250,367 Total assets 8,176,002$ 5,806,732$ 1,308,992$ 15,291,726$ LIABILITIES AND FUND BALANCES Liabilities: Accounts payable 504,695 635,070 300 1,140,065 Accrued liabilities 597,353 - - 597,353 Deferred revenue 467,453 - 42,175 509,628 Total liabilities 1,569,501 635,070 42,475 2,247,046 Fund balances: Reserved for: Encumbrances 384,815 - - 384,815 Prepaids 250,367 - - 250,367 Debt service - - 829,701 829,701 Unreserved, reported in: General fund Designated for: Construction 8,166 - - 8,166 Projects 389,037 - - 389,037 Compensated absences 596,166 - - 596,166 Undesignated 4,977,950 - - 4,977,950 Capital projects - 5,171,662 5,171,662 Special revenue funds - - 411,229 411,229 Permanent fund - - 25,587 25,587 Total fund balances 6,606,501 5,171,662 1,266,517 13,044,680 Total liabilities and fund balances 8,176,002$ 5,806,732$ 1,308,992$ Amounts reported for governmental activities in the statement of net assets are different because: 35,034,392 509,628 432,015 10,990,319)( Net assets of governmental activities 38,030,396$ The notes to the financial statements are an integral part of this statement. Capital assets used in governmental activities are not financial resources and, therefore, are not reported in the funds. Other long-term assets are not available to pay for current-period expenditures and, therefore, are deferred in the funds. An Internal Service Fund is used by management to charge the costs of certain capital assets to individual funds.The assets and liabilities of the Internal Service Fund are included in the governmental activities in the statement of net assets. Long-term liabilities are not due and payable in the current period and therefore are not reported in the fund CITY OF FRIENDSWOOD, TEXAS BALANCE SHEET GOVERNMENTAL FUNDS SEPTEMBER 30, 2004 21 Other Total 2003 Bond Governmental Governmental General Construction Funds Funds REVENUES Property taxes 9,452,265$ -$ 1,428,319$ 10,880,584$ Sales taxes 2,843,943 - - 2,843,943 Franchise fees 1,119,328 - - 1,119,328 Fines and forfeitures 879,369 - - 879,369 Permits and fees 746,666 - 60,375 807,041 Intergovernmental 663,130 - 132,195 795,325 Interest on investments 94,304 90,230 33,885 218,419 Donations - - 215,535 215,535 Insurance proceeds - - 6,600 6,600 Other 146,016 - - 146,016 Total revenues 15,945,021 90,230 1,876,909 17,912,160 EXPENDITURES Current: General government 3,249,965 - - 3,249,965 Public safety 5,810,503 - - 5,810,503 Community development and public works 2,511,125 - - 2,511,125 Community services 2,655,315 - - 2,655,315 Capital outlay 1,703,823 2,260,872 68,502 4,033,197 Debt service: Principal - - 469,930 469,930 Interest and fiscal charges - - 476,207 476,207 Total expenditures 15,930,731 2,260,872 1,014,639 19,206,242 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 14,290 2,170,642)( 862,270 1,294,082)( OTHER FINANCING SOURCES (USES) Transfers in 853,073 - - 853,073 Transfers out - - 138,795)( 138,795)( Total other financing sources (uses)853,073 - 138,795)( 714,278 NET CHANGE IN FUND BALANCES 867,363 2,170,642)( 723,475 579,804)( FUND BALANCES, BEGINNING 5,739,138 7,342,304 543,042 13,624,484 FUND BALANCES, ENDING 6,606,501$ 5,171,662$ 1,266,517$ 13,044,680$ The notes to the financial statements are an integral part of this statement. CITY OF FRIENDSWOOD, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES FOR THE YEAR ENDED SEPTEMBER 30, 2004 GOVERNMENTAL FUNDS 22 Amounts reported for governmental activities in the Statement of Activities (pages 19 - 20) are different because: Net change in fund balances - total governmental funds (page 22) 579,804)$( Governmental funds report capital outlays as expenditures. However,in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period.3,178,533 Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds.135,343 The issuance of long-term debt (e.g., bonds, leases)provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effecton net assets. This amount is the net effect of these differences in the treatment of long- term debt and related items.464,730 Some expenses reported in the statement of activities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. 30,193 Internal Service Funds are used by management to charge the costs of certain capital assets to individual funds. The net revenue of certain activities of internal service funds is reported with governmental activities.15,053 Change in net assets of governmental activities (pages 19 - 20)3,244,048$ The notes to the financial statements are an integral part of this statement. TO THE STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2004 CITY OF FRIENDSWOOD, TEXAS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE OF GOVERNMENTAL FUNDS 23 Variance with Final Budget - Actual Positive Original Final Amounts (Negative) REVENUES Property taxes 9,285,678$ 9,285,678$ 9,452,265$ 166,587$ Sales taxes 2,507,000 2,507,000 2,843,943 336,943 Franchise taxes 1,050,000 1,050,000 1,119,328 69,328 Fines and forfeitures 602,100 602,100 879,369 277,269 Permits and fees 564,946 567,378 746,666 179,288 Intergovernmental 525,673 646,931 663,130 16,199 Interest on investments 85,100 85,100 94,304 9,204 Other 73,100 78,216 146,016 67,800 Total revenues 14,693,597 14,822,403 15,945,021 1,122,618 EXPENDITURES Current: General government 3,360,218 3,436,535 3,271,317 165,218 Public safety 6,013,372 6,043,476 5,866,100 177,376 Community development and public works 2,951,799 4,077,846 3,496,619 581,227 Community services 2,741,880 4,019,684 3,296,695 722,989 Total expenditures 15,067,269 17,577,541 15,930,731 1,646,810 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 373,672)( 2,755,138)( 14,290 2,769,428 OTHER FINANCING SOURCES Transfers in 715,783 714,278 853,073 138,795)( Total other financing sources 715,783 714,278 853,073 138,795)( NET CHANGE IN FUND BALANCES 342,111 2,040,860)( 867,363 2,908,223 FUND BALANCES, BEGINNING 5,739,138 5,739,138 5,739,138 - FUND BALANCES, ENDING 6,081,249$ 3,698,278$ 6,606,501$ 2,908,223$ The notes to the financial statements are an integral part of this statement. Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2004 GENERAL FUND 24 Business-type Activities Governmental Enterprise Fund Activities Internal Service Water and Sewer Fund ASSETS Current assets: Cash and investments 3,172,825$ 36,736$ Accounts receivable, net of allowance Customer accounts 1,279,532 - Other 35,103 751 Prepaids 2,967 - Restricted cash and investments 859,130 - Total current assets 5,349,557 37,487 Noncurrent assets Restricted net investment in joint ventur 268,364 - Deferred charges 129,358 - Capital assets: Land 718,493 - Machinery and equipmen 2,910,523 738,688 Water and wastewater system 44,988,856 - Construction in progress 392,000 - Water rights 3,465,469 - Accumulated depreciation 16,905,039)( 344,160)( Total capital assets 35,570,302 394,528 Total noncurrent assets 35,968,024 394,528 Total assets 41,317,581 432,015 LIABILITIES Current liabilities: Accounts payable 333,466 - Accrued liabilities 70,868 - Compensated absences 16,347 - Serial bonds and certificates of obligation 748,231 - Total current liabilities 1,168,912 - Current liabilities payable from restricted assets Accounts payable 1,448 - Accrued liabilities 697 - Customer deposits 266,195 - Accrued interest 81,825 - Total current liabilities payable from restricted assets 350,165 - Noncurrent liabilities: Compensated absences 65,390 - Serial bonds and certificates of obligation 17,776,904 - Total noncurrent liabilities 17,842,294 - Total liabilities 19,361,371 - NET ASSETS Invested in capital assets, net of related deb 17,174,525 394,528 Restricted for Debt service 230,858 - Capital improvements 213,690 - Unrestricted 4,337,137 37,487 Total net assets 21,956,210$ 432,015$ The notes to the financial statements are an integral part of this statement. CITY OF FRIENDSWOOD, TEXAS STATEMENT OF NET ASSETS PROPRIETARY FUNDS SEPTEMBER 30, 2004 25 Business-type Activities Governmental Enterprise Fund Activities Internal Service Water and Sewer Fund OPERATING REVENUES Charges for services 7,203,736$ 283,747$ Total operating revenues 7,203,736 283,747 OPERATING EXPENSES Personnel services 1,245,436 - Wastewater operations 1,075,475 - Water purchases 758,746 - Repairs and maintenance 404,453 - Supplies 131,761 45,718 Other services and charges 622,939 - Depreciation 1,375,267 227,447 Total operating expenses 5,614,077 273,165 OPERATING INCOME 1,589,659 10,582 NONOPERATING REVENUES (EXPENSES) Investment earnings 59,869 665 Gain on sale of capital assets - 3,806 Interest expense and fiscal charges 999,219)( - Total nonoperating revenues (expenses)939,350)( 4,471 INCOME BEFORE TRANSFERS 650,309 15,053 TRANSFERS OUT 714,278)( - CHANGE IN NET ASSETS 63,969)( 15,053 TOTAL NET ASSETS, BEGINNING 22,020,179 416,962 TOTAL NET ASSETS, ENDING 21,956,210$ 432,015$ The notes to the financial statements are an integral part of this statement. PROPRIETARY FUNDS YEAR ENDED SEPTEMBER 30, 2004 CITY OF FRIENDSWOOD, TEXAS STATEMENT OF REVENUES, EXPENSES, AND CHANGES IN FUND NET ASSETS 26 Business-type Activities Governmental Enterprise Fund Activities Internal Service Water and Sewer Fund CASH FLOWS FROM OPERATING ACTIVITIES Cash received from customers and users 6,643,612$ 283,747$ Cash paid to suppliers for goods and services 1,255,314)( - Cash paid to employees for services 2,721,114)( 47,883)( Net cash provided by operating activities 2,667,184 235,864 CASH FLOWS FROM NONCAPITAL FINANCING ACTIVITIES Cash paid to other funds - 120,188)( Transfers to other funds 714,278)( - Net cash used for noncapital financing activities 714,278)( 120,188)( CASH FLOWS FROM CAPITAL AND RELATED FINANCING ACTIVITIES Acquisition of capital assets 1,757,220)( 213,220)( Proceeds from sale of capital assets - 3,806 Principal paid on bonds 763,423)( - Interest and fiscal charges paid on debt 1,006,444)( - Net cash used for capital and related financing activities 3,527,087)( 209,414)( CASH FLOWS FROM INVESTING ACTIVITIES Investment earnings 59,869 665 Net cash provided by investing activities 59,869 665 NET DECREASE IN CASH AND CASH EQUIVALENTS 1,514,312)( 93,073)( CASH AND CASH EQUIVALENTS, BEGINNING 5,546,267 129,809 CASH AND CASH EQUIVALENTS, ENDING 4,031,955$ 36,736$ (Including $592,935 for water and sewer reported as restricted assets) CITY OF FRIENDSWOOD, TEXAS STATEMENT OF CASH FLOWS PROPRIETARY FUNDS YEAR ENDED SEPTEMBER 30, 2004 (continued) 27 Business-type Activities Governmental Enterprise Fund Activities - Internal Service Water and Sewer Fund Reconciliation of operating income to net cash provided by operating activities: Operating income 1,589,659$ 10,582$ Adjustments to reconcile operating income to net cash provided by operating activities: Depreciation 1,375,267 227,447 Changes in assets and liabilities: Decrease (increase) in assets: Customer receivable 178,246)( - Other receivable 24,738 252)( Prepaid and other assets 7,180 - Investment in joint venture 23,646)( - Increase (decrease) in liabilities: Accounts payable 134,890)( 1,913)( Accrued liabilities 10,573)( - Compensated absences payable 695 - Customer deposits 17,000 - Net cash provided by operating activities 2,667,184$ 235,864$ The notes to the financial statements are an integral part of this statement. PROPRIETARY FUNDS (Continued) YEAR ENDED SEPTEMBER 30, 2004 CITY OF FRIENDSWOOD, TEXAS STATEMENT OF CASH FLOWS 28 29 CITY OF FRIENDSWOOD, TEXAS NOTES TO FINANCIAL STATEMENTS SEPTEMBER 30, 2004 1. SUMMARY OF SIGNIFICANT ACOUNTING POLICIES The City of Friendswood, Texas (the City) was incorporated on October 15, 1960. The City charter provides for a City Council-City Manager form of government. The Mayor and six Council Members are elected from the City at large serving three-year terms. Currently, the City charter provides for a Council term limitation of three terms. The City Council is the principal legislative body of the City. The City Manager is appointed by a majority vote of the City Council and is responsible to the Council for the administration of all the affairs of the City. The City Manager is responsible for law enforcement, appointment and removal of department directors and employees, supervision and control of all City departments, and preparation of the annual budget. The Mayor presides at meetings of the City Council and can vote. The City provides the following services: public safety, streets, parks and recreation, library, water and sewer, sanitation, planning and zoning, building inspection, code enforcement, and general administrative services. A. Reporting Entity The City is an independent political subdivision of the State of Texas governed by an elected six-member Council and Mayor and is considered a primary government. As required by generally accepted accounting principles, these financial statements have been prepared based on considerations regarding the potential for inclusion of other entities, organizations, or functions as part of the City’s financial reporting entity. Based on these considerations, no other entities have been included in the City’s reporting entity. Additionally, as the City is considered a primary government for financial reporting purposes, its activities are not considered a part of any other governmental or other type of reporting entity. (continued) 30 1. SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) A. Reporting Entity (Continued) Consideration regarding the potential for inclusion of other entities, organizations, or functions in the City’s financial reporting entity is based on criteria prescribed by generally accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City’s financial reporting entity status is that of a primary government are that it has a separately elected governing body; it is legally separate; and it is financially independent of other state and local governments. Additional prescribed criteria under generally accepted accounting principles include considerations pertaining to organizations for which the primary government is financially accountable; and considerations pertaining to other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity’s financial statements to be misleading or incomplete. As indicated in Note 4, the City participates in a joint venture (Blackhawk Regional Waste Treatment Plant) with three other entities, under the authority of the Gulf Coast Waste Disposal Authority. This venture is accounted for under the equity method in the City’s Enterprise Fund. B. Government-wide Fund Financial Statements The government-wide financial statements (i.e., the statement of net assets and the statement of activities) report information on all of the nonfiduciary activities of the primary government. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenue, are reported separately from business-like activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenue. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenue includes 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment, and 2) grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or segment. Taxes and other items not properly included among program revenue are reported instead as general revenue. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual Enterprise Funds are reported as separate columns in the fund financial statements. (continued) 31 1. SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the proprietary fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenue in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers revenue to be available if collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, franchise taxes, sales taxes, and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenue of the current fiscal period. All other revenue items are considered to be measurable and available only when cash is received by the City. The City reports the following major governmental funds: The General Fund is the City’s primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The 2003 Bond Construction Fund is used to account for the construction of public safety facilities, and park, streets and drainage improvements that are funded by the Permanent Improvement Bonds, Series 2003. The City reports the following major Enterprise Fund: The Water and Sewer Fund is used to account for the activities of the City’s water and wastewater operations. Additionally, the City reports the following fund type: The Internal Service Fund is used to account for vehicle management services provided to other departments or agencies of the City, or to other governments, on a cost reimbursement basis. (continued) 32 1. SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) C. Measurement Focus, Basis of Accounting and Financial Statement Presentation (Continued) Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government-wide and enterprise fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and Enterprise Funds, subject to this same limitation. The City has elected not to follow subsequent private-sector guidance. As a general rule, the effect of interfund activity has been eliminated from the government- wide financial statements. Exceptions to this general rule are charges between the City’s water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenue reported for the various functions concerned. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing and delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the Water and Sewer Enterprise Fund, and of the City’s Internal Service Funds are charges to customers for sales and services. Operating expenses for the Enterprise Fund and Internal Service Funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as nonoperating revenue and expenses. When both restricted and unrestricted resources are available for use, it is the City’s policy to use restricted resources first, then unrestricted resources as they are needed. D. Assets, Liabilities, and Net Assets or Equity Cash and Investments Cash and investments include cash on hand, deposits with financial institutions, short-term investments in a state-managed public funds investment pool account (TexPool), and two privately managed public funds investment pools (Lone Star and MBIA). Other investments consist mainly of U. S. government treasury bills, treasury notes and other U. S. government obligations. The restricted cash and investments are the assets restricted for specific use. The restricted cash includes cash on deposit with financial institutions and TexPool. (continued) 33 1. SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) D. Assets, Liabilities, and Net Assets or Equity (Continued) In accordance with GASB Statement No. 31, the City’s general policy is to report money market investments and short-term participating interest-earning investment contracts at amortized cost and to report nonparticipating interest-earning investment contracts using a cost-based measure. However, if the fair value of an investment is significantly affected by the impairment of the credit standing of the issuer or by other factors, it is reported at fair value. All other investments are reported at fair value unless a legal contract exists which guarantees a higher value. The term “short-term” refers to investments, which have a remaining term of one year or less at time of purchase. The term “nonparticipating” means that the investment’s value does not vary with market interest rate changes. The City maintains a pooled cash and investments account for all funds of the City. Each fund’s positive equity in the pooled cash account is presented as “cash and investments” in the financial statements. Negative equity balances have been reclassified and are reflected as interfund accounts payable. Interest income and interest expense are allocated to each respective individual fund monthly based on their representative fund balances. The City’s cash and cash equivalents are considered to be cash on hand, demand deposits, and short-term investments with original maturities of three months or less from the date of acquisition. Receivables and Payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either “due to/from other funds” (i.e., the current portion of interfund loans) or “advances to/from other funds” (i.e., the noncurrent portion of interfund loans). All other outstanding balances between funds are reported as “due to/from other funds.” Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances.” Advances between funds, as reported in the fund financial statements, are offset by a fund balance reserve account in applicable governmental funds to indicate that they are not available for appropriation and are not expendable available financial resources. All trade and property tax receivables are shown net of an allowance for uncollectibles. Trade accounts receivable in excess of 180 days comprise the trade accounts receivable allowance for uncollectibles. The property tax receivable allowance is equal to 10 percent of outstanding property taxes at September 30, 2004. (continued) 34 1. SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) D. Assets, Liabilities, and Net Assets or Equity (Continued) Receivables and Payables (Continued) The City’s property taxes are levied annually in October on the basis of the Appraisal District’s assessed values as of January 1 of that calendar year. Appraised values are established by the Appraisal District at market value and assessed at 100% of appraised value less exemptions. The City’s property taxes are billed and collected by the City’s Tax Assessor/Collector. Such taxes are applicable to the fiscal year in which they are levied and become delinquent with an enforceable lien on property on February 1 of the subsequent calendar year. Property taxes are prorated between operations and debt service based on rates adopted for the year of the levy. For the current year, the City levied property taxes of $0.6385 per $100 of assessed valuation that were prorated between operations and debt service in the amounts of $0.5547 and $0.0838, respectively. The resulting adjusted tax levies were approximately $9.3 and $1.4 million for operations and debt service, respectively, based on a total adjusted taxable valuation of approximately $1.685 billion for the 2003 tax year. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. Restricted Assets Certain proceeds of the City’s Enterprise Fund revenue bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Capital Assets Capital assets, which include property, plant, equipment, infrastructure, and water rights are reported in the applicable governmental or business-type activities columns in the government- wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $5,000 and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. (continued) 1. SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) D. Assets, Liabilities, and Net Assets or Equity (Continued) Capital Assets (Continued) The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets’ lives are not capitalized. Property, plant and equipment is depreciated using the straight-line method over the following useful lives: Assets Years Buildings 20-50 Improvements 5-50 Equipment 5-10 Water and sewer system 40-50 The City has elected to delay implementation of the requirements of GASB 34 related to infrastructure (roads, sidewalks, etc.) assets acquired prior to October 1, 2002. GASB 34 permits an optional four-year transition period for governmental infrastructure reporting. Compensated Absences The City’s employees earn vacation and sick leave which may either be taken or accumulated, up to certain amounts, until paid upon resignation or retirement. All vacation and sick leave pay are accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in governmental funds only if they have matured, for example, as a result of employee resignations and retirements. Long-term Obligations In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are deferred and amortized over the life of the bonds using the straight-line method which approximates the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costs are reported as deferred charges and amortized over the term of the related debt. (continued) 35 36 1. SUMMARY OF SIGNIFICANT ACOUNTING POLICIES (Continued) D. Assets, Liabilities, and Net Assets or Equity (Continued) Long-term Obligations (Continued) In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. Fund Equity In the fund financial statements, governmental funds report reservations of fund balance for amounts that are not available for appropriation or are legally restricted by outside parties for use for a specific purpose. Designations of fund balance represent tentative management plans that are subject to change. Net Assets Net assets represent the difference between assets and liabilities. Net assets invested in capital assets, net of related debt consists of capital assets, net of accumulated depreciation, reduced by the outstanding balances of any borrowing used for the acquisition, construction or improvements of those assets, and adding back unspent proceeds. Net assets are reported as restricted when there are limitations imposed on their use either through the enabling legislations adopted by the City or through external restrictions imposed by creditors, grantors or laws or regulations of other governments. Estimates The preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosures of contingent liabilities at the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual amounts could differ from those estimates. 2. RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS Explanation of Certain Differences Between the Governmental Fund Balance Sheet and the Government-wide Statement of Net Assets The governmental fund balance sheet includes a reconciliation between fund balance – total governmental funds and net assets – governmental activities as reported in the government-wide statement of net assets. One element of that reconciliation explains, “long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds.” The details of this $10,990,319 difference are as follows: General obligation bonds 10,059,865$ Deferred charges for issuance costs (to be amortized over life of debt)64,990)( Capitalized lease obligations 362,154 Accrued interest payable 37,124 Compensated absences 596,166 Net adjustment to reduce fund balance - total governmental funds to arrive at net assets - governmental activities 10,990,319$ Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government-wide Statement of Activities The governmental fund statement of revenue, expenditures and changes in fund balances includes a reconciliation between net changes in fund balances – total governmental fund and changes in net assets of governmental activities as reported in the government-wide statement of activities. One element of that reconciliation explains, “Governmental funds report capital outlays as expenditures. However, in the statement of activities, the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense.” The details of this $3,178,533 difference are as follows: Capital outlay 4,033,197$ Depreciation expense 854,664)( Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities 3,178,533$ (continued) 37 2. RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS (Continued) Explanation of Certain Differences Between the Governmental Fund Statement of Revenue, Expenditures and Changes in Fund Balances and the Government-wide Statement of Activities (Continued) Another element of that reconciliation states, “Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds.” The details of this $135,343 difference are as follows: Property taxes 50,809$ Miscellaneous revenue 84,534 Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities 135,343$ Another element of that reconciliation states, “The issuance of long-term debt (e.g., bonds, leases) provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. Also, governmental funds report the effect of issuance costs, and similar items when debt is first issued, whereas these amounts are deferred and amortized in the statement of activities.” The details of this $464,730 difference are as follows: Principal repayments: General obligation debt 285,414$ Capital lease 148,704 Payment of accreted interest on premium compound interest bonds 30,612 Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities 464,730$ Another element of that reconciliation states, “Some expenses reported in the statement of activities do not require the use of current financial resources and therefore are not reported as expenditures in governmental funds.” The details of this $30,193 difference are as follows: Compensated absences 14,556$ Accrued interest 18,591 Amortization of issuance costs 2,954)( Net adjustment to increase net changes in fund balances - total governmental funds to arrive at changes in net assets of governmental activities 30,193$ 38 39 3. STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY Budgetary Information Annual appropriated budgets are adopted for the General, Fire/EMS Donations Special Revenue, and Debt Service Funds and are prepared on a basis consistent with generally accepted accounting principles (GAAP) at the departmental level, the legal level of budgetary control. An annual non-appropriated budget is adopted for the City’s Water and Sewer Enterprise Fund on a non-GAAP basis for managerial control. Project length budgets are adopted for Capital Projects Funds and amended on an annual basis to reflect the uncompleted portion of the projects. On or before the first day of August of each year, the City Manager shall submit to the Council a proposed budget and an accompanying message. The Council shall review the proposed budget and revise as deemed appropriate prior to general circulation for public hearing. The Council shall adopt the budget by ordinance on one reading on or before the 15th day of September or as soon thereafter as practical. Adoption of the budget shall require an affirmative vote of at least a majority of all members of the Council. Adoption of the budget shall constitute appropriations of the amounts specified therein as expenditures from the funds indicated. If, during the fiscal year, the City Manager certifies that there are funds available for appropriation, revenue in excess of those estimated in the budget, the Council may make supplemental appropriation for the year up to the amount of such excess. At any time during the fiscal year, the City Manager may transfer part or all of any unencumbered appropriation balance among programs within a department, division, or office, and, upon written request by the City Manager, the Council may by ordinance transfer part or all of any unencumbered appropriation balance from one department, office, or agency to another. No appropriation for debt service may be reduced or transferred and no appropriation may be reduced below any amount required by law to be appropriated or by more than the amount of the unencumbered balance thereof. The City Council made supplemental budgetary appropriation changes during the fiscal year. The reported budgetary data has been revised for these amendments legally authorized during the year. Every appropriation, except an appropriation for a capital expenditure, shall lapse at the close of the fiscal year to the extent that it has not been expended or encumbered. An appropriation for a capital expenditure shall continue in force under the purpose for which it was made until it has been accomplished or abandoned. The purpose of any such appropriation shall be deemed abandoned if three years pass without disbursement from or encumbrance of the appropriation. (continued) 3. STEWARDSHIP, COMPLIANCE, AND ACCOUNTABILITY (Continued) Budgetary Information (Continued) Encumbrances represent commitments related to unperformed contracts for goods or services. Encumbrance accounting under which purchase orders, contracts, and other commitments for the expenditure of resources are recorded to serve that portion of the applicable appropriation is utilized in the governmental funds. Encumbrances outstanding at year-end are reported as reservations of fund balances and do not constitute expenditures or liabilities because the commitments will be honored during the subsequent year. Encumbrances lapse at year-end and are reappropriated in the ensuing year’s budget. Excess of Expenditures Over Appropriations During the 2004 fiscal year, expenditures exceeded appropriations in the following departments (the legal level of compliance): General Fund: General Government - Legal Services 4,797$ General Government - Municipal Court 5,619 General Government - Risk Management 2,439 Public Safety - Communications 15,009 Public Safety - Animal Control 150 Community Services - Administration 7,285 Community Services - Parks and Recreation 73,319 