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HomeMy WebLinkAboutComprehensive Annual Financial Report September 30, 2015CITY OF FRIENDSWOOD TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT Year Ended September 30, 2015 Officials Issuing Report: Roger C. Roecker City Manager Cindy S. Edge Director of Administrative Services   CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS SEPTEMBER 30, 2015 Page Number INTRODUCTORY SECTION Letter of Transmittal ..................................................................................................... i – iv Principal Officials ......................................................................................................... v GFOA Certificate of Achievement ............................................................................... vi Organizational Chart ..................................................................................................... vii FINANCIAL SECTION Independent Auditors’ Report....................................................................................... 1 – 4 Management’s Discussion and Analysis ...................................................................... 5 – 18 Basic Financial Statements Government-wide Financial Statements Statement of Net Position ....................................................................................... 19 Statement of Activities ............................................................................................ 20 – 21 Fund Financial Statements Balance Sheet – Governmental Funds .................................................................... 22 Reconciliation of the Balance Sheet of Governmental Funds to the Statement of Net Position .......................................................................... 23 Statement of Revenues, Expenditures and Changes in Fund Balances – Governmental Funds ................................................................ 24 CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS SEPTEMBER 30, 2015 Page Number Reconciliation of the Statement of Revenues, Expenditures and Changes in Fund Balances of Governmental Funds to the Statement of Activities ......................................................................................... 25 Statement of Net Position – Proprietary Funds....................................................... 26 Statement of Revenues, Expenses and Changes in Net Position – Proprietary Funds ....................................................................... 27 – 28 Statement of Cash Flows – Proprietary Funds ........................................................ 29 – 30 Notes to Financial Statements .................................................................................... 31 – 64 Required Supplementary Information Schedule of Changes in Net Pension Liability and Related Ratios .............................................................................................. 65 Schedule of Pension Contributions ............................................................................ 66 Schedule of Funding Progress – Post Employment Benefits Plan Other Than Pensions ........................................ 67 Schedule of Revenues, Expenditures, and Changes in Fund Balance – Budget and Actual – General Fund............................................ 68 – 75 Schedule of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual – TDRA Grant ............................................ 76 Notes to Required Supplementary Budget Information ............................................. 77 – 79 Combining And Individual Fund Statement and Schedules Nonmajor Governmental Funds: Combining Balance Sheet .......................................................................................... 80 – 81 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances .................................................................................................. 82 – 83 CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS SEPTEMBER 30, 2015 Page Number Schedule of Revenues, Expenditures and Changes in Fund Balance – Budget and Actual Bond Construction .................................................................................................. 84 Police Investigation ................................................................................................. 85 Fire/EMS Donation Fund ........................................................................................ 86 Debt Service Fund................................................................................................... 87 Park Land Dedication ............................................................................................. 88 Court Security Technology ..................................................................................... 89 1776 Park ................................................................................................................ 90 STATISTICAL SECTION (Unaudited) Page Table Number Net Position by Component ........................................................................... 1 91 – 92 Changes in Net Position ................................................................................. 2 93 – 96 Fund Balances – Governmental Funds .......................................................... 3 97 – 98 Changes in Fund Balances – Governmental Funds ....................................... 4 99 – 100 Assessed Value and Actual Value of Taxable Property ................................ 5 101 Direct and Overlapping Property Tax Rates .................................................. 6 102 Principal Property Taxpayers ......................................................................... 7 103 Property Tax Levies and Collections ............................................................. 8 104 CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS SEPTEMBER 30, 2015 Page Table Number Ratios of Outstanding Debt by Type ............................................................. 9 105 Ratio of Net General Bonded Debt Outstanding ........................................... 10 106 Direct and Overlapping Governmental Activities Debt ............................................................................................ 11 107 Legal Debt Margin Information ..................................................................... 12 108 Pledged-Revenue Coverage ............................................................................ 13 109 Demographic and Economic Statistics .......................................................... 14 110 Principal Employers ....................................................................................... 15 111 Full-Time Equivalent City Government Employees by Function/Program .................................................................................. 16 112 Operating Indicators by Function/Program ................................................... 17 113 Capital Assets Statistics by Function/Program .............................................. 18 114 INTRODUCTORY SECTION THIS PAGE LEFT BLANK INTENTIONALLY i April 15, 2016 The Honorable Mayor, Members of the City Council, and the Citizens of Friendswood: The Comprehensive Annual Financial Report (CAFR) of the City of Friendswood for the fiscal year ended September 30, 2015, is hereby submitted. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data are accurate in all material respects and are repor ted in a manner designed to present fairly the financial position and results of operations of the various funds and account groups of the City. All disclosures necessary to enable the reader to gain an understanding of the City’s financial activities have been included. The comprehensive annual financial report is presented in three sections: introductory, financial, and statistical. The introductory section includes a list of principal officials, this transmittal letter, and the City’s organizational chart. The financial section includes the auditor’s report on the financial statements, a Management Discussion and Analysis (MD&A), the basic financial statements, required supplementary information and combining and individual fund financial statements and schedules. The MD&A, found immediately following the report of the independent auditor, is a narrative introduction; overview and analysis required by generally accepted accounting principles (GAAP). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The statistical section includes selected financial and demographic information, generally presented on a multi-year basis. Management of the City is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the City are protected from loss, theft or misuse and to ensure that adequate accounting data are compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgments by management. The City Charter requires an annual audit of the financial statements of all of the various funds of the City by independent certified public accountants. The accounting firm of Pattillo, Brown & Hill, L.L.P. has performed such an audit and their opinion has been included in this report. ii PROFILE OF THE CITY Established in 1895 as a Quaker colony, the City of Friendswood is rich in heritage. The City was incorporated in 1960 and chartered a home-rule city under Texas law in 1971. The City operates under a Council-Manager form of government. Policy-making and legislative authority are vested in a governing council consisting of the Mayor and six (6) Council Members. The Mayor and Council are responsible, among other things, for passing ordinances, adopting the budget, appointing board and committee members and hiring the City Manager, City Attorney, Municipal Judge, and City S ecretary. The City Manager is responsible for carrying out the policies and ordinances of the City Council and overseeing the day-to-day operations of the City government, and for appointing heads of various departments. The Mayor and Council are elected on an at-large, non-partisan basis. The Mayor and Council are elected to serve no more than four consecutive three-year terms. The City provides a full range of municipal services including public safety (police, fire and emergency medical), maintenance of streets and infrastructure, sanitation services, maintenance of the treated waste distribution system and both sanitary and storm sewer collection transmission systems, recreational activities and cultural events as well as general administrative services. FACTORS AFFECTING FINANCIAL CONDITION Location Encompassing 21 square miles, Friendswood is located in southeast Texas near the Texas Gulf Coast, between downtown Houston and Galveston, spanning across two counties – northern Galveston County and southern Harris County. The current estimated population is 39,458. Residents and visitors can access Friendswood through FM 2351, FM 518, and FM 528 (NASA Parkway). Hobby Airport and Ellington Airport are located within a 15 minute drive from Friendswood, and Bush Intercontinental Airport is just 45 minutes away. Major sectors of the area’s economic base include aerospace, specialty chemicals, health care, retail, and tourism. Community Friendswood has been nationally recognized as one of the best places to live in the country. With low tax rates, outstanding public education, and the lowest crime rate in the region, Friendswood is the perfect place to live, work, and play. The City features beautiful parks and lush landscaping, along with a championship golf course. Children academically excel via two superior public school systems – Friendswood ISD and Clear Creek ISD. These attributes perfectly match Friendswood’s affluent resident base of well-educated, high-income families. More than 50% of residents work in executive, professional, and managerial positions. The average household income is $126,851 and the median household income is $100,751. Business Friendswood is the perfect choice for many types of commercial enterprises. Target markets include professional offices, retail, commercial, and light industrial developments. A key City focus is to encourage redevelopment of the downtown area and development of the City’s panhandle area. City leaders have approved special tools and incentives to revitalize downtown to promote mixed-use, multi- story developments with pedestrian streetscapes and other amenities. The City offers competitive business incentives, including a municipal grant program, tax abatement that includes “green” development, freeport tax exemption, and downtown development fee waivers. iii Quality Lifestyle As with any city, the goal is planning for continued quality growth to create a well-balanced community. Friendswood offers single-family residential housing in pleasant park-like settings, tucked-away from the busy stream of vehicular traffic. Friendswood is committed to attracting more local enterprises that will complement and enhance the unique community environment that has been carefully built over the past 100 years; one that has come to be cherished by residents and business owners alike. LONG TERM PLANNING Budgeting Controls The objective of the City’s budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by Council. The charter requires the City Manager to submit a proposed budget and an accompanying message to the City Council on or before August 1. The Council shall review and revise as deemed appropriate prior to general circulation for the publi c hearing. The Public Notice and Hearing must be posted in the city hall and published in the official newspaper. The budget must be adopted by the 15th of September or as soon thereafter as practical. The City legally adopts annual budgets for the General, Special Revenue and Debt Service Funds. Annual and project budgets are also adopted for the Proprietary and Capital Projects Funds, respectively. The level of budgetary control; that is, the level at which expenditures cannot legally exceed the appropriated amount, is established by department within a fund. The City also maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Encumbrances lapse at fiscal year end, but can be re-appropriated through a budget amendment the following fiscal year. The City Manager is authorized to transfer budgeted amounts between departments within any fund, but revisions that increase the total expenditures of any fund must be approved by Council. Multi-Year Financial Planning A Multi-Year financial plan (MYFP) was developed in 2006. Originally staff was directed to develop a plan to forecast the City’s financial condition through 2020, the projected build-out date. The first version of this plan was drafted and later reduced in scope to project out five years. The MYFP is based on the City’s strategic planning efforts, including the Comprehensive Land Use Plan, Vision 2020 and the Capital Improvements Plan. Departmental operational plans funding requirements to provide programs and services are included in the MYFP as well. Funding needs and available resources, both current and alternative revenue enhancements, are identified. Expenditures are projected based on departmental needs assessments and are organized based o n “one-time” and “on- going” expenditures. In collaboration with Council, the plan is updated at least annually and serves as the basis of budget development. Relevant Financial Policies As part of the annual budget process, the City adopts Financial Management Policy Statements that establish a framework for fiscal decision making and that ensure that financial resources are available to meet the present and future needs of its citizens. These statements provide guidelines for financial planning and management, addressing every major financial function and process. iv Most importantly, the Financial Management Policy requires that the City maintain the General Fund unassigned fund balance at a minimum of 90 days of prior year audited operating expenditures. Any unassigned funds after the fiscal year-end audit will be allowed to accumulate to build this 90-day reserve. After the General Fund has gathered sufficient resources, additional unassigned funds will be allowed to accumulate for future General Fund capital improvements. The Financial Management Policy also requires the minimum working capital in the Water and Sewer Fund be 90 days of prior year audited operating expenditures. Any unrestricted funds after the fiscal year-end audit will be allowed to accumulate to build this 90-day reserve. After these funds have gathered sufficient resources, additional unrestricted funds will be allowed to accumulate in working capital for future utility /operating fund capital improvements. Major Initiatives In 2013, the voters of the City approved $24 million in general obligation bonds. In 2014, The City’s general obligation bond rating was raised from AA- to AA+. The issuance of these bonds and waterworks and sewer system revenue bonds has enabled the City to make significant progress on projects identified in the City’s Capital Improvement Program. Major projects include expansion and renovation of the library, fire station expansion, a new fire station, park improvements and street improvements. The water and sewer infrastructure is being updated with water plant and lift station replacements. Awards The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Friendswood for its comprehensive annual financial report for the fiscal year ended September 30, 2014. This was the twenty-seventh consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achie vement, the City published an easily readable and efficiently organized comprehensive annual financial report. This report satisfied both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement program’s requirements and we are submitting it to the GFOA to determine its eligibility for another certificat e. Acknowledgements The preparation of the comprehensive annual financial report was made possible by the dedicated service of the entire staff of the Administrative Services Department. Each member of the department has my sincere appreciation for the contributions made in the preparation of this report. In closing, I also express my thanks to the Mayor, members of the City Council and the City Manager for their leadership, interest and support in conducting the financial operations of the City in a responsible and progressive manner. Sincerely, Cindy S. Edge Director of Administrative Services CITY OF FRIENDSWOOD, TEXAS PRINCIPAL OFFICIALS AS OF SEPTEMBER 30, 2015 Elected Officials Position Term Expires Kevin M. Holland Mayor May 2018 Steve Rockey Council Member – Position No. 1 May 2018 Billy J. Enochs Council Member – Position No. 2 May 2017 Jim Hill Council Member – Position No. 3 May 2018 Patrick J. McGinnis, MD Council Member – Position No. 4 May 2016 John H. Scott Council Member – Position No. 5 May 2017 Carl W. Gustafson Council Member – Position No. 6 May 2016 Key Staff Position Roger C. Roecker City Manager Morad Kabiri Assistant City Manager Cindy Edge Director of Administrative Services Terry Byrd Fire Marshal/Emergency Management Coordinator Patrick Donart Director of Public Works Melinda Welsh City Secretary James Toney Director of Parks and Recreation Robert B. W ieners Police Chief Arnold Polanco City Attorney James W. Woltz Judge – Municipal Court v vi Government Finance Officers Association Certificate of Achievement for Excellence in Financial Reporting Presented to City of Friendswood Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 2014 CITY OF FRIENDSWOOD Organization Chart Parks and Recreation • Administration • Recreation Programs • Park Operations • Facility Operations Citizens of Friendswood City Attorney Municipal Judge Mayor and City Council City Secretary • Administration • Records Management • Elections City Manager • Administration • Economic Development • Public Information Boards, Committees, & Commissions Administrative Services • Finance • Utility Billing • Municipal Court • HR/Risk Management • Information Technology Community Development • Administration • Planning • Inspections/Code Enforcement Fire Marshal • Administration • Emergency Management • Investigations/Inspections Police Department • Administration • Communications • Patrol • Criminal Investigations • Animal Control Public Works • Administration • Streets/Sidewalks • Drainage Operations • Water Operations & Utilities • Sewer Operations & Utilities • Engineering & Capital Projects Library Services • Friendswood Public Library Assistant City Manager vii THIS PAGE LEFT BLANK INTENTIONALLY FINANCIAL SECTION THIS PAGE LEFT BLANK INTENTIONALLY INDEPENDENT AUDITORS’ REPORT To the Honorable Mayor, City Council and City Manager City of Friendswood, Texas Report on the Financial Statements We have audited the accompanying financial statements of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City of Friendswood, Texas, as of and for the year ended September 30, 2015, and the related notes to the financial statements, which collectively comprise the City of Friendswood, Texas’ basic financial statements as listed in the table of contents. Management’s Responsibility for the Financial Statements The City of Friendswood, Texas’ management is responsible for the preparation and fair presentation of these financial statements in accordance with accounting principles generally accepted in the United States of America; this includes the design, implementation, and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditors’ Responsibility Our responsibility is to express opinions on these financial statements based on our audit. We did not audit the financial statements of the West Ranch Management District, a discretely presented component unit of the City, which represents 100% percent of the discretely presented component unit. Those financial statements were audited by other auditors whose report thereon has been furnished to us, and our opinion, insofar as it relates to the amounts included for the West Ranch Management District, is based solely on the report of the other auditors. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. The financial statements of West Ranch Management District were not audited in accordance with Government Auditing Standards. 1 2 An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the entity’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the entity’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Opinions In our opinion, based on our audit and the report of the other auditors, the financial statements referred to above present fairly, in all material respects, the respective financial position of the governmental activities, the business-type activities, the discretely presented component unit, each major fund, and the aggregate remaining fund information of the City of Friendswood, Texas, as of September 30, 2015, and the respective changes in financial position and, where applicable, cash flows thereof for the year then ended in accordance with accounting principles generally accepted in the United States of America. Change in Accounting Principle As discussed in Note I to the financial statements, in 2015 the City adopted new accounting guidance, Governmental Accounting Standards (GASB) Statement No. 68, Accounting and Financial Reporting for Pensions—an amendment of GASB Statement No. 27 and Governmental Accounting Standards (GASB) Statement No. 71, Pension Transition for Contributions Made Subsequent to the Measurement Date—an amendment of GASB Statement No. 68. Our opinion is not modified with respect to this matter. 