Community Services - Swimming Pool 3,112 4. DETAILED NOTES ON ALL FUNDS Cash and Investments At year-end, the City’s carrying amount of deposits was $3,935,771 and the bank balance was $4,729,865. Of the bank balance, $400,000 was covered by federal depository insurance or collateral held by the City’s agent in the City’s name. Of the remaining balance, $4,329,865 was collateralized with securities held by the pledging financial institution’s trust department or agent in the City’s name. (continued) 40 4. DETAILED NOTES ON ALL FUNDS (Continued) Cash and Investments (Continued) At year-end, the carrying value of cash and cash equivalents (which approximated fair value) consisted of: Carrying Amount Demand and time deposits 3,935,771$ Petty cash 2,140 U. S. Government Securities 2,087,459 Public Investment Pools: MBIA - Texas CLASS 9,537,258 TexPool 1,027,685 Lone Star Investment Pool 784,137 Total cash and investments 17,374,450 Less: restricted cash and investments 859,130 Unrestricted cash and investments 16,515,320$ The carrying amounts and fair values of the City’s investments can be categorized according to three levels of risk. These credit risk categories are as follows: Category 1 – Insured or registered, or securities held by the entity or its agent in the City’s name. Category 2 – Uninsured and unregistered, with securities held by the counter- party’s trust department or agent in the City’s name. Category 3 – Uninsured and unregistered, with securities held by counterparty or by its trust department or agent, but not in the City’s name. At year-end, the City’s investment balances were as follows: (1)(2)(3) U. S. Government securities 2,087,459$ -$ -$ 2,087,459$ Total 2,087,459$ -$ -$ 2,087,459 Investments not subject to categorization: MBIA - Texas Class 9,537,258 TexPool 1,027,685 TexStar Investment Pool 784,137 Total Investments 13,436,539$ Category Fair Value Reported Amount/ (continued) 41 42 4. DETAILED NOTES ON ALL FUNDS (Continued) Cash and Investments (Continued) TexPool, Lone Star, and MBIA balances are not evidenced by securities that exist in physical or book entry form and, accordingly, are not categorized by risk. However, the nature of these funds requires that they be used to purchase investments authorized by the Texas Public Funds Investment Act of 1995. The primary objective of these investment pools is to provide a safe environment for the placement of public funds in short-term, fully collateralized investments. The State Comptroller of Public Accounts exercises oversight responsibility over TexPool, the Texas Local Government Investment Pool. Oversight includes the ability to significantly influence operations, designation of management and accountability for fiscal matters. Additionally, the State Comptroller has established an advisory board composed of both participants in TexPool and other persons who do not have a business relationship with TexPool. The Advisory Board members review the investment policy and management fee structure. Finally, TexPool is rated AAAm by Standard & Poors. As a requirement to maintain the rating weekly portfolio, information must be submitted to Standard & Poors, as well as the office of the Comptroller of Public Accounts for review. TexPool operates in a manner consistent with the SEC’s Rule 2a7 of the Investment Company Act of 1940. TexPool uses amortized cost rather than fair value to report net assets to compute share prices. Accordingly, the fair value of the position in TexPool is the same as the value of TexPool shares. Under provisions of state and local statutes, the City’s investment policies, and provisions of the City’s depository contracts with an area financial institution, the City is authorized to place available deposits and investments in the following: 1. Obligations of the U. S., its agencies and instrumentalities; 2. Certificates of Deposit issued by state and national banks or savings or loan associations domiciled in this state that are guaranteed or insured by the Federal Deposit Insurance Corporation or collateralized in accordance with Section 2256.010, the Texas Government Code, in face amount not to exceed $100,000; 3. No-load money market mutual funds; and 4. TexPool, Lone Star Investment Pool, MBIA, an the Local Government Investment Cooperative (LOGIC). The City Council has adopted a written investment policy regarding the investments of its funds as defined by the Public Funds Investment Act of 1995 (Chapter 2256, Texas Government Code). The investments of the City are in compliance with the Council’s investment policies. The City did not have any derivative investment products during the current year. All significant legal and contractual provisions for investments were complied with during the year. Investments at year- end are representative of the types of investments maintained by the City during the year. (continued) 4. DETAILED NOTES ON ALL FUNDS (Continued) Receivables Receivables as of year-end for the City’s individual major funds, and nonmajor and Internal Service Funds in the aggregate, including the applicable allowances for uncollectible accounts, are as follows: 2003 Bond Water and Internal General Construction Nonmajor Sewer Service Total Receivables: Property taxes 310,195$ -$ 46,862$ -$ -$ 357,057$ Sales taxes 483,046 - - - - 483,046 Franchise taxes 289,964 - - - - 289,964 Customer accounts 76,240 - 27,169 1,289,532 - 1,392,941 Accrued interest 61,896 35,594 7,994 35,103 751 141,338 Court fines 352,030 - - - - 352,030 Other 15,286 - 550 - - 15,836 Gross receivables 1,588,657 35,594 82,575 1,324,635 751 3,032,212 Less: allowance for uncollectibles 209,035 - 4,686 10,000 - 223,721 Net total receivables 1,379,622$ 35,594$ 77,889$ 1,314,635$ 751$ 2,808,491$ Governmental Funds Proprietary Funds Governmental funds report deferred revenue in connection with receivables for revenue that is not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: Unavailable General Fund Delinquent property taxes receivable 279,176$ Court fines receivable 176,015 Miscellaneous receivable 12,262 Total General Fund 467,453 Debt Service Fund Delinquent property taxes receivable 42,175 Total Debt Service Fund 42,175 Total Governmental Funds 509,628$ (continued) 43 4. DETAILED NOTES ON ALL FUNDS (Continued) Capital Assets Capital asset activity for the year ended September 30, 2004, was as follows: Primary Government Beginning Ending Balance Increases Decreases Adjustments*Balance Governmental activities: Capital assets, not being depreciated: Land 24,011,964$ -$ -$ -$ 24,011,964$ Construction in progress 908,064 3,614,983 1,216,133 - 3,306,914 Total assets not being depreciated 24,920,028 3,614,983 1,216,133 - 27,318,878 Capital assets, being depreciated: Buildings and improvements 29,361,827 1,216,133 - 18,156,656)( 12,421,304 Machinery and equipment 5,077,297 631,434 50,400 - 5,658,331 Total capital assets being depreciated 34,439,124 1,847,567 50,400 18,156,656)( 18,079,635 Less accumulated depreciation: Buildings and improvements 2,962,947 498,756 - 2,379,422 5,841,125 Machinery and equipment 3,121,914 583,355 50,400 473,599 4,128,468 Total accumulated depreciation 6,084,861 1,082,111 50,400 2,853,021 9,969,593 Total capital assets being depreciated, net 28,354,263 765,456 - 21,009,677)( 8,110,042 Governmental activities capital assets, net 53,274,291$ 4,380,439$ 1,216,133$ 21,009,677)$( 35,428,920$ Business-type activities Capital assets, not being depreciated: Land 718,493$ -$ -$ -$ 718,493$ Construction in progress 1,221,706 1,727,955 2,557,661 - 392,000 Water rights 3,465,469 - - - 3,465,469 Total assets not being depreciated 5,405,668 1,727,955 2,557,661 - 4,575,962 Capital assets, being depreciated: Machinery and equipment 25,638,890 - - 22,728,637)( 2,910,253 Water and wastewater system 19,697,646 2,562,843 - 22,728,637 44,989,126 Total capital assets being depreciated 45,336,536 2,562,843 - - 47,899,379 Less accumulated depreciation: Machinery and equipment 8,343,697 280,970 - 6,256,254)( 2,368,413 Water and wastewater system 7,186,075 1,094,297 - 6,256,254 14,536,626 Total accumulated depreciation 15,529,772 1,375,267 - - 16,905,039 Total capital assets being depreciated, net 29,806,764 1,187,576 - - 30,994,340 Business-type activities capital assets, net 35,212,432$ 2,915,531$ 2,557,661$ -$ 35,570,302$ * Adjustments represent reclassifications and a reduction of governmental infrastructure. (continued) 44 4. DETAILED NOTES ON ALL FUNDS (Continued) Capital Assets (Continued) Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities: General government 131,341$ Public safety 226,644 Community development and public works 64,254 Community services 432,425 Capital assets held by the City's internal service fund are charged to the various functions based on their usage 227,447 Total depreciation expense - governmental activities 1,082,111$ Business-type activities: Water and sewer 1,375,267$ Total depreciation expense - business-type activities 1,375,267$ Commitments for construction projects in progress were $6,617,116 at September 30, 2004. Interfund Transfers The following schedule briefly summarizes the City’s transfer activity: Transfers In Transfers Out Amount Purpose General Nonmajor Governmental 138,795$ Subsidy for emergency management expenditures General Water and Sewer 714,278 Subsidy for administrative expenditures Long-term Debt The City issues a variety of long-term debt instruments in order to acquire and/or construct major capital facilities and equipment for governmental and business-type activities. These instruments include general obligation bonds, certificates of obligation, revenue bonds, and capital leases. These debt obligations are secured by either future tax revenue, water and sewer system revenue, or liens on property and equipment. Debt obligations that are intended to be repaid from water and sewer system revenue have been recorded as business-type activities. All other long-term obligations of the City are considered to be governmental type activities. (continued) 45 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Bonds Payable and Certificates of Obligation A summary of the terms of general obligation bonds, combination tax and revenue bonds, and certificates of obligation outstanding and their corresponding allocations to the governmental and business-type activities at September 30, 2004, follows: Final Interest Governmental Business-type Maturity Rate Activities Activities General Obligation Bonds 2002 Refunding Bonds 3,785,000$ 2008 3.950%1,359,865$ 1,830,135$ 2003 Permanent Improvement Bonds 8,700,000 2026 3.65% -5.50%8,700,000 - 10,059,865 1,830,135 Revenue Bonds 1999 Waterworks and Sewer System Revenue Bonds 4,945,000 2019 4.2% - 5.55%- 4,545,000 2000 Waterworks and Sewer System Revenue Bonds 3,515,000 2019 4.2% - 6.5%- 3,515,000 2001 Waterworks and Sewer System Revenue Bonds 6,100,000 2021 4.7% - 6.5%- 6,100,000 - 14,160,000 Combination Tax and Revenue Certificates