3 Other Matters Required Supplementary Information Accounting principles generally accepted in the United States of America require that the management’s discussion and analysis, budgetary comparison information, and pension and other post- employment benefit information be presented to supplement the basic financial statements. Such information, although not a part of the basic financial statements, is required by the Governmental Accounting Standards Board, who considers it to be an essential part of financial reporting for placing the basic financial statements in an appropriate operational, economic, or historical context. We have applied certain limited procedures to the required supplementary information in accordance with auditing standards generally accepted in the United States of America, which consisted of inquiries of management about the methods of preparing the information and comparing the information for consistency with management’s responses to our inquiries, the basic financial statements, and other knowledge we obtained during our audit of the basic financial statements. We do not express an opinion or provide any assurance on the information because the limited procedures do not provide us with sufficient evidence to express an opinion or provide any assurance. Other Information Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the City of Friendswood, Texas’ basic financial statements. The introductory section, combining and individual nonmajor fund financial statements and schedules, and statistical section are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual nonmajor fund financial statements and schedules are the responsibility of management and were derived from and relate directly to the underlying accounting and other records used to prepare the basic financial statements. Such information has been subjected to the auditing procedures applied in the audit of the basic financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America by us and the other auditors. In our opinion, the combining and individual nonmajor fund financial statements and schedules are fairly stated in all material respects in relation to the basic financial statements as a whole. The introductory and statistical sections have not been subjected to the auditing procedures applied in the audit of the basic financial statements, and, accordingly, we do not express an opinion or provide any assurance on them. 4 Other Reporting Required by Government Auditing Standards In accordance with Government Auditing Standards, we have also issued our report dated April 15, 2016 on our consideration of the City of Friendswood, Texas’ internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements, and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City of Friendswood, Texas’ internal control over financial reporting and compliance. Waco, Texas April 15, 2016 MANAGEMENT’S DISCUSSION AND ANALYSIS THIS PAGE LEFT BLANK INTENTIONALLY 5 CITY OF FRIENDSWOOD, TEXAS MANAGEMENT’S DISCUSSION AND ANALYSIS As management of the City of Friendswood, Texas (“the City”), we offer readers of the City’s financial statements this narrative overview and analysis of the financial activities of the City of Friendswood for the fiscal year ended September 30, 2015. Please read this information in conjunction with the basic financial statements that follow this section. The discussion and analysis includes comparative data for 2014. FINANCIAL HIGHLIGHTS Some of the City’s financial highlights for the fiscal year ending September 30, 2015 include:  The assets and deferred outflows of resources of the City exceeded its liabilities and deferred inflows of resources at the close of the most recent fiscal year by $119,389,122.  The City’s total net position increased during the year by $4,893,184 from operations.  Unrestricted net position is $17,941,686.  Program revenues of $17,091,346 reduced the net cost of the City’s functions to be financed from the City’s general revenues to $19,203,445. OVERVIEW OF THE FINANCIAL STATEMENTS Summary Detail Components of the Financial Section Management's Discussion and Analysis Basic Financial Statements Required Supplementary Information Independent Auditors' Report Government-wide Financial Statements Fund Financial Statements Notes to the Financial Statements 6 This discussion and analysis is intended to service as an introduction to the City’s basic financial statements. The basic financial statements are comprised of three components: 1) government -wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also includes supplementary information intended to furnish additional detail to support the basic financial statements themselves. Government-wide Financial Statements The government-wide financial statements report information for the City as a whole. These statements included transactions and balances relating to all assets, including infrastructure capital assets. These statements are assigned to provide information about cost of services, operating results, and financial position of the City as an economic entity. The Statement of Net Position and the Statement of Activities, which appear first in the City’s financial statements, report information on the City’s activities that enable the reader to understand the financial condition of the City. These statements are prepared using the accrual basis of accounting, which is similar to the accounting used by most private- sector companies. All of the current year’s revenues and expenses are taken into account even if cash has not yet changed hands. The Statement of Net Position presents information on all of the City’s assets and deferred outflows of resources and liabilities and deferred inflows of resources with the difference reported as net position. Over time, increases or decreases in the net position may serve as a useful indicator of whether the financial position of the City is improving or deteriorating. Other non-financial factors, such as the City’s property tax base and the condition of the City’s infrastructure, need to be considered in order to assess the overall health of the City. The Statement of Activities presents information showing how the City’s net position changed during the most recent fiscal year. All changes in net position are reported as soon as the und erlying event giving rise to the change occurs, regardless of the timing of related cash flows – the accrual method rather than modified accrual that is used in the fund level statements. Both of the government-wide financial statements distinguish functions of the City that are principally supported by taxes and intergovernmental revenues (governmental activities) from functions that are intended to recover all or significant portion of their costs through user fees (business-type activities).  Governmental activities – Most of the City’s basic services are reported here including general government (mayor and council, city secretary, city manager, and administrative services); public safety (police, volunteer fire department and fire marshal); public works (streets and drainage); community development (engineering, building inspection and planning and zoning); community services (parks, facility operations and community activities) and library. Interest payments on the City’s debt are also reported here. Property tax, sales tax, franchise taxes, municipal court fines and permit fees finance most of the activities.  Business-type activities – Services involving a fee for those services, which include the City’s water and sewer system are reported here.  Component Unit – activities include activities of The West Ranch Management District. 7 Fund Financial Statements A fund is a self-balancing set of accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. The City uses two fund types – governmental and proprietary. Governmental Funds Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements with the exclusion of internal service fund activity. However, unlike the government-wide financial statements, governmental funds focus on near- term inflows and outflows of spendable resources, as well as on balances of spendable resources available at the end of the fiscal year. Such information may be useful in evaluating the City’s near -term financing requirements. Because the focus of the governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statements. By doing so, the reader may better understand the long-term impact of the government’s near-term financial decisions. Both the governmental fund balances sheet and the governmental statement of revenues, expenditures, and change sin fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. The City maintains eleven governmental funds. Information is presented separately in the governmental funds balance sheet and the governmental fund statement of revenues, expenditures, and changes in fund balance for the General Fund, Texas Department of Rural Affairs (TDRA) Grant Fund, and Bond Construction Fund which are considered to be major funds. The other eight funds are combined into a single, aggregated presentation. Individual fund data for each of these non -major governmental funds is provided in the form of combing statements founds in this report. Proprietary Funds The City maintains two types of proprietary funds: enterprise and internal service funds. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City uses an enterprise fund to account for fits operation in water distribution and wastewater collection/treatment along with its water and wastewater impact fees, and water construction projects. Management would note that trash collection services are provided by a third part contract. Internal service funds are an accounting device used to accumulate and allocate costs internally among the City’s various functions. The City uses an internal service fund to account for fleet management services. Because these services predominately benefits governmental rather than business-type functions, they have been included within the governmental activities in the government -wide financial statements. 8 Notes to the Financial Statements The notes to the financial statements provide additional information that is essential to a full understanding of the data provided tin the government-wide fund financial statements. The notes are the last section of the basic financial statements. Other Information In addition to the basic financial statements and accompanying notes, this report also presents certain Required Supplementary Information (“RSI”). The RSI includes a schedule of funding progress for the City’s other post-employment healthcare benefits and two schedules related to the City’s pension with the Texas Municipal Retirement System (“TMRS”). These schedules, the Schedule of Changes in Net Pension Liability and the Schedule of Contributions, were added to RSI with the implementation of GASB Statement No. 68. The City adopts an annual appropriated budget for its General Fund and the TDRA Grant Fund. Budgetary comparison schedules have been provided in RSI to demonstrate compliance with this budget. RSI can be found after the basic financial statements. The combining and individual fund statements and schedule that further support the information in the financial statements are presented immediately following the notes to the required supplementary information. GOVERNMENT-WIDE FINANCIAL ANALYSIS Statement of Net Position As noted earlier, net position may serve over time as a useful indicator of a government’s financial position. For the City of Friendswood, assets and deferred outflows of resources exceed liabilities and deferred inflows of resources by $119,389,122 as of September 30, 2015 in the primary government, which is an increase in the City’s overall financial position compared to the prior year. The largest portion of the City’s net position (91.22%) reflects its investments in capital assets (e.g., land, buildings and improvements, machinery and equipment, infrastructure, water and sewer system, construction in progress and water rights); less any debt outstanding used to acquire those assets. The City uses these capital assets to provide services to citizens; consequently these assets are not available for future spending. Although the City’s investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other resources, since the assets themselves cannot be used to liquidate these liability. 