of Obligation 1995 Series 3,200,000 2010 5.375% - 7.375%- 2,535,000 Total Bonds and Certificates of Obligation 10,059,865$ 18,525,135$ Series and Original Issue Amount Annual debt service requirements for bonds and certificates of obligation are as follows: Year Ending September 30,Principal Interest Principal Interest 2005 336,769$ 422,796$ 748,231$ 962,576$ 2006 438,901 406,702 796,099 924,067 2007 441,032 387,773 848,968 884,203 2008 493,163 367,385 896,837 841,444 2009-2013 1,605,000 1,579,201 5,320,000 3,360,407 2014-2018 2,045,000 1,223,465 6,945,000 1,739,537 2019-2023 2,690,000 737,209 2,970,000 179,545 2024-2026 2,010,000 134,039 - - Total 10,059,865$ 5,258,570$ 18,525,135$ 8,891,779$ Governmental Activities Business-type Activities (continued) 46 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) Prior Year Defeasance of Bonds In prior years, the City defeased certain bonds by placing the proceeds of new bonds in an irrevocable trust to provide future debt service payments on the old bonds. Accordingly, the trust account assets and liabilities for the defeased bonds are not included in the City’s financial statements. On September 30, 2004, $3,210,000 of bonds considered defeased is still outstanding. Federal Arbitrage General obligation bonds, combination tax and revenue bonds and certificates of obligation are subject to the provisions of the Internal Revenue Code of 1986 related to arbitrage and interest income tax regulations under those provisions. Obligations Under Capital Leases In prior years, the City entered into capital lease agreements in order to purchase machinery and equipment for public works, police and fire departments. The assets acquired through these lease agreements are as follows: Governmental Activities Asset: Machinery and equipment 779,537$ Less: accumulated depreciation 339,774 Total 439,763$ (continued) 47 4. DETAILED NOTES ON ALL FUNDS (Continued) Long-term Debt (Continued) The following is a summary of future lease payments due on this machinery and equipment: Year Ending Lease September 30,Obligation 2005 140,070$ 2006 81,846 2007 80,572 2008 80,574 2009 20,071 Total 403,133 Less interest portion 40,979)( Obligations under capital leases 362,154$ Changes in Long-term Liabilities Long-term liability activity for the year ended September 30, 2004, was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental activities General obligation bonds 10,345,279$ -$ 285,414$ 10,059,865$ 336,769$ Accreted interest on premium compound interest bonds 30,612 - 30,612 - - Capital lease obligations 510,858 - 148,704 362,154 124,415 Compensated absences 610,722 346,386 360,942 596,166 119,233 Governmental activities long-term liabilities 11,497,471$ 346,386$ 825,672$ 11,018,185$ 580,417$ Business-type activities General obligation bonds 2,441,565$ -$ 611,430$ 1,830,135$ 453,231$ Revenue bonds 14,185,000 - 25,000 14,160,000 140,000 Certificates of obligation 2,635,000 - 100,000 2,535,000 155,000 Accreted interest on premium compound interest bonds 26,993 - 26,993 - - Compensated absences 81,042 43,110 42,415 81,737 16,347 Business-type activities long-term liabilities 19,369,600$ 43,110$ 805,838$ 18,606,872$ 764,578$ The compensated absences liability attributable to the governmental activities will be liquidated primarily by the General Fund. (continued) 48 4. DETAILED NOTES ON ALL FUNDS (Continued) Restricted Assets The balances of the restricted asset accounts in the Enterprise Fund are as follows: Customer deposits 266,195$ Bond construction 70,261 Construction 214,681 Debt service 307,993 Net investment in joint venture 268,364 Total restricted assets 1,127,494$ Employee Retirement System Plan Description The City provides pension benefits for all of its fulltime employees through a nontraditional, joint contributory, hybrid defined benefit plan in the statewide Texas Municipal Retirement System (TMRS). The City is one of 794 municipalities having the benefit plan administered by TMRS, an agent multiple employer public employee retirement system. Each of the 794 municipalities has an annual individual actuarial valuation performed. All assumptions for the December 31, 2003, valuations are contained the 2002 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing P. O. Box 149153, Austin, Texas 78714–9153. Benefits depend upon the sum of the employee’s contributions to the plan, with interest, and the City-financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent (100%, 150%, or 200%) of the employee’s accumulated contributions. In addition, the City can grant as often as annually, another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee’s accumulated contributions and the monetary credits for service since the plan began, would be the total monetary credits and employee contributions accumulated with interest, if the current employee contribution rate and the City matching percent had always been in existence; and if the employee’s salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee’s accumulated contributions, with interest and the employer-financed monetary credits with interest were used to purchase an annuity. Members can retire at age 60 and above with 5 or more years of service or with 20 years of service regardless of age. A member is vested after 5 years. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. (continued) 49 4. DETAILED NOTES ON ALL FUNDS (Continued) Employee Retirement System (Continued) Contributions The contribution rate for the employee is 7%, and the City matching ratio is currently 2 to 1, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuary annually determines the City contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to the City matching percent, which are the obligation of the City as of an employee’s retirement date, not at the time the employee’s contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfunded (overfunded) actuarial liability (asset) over the remainder of the plan’s 25-year amortization period. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance for budgetary purposes, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect (i.e. December 31, 2003, valuation is effective for rates beginning in January 2005). Schedule of Actuarial Liabilities and Funding Progress Actual Valuation Date 12/31/01 12/031/02 12/031/03 Actuarial value of assets 12,505,293$ 13,367,282$ 14,949,967$ Actuarial accrued liability 16,126,623 17,450,995 19,935,673 Percent funded 77.5% 76.6% 75.0% Unfunded (overfunded) actuarial accrued liability (UAAL)3,621,330 4,083,713 4,985,706 Annual covered payroll 5,849,011 6,274,960 6,866,859 UAAL as a percentage of covered payroll 61.9% 65.1% 72.6% Net pension obligation (NPO at the beginning of period - - - Annual Pension Cost: Annual required contribution (ARC)827,761 881,751 957,310 Interest on NPO - - - Adjustment to the ARC 827,761 881,751 957,310 Contributions made 827,761 881,751 957,310 Increase in NPO - - - NPO at the end of the period -$ -$ -$ (continued) 50 4. DETAILED NOTES ON ALL FUNDS (Continued) Employee Retirement System (Continued) Contributions (Continued) Actuarial Assumptions Actuarial Cost Method -Unit Credit Amortization Method -Level Percent of Payroll Remaining Amortization Period -25 Years - Open Period Asset Valuation Method -Amortized Cost (to accurately reflect the requirements of GASB Statement No. 25, paragraphs 36e and 138) Amortzation Period -Open Investment Rate of Return -7% Projected Salary Increases -None Includes Inflation at -None Cost-of-living Adjustments -None Deferred Compensation Plan The City offers its employees a tax-deferred compensation plan meeting the requirements of Internal Revenue Code Section 457. The plan was established by City ordinance that appointed ICMA Retirement Corporation as plan administrator. The City’s fiduciary responsibility is to remit employee deferred compensation to the administrator on a regular basis. The deferred compensation is not available to employees until termination, retirement, death, or emergency. Southeast Water Purification Plant The City has entered into a contract with the City of Houston for constructing, operating and maintaining a water purification plan known as Southeast Water Purification Plant. The City’s pro rata share of the actual pumping construction costs is 1.33 percent. The City began receiving water from the plant on October 15, 1990. The City is billed on a monthly basis for the actual gallons of water received times the City’s pro rata share of actual costs. At the end of each quarter, the City of Houston computes the total operation and maintenance expense for the quarter just ended, recalculates the cost per one thousand gallons, and adjusts previous billings on the next invoice. The relationship of the parties is of a fiduciary character. No partnership or joint venture is created by this contract. (continued) 51 4. DETAILED NOTES ON ALL FUNDS (Continued) Blackhawk Regional Waste Treatment Plant The City has entered into an arrangement with the Gulf Coast Waste Disposal Authority for the operation and maintenance of a joint treatment plant known as Blackhawk Regional Waste Treatment Plant. The City of Friendswood, the City of Houston, Harris County MUD No. 55, and the Baybrook MUD 1, (the “participants”) share in the expense of operation and maintenance based on their respective usage on a monthly basis. The percentages of equity in the joint venture based on their respective capacity rights at September 30, 2004, are as follows: City of Friendswood 52.47% City of Houston 16.18% Harris County MUD No. 55 20.27% Baybrook MUD No. 1 11.08% 100.00% An annual budget for operations is submitted to the Gulf Coast Waste Disposal Authority each year. The Gulf Coast Waste Disposal Authority is the governing authority and consists of 9 members (3 appointed by the governor, 3 appointed by Harris County, Galveston County, and Chambers County, and 3 appointed by the participants). Separate financial statements for the joint venture were available in the December 31, 2003, audited financial statements of the Gulf Coast Waste Disposal Authority and are summarized below: Blackhawk Blackhawk Regional Contingency Facility Reserve Total assets 662,675$ 202,719$ Total liabilities 662,675 - Total fund equity -$ 202,719$ Total revenue 1,705,385$ 18,896$ Total expenditures 1,705,385 - Total other financing use - - Net change in fund balance - 18,896 Fund balances, beginning - 183,823 Fund balances, ending -$ 202,719$ Joint Venture Complete financial statements may be obtained at the Gulf Coast Waste Disposal Authority, 910 Bay Area Boulevard, Houston, Texas 77058. (continued) 52 53 4. DETAILED NOTES ON ALL FUNDS (Continued) Risk Management The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City’s risk management program encompasses obtaining property and liability insurance through Texas Municipal League (TML), an Intergovernmental Risk-Pool. The City has not had any significant reduction in insurance coverage and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years. The participation of the City in TML is limited to payment of premiums. During the year ended September 30, 2004, the City paid premiums to TML for provisions of various liability, property and casualty insurance. The City has various deductible amounts ranging from $500 to $5,000 on various policies. At year-end, the City did not have any significant claims. The City also provides workers’ compensation insurance on its employees through TML. Workers’ compensation is subject to change when audited by TML. At year-end, September 30, 2004, the City believed the amounts paid on workers’ compensation would not change significantly from the amounts recorded. During the year ended September 30, 2004, employees of the City were covered by a health and dental insurance plan. Employees have the option to select either a HMO or a Point of Service (POS) plan. If an individual employee chooses to cover only themselves, the City pays 90% of the monthly premium. If an individual employee desires to cover themselves and their dependents, the City pays 70% of the monthly premium. Prior Period Adjustment In the prior year, the City included governmental infrastructure in the statement of net assets. An adjustment to remove governmental infrastructure from the statement of assets was made during the current year in the amount of $21,009,677. The Governmental Accounting Standards Board (GASB) Statement No. 34 permits the City a four-year transition period for governmental infrastructure reporting. COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES GENERAL FUND The General Fund accounts for the resources used to finance the fundamental operations of the City. It is the basic fund of the City and covers all activities for which a separate fund has not been established. Variance with Final Budget - Actual Positive Original Final Amounts (Negative) REVENUES Property taxes 9,285,678$ 9,285,678$ 9,452,265$ 166,587$ Sales taxes 2,507,000 2,507,000 2,843,943 336,943 Franchise taxes 1,050,000 1,050,000 1,119,328 69,328 Fines and forfeitures 602,100 602,100 879,369 277,269 Permits and fees 564,946 567,378 746,666 179,288 Intergovernmental 525,673 646,931 663,130 16,199 Interest on investments 85,100 85,100 94,304 9,204 Other 73,100 78,216 146,016 67,800 Total revenues 14,693,597 14,822,403 15,945,021 1,122,618 EXPENDITURES GENERAL GOVERNMENT Mayor and council: Personnel services 248 248 336 88)( Supplies 2,084 2,084 4,625 2,541)( Other services and charges 60,728 60,728 40,985 19,743 Total mayor and council 63,060 63,060 45,946 17,114 City manager: Personnel services 325,050 325,050 323,521 1,529 Supplies 6,652 6,652 5,495 1,157 Other services and charges 81,041 101,041 88,243 12,798 Total city manager 412,743 432,743 417,259 15,484 City secretary: Personnel services 226,057 226,057 225,939 118 Supplies 6,582 8,716 3,692 5,024 Repairs and maintenance 1,359 1,359 1,837 478)( Other services and charges 64,504 52,864 36,393 16,471 Total city secretary 298,502 288,996 267,861 21,135 Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FOR THE YEAR ENDED SEPTEMBER 30, 2004 GENERAL FUND (continued) 54 Variance with Final Budget - Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) GENERAL GOVERNMENT (Continued) Administrative services: Personnel services 478,761$ 478,761$ 458,279$ 20,482$ Supplies 14,502 14,502 11,177 3,325 Repairs and maintenance 273 273 125 148 Other services and charges 49,037 53,037 49,904 3,133 Total administrative services 542,573 546,573 519,485 27,088 Human resources: Personnel services 268,293 268,293 265,592 2,701 Supplies 8,395 9,147 12,521 3,374)( Other services and charges 80,330 77,320 50,625 26,695 Total human resources 357,018 354,760 328,738 26,022 Tax: Other services and charges 209,313 209,313 184,636 24,677 Total tax 209,313 209,313 184,636 24,677 Economic development: Personnel services 86,311 86,311 85,588 723 Supplies 301,497 302,068 283,961 18,107 Total economic development 387,808 388,379 369,549 18,830 Legal services: Other services and charges 108,152 115,748 120,545 4,797)( Total legal services 108,152 115,748 120,545 4,797)( Budgeted Amounts FOR THE YEAR ENDED SEPTEMBER 30, 2004 (continued) AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL (Continued) GENERAL FUND CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES 55 Variance with Final Budget - Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) GENERAL GOVERNMENT (Continued) Municipal court: Personnel services 252,812$ 252,812$ 254,029$ 1,217)$( Supplies 13,431 13,431 15,082 1,651)( Repairs and maintenance 531 531 459 72 Other services and charges 23,127 23,127 25,950 2,823)( Total municipal court 289,901 289,901 295,520 5,619)( Computer services: Personnel services 163,734 163,734 166,122 2,388)( Supplies 26,976 53,629 75,635 22,006)( Repairs and maintenance 42,000 42,000 47,109 5,109)( Other services and charges 225,251 307,974 279,581 28,393 Capital outlay 104,400 50,185 21,352 28,833 Total computer services 562,361 617,522 589,799 27,723 Risk management: Personnel services 26,395 26,395 28,293 1,898)( Supplies 7,950 8,703 7,683 1,020 Other services and charges 94,442 94,442 96,003 1,561)( Total risk management 128,787 129,540 131,979 2,439)( Total general government 3,360,218 3,436,535 3,271,317 86,808 PUBLIC SAFETY: Police services: Personnel services 3,478,125 3,493,011 3,435,202 57,809 Supplies 185,802 177,050 177,112 62)( Repairs and maintenance 104,925 104,925 83,192 21,733 Other services and charges 272,700 264,941 286,051 21,110)( Capital outlay 5,000 5,000 - 5,000 Total police services 4,046,552 4,044,927 3,981,557 63,370 Budgeted Amounts GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30, 2004 (Continued) CITY OF FRIENDSWOOD, TEXAS AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL SCHEDULE OF REVENUES, EXPENDITURES (continued) 56 Variance with Final Budget - Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) PUBLIC SAFETY (Continued) Communications: Personnel services 631,578$ 631,578$ 647,272$ 15,694)$( Supplies 8,276 8,276 6,853 1,423 Repairs and maintenance 3,841 3,841 7,930 4,089)( Other services and charges 10,581 10,581 7,230 3,351 Total communications 654,276 654,276 669,285 15,009)( Animal control: Personnel services 126,620 126,620 120,702 5,918 Supplies 8,307 8,307 14,452 6,145)( Repairs and maintenance 2,247 2,247 2,392 145)( Other services and charges 11,394 11,394 11,172 222 Total animal control 148,568 148,568 148,718 150)( Fire and EMS: Personnel services 528,631 537,731 502,376 35,355 Supplies 151,459 167,862 155,807 12,055 Repairs and maintenance 77,894 77,894 92,035 14,141)( Other services and charges 147,947 152,265 123,014 29,251 Capital outlay 60,648 55,597 55,597 - Total fire and EMS 966,579 991,349 928,829 62,520 Emergency management: Personnel services 33,221 33,221 32,792 429 Supplies 45,245 85,041 83,667 1,374 Repairs and maintenance 7,425 8,425 6,095 2,330 Other services and charges 11,606 17,565 15,157 2,408 Capital outlay 99,900 60,104 - 60,104 Total emergency management 197,397 204,356 137,711 66,645 Total public safety 6,013,372 6,043,476 5,866,100 177,376 (continued) CITY OF FRIENDSWOOD, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2004 Budgeted Amounts 57 Variance with Final Budget - Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) COMMUNITY DEVELOPMENT AND PUBLIC WORKS Administration: Personnel services 344,550$ 344,550$ 340,216$ 4,334$ Supplies 4,431 4,431 4,127 304 Repairs and maintenance 1,145 1,145 106 1,039 Other services and charges 8,586 8,586 9,993 1,407)( Total administration 358,712 358,712 354,442 4,270 Planning and zoning: Personnel services 115,374 115,374 111,896 3,478 Supplies 2,285 2,285 2,541 256)( Other services and charges 5,435 5,435 6,088 653)( Total planning and zoning 123,094 123,094 120,525 2,569 Engineering: Personnel services 52,694 47,724 32,775 14,949 Supplies 2,300 2,300 2,058 242 Repairs and maintenance 500 500 - 500 Other services and charges 6,115 30,453 22,188 8,265 Total engineering 61,609 80,977 57,021 23,956 Inspection: Personnel services 345,974 345,974 351,809 5,835)( Supplies 6,911 6,911 7,185 274)( Repairs and maintenance 1,000 1,000 1,012 12)( Other services and charges 49,162 49,162 23,412 25,750 Total inspection 403,047 403,047 383,418 19,629 CITY OF FRIENDSWOOD, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2004 Budgeted Amounts (continued) 58 Variance with Final Budget - Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) COMMUNITY DEVELOPMENT AND PUBLIC WORKS (Continued) Streets: Personnel services 371,291$ 371,291$ 270,927$ 100,364$ Supplies 48,381 48,598 53,646 5,048)( Repairs and maintenance 713,667 532,022 466,905 65,117 Other services and charges 321,286 321,286 461,521 140,235)( Capital outlay 200,000 714,218 606,581 107,637 Total streets 1,654,625 1,987,415 1,859,580 127,835 Drainage: Personnel services 187,658 187,658 253,760 66,102)( Supplies 1,063 1,063 5,994 4,931)( Repairs and maintenance 15,981 15,981 14,831 1,150 Other services and charges 142,875 147,193 65,740 81,453 Capital outlay - 769,571 378,913 390,658 Total drainage 347,577 1,121,466 719,238 402,228 Sanitation: Other services and charges 3,135 3,135 2,395 740 Total sanitation 3,135 3,135 2,395 740 Total community development and public works 2,951,799 4,077,846 3,496,619 4,270 COMMUNITY SERVICES Administration: Personnel services 149,166 149,166 152,115 2,949)( Supplies 3,103 3,103 5,740 2,637)( Other services and charges 20,550 20,550 22,249 1,699)( Total administration 172,819 172,819 180,104 7,285)( (continued) CITY OF FRIENDSWOOD, TEXAS GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL (Continued) FOR THE YEAR ENDED SEPTEMBER 30, 2004 Budgeted Amounts 59 Variance with Final Budget - Actual Positive Original Final Amounts (Negative) EXPENDITURES (Continued) COMMUNITY SERVICES (Continued) Library: Personnel services 561,161$ 551,985$ 540,286$ 11,699$ Supplies 136,278 143,204 133,003 10,201 Repairs and maintenance 2,665 2,665 1,457 1,208 Other services and charges 16,882 18,126 16,194 1,932 Total library 716,986 715,980 690,940 25,040 Parks and recreation: Personnel services 463,396 454,396 499,765 45,369)( Supplies 71,180 72,463 66,474 5,989 Repairs and maintenance 129,603 136,013 123,701 12,312 Other services and charges 382,286 384,575 438,626 54,051)( Capital outlay 134,000 160,319 152,519 7,800 Total parks and recreation 1,180,465 1,207,766 1,281,085 73,319)( Swimming pool: Personnel services 43,994 43,994 43,890 104 Supplies 14,253 14,417 14,810 393)( Repairs and maintenance 7,637 7,637 5,431 2,206 Other services and charges 21,150 21,150 26,179 5,029)( Total swimming pool 87,034 87,198 90,310 3,112)( Building operations: Personnel services 34,196 34,196 17,181 17,015 Supplies 16,211 21,211 20,325 886 Repairs and maintenance 141,365 169,965 131,277 38,688 Other services and charges 392,804 396,302 396,612 310)( Capital