9 The following table reflects the condensed Statement of Net Position. CONDENSED STATEMENT OF NET POSITION 2015 2014 2015 2014 2015 2014 Current and other assets 24,121,182$ 15,885,919$ 14,036,525$ 16,465,206$ 38,157,707$ 32,351,125$ Capital assets 91,797,299 85,049,272 60,947,210 56,244,200 152,744,509 141,293,472 Total assets 115,918,481 100,935,191 74,983,735 72,709,406 190,902,216 173,644,597 Deferred outflows of resources 2,434,725 470,752 822,111 292,040 3,256,836 762,792 Total assets and deferred outflows of resources 118,353,206 101,405,943 75,805,846 73,001,446 194,159,052 174,407,389 Long-term liabilities 31,805,424 20,375,437 33,769,292 30,913,294 65,574,716 51,288,731 Other liabilities 5,316,575 4,173,312 3,280,363 2,683,837 8,596,938 6,857,149 Total liabilities 37,121,999 24,548,749 37,049,655 33,597,131 74,171,654 58,145,880 Deferred inflows of resources 538,448 - 59,828 - 598,276 - Net Position: Net investment in capital assets 73,611,490 65,404,791 26,628,714 24,495,816 100,240,204 89,900,607 Restricted 1,179,764 653,496 27,468 90,395 1,207,232 743,891 Unrestricted 5,901,505 10,798,907 12,040,181 14,818,104 17,941,686 25,617,011 Total net position 80,692,759$ 76,857,194$ 38,696,363$ 39,404,315$ 119,389,122$ 116,261,509$ Governmental Activities Business-Type Activities Totals A portion of the primary government’s net position, $1,207,232 or 1.01%, represents resources that are subject to external restrictions on how they may be used. These restrictions include monies accounted for in special revenue finds for which the use is legally restricted, monies restricted for debt service, and capital project funds that represent unspent bond proceeds at the fund level. The remaining balance of unrestricted net position, $17,941,686 or 15.03%, may be used to meet the City’s ongoing obligations to citizens and creditors. 10 Change in Net Position The following table provides a summary of the City’s changes in net position. 2015 2014 2015 2014 2015 2014 Revenues: Program revenues: Charges for services 2,185,012$ 2,366,509$ 11,020,029$ 11,117,391$ 13,205,041$ 13,483,900$ Operating grants and contributions 660,633 843,995 - - 660,633 843,995 Capital grants and contributions 3,225,672 1,202,376 - - 3,225,672 1,202,376 General revenues: Property taxes 15,574,684 14,864,284 - - 15,574,684 14,864,284 Sales and alcohol taxes 5,291,186 4,726,283 - - 5,291,186 4,726,283 Franchise taxes 1,726,557 1,673,615 - - 1,726,557 1,673,615 Investment earnings 79,071 109,849 49,138 40,713 128,209 150,562 Miscellaneous 108,306 118,634 7,839 - 116,145 118,634 Total revenues 28,851,121 25,905,545 11,077,006 11,158,104 39,928,127 37,063,649 Expenses: General government 5,410,643 4,589,795 - - 5,410,643 4,589,795 Public safety 11,763,659 11,236,402 - - 11,763,659 11,236,402 Public works 3,933,288 3,921,658 - - 3,933,288 3,921,658 Community development 1,406,288 1,097,075 - - 1,406,288 1,097,075 Community services 2,869,345 3,356,587 - - 2,869,345 3,356,587 Library 1,026,967 1,083,043 - - 1,026,967 1,083,043 Water and sewer - - 7,629,711 7,995,106 7,629,711 7,995,106 Interest on long-term debt 567,142 630,542 1,413,962 1,514,804 677,456 2,145,346 Bond issuance costs 163,472 - 110,314 - 273,786 - Total expenses 27,140,804 25,284,560 9,153,987 9,509,910 34,313,687 33,279,666 Increases/(Decrease) in net position before transfers and extraordinary item 1,710,317 9,557)( 1,923,019 1,648,194 3,633,336 1,638,637 Transfers 1,226,205 1,799,344 1,226,205)( 1,799,344)( - - Extraordinary item - - 1,259,848 - 1,259,848 - Change in net position 2,936,522 1,789,787 1,956,662 151,150)( 4,893,184 1,638,637 Net position - beginning as originally reported 76,857,194 75,339,861 39,404,315 39,928,612 116,261,509 115,268,473 Prior period adjustment 899,043 272,454)( 2,664,614)( 373,147)( 1,765,571)( 645,601)( Net position - beginning, as restated 77,756,237 75,067,407 36,739,701 39,555,465 114,495,938 114,622,872 Net position, ending 80,692,759$ 76,857,194$ 38,696,363$ 39,404,315$ 119,389,122$ 116,261,509$ Governmental Activities Business-Type Activities Totals 11 Governmental Activities Governmental activities increased the City of Friendswood’s net position by $2,936,522 from operations. Key elements of this change are as follows:  Property and sales taxes continue to be the City’s largest revenue sources. Property tax revenue increased by $710,400 due to increased appraisals on property within the City.  Sales tax revenue remained strong during fiscal year 2015, providing a 11.95% increase for the year, from $4.7 million to $5.3 million.  Capital grants and contributions increased $2,023,296 from prior year, primarily due to commencement of the Friendswood Link/Whispering Pines Street project. This project is being funded by the Community Development Block Grant.  Total expenses increased $1,856,244 from the prior year. The largest increases were in General Government ($820,848), and Public Safety ($527,257). Some function in the Community Development and Public works were combined resulting in an increase in Community Development ($309,213) and decreases in Public Works ($487,242). The increase in General Government were largely impacted by a $500,000 settlement paid out by the City in fiscal year 2015. Public Safety expenses increased primarily due filling vacant positions, salary adjustments and increases in Volunteer Fire Department operating costs. There were also a prior period adjustments resulting from the implementation of GASB 68, capital asset adjustments, and the reallocation of long-term debt to the business-type activities that increased beginning net position by $899,043. Governmental Activities – Revenues Charges for services 8% Operating grants and contribution s 2% Capital grants and contributions 11% Property taxes 54% Sales and alcohol taxes 18% Franchise taxes 6% Interest and other 1% 12 Governmental Activities – Expenses General government 20% Public safety 43% Public works 14% Community development 5% Community services 11% Library 4%Interest and other 3% Business-Type Activities Business-type activities increased the City of Friendswood’s net position by $1,956,662. Key elements of this change are as follows:  Revenues decreased b y $81,098 or 0.73%. An increase to the allowance for uncollectible accounts for the current year decreased revenues by $240,181. This was offset by an increase in charges for services collected in the year.  Expenses decreased $355,923 or 3.74%. The largest portion of this decrease was a result of decreased expenses for water purchases and sewer operations.  The City received a reimbursement of excess contributions plus interest in the amount of $1,259,848 from the City of Houston related to expansion projects at the Southeast Water Purification Plant. There were also a prior period adjustments resulting from the implementation of GASB 68, adjustments to capital assets, and the allocation of long-term debt from the governmental activities that decreased beginning net position by $2,664,614. 13 - 2,000,000 4,000,000 6,000,000 8,000,000 10,000,000 12,000,000 2015 2014 Operating revenues Operating expenses FINANCIAL ANALYSIS OF THE CITY’S FUNDS As noted earlier, fund accounting used to demonstrate and ensure compliance with finance-related legal requirements. Governmental Funds The focus of the City’s governmental funds is to provide information on near-term inflows, outflows and balances of spendable resources. Such information is useful in assessing the City’s financing requirements. In particular, unassigned fund balance may serve as a useful measure of the City’s net resources available for spending at the end of the year. At the end of the current fiscal year, the City’s governmental funds reported combined ending fund balance of $20,131,037. Approximately 43.52% of this amount ($8,760,424) is unassigned fund balance; however, $5.76 million is set aside for the 90-day operating reserve, as set forth in the City’s financial policies. 14 The remaining $11,370,613 is nonspendable, restricted, committed, or assigned as follows: 4.2%-Nonspendable Prepaid items 338,862$ Notes receivable 483,364 Permanent fund 31,378 853,604$ 35.1%-Restricted Public education and government channels 518,119$ Debt service 177,670 State and/or federal statutes 185,367 Economic development 641 Public safety operations 141,350 Capital projects 5,879,241 City ordinances 155,716 7,058,104$ 3.4%-Committed Capital projects under contract 685,486$ 13.8%-Assigned Purchases on order 443,024$ Capital projects 1,330,395 Mud Gully detention project 1,000,000 2,773,419$ The General Fund is the chief operating fund of the City of Friendswood. At the end of the current fiscal year, unassigned fund balance of the General Fund was $8.8 million, which the total fund balance reached $13.6 million. As a measure of the General Fund’s liquidity, it may be useful to compare both unassigned and total fund balance to total fund expenditures. Unassigned fund balance represents 36.81% of total General Fund expenditures, while total fund balance represents 56.98% percent of that same amount. At year end, the City’s operating reserve was $5.76 million, representing 24% of total General Fund expenditures. Key differences between last year’s General Fund activity and this year’s include:  $837,053 increases in total revenues – new homes added to the property tax roll increased property taxes, sales tax remained strong and increased from the prior year by 3.68%.  $1,763,860 increase in total expenditures – increase primarily resulted from a one-time $500,000 settlement payment and budgeted payroll increases. Fund balance in the TDRA Grant Fund increased $296. During the fiscal year the City reported revenues of $3,017,212 and expenditures of $3,016,916 related to grant programs used by the City. Fund balance in the Capital Projects Fund increased $6,118,319. This increase was primarily caused by the issuance of $9,595,000 in bonds during the fiscal year which was offset by capital expenditures of $3,544,886. 15 Proprietary Funds The City’s proprietary funds financial statements provide the same type of information found in the government-wide financial statements, but in more detail. At the end of the year, unrestricted net position was $12,040,181 for the Water and Sewer Fund. The total increase in the net position of the Water and Sewer Fund was $1,956,662 from operations. This increase was offset with a prior period adjustment of ($2,664,614) resulting from the implementation of GASB 68, adjustments to capital assets, and the allocation of long-term liabilities from the governmental activities. Other factors concerning the finances of this fund have already been addressed in the discussion of the City of Friendswood’s business-type activities. Unrestricted net position of the Internal Service Fund was $269,482. The net position of the internal service fund decreased by $67,121 primarily as a result of expenditures, especially depreciation expense, exceeding the allocations to the City’s participating funds. GENERAL FUND BUDGETARY HIGHLIGHTS The City made revisions to the original appropriations approved by the City Council. Budgeted revenues increased by $126,714 or 0.57% and expenditures were increased by $3,741,750 or 15.86%. Total revenues were above budget by $1,059,100. The more significant variances are detailed below:  $81,521 above budget in property taxes as a result of more new construction and higher tax values than anticipated.  $706,022 above budget in sales taxes and alcohol tax due to improved economic conditions.  $163,410 above budget in franchise taxes due to growth and new fees. Total expenditures of the General Fund were $3,538,881 below the final expenditure budget. The more significant variances are detailed below:  $756,812 below budget in total general government expenditures primarily a result of personnel vacancies, fuel costs, and other services.  $365,600 below budget in total public safety expenditures due to vacancies in personnel and decrease in fuel costs.  $1,981,629 below budget in capital improvements. Budgeted projects that were either not started or incomplete will be reappropriated in the subsequent year. 16 CAPITAL ASSETS The City of Friendswood’s investment in capital assets (net of accumulated depreciation) for its governmental and business-type activities as of September 30, 2015 is $150,977,611. The investment in capital assets include land, buildings and improvements, machinery and equipment, infrastructure, water and sewer system, water rights and construction in progress. Major capital events during the year included the following:  Completion of the traffic light at Blackhawk and FM 2351. The total cost of the project was approximately $197,000.  Completion of the Centennial Park lighting project which was approximately $235,000.  Completion of Water Plant #5 Rehabilitation. Total project cost was $3.3 million.  Completion of Lift Station #6 Replacement. Total cost of the project was approximately $469,000.  The following water and sewer projects are in construction in progress at the end of fiscal year 2015: Blackhawk Water Plant Rehabilitation ($3.1 million) Water Plant #2 Replacement ($1.1 million), Water Plant #7 Rehabilitation ($1.4 million), and Lift Station #3 ($105,000). CITY OF FRIENDSWOOD’S CAPITAL ASSETS AT YEAR-END 2015 2014 2015 2014 2015 2014 Land 25,805,161$ 24,007,398$ 319,473$ 716,818$ 26,124,634$ 24,724,216$ Buildings and improvements 26,269,837 22,778,832 371,385 - 26,641,222 22,778,832 Equipment 5,060,951 8,080,185 331,943 547,711 5,392,894 8,627,896 Infrastructure 27,019,663 27,560,683 32,403,002 31,628,645 59,422,665 59,189,328 Water rights - - 19,716,695 19,716,695 19,716,695 19,716,695 Construction in progress 7,641,687 2,622,174 6,037,814 3,634,331 13,679,501 6,256,505 Total capital assets 91,797,299$ 85,049,272$ 59,180,312$ 56,244,200$ 150,977,611$ 141,293,472$ Governmental Activities Business-Type Activities Totals More detailed information on the City’s capital assets is presented in Note V to the financial statements. DEBT ADMINISTRATION At the end of the current fiscal year, the City of Friendswood had a total bonded debt and capital lease obligation of $57,280,494. 17 CITY OF FRIENDSWOOD’S OUTSTANDING DEBT AT YEAR-END 2015 2014 2015 2014 2015 2014 General obligations 23,305,000$ 18,815,000$ 9,255,000$ -$ 32,560,000$ 18,815,000$ Revenue bonds payable - - 24,540,000 31,830,000 24,540,000 31,830,000 Capital leases 180,494 623,407 - - 180,494 623,407 23,485,494$ 19,438,407$ 33,795,000$ 31,830,000$ 57,280,494$ 51,268,407$ Governmental Activities Business-Type Activities Totals The City’s General Obligation and Revenue Bonds bond ratings are listed below: Standard & Poor's General Obligation Bonds AA+ Revenues Bonds AA- More detailed information about the City’s outstanding debt can be found in Note V II to the financial statements. ECONOMIC FACTORS AND NEXT YEAR’S BUDGETS AND RATES Friendswood continues to experience moderate growth. The City’s current population is estimated to be 39,458. Friendswood is expected to reach build out with an estimated population of 57,000. The City is continuing to focus on Economic Development initiatives, including the revitalization of downtown and a large residential and commercial development called West Ranch. The West Ranch residential development is currently under way, with commercial construction scheduled to follow as the area’s residential population growth. The City’s largest single source of revenue in the General Fund continues to be ad valorem taxes. The adopted budget for fiscal year 2016 has a tax rate of $.5687 per $100 of taxable value. This rate consists of a maintenance and operations (M&O) tax rate of $.4972 and an interest and sinking (debt service) tax rate of $.0715. The rate was set based on a net assessed value of $2,974,520,186. This is an increase of $341,033,490 from certified taxable values for tax year 2014 in taxable value. This increase is mainly a result of new construction in the City. This additional value results in a total levy increase of $1,354,957. This City’s financial management policy sets the guideline to maintain the fund balance and retained earnings of the various operating funds at levels sufficient to protect the City’s creditworthiness as well as its financial position from unforeseeable emergencies. The City’s second largest source of revenue in the General Fund is sales tax. The City anticipates an increase in this revenue stream from the prior year and has adjusted the budget from $4,553,543 to $4,956,193. The franchise fees budget has been increased from $1,552,315 to $1,644,011 and the budget for municipal court fines has been increased from $723,258 to $802,762. If all projections are accurate, the total General Fund unassigned fun balance net of the 90 day operating requirement ($5.3 million) is estimated to be approximately $4.9 million at September 30, 2016. 18 Water revenues are budgeted at $6,437,187 which is an increase of $529,492in revenues, or 8 percent. Sewer revenues are budgeted at $4,972,430 which is an increase of $1,105,910 in revenues, or 28 percent. Water and Sewer Fund net position, net of the 90 day operating requirement ($1.5 million), is expected to be $7.2 million at the end of fiscal year 2016. Pursuant to the City’s financial management policy, funds in excess of the 90 -day operating reserve are designated for future capital improvements. CONTACTING THE CITY’S FINANCIAL MANAGEMENT The financial report is designed to provide our citizens, customers, investors, and creditors with a general overview of the City’s finance and to show the City’s accountability for the money it receives. If you have questions about this report or need additional information, contact Administrative Services, P.O. Box 1288, Friendswood, Texas 77549-1288, or call Cindy S. Edge at 281-996-3224, or email cedge@friendswood.com. Separately issued financial statements for the West Ranch Management District can be obtained by writing to: West Ranch Management District, a Component Unity of the City of Friendswood, c/o Allen Boone Humphries LLP, 3200 Southwest Freeway, Suite 2600, Houston, Texas 77027. BASIC FINANCIAL STATEMENTS THIS PAGE LEFT BLANK INTENTIONALLY Governmental Business-type Component Activities Activities Total Unit ASSETS Cash and investments 21,231,497$ 10,822,289$ 32,053,786$ 4,186,959$ Receivables (net of allowance) Taxes 1,628,292 - 1,628,292 11,622 Customer accounts 301,721 2,000,594 2,302,315 - Other 12,827 - 12,827 5 Internal balances 1,172,858)( 1,172,858 - - Due from other governments 1,297,402 - 1,297,402 - Prepaid items 338,937 40,784 379,721 56,299 Notes receivable 483,364 - 483,364 - Working capital deposit - 383,491 383,491 - Restricted cash and investments - 1,383,407 1,383,407 - Capital assets Nondepreciable 33,446,848 26,073,982 59,520,830 6,006,988 Depreciable, net 58,350,451 33,106,330 91,456,781 431,401 Total capital assets, net 91,797,299 59,180,312 150,977,611 6,438,389 Total assets 115,918,481 74,983,735 190,902,216 10,693,274 DEFERRED OUTFLOWS OF RESOURCES Deferred loss on issuance of refunding bonds 472,470 604,082 1,076,552 - Deferred outflow of resources for pensions 1,962,255 218,029 2,180,284 - Total deferred outflows of resources 2,434,725 822,111 3,256,836 - Total assets and deferred outflows of resources 118,353,206 75,805,846 194,159,052 10,693,274 LIABILITIES Accounts payable 2,162,366 794,324 2,956,690 21,222 Accrued liabilities 1,281,212 155,275 1,436,487 - Accrued interest 64,580 115,899 180,479 314,037 Customer deposits 100 430,557 430,657 - Due to other governments 119,780 - 119,780 - Noncurrent liabilities: Due within on year 1,688,537 1,784,308 3,472,845 410,000 Due in more than one year 31,805,424 33,769,292 65,574,716 18,190,589 Total liabilities 37,121,999 37,049,655 74,171,654 18,935,848 DEFERRED INFLOWS OF RESOURCES Deferred inflow of resources for pensions 538,448 59,828 598,276 - Total deferred inflows of resources 538,448 59,828 598,276 - Total liabilities and deferred inflows of resources 37,660,447 37,109,483 74,769,930 18,935,848 NET POSITION Net investment in capital assets 73,611,490 26,628,714 100,240,204 - Restricted for: Public education and government channels 518,119 518,119 Debt service 147,193 - 147,193 966,112 State and/or federal statutes 185,367 - 185,367 - Economic development 641 - 641 - Public safety operations 141,350 - 141,350 - Community development Expendable 155,716 - 155,716 - Nonexpendable 31,378 - 31,378 - Capital projects - 27,468 27,468 7,611 Unrestricted 5,901,505 12,040,181 17,941,686 9,216,297)( Total net position 80,692,759$ 38,696,363$ 119,389,122$ 8,242,574)$( The accompanying notes are an integral part of these financial statements. Primary Government SEPTEMBER 30, 2015 STATEMENT OF NET POSITION CITY OF FRIENDSWOOD, TEXAS 19 Functions/Programs Expenses Charges for Services Operating Grants and Contributions Capital Grants and Contributions Primary government Governmental activities: General government 5,410,643$ 807,245$ -$ -$ Public safety 11,763,659 30,275 602,912 3,225,672 Public works 3,933,288 190,099 - - Community development 1,406,288 843,648 - - Community service 2,869,345 280,046 43,099 - Library 1,026,967 33,699 14,622 - Interest on long-term debt 567,142 - - - Bond issuance costs 163,472 - - - Total governmental activities 27,140,804 2,185,012 660,633 3,225,672 Business-type activities: Water and sewer 9,153,987 11,020,029 - - Total business-type activities 9,153,987 11,020,029 - - Total primary government 36,294,791 13,205,041 660,633 3,225,672 Component Unit West Ranch Management District 1,247,887 - - - Total component unit 1,247,887$ -$ -$ -$ General revenues: Taxes: Property Sales and alcohol Franchise Interest Other Transfers Total general revenues and transfers Extraordinary item Change in net position Net position - beginning Prior period adjustment Net position - beginning, as restated Net position - ending The accompanying notes are an integral part of these financial statements. CITY OF FRIENDSWOOD, TEXAS STATEMENT OF ACTIVITIES FOR THE YEAR ENDED SEPTEMBER 30, 2015 Program Revenue 20 Governmental Activities Business-type Activities Total Component Unit 4,603,398)$( -$ 4,603,398)$( -$ 7,904,800)( - 7,904,800)( - 3,743,189)( - 3,743,189)( - 562,640)( - 562,640)( - 2,546,200)( - 2,546,200)( - 978,646)( - 978,646)( - 567,142)( - 567,142)( - 163,472)( - 163,472)( - 21,069,487)( - 21,069,487)( - - 1,866,042 1,866,042 - - 1,866,042 1,866,042 - 21,069,487)( 1,866,042 19,203,445)( - 1,247,887)( 1,247,887)( 15,574,684 - 15,574,684 1,660,796 5,291,186 - 5,291,186 - 1,726,557 - 1,726,557 - 79,071 49,138 128,209 4,767 108,306 7,839 116,145 - 1,226,205 1,226,205)( - - 24,006,009 1,169,228)( 22,836,781 1,665,563 - 1,259,848 1,259,848 - 2,936,522 1,956,662 4,893,184 417,676 76,857,194 39,404,315 116,261,509 8,660,250)( 899,043 2,664,614)( 1,765,571)( - 77,756,237 36,739,701 114,495,938 8,660,250)( 80,692,759$ 38,696,363$ 119,389,122$ 8,242,574)$( Primary Government Net (Expense) Revenue and Changes in Net Position 21 Other Total TDRA Bond Governmental Governmental General Grant Construction Funds Funds ASSETS Cash and investments 12,392,296 $ 586,673$ 6,872,577$ 1,109,769$ 20,961,315$ Receivables, net of allowance Taxes receivable 1,594,190 - - 34,102 1,628,292 Customer accounts 277,765 - - 23,956 301,721 Other receivables 9,254 - - 3,573 12,827 Due from other funds 684,831 - - - 684,831 Due from other governments 31,948 766,838 - 498,616 1,297,402 Notes receivable 483,364 - - - 483,364 Prepaids and other assets 338,862 - - 75 338,937 Total assets 15,812,510 1,353,511 6,872,577 1,670,091 25,708,689 LIABILITIES Accounts payable 732,830 395,526 993,336 39,974 2,161,666 Accrued liabilities 1,005,518 - - 636 1,006,154 Due to other governments 119,780 - - - 119,780 Customer deposits 100 - - - 100 Due to other funds - 957,689 - 900,000 1,857,689 Total liabilities 1,858,228 1,353,215 993,336 940,610 5,145,389 DEFERRED INFLOWS OF RESOURCES Unavailable revenues 394,608 - - 37,655 432,263 Total deferred inflows of resources 394,608 - - 37,655 432,263 FUND BALANCES Nonspendable: Prepaid items 338,862 - - - 338,862 Notes receivable 483,364 - - - 483,364 Permanent fund - - - 31,378 31,378 Restricted for: Public education and government channels 518,119 - - - 518,119 Debt service - - - 177,670 177,670 State and/or federal statutes - - - 185,367 185,367 Economic development - 296 - 345 641 Public safety operations - - - 141,350 141,350 Capital projects - - 5,879,241 - 5,879,241 City ordinances - - - 155,716 155,716 Committed for: Capital projects under contract 685,486 - - - 685,486 Assigned for: Purchases on order 443,024 - - - 443,024 Capital projects 1,330,395 1,330,395 Mud Gully detention project 1,000,000 - - - 1,000,000 Unassigned 8,760,424 - - - 8,760,424 Total fund balances 13,559,674 296 5,879,241 691,826 20,131,037 Total liabilities, deferred inflows of resources and fund balances 15,812,510$ 1,353,511$ 6,872,577$ 1,670,091$ 25,708,689$ The accompanying notes are an integral part of these financial statements. CITY OF FRIENDSWOOD, TEXAS BALANCE SHEET GOVERNMENTAL FUNDS SEPTEMBER 30, 2015 22 Total fund balances - governmental funds 20,131,037$ Capital assets used in governmental activities are not current financial resources and therefore are not reported in the governmental funds balance sheet.90,603,375 Interest payable on long term debt does not require current financial resources; therefore, it is not reported as a liability in the governmental funds balance sheet.64,580)( An internal service fund is used by management to charge the cost of certain activities,such as fleet management to individual funds.The assets and liabilities of the internal service fund are included in the governmental activities in the statement of net position.1,188,348 Revenues earned but not available within sixty days of the year-end are not recognized as revenue on the fund financial statements.432,263 Long-term liabilities are not due and payable in the current period and therefore are not reported in the fund financial statements.These long-term liabilities at year end consists of: Bonds payable 23,305,000)( Premiums on issuance 1,220,285)( Capital leases payable 360,584)( Net pension liability 7,227,897)( Net OPEB obligation 706,369)( Compensated absences 673,826)( Deferred inflows and outflows of resources related to pensions are reported in conjunction with the net pension liability and are not reported in the City's fund financial statements.1,423,807 Deferred losses on issuances of refunding bonds are recorded s deferred outflows of resources in the statement of net position.This is the difference between the reacquisition price and the net carrying amount of refunded bonds,net of amortization.472,470 Net position of governmental activities 80,692,759$ The accompanying notes are an integral part of these financial statements. SEPTEMBER 30, 2015 Amounts reported for governmental activities in the statement of net position are different because: CITY OF FRIENDSWOOD, TEXAS RECONCILIATION OF THE BALANCE SHEET OF GOVERNMENTAL FUNDS TO THE STATEMENT OF NET POSITION 23 Other Total TDRA Capital Governmental Governmental General Grant Projects Funds Funds REVENUES Property taxes 13,894,078$ -$ -$ 1,601,496$ 15,495,574$ Sales and alcohol taxes 5,291,186 - - - 5,291,186 Franchise taxes 1,726,557 - - - 1,726,557 Fines and forfeitures 877,282 - - 30,275 907,557 Permits and fees 1,289,432 - - 59,832 1,349,264 Intergovernmental 268,209 3,016,916 - 251,855 3,536,980 Investment earnings 64,770 296 8,205 4,676 77,947 Donations 86,982 - - 262,343 349,325 Miscellaneous 72,837 - - - 72,837 Total revenues 23,571,333 3,017,212 8,205 2,210,477 28,807,227 EXPENDITURES Current: General government 5,227,515 - - 115,645 5,343,160 Public safety 11,167,516 - - 180,830 11,348,346 Public works 2,066,349 - - - 2,066,349 Community development 925,947 - - - 925,947 Parks and recreation 2,917,857 - - - 2,917,857 Library 1,036,843 - - - 1,036,843 Debt service: Principal - - - 1,272,823 1,272,823 Interest and other - - - 612,868 612,868 Bond issuance costs - - - 163,472 163,472 Capital outlay 454,773 3,016,916 3,544,886 238,654 7,255,229 Total expenditures 23,796,800 3,016,916 3,544,886 2,584,292 32,942,894 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 225,467)( 296 3,536,681)( 373,815)( 4,135,667)( OTHER FINANCING SOURCES (USES) Issuance of capital-related debt - - 9,595,000 - 9,595,000 Issuance of refunding debt - - - 2,840,000 2,840,000 Premium on bond issuance - - 378,457 268,289 646,746 Payment to bond refunding escrow agent - - - 3,058,663)( 3,058,663)( Insurance recoveries 39,257 - - - 39,257 Transfers in 1,226,205 - - 318,457 1,544,662 Transfers out - - 318,457)( - 318,457)( Proceeds from sale of capital assets 99 - - - 99 Total other financing sources and uses 1,265,561 - 9,655,000 368,083 11,288,644 NET CHANGE IN FUND BALANCES 1,040,094 296 6,118,319 5,732)( 7,152,977 FUND BALANCES, BEGINNING 12,519,580 - 239,078)( 697,558 12,978,060 FUND BALANCES, ENDING 13,559,674$ 296$ 5,879,241$ 691,826$ 20,131,037$ The accompanying notes are an integral part of these financial statements. CITY OF FRIENDSWOOD, TEXAS STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 24 Net change in fund balances - total governmental funds 7,152,977$ Governmental funds report capital outlays as expenditures.However,in the statement of activities, the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount of capital outlays reported in the current period.7,644,794 Depreciation is not recognized as an expenditure in governmental funds since it does not require the use of current financial resources.The effect of recording current year depreciation is to decrease net assets.3,057,901)( The internal service fund is used by management to charge the cost of fleet management to individual funds.The change in net position of the internal service fund is included in the governmental activities in the statement of net position.67,121)( The issuance of long-term debt (e.g.,bonds,leases)provides current financial resources to governmental funds,while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds.Neither transaction,however,has any effect on net position.Also,governmental funds report the premiums and similar items when debt is first issued, whereas these amounts are deferred and amortized in the statement of activities.This amount is the net effect of these differences in the treatment of long-term debt and related items. Issuance of bonds 13,081,746)( Repayment of principal on long-term debt 1,272,823 Bond refunding 3,058,663 Amortization of: Premium on bond issuance 103,287 Loss on refunding 61,945)( Current year changes in certain long-term liabilities do not require the use of current financial resources and, therefore, are not reported as expenditures in governmental funds. Compensated absences liability 123,925 Retainage payable 275,058)( Net pension liability 175,863 Net OPEB obligation 63,724)( Interest payable on long-term debt is accrued in the government-wide financial statements,whereas in the fund financial statements, interest expenditures are reported when due. 4,384 Revenues from property taxes and fines that do not provide current financial resources are not reported as revenues in the funds.7,301 Change in net position of governmental activities 2,936,522$ The accompanying notes are an integral part of these financial statements. FOR THE YEAR ENDED SEPTEMBER 30, 2015 Amounts reported for governmental activities in the Statement of Activities are different because: CITY OF FRIENDSWOOD, TEXAS RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES TO THE STATEMENT OF ACTIVITIES AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS 25 THIS PAGE LEFT BLANK INTENTIONALLY Business Type Activities Governmental Enterprise Fund Activities Water and Sewer Internal Service ASSETS Current assets Cash and investments 10,822,289 $ 270,182 $ Accounts receivable, net of allowance Customer accounts 2,000,594 - Due from other funds 1,172,858 - Prepaids and other assets 40,784 - Restricted cash and investments 1,383,407 - Total current assets 15,419,932 270,182 Noncurrent assets Working capital deposit 383,491 - Capital assets Land 319,473 - Construction in progress 6,037,814 - Water rights 19,716,695 - Machinery and equipment 1,195,559 2,867,477 Buildings and improvements 589,624 - Water and sewer system 63,267,248 - Accumulated depreciation 31,946,101)( 1,948,611)( Net capital assets 59,180,312 918,866 Total noncurrent assets 59,563,803 918,866 Total assets 74,983,735 1,189,048 DEFERRED OUTFLOWS OF RESOURECES Deferred loss on issuance of refunding bonds 604,082 - Deferred outflow of resources for pensions 218,029 - Total deferred outflows of resources 822,111 - Total assets and deferred outflows of resources 75,805,846 1,189,048 CITY OF FRIENDSWOOD, TEXAS STATEMENT OF NET POSITION - PROPRIETARY FUNDS SEPTEMBER 30, 2015 26 THIS PAGE LEFT BLANK INTENTIONALLY Business-Type Activities Governmental Enterprise Fund Activities Water and Sewer Internal Service LIABILITIES Current liabilities Accounts payable 794,324 $ 700 $ Accrued liabilities 155,275 - Accrued interest 115,899 - Deposits 430,557 - Compensated absences 14,308 - Bonds and other long-term debt payable 1,770,000 - Total current liabilities 3,280,363 700 Noncurrent liabilities Compensated absences 72,309 - Net pension liability 803,100 - Net OPEB obligation 124,796 - Bonds and other long-term debt payable 32,769,087 - Total noncurrent liabilities 33,769,292 - Total liabilities 37,049,655 700 DEFERRED INFLOWS OF RESOURECES Deferred inflow of resources for pensions 59,828 - Total deferred inflows of resources 59,828 - Total liabilities and deferred inflows of resources 37,109,483 700 NET POSITION Net investment in capital assets 26,628,714 918,866 Restricted for capital projects 27,468 - Unrestricted 12,040,181 269,482 Total net position 38,696,363 $ 1,188,348 $ The notes to the basic financial statements are an integral part of this statement. SEPTEMBER 30, 2015 CITY OF FRIENDSWOOD, TEXAS STATEMENT OF NET POSITION - PROPRIETARY FUNDS 27 THIS PAGE LEFT BLANK INTENTIONALLY Business-Type Activities Governmental Enterprise Fund Activities Water and Sewer Internal Service OPERATING REVENUES Charges for services 11,020,029$ 359,125$ Total operating revenues 11,020,029 359,125 OPERATING EXPENSES Personnel services 1,675,139 - Sewer operations 1,755,070 - Water purchases 1,070,000 - Repairs and maintenance 560,443 - Supplies 138,988 7,751 Other services and charges 810,410 - Depreciation 1,619,661 415,732 Total operating expenses 7,629,711 423,483 Operating income (loss)3,390,318 64,358)( NONOPERATING REVENUES (EXPENSES) Investment income 49,138 1,124 Gain (loss) on disposal of capital assets 7,839 3,887)( Bond issuance costs 110,314)( - Interest expense 1,413,962)( - Total nonoperating revenues (expenses)1,467,299)( 2,763)( Income (loss) before transfers and extraordinary item 1,923,019 67,121)( Transfers out 1,226,205)( - Extraordinary item 1,259,848 - Change in net position 1,956,662 67,121)( Net position, beginning 39,404,315 1,255,469 Prior