outlay - 1,214,247 488,861 725,386 Total building operations 584,576 1,835,921 1,054,256 781,665 Total community services 2,741,880 4,019,684 3,296,695 1,563,330 Total expenditures 15,067,269 17,577,541 15,930,731 1,646,810 Budgeted Amounts (continued) CITY OF FRIENDSWOOD, TEXAS FOR THE YEAR ENDED SEPTEMBER 30, 2004 SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL (Continued) GENERAL FUND 60 Variance with Final Budget - Actual Positive Original Final Amounts (Negative) EXCESS (DEFICIENCY) OF REVENUES OVER EXPENDITURES 373,672)$( 2,755,138)$( 14,290$ 2,769,428$ OTHER FINANCING SOURCES Transfers in 715,783 714,278 853,073 138,795 Total other financing sources 715,783 714,278 853,073 138,795 NET CHANGE IN FUND BALANCES 342,111 2,040,860)( 867,363 2,908,223 FUND BALANCES, BEGINNING 5,739,138 5,739,138 5,739,138 - FUND BALANCES, ENDING 6,081,249$ 3,698,278$ 6,606,501$ 2,908,223$ Budgeted Amounts FOR THE YEAR ENDED SEPTEMBER 30, 2004 CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL (Continued) GENERAL FUND 61 NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for specific revenues that are legally restricted to expenditure for particular purposes. Police Investigation Fund – This fund is used to account for revenues that are restricted to police investigation expenditures. Fire/EMS Donation Fund – This fund accounts for revenues that are restricted for Fire/EMS expenditures. Park Land Dedication Fund – This fund is used to account for receipts from developers to build or enhance neighborhood parks. Emergency Management Assistance Fund – This fund is used to account for grant revenues used to acquire 200 flood-damaged homes within the City. DEBT SERVICE FUND The Debt Service Fund is used to account for property taxes levied for payment of principal and interest on all governmental debt of the City. PERMANENT FUND The Permanent Fund is used to report resources that are legally restricted to the extent that only earnings, not principal, may be used for purposes that support the City’s programs. 1776 Park Fund – This fund is used to account for assets held by the City in a trustee capacity and the earnings benefit the City’s parks. Park Emergency Police Fire/EMS Land Management Investigation Donation Dedication Assistance ASSETS Cash and investments 24,816$ 148,296$ 208,337$ -$ Accounts receivable, net of allowance 629 28,150 1,301 - Total assets 25,445$ 176,446$ 209,638$ -$ LIABILITIES Accounts payable -$ -$ 300$ -$ Deferred revenue - - - - Total liabilities - - 300 - FUND BALANCES Reserved for debt service - - - - Unreserved - undesignated 25,445 176,446 209,338 - Total fund balances 25,445 176,446 209,338 - Total liabilities and fund balances 25,445$ 176,446$ 209,638$ -$ NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2004 Special Revenue CITY OF FRIENDSWOOD, TEXAS COMBINING BALANCE SHEET 62 Permanent Total Nonmajor Debt 1776 Governmental Service Park Funds 824,280$ 25,374$ 1,231,103$ 47,596 213 77,889 871,876$ 25,587$ 1,308,992$ -$ -$ 300$ 42,175 - 42,175 42,175 - 42,475 829,701 - 829,701 - 25,587 436,816 829,701 25,587 1,266,517 871,876$ 25,587$ 1,308,992$ 63 Park Emergency Police Fire/EMS Land Management Investigation Donation Dedication Assistance REVENUES Property taxes -$ -$ -$ -$ Permits and fees - - 60,375 - Intergovernmental - - - 132,195 Interest on investments 17,083 1,641 2,427 - Donations - 215,535 - - Insurance proceeds - - - 6,600 Total revenues 17,083 217,176 62,802 138,795 EXPENDITURES Capital outlay - 68,502 - - Debt service: Principal - 61,345 - - Interest and fiscal charges - 19,227 - - Total expenditures - 149,074 - - EXCESS OF REVENUES OVER EXPENDITURES 17,083 68,102 62,802 138,795 OTHER FINANCING SOURCES (USES) Transfers out - - - 138,795)( Total other financing sources (uses)- - - 138,795)( NET CHANGE IN FUND BALANCES 17,083 68,102 62,802 - FUND BALANCES, BEGINNING 8,362 108,344 146,536 - FUND BALANCES, ENDING 25,445$ 176,446$ 209,338$ -$ FOR THE YEAR ENDED SEPTEMBER 30, 2004 Special Revenue CITY OF FRIENDSWOOD, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS 64 Permanent Total Nonmajor Debt 1776 Governmental Service Park Funds 1,428,319$ -$ 1,428,319$ - - 60,375 - - 132,195 12,379 355 33,885 - - 215,535 - - 6,600 1,440,698 355 1,876,909 - - 68,502 408,585 - 469,930 456,980 - 476,207 865,565 - 1,014,639 575,133 355 862,270 - - 138,795)( - - 138,795)( 575,133 355 723,475 254,568 25,232 543,042 829,701$ 25,587$ 1,266,517$ 65 Variance with Final Budget - Final Actual Positive Budget Amounts (Negative) REVENUES Interest on investments -$ 1,641$ 1,641$ Donations 210,000 215,535 5,535 Total revenues 210,000 217,176 7,176 EXPENDITURES Capital outlay 150,000 68,502 81,498 Debt service: Principal 61,345 61,345 - Interest and fiscal charges 19,227 19,227 - Total expenditures 230,572 149,074 81,498 EXCESS OF REVENUES OVER EXPENDITURES 20,572)( 68,102 88,674 FUND BALANCES, BEGINNING 108,344 108,344 - FUND BALANCES, ENDING 87,772$ 176,446$ 88,674$ FOR THE YEAR ENDED SEPTEMBER 30, 2004 CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL FIRE/EMS DONATION FUND 66 Variance with Final Budget - Final Actual Positive Budget Amounts (Negative) REVENUES Property taxes 1,402,812$ 1,428,319$ 25,507$ Interest on investments - 12,379 12,379 Total revenues 1,402,812 1,440,698 37,886 EXPENDITURES Debt service: Principal 656,937 408,585 248,352 Interest and fiscal charges 848,947 456,980 391,967 Total expenditures 1,505,884 865,565 640,319 NET CHANGE IN FUND BALANCES 103,072)( 575,133 678,205 FUND BALANCES, BEGINNING 254,568 254,568 - FUND BALANCES, ENDING 151,496$ 829,701$ 678,205$ DEBT SERVICE FUND FOR THE YEAR ENDED SEPTEMBER 30, 2004 CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - BUDGET AND ACTUAL 67 COMPLIANCE SECTION REPORT ON INTERNAL CONTROL OVER FINANCIAL REPORTING AND ON COMPLIANCE AND OTHER MATTERS BASED ON AN AUDIT OF FINANCIAL STATEMENTS PERFORMED IN ACCORDANCE WITH GOVERNMENT AUDITING STANDARDS To the Honorable Mayor and Member of the City of Council City of Friendswood, Texas We have audited the financial statements of the governmental activities, business-type activities, each major fund and the aggregate remaining fund information of the City of Friendswood, Texas, as of and for the year ended September 30, 2004, which collectively comprise the City of Friendswood, Texas’ basic financial statements and have issued our report thereon dated February 4, 2005. We conducted our audit in accordance with auditing standards generally accepted in the United States of America, and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Internal Control Over Financial Reporting In planning and performing our audit, we considered the City of Friendswood, Texas’ internal control over financial reporting in order to determine our auditing procedures for the purpose of expressing our opinions on the financial statements and not to provide assurance on the internal control over financial reporting. Our consideration of the internal control over financial reporting would not necessarily disclose all matters in the internal control that might be material weaknesses. A material weakness is a reportable condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. We noted no matters involving the internal control over financial reporting and its operation that we considered to be material weaknesses. However, we noted other matters involving the internal control over financial reporting that we have reported to the management of the City of Friendswood, Texas, in a separate letter dated February 4, 2005. 68 401 WEST HIGHWAY 6 g P. O. BOX 20725 g WACO, TX 76702-0725 g (254) 772-4901g FAX: (254) 772-4920 g www.pbhcpa.com AFFILIATE OFFICES: BROWNSVILLE, TX (956) 544-7778 g HILLSBORO, TX (254) 582-2583 TEMPLE, TX (254) 791-3460 g ALBUQUERQUE, NM (505) 266-5904 g RIO RANCHO, NM (505) 898-3516 Compliance and Other Matters As part of obtaining reasonable assurance about whether the City of Friendswood, Texas’ financial statements are free of material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance that are required to be reported under Government Auditing Standards. That report is intended solely for the information and use of management, and City Council and is not intended to be and should not be used by anyone other than these specified parties. February 4, 2005 69 STATISTICAL SECTION TABLE 1 Community Development Interest on Fiscal General Public and Community Long-term Water Year Government Safety Public Works Services Debt and Sewer Total 2003 2,923,552$ 5,760,097$ 3,383,229$ 2,747,438$ 128,192$ 6,521,436$ 21,463,944$ 2004 3,375,283 6,026,272 2,569,356 3,081,717 465,770 6,613,296 22,131,694 * The City implemented GASB 34 in fiscal year 2003, thus only two years of data are available. CITY OF FRIENDSWOOD, TEXAS GOVERNMENT-WIDE EXPENSES BY FUNCTION LAST TEN FISCAL YEARS* (UNAUDITED) 70 TABLE 2 Charges Operating Capital Fiscal for Grants and Grants and Investment Year Services Contributions Contributions Taxes Earnings Miscellaneous Total 2003 9,877,862$ 661,568$ 749,772$ 13,719,690$ 315,187$ 30,826$ 25,354,905$ 2004 9,060,319 778,261 239,200 14,955,039 278,954 - 25,311,773 * The City implemented GASB 34 in fiscal year 2003, thus only two years of data are available. CITY OF FRIENDSWOOD, TEXAS GOVERNMENT-WIDE REVENUES LAST TEN FISCAL YEARS* (UNAUDITED) 71 Fiscal Year Ended Property Sales Franchise September 30, Taxes Taxes Taxes Sanitation 1995 5,553,218$ 996,943$ 570,031$ 966,066$ 1996 5,865,855 1,097,996 863,183 1,085,149 1997 5,660,697 1,477,554 852,091 1,017,028 1998 5,957,486 1,826,462 801,709 982,432 1999 6,310,919 1,842,430 821,943 1,013,415 2000 7,226,205 2,121,107 870,839 1,027,028 2001 8,006,906 2,419,071 988,608 1,065,400 2002 8,935,858 2,544,691 1,035,368 1,113,511 2003 9,745,213 2,884,798 1,058,726 1,020,421 2004 10,880,584 2,843,943 1,119,328 - Includes General, Special Revenue, Debt Service and Permanent Funds (2003 - 2004) Source: Accounting records of the City CITY OF FRIENDSWOOD, TEXAS GENERAL GOVERNMENT REVENUE BY SOURCE LAST TEN FISCAL YEARS (UNAUDITED) 72 TABLE 3 Fines Permits Interest and and on Other Forfeitures Fees Investments Revenue Total 217,411$ 296,003$ 48,101$ 107,089$ 330,313$ 9,085,175$ 266,287 234,518 46,060 193,588 354,627 10,007,263 353,742 401,720 40,055 238,009 224,097 10,264,993 304,017 699,432 346,879 222,586 525,228 11,666,231 332,659 635,905 553,352 292,886 386,084 12,189,593 497,467 970,868 607,963 399,712 484,724 14,205,913 550,854 1,192,899 580,561 424,412 483,063 15,711,774 631,066 922,808 16,294,283 269,109 509,560 32,256,254 639,678 856,721 526,316 140,435 1,029,977 17,902,285 879,369 807,041 795,325 218,419 368,151 18,707,485 Intergovernmental 73 TABLE 4 Community Fiscal Year Development Ended General Public and Community Capital Debt September 30, Government Safety Public Works Services Outlay Service Total 1995 1,478,817$ 2,846,169$ 3,143,687$ 1,426,792$ -$ 1,427,360$ 10,322,825$ 1996 1,481,710 3,206,222 3,209,845 1,656,146 - 1,579,490 11,133,413 1997 1,615,770 3,329,960 3,196,258 1,686,909 - 1,202,192 11,031,089 1998 1,937,096 4,043,792 3,348,350 1,904,926 - 909,369 12,143,533 1999 2,051,684 4,166,008 3,103,857 2,193,860 - 698,546 12,213,955 2000 2,305,916 4,265,750 4,204,537 2,355,186 652,206 976,659 14,760,254 2001 2,196,226 5,115,933 2,841,234 2,738,557 98,987 1,127,645 14,118,582 2002 2,897,613 4,961,812 22,601,171 4,250,205 195,385 737,163 35,643,349 2003 3,042,541 5,530,953 4,987,392 2,751,993 139,174 682,728 17,134,781 2004 3,249,965 5,810,503 2,511,125 2,655,315 4,033,197 946,137 19,206,242 Includes General, Special Revenue, Debt Service and Permanent Funds (2003 - 2004) Source: Accounting records of the City CITY OF FRIENDSWOOD, TEXAS GENERAL GOVERNMENT EXPENDITURES BY FUNCTION LAST TEN FISCAL YEARS (UNAUDITED) 74 Fiscal Year Ended Total Current Tax September 30, Tax Year Tax Rate Tax Levy Collections 1995 1994 0.6630$ 5,762,039$ 5,717,509$ 1996 1995 0.6156 5,610,277 5,568,094 1997 1996 0.6045 5,692,451 5,652,357 1998 1997 0.5961 5,886,162 5,844,583 1999 1998 0.6125 6,292,040 6,229,896 2000 1999 0.6385 7,239,468 7,125,877 2001 2000 0.6385 7,906,786 7,809,643 2002 2001 0.6385 8,863,904 8,721,196 2003 2002 0.6385 9,642,413 9,496,887 2004 2003 0.6385 10,785,308 10,630,820 Source: Tax Assessor/Collector's records. CITY OF FRIENDSWOOD, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS (UNAUDITED) 75 TABLE 5 Outstanding Total Delinquent Percent Delinquent Total Collections as Outstanding Taxes as of Levy Tax Tax Percent of Delinquent Percent of Collected Collections Collections Current Levy Taxes Levy 99.2% 89,977$ 5,807,486$ 100.8% 230,650$ 4.0% 99.2% 54,842 5,622,936 100.2% 231,973 4.1% 99.3% 53,927 5,706,284 100.2% 230,990 4.1% 99.3% 89,625 5,934,208 100.8% 237,656 4.0% 99.0% 50,435 6,280,331 99.8% 207,417 3.3% 98.4% 129,563 7,255,440 100.2% 269,184 3.7% 98.8% 158,585 7,968,228 100.8% 308,477 3.9% 98.4% 152,106 8,873,302 100.1% 208,459 2.4% 98.5% 137,425 9,634,312 99.9% 300,601 3.1% 98.6% 138,757 10,769,577 99.9% 357,057 3.3% 76 TABLE 6 Ratio of Fiscal Year Estimated Assessed Value Ended Assessed Actual to Estimated New September 30, Tax Year Value Value Actual Value Construction 1995 1994 869,085,848$ 1,021,248,848$ 85% 34,680,410$ 1996 1995 911,351,022 1,165,107,496 78% 42,440,747 1997 1996 941,679,232 1,207,803,598 78% 41,528,406 1998 1997 987,445,395 1,265,399,421 78% 90,683,060 1999 1998 1,027,271,860 1,322,329,377 78% 74,555,875 2000 1999 1,133,824,245 1,458,851,565 78% 121,249,420 2001 2000 1,238,337,688 1,597,212,470 78% 116,968,791 2002 2001 1,388,238,748 1,597,212,470 87% 122,374,064 2003 2002 1,506,606,061 1,931,827,716 78% 73,791,386 2004 2003 1,623,502,714 2,099,501,049 77% 22,286,054 Source: Tax Assessor/Collector's records. CITY OF FRIENDSWOOD, TEXAS ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY LAST TEN FISCAL YEARS (UNAUDITED) 77 TABLE 7 Fiscal Year Debt Ended General Service Total September 30, Tax Year Fund Fund Tax Rate 1995 1994 0.51400$ 0.14900$ 0.66300$ 1996 1995 0.46800 0.14760 0.61560 1997 1996 0.49610 0.10840 0.60450 1998 1997 0.52760 0.06850 0.59610 1999 1998 0.56100 0.05150 0.61250 2000 1999 0.55420 0.08430 0.63850 2001 2000 0.55470 0.08380 0.63850 2002 2001 0.55470 0.08380 0.63850 2003 2002 0.55470 0.08380 0.63850 2004 2003 0.55470 0.08380 0.63850 Source: City's tax ordinances. Tax rates are per $100 valuation. CITY OF FRIENDSWOOD, TEXAS TAX RATE DISTRIBUTION LAST TEN FISCAL YEARS (UNAUDITED) 78 TABLE 8 Friendswood Clear Creek Fiscal Year Independent Independent Clear Creek Ended City of School School Drainage Harris Galveston September 30, Tax Year Friendswood District District District County (A) County 1995 1994 0.6630$ 1.6090$ 1.4700$ 0.1430$ 0.6220$ 0.4850$ 1996 1995 0.6156 1.5900 1.4700 0.1410 0.61949 0.5200 1997 1996 0.6045 1.5900 1.5150 0.1430 0.64173 0.5200 1998 1997 0.5961 1.5750 1.5900 0.1425 0.64173 0.5200 1999 1998 0.6125 1.6720 1.6415 0.1500 0.64173 0.5200 2000 1999 0.6385 1.5350 1.5986 0.1500 0.64173 0.5450 2001 2000 0.6385 1.5850 1.7008 0.0155 0.64173 0.5400 2002 2001 0.6385 1.6170 1.7250 0.0155 0.63998 0.5654 2003 2002 0.6385 1.6370 1.7400 0.1550 0.63998 0.6063 2004 2003 0.6385 1.6370 1.7400 0.1500 0.63998 0.6063 Source: Tax Department records of the various taxing authorities. (A) Includes Port of Houston Authority, Harris County Flood Control, and Harris County Hospital District. CITY OF FRIENDSWOOD, TEXAS PROPERTY TAX RATES PER $100 VALUATION DIRECT AND OVERLAPPING LAST TEN FISCAL YEARS (UNAUDITED) 79 TABLE 9 Percent of Total Assessed Assessed Type of Property Valuation Valuation 1. Southwestern Bell Telephone Utility Company 12,945,490$ 0.80% 2. Blackhawk Apartments Apartments 12,268,200 0.76% 3. Reserve at Autumn Creek Developer 10,726,040 0.66% 4.Texas New Mexico Power Utility Company 10,580,860 0.65% 5. South West Properties Seahawk Apartments 8,899,990 0.55% 6.Kroger Texas LP Shopping Centers 7,410,080 0.46% 7. H. E. Butt Grocery Co. Grocery Store 7,117,370 0.44% 8.Friendswood Retirement Assisted Living Center 7,030,600 0.43% 9.Autumn Creek Dev., Ltd. Albertson's Shopping Center 6,855,450 0.42% 10.Texas HCP Holding LP Assisted Living Center 6,457,140 0.40% 90,291,220 5.56% All other taxpayers 1,533,211,494 94.44% Totals 1,623,502,714$ 100.00% Source: Tax Assessor/Collector's records. Taxpayer CITY OF FRIENDSWOOD, TEXAS PRINCIPAL TAXPAYERS SEPTEMBER 30, 2004 (UNAUDITED) 80 TABLE 10 Ratio of Interest Total Debt Total Debt Service Fiscal and Fiscal Service General Requirements Year Principal Charges Requirements Expenditures to Expenditures 1995 910,000$ 358,551$ 1,268,551$ 10,179,395$ 12.46% 1996 963,272 238,920 1,202,192 10,091,694 11.91% 1997 733,568 202,138 935,706 11,187,677 8.36% 1998 709,094 200,275 909,369 12,143,533 7.49% 1999 512,594 185,952 698,546 12,213,955 5.72% 2000 525,897 450,762 976,659 14,118,582 6.92% 2001 616,470 511,175 1,127,645 14,118,582 7.99% 2002 548,205 188,958 737,163 35,643,349 2.07% 2003 468,987 213,741 682,728 18,437,946 3.70% 2004 469,930 476,207 946,137 15,930,731 5.94% CITY OF FRIENDSWOOD, TEXAS RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT LAST TEN FISCAL YEARS (UNAUDITED) 81 Operating Net Operating Number Number Expenses Revenue Fiscal of Water of Sewer Operating Before Available for Year Customers Customers Revenue Depreciation Debt Service 1995 8,210 7,878 4,394,289$ 2,135,227$ 2,259,062$ 1996 8,382 8,043 4,995,119 2,730,719 2,264,400 1997 8,534 8,199 4,744,557 2,802,914 1,941,643 1998 8,893 8,377 5,815,425 2,679,707 3,135,718 1999 9,123 8,679 5,482,707 2,781,480 2,701,227 2000 9,423 8,979 7,211,716 3,310,375 3,901,341 2001 10,088 9,415 6,599,787 3,253,593 3,346,194 2002 10,330 9,658 7,506,333 3,797,453 3,708,880 2003 10,600 10,240 7,275,746 4,401,694 2,874,052 2004 10,988 10,331 7,203,736 4,238,810 2,964,926 Note A: Source: Accounting records of the City. The amounts only includeRevenue Bonds and do not includeamounts paid by the Enterprise Fund for Combination Tax and Revenue Bonds which are secured by Tax Revenue. CITY OF FRIENDSWOOD, TEXAS REVENUE BOND COVERAGE LAST TEN FISCAL YEARS (UNAUDITED) 82 TABLE 11 Principal Interest Total Coverage 140,000$ 15,581$ 155,581$ 14.52 45,000 10,244 55,244 40.99 45,000 7,503 52,503 36.98 33,000 3,032 36,032 86.35 33,000 3,032 36,032 74.97 - 441,600 441,600 8.83 325,000 546,621 871,621 3.84 25,000 850,874 875,874 4.23 25,000 772,351 797,351 3.60 25,000 769,936 794,936 3.73 Debt Service Requirements Revenue Bond (A) 83 TABLE 12 Ratio of Net Gross Less Debt Bonded Debt Net Bonded Fiscal Assessed Bonded Service Net to Assessed Debt Year Population Value Debt Funds Bonded Debt Value Per Capita 1995 27,700 911,351,022$ 4,776,263$ 56,968$ 4,719,295$ 0.52% (1) 170 1996 28,602 941,679,232 3,935,477 298,053 3,637,424 0.39% 127 1997 28,902 987,445,395 3,606,427 392,220 3,214,207 0.33% 111 1998 30,787 987,445,395 3,206,927 187,908 3,019,019 0.31% 98 1999 31,192 1,027,271,860 2,798,677 73,344 2,725,333 0.27% 87 2000 31,761 1,133,824,245 2,430,219 68,627 2,361,592 0.21% 74 2001 32,720 1,238,337,688 2,205,725 77,175 2,128,550 0.17% 65 2002 33,500 1,388,238,748 1,915,518 109,799 1,805,719 0.13% 54 2003 34,152 1,506,606,061 10,375,891 254,568 10,121,323 0.67% 296 2004 34,152 1,623,502,714 10,059,865 829,701 9,230,164 0.57% 270 Source: Tax Assessor/Collector and accounting records of the City. (1) Reflects recollection of debt to Enterprise Funds in 1994-1995 in the amount of $2.5 million. (UNAUDITED) CITY OF FRIENDSWOOD, TEXAS RATIO OF NET GENERAL BONDED DEBT TO ASSESSED VALUE AND NET BONDED DEBT PER CAPITA LAST TEN FISCAL YEARS 84 TABLE 13 Estimated Percentage Debt Net Debt Applicable Applicable Outstanding to City to City Friendswood Independent School District 22,795,000$ 100.00% 22,795,000$ Clear Creek Independent School District 250,150,000 6.81% 17,035,215 Galveston County * 210,661,000 3.64% 7,668,060 Harris County** 2,703,038,000 0.39% 10,541,848 Total Net Overlapping Debt 58,040,124 City of Friendswood - 100.00% - Total Direct and Overlapping Debt 58,040,124$ ** *Galveston County figure is unaudited. CITY OF FRIENDSWOOD, TEXAS COMPUTATION OF DIRECT AND OVERLAPPING DEBT (UNAUDITED) Harris County includesthe Harris County Flood Control District, Port of Houston Authority, Harris County Hospital District and the Harris County Board of Education. Name of Governmental Unit 85 TABLE 14 Date of incorporation October 15, 1960 Date of present charter Adopted Home Rule Charter October 16, 1971 Form of government Council-Manager Area 22.70 square miles Miles of Streets Streets - paved 157 miles Streets - unpaved 4 miles Fire Protection Number of stations 3 Number of employees (fulltime equivalent) 13.00 Number of volunteers 110 Fire Prevention Number of employees (fulltime equivalent) 4.00 Number of volunteers 1 Police Protection Number of stations 1 Number of sworn officers (fulltime equivalent) 51 Number of patrol units 15 Recreation Number of parks 8 Size of parks 189 acres Number of swimming pools 1 Number of tennis courts 4 Miles of storm sewers 92 miles CITY OF FRIENDSWOOD, TEXAS MISCELLANEOUS STATISTICAL DATA SEPTEMBER 30, 2004 (continued) (UNAUDITED) 86 TABLE 14 Education Friendswood Independent School District: Number of teachers 338 Number of students 5,395 Clear Creek Independent School District: Number of teachers 1,618 Number of students 32,733 City Employees Department heads 6 Employees: Fulltime 170 Part-time (fulltime equivalent) 20.90 Election Number of Votes Cast: Last City Election - Regular Election 1,428 Water Source Ground Water Surface Water Average daily consumption 165,000 gallons 3,792,000 gallons Maximum daily consumption 2,850,000 gallons 7,868,000 gallons Water mains 160 miles Number of connections 10,988 Sewer Blackhawk Average daily flow 3,258,000 gallons Maximum daily flow 8,563,000 gallons Sanitary sewer mains 160 miles Number of connections 10,331 MISCELLANEOUS STATISTICAL DATA SEPTEMBER 30, 2004 (Continued) (UNAUDITED) CITY OF FRIENDSWOOD, TEXAS 87