period adjustment 2,664,614)( - Net position, beginning - as restated 36,739,701 1,255,469 Net position, ending 38,696,363$ 1,188,348$ The notes to the basic financial statements are an integral part of this statement. CITY OF FRIENDSWOOD, TEXAS STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET POSITION PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 28 THIS PAGE LEFT BLANK INTENTIONALLY Business-Type Activities Governmental Enterprise Fund Activities Water and Sewer Internal Service OPERATING ACTIVITIES Cash received from customers 11,206,856$ -$ Receipts from interfund charges for fleet management - 359,340 Cash payments to suppliers for goods and services 1,659,535)( 7,051)( Cash payments to employees for services 3,201,351)( - Net cash provided by operating activities 6,345,970 352,289 NONCAPITAL FINANCING ACTIVITIES Cash paid to other funds 272,858)( - Transfers to other funds 1,226,205)( - Net cash used by noncapital financing activities 1,499,063)( - CAPITAL AND RELATED FINANCING ACTIVITIES Proceeds from the sale of capital assets 7,839 9,346 Acquisition and construction of capital assets 2,502,409)( 408,085)( Repayment of debt 1,855,000)( - Interest paid on debt 1,430,173)( - Net cash used in capital and related financing activities 5,779,743)( 398,739)( INVESTING ACTIVITIES Investment income 49,138 1,124 Net cash provided by investing activities 49,138 1,124 Net change in cash and cash equivalents 883,698)( 45,326)( CASH AND CASH EQUIVALENTS, BEGINNING 13,089,394 315,508 CASH AND CASH EQUIVALENTS, ENDING 12,205,696$ 270,182$ CITY OF FRIENDSWOOD, TEXAS STATEMENT OF CASH FLOWS - PROPRIETARY FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 29 THIS PAGE LEFT BLANK INTENTIONALLY Business-Type Activities Governmental Enterprise Fund Activities Water and Sewer Internal Service Reconciliation of operating income (loss) to net cash provided by operating activities Operating income (loss)3,390,318$ 64,358)$( Adjustments to reconcile operating income (loss) to net cash provided by operating activities Depreciation 1,619,661 415,732 Extraordinary item 1,259,848 - Change in assets, deferred inflows and outflows, and liabilities Decrease (increase) in customer receivable 131,652 215 Decrease (increase) in prepaids and other assets 414)( - Decrease (increase) in working capital deposit 80,295)( - Decrease (increase) in deferred outflow for pensions 62,653)( - Increase (decrease) in accounts payable 45,579)( 700 Increase (decrease) in other liabilities 47,050 - Increase (decrease) in customer deposits 55,175 - Increase (decrease) deferred inflows for pensions 59,828 - Increase (decrease) in net OPEB obligation 11,258 - Increase (decrease) in net pension liability 16,716)( - Increase (decrease) in compensated absences 23,163)( - Net cash provided by operating activities 6,345,970$ 352,289$ SCHEDULE OF NON-CASH CAPITAL AND RELATED FINANCING ACTIVITIES Refunding debt issued 5,965,000$ -$ The notes to the basic financial statements are an integral part of this statement. FOR THE YEAR ENDED SEPTEMBER 30, 2015 CITY OF FRIENDSWOOD, TEXAS STATEMENT OF CASH FLOWS - PROPRIETARY FUNDS 30 THIS PAGE LEFT BLANK INTENTIONALLY 31 CITY OF FRIENDSWOOD, TEXAS NOTES TO BASIC FINANCIAL STATEMENTS SEPTEMBER 30, 2015 I. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Friendswood, Texas (“the City”) was incorporated on October 15, 1960. The City charter provides for a City County-City manager form of government. The Mayor and six Council members are elected from the City at large serving three-year terms. The City Council is the principal legislative body of the City. The City Manager is appointed by a majority vote of the City Council and is responsible to the Council for the administration of all the affairs of the City. The City Manager is responsible for law enforcement, appointment and removal of department directors and employees, supervision and control of all City departments, and preparation of the annual budget. The Major resides at meetings of the City Council and can vote. The City provides the following services: public safety, streets, parks and recreation, library, water and sewer, sanitation, planning and zoning, building inspection, code enforcement, and general administrative services. Financial Reporting Entity The City is an independent political subdivision of the State of Texas governed by an elected six - member Council and Mayor and is considered a primary government. As required by generally accepted accounting principles, these financial statements have been prepared based on considerations regarding the potential for inclusion of other entities, organizations, or functions as part of the City’s financial reporting entity. Based on these considerations, the West Ranch Management District has been included in the City’s reporting entity as a discretely presented component unit. Additionally, as the City is considered a primary government for financial reporting purposes, its activities are not considered a part of any other governmental or other type of reporting entity. Consideration regarding the potential for inclusion of other entities, organizations, or functions in the City’s financial reporting entity is based on criteria prescribed by general accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City’s financial reporting entity status is that of a primary government are that it has a separately elected governing body; it is legally separate; and it is financial independent of other state and local governments. Additional prescribed criteria under generally accepted accounting principles include considerations pertaining to organizations for which the primary government is financially accountable; and considerations pertaining to other organizations for which the nature and significance of the relationship with the primary government are such that exclusion would cause the reporting entity’s financial statements to be misleading or incomplete. 32 The West Ranch Management District (“the District”), a discretely presented component unit, was created under Section 59, Article XVI of the Texas Constitution added by an Act f the 79 th Legislature of the State of Texas, effective June 17, 2005, in accordance with the Texas Water Code, Chapter 54. The District operates in accordance with Chapters 3837, Texas Special District Local Laws Code, Chapters 49 and 54 of the Texas Water Code and Chapter 375 of the Texas Local Government Code, and is subject to the continuing supervision of the Texas Commission on Environmental Quality. The District was created to promote and encourage employment and the public welfare within the District. The affairs of the District are managed by a Board of Directors composed of persons appointed by the City Council. The City is financially accountable for the District because City Council must approve any debt issuances. Complete financial statements from the component may be obtained at the District’s administrative office. Basis of Presentation The government-wide financial statements (i.e., the statement of net position and the statement of activities) report information on all activities of the primary government and its component unit. For the most part, the effect of interfund activity has been removed from these statements. Governmental activities, which normally are supported by taxes and intergovernmental revenue, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. Likewise, the primary governmental is reported separately from certain legally separate component units for which the primary government is financial accountable. The statement of activities demonstrates the degree to which the direct expenses of a given function or segment are offset by program revenue. Direct expenses are those that are clearly identifiable with a specific function or segment. Program revenue includes 1) charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or segment, and 2) grants and contributions that are restricted to meeting the operations or capital requirements of a particular function or segment. Taxes and other items not properly included amount program revenue are reported instead as general revenue. Separate financial statements are provided for governmental funds and proprietary funds. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. Measurement Focus/Basis of Accounting The government-wide financial statements are reported using the economic resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considered revenue to be available if collected within 60 days of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgements, are recorded only when payment is due. 33 Property taxes, franchise taxes, sales taxes, and interest associated with the current fiscal period are all considered to be susceptible to accrual and, accordingly, have been recognized as revenue of the current fiscal period. All of revenue items are considered to be measureable and available only when cash is received by the City. The City reports the following major governmental funds: The General Fund is the City’s primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The TDRA Grant Fund is used to account for receipts and expenditures related to the Texas Community Development Block Grant awarded to the City in fiscal year 2009-2010. The Bond Construction Fund is used to account for the construction of public facilities, and park, street and drainage improvements that are funded by the proceeds from Permeant Improvement Bonds. Other governmental funds is a summarization of all the non-major governmental funds. The City reports the following major enterprise fund: The Water and Sewer Fund is used to account for the activities of the City’s water and wastewater operations. Additionally, the City reports the following fund type: The Internal Service Fund is used to account for fleet management services provided to other departments of the City on a cost reimbursement basis. As a general rule, the effect of interfund activity has been eliminated from the government-wide financial statements. Exceptions to this general rule are charges between the City’s water and sewer function and various other functions of the government. Elimination of these charges would distort the direct costs and program revenue reported for the carious functions concerned. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and providing the delivering goods in connection with a proprietary fund’s principal ongoing operations. The principal operating revenues of the Water and Sewer enterprise fund and of the City’s internal service fund are charges to customers for sales and services. Operating expenses for the enterprise fund and internal service fund include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenue and expenses not meeting this definition are reported as nonoperating revenue and expenses. 34 Cash and Investments Cash and investments include cash on hand, deposits with financial institutions, short-term investments in a state-managed public funds investment pool account (TexPool), and a privately managed public funds investment pool (Texas Class). Other investments consist mainly of U.S. government treasury bills, treasury notes and other U.S. government obligations. Restricted cash and investments are assets restricted for specific use. Restricted includes cash on deposits with financial institutions and investment pools. In accordance with GASB Statement No. 31, the City’s general policy is to report money market investments and short-term participating interest-earning investment contracts at amortized cost and to report nonparticipating interest-earning investment contracts using a cost-based measure. However, if the fair value of an investment is significantly report at fair value. All other investments are reported at fair value unless a legal contract exists which guarantees a higher value. The term “short-term” refers to investments which have a remaining term of one year or less at time of purchase. The term “nonparticipating” means that the investment’s value does not vary with market interest rate changes. The City maintains a pooled cash and investments account for all funds of the City. Each fund’s positive equity in the pooled cash account is presented as “cash and investments” in the financial statements. Negative equity balances are reclassified and are reflected as interfund accounts payable. Interest income and interest expense are allocated monthly to each respective individual fund based on their representative fund balances. The City’s cash and cash equivalents are considered to be cash on hand, demand deposits, and short-term investments with original maturities of three months or less from the date of acquisition. Receivables and Payables Activity between funds that are representative of lending/borrowing arrangements outstanding at the end of the fiscal year are referred to as either “due to/from other funds” (i.e., the current portion of interfund loans”). All other outstanding balances between funds are reported as “due to/from other funds.” Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as “internal balances.” All trade and property tax receivables are shown net of an allowance for uncollectible accounts. Management estimates an allowance for trade accounts receivable based on past experience, historical losses, and other pertinent factors. The City’s property taxes are levied annually in October on the basis of the Appraisal District’s assessed values as of January 1 of that calendar year. Appraised values are established by the Appraisal District at market value and assessed at 100% of appraised value less exemptions. The City’s property taxes are billed and collected by Galveston County. Such taxes are applicable to the fiscal year in which they are levied and become delinquent with an enforceable lien on property on February 1 of the subsequent calendar year. 35 Property taxes are prorated between operations and debt service based on rates adopted for the year of the levy. For the current year, the City levied property taxes of $0.5914 per $100 of assessed valuation that were prorated between operations and debt service in the amounts of $0.5303 and $0.0611, respectively. The resulting tax levies were approximately $12.9 and $1.6 million for operations and debt service, respectively, based on a total taxable valuation of approximately $2.6 billion for the 2014 tax year. West Ranch Management District bond resolutions require that the District levy and collect an ad valorem debt service tax sufficient to pay interest and principal on bonds when due. During the year ended July 31, 2015, the District levied an ad valorem debt service tax at the rate of $0.3800 per $100 of assessed valuation, which resulted in tax levy of $769,931 on the taxable valuation of approximately $202.4 million for the 2014 tax year. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. The City applies the consumption method in accounting for prepaid items in the governmental funds. Restricted Assets Certain proceeds of the City’s enterprise fund revenues bonds, as well as certain resources set aside for their repayment, are classified as restricted assets on the balance sheet because their use is limited by applicable bond covenants. Contract with West Ranch Management District The District approved a contract with the City effective August 15, 2005, as amended. Under the terms of the contract, the District is to pay for construction of water distribution, sanitary sewer, drainage, transportation, education and recreation facilities to serve the District. The District shall be the owner of the system until the system is completed, approved by the City and conveyed to it, at which time ownership will vest in the City. The District will own and operate detention facilities to serve the District. Pursuant to the contract, the District shall have a security interest therein until all bonds issued by the District are retired. Capital Assets Capital assets, which include property, plant, equipment, infrastructure, and water rights, are reported in the applicable governmental or business-type activities columns in the government- wide financial statements. The City defines capital assets as assets with an initial, individual cost of more than $5,000 and an estimated historical cost if actual historical cost is not available. Donated capital assets are recorded at estimated fair market value at the date of donation. The cost of normal maintenance and repairs that do not add to the value of the asset or materially extend assets’ lives are not capitalized. 36 The City’s property, plant and equipment is depreciated using the straight -line method over the following useful lives: Buildings and improvements 20-50 years Machinery and equipment 5 - 10 years Infrastructure 40-50 years Water and sewer system 40-50 years The West Ranch Management District’s capital assets are depreciated using the straight-line method over estimated useful lives of 10 to 45 years. Deferred Outflows/Inflows of Resources In addition to assets, the statement of financial position and/or balance sheet will sometimes report a separate section for deferred outflows of resources. This separate financial statement element, deferred outflows of resources, represents a consumption of net position that applies to a future period(s) and so will not be recognized as an outflow of resources (expense/expenditure) until then. The City has the following items that qualify for reporting in this category.  Deferred charges on refunding debt – A deferred charge on refunding results from the difference in the carrying value of refunded debt and its reacquisition price. This amount is deferred and amortized over the shorter of the life of the refunded or refunding debt.  Pension contributions after measurement date – These contributions are deferred and recognized in the following fiscal year.  Difference in projected and actual earnings on pension assets – This difference is deferred and amortized over a closed five year period. In addition to liabilities, the statement of financial position and/or balance sheet will sometimes report a separate section for deferred inflows of resources. This separate financial statement element, deferred inflows of resources, represents an acquisition of net position that applies to a future period(s) and so will not be recognized as an inflow of resources (revenue) until that time. The City has only one type of item that qualifies for reporting in this category under the full accrual basis of accounting. This item, the difference in expected and actual pension experience, is deferred and recognized over the estimated average remaining lives of all members determined as of the measurement date. The City also has one item that qualifies for reporting in this category under the modified accrual basis of accounting. This item, unavailable revenues, represents revenues that are not considered available because they are not collected by the City within the 60- day accrual period. Compensated Absences The City’s employees earn vacation and sick leave, which may either be taken or accumulated, up to certain amounts, until paid upon resignation or retirement. All vacation and sick leave pay is accrued when incurred in the government-wide and proprietary fund financial statements. A liability for these amounts is reported in the governmental funds only if they have matured, for example, as a result of employee resignations and retirements. 37 Long-Term Obligations In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net position. Bond premiums and discounts are deferred and amortized over the life of the bonds using the straight-line method, which approximates the effective interest method. Bonds payable are reported net of the applicable bond premium or discount. Bond issuance costa re expenses in the period incurred. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs during the current period. The face amount of debt issued is reported as other financial sources. Premiums received in debt issuances are reported as other financial sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt services expenditures. Pensions For purposes of measuring the net pension liability, pension related deferred outflows and inflows of resources, and pension expense, City specific information about its Fiduciary Net Position in the Texas Municipal Retirement System (TMRS) and additions to/deductions from the City’s Fiduciary Net Position have been determined on the same basis as they are reported by TMRS. For this purpose, plan contributions are recognized in the period that compensation is reported for the employee, which is when contributions are legally due. Benefit payments and refunds are recognized when due and payable in accordance with the benefit terms. Investments are reported at fair value. Fund Balances and Net Position Government-Wide Financial Statements: In accordance with GASB Statement No. 63, Financial Reporting of Deferred Outflows of Resources, Deferred Inflows of Resources, and Net Position on the Statement of Net Position includes the following categories: Net investment in capital assets – the component unit of net position that reports the difference between capital assets less both the accumulated depreciation and the outstanding balance of debt, net of premiums and discounts, that is directly attributable to the acquisiti on, construction or improvement of these capital assets. Restricted – Net position is reported a restricted when there are limitations imposed on its use either through the enabling legislation adopted by the City or through external restrictions imposed by creditors, grantors, or laws or regulations of other governments. 38 Unrestricted – the difference between the assets and liabilities that is not reported in any of the classifications above. Governmental Fund Financial Statements: In accordance with GASB Statement No. 54, Fund Balance Reporting and Governmental Fund Type Definitions, the City classifies governmental fund balances as follows: Non-spendable – includes amounts that cannot be spent because they are either not in spendable form, or, for legal or contractual reasons, must be kept intact. This classification includes prepaid items and the fund balance of the City’s permanent fund. Restricted – includes fund balance amounts that are constrained for specific purposes which are imposed by providers, such as creditors or amounts restricted due to constitutional provision or enabling legislation. This classification includes retirement of long-term debt, construction programs, City ordinances, and other federal and state grants. Committed – includes fund balance amounts that are constrained for specific purposes that are internally imposed by the City through formal action in an open meeting of th e highest level of decision making authority. Committed fund balance is reported pursuant to resolution passes by the City Council. Assigned – includes fund balance amounts that are self-imposed by the City to be used for particular purpose. Fund balance can be assigned by the City Council or the City Manager, pursuant to the City’s fund balance policy. At September 30, 2015, the City’s assigned fund balance included amounts assigned for encumbrances. Unassigned – includes residual positive fund balance within the general fund which has not been classified within the other above mentioned categories. Unassigned fund balance may also include negative balances for any governmental fund if expenditures exceed amounts restricted, committed, or assigned for those specific purposes. When both restricted and unrestricted fund balances are available for use, it is the City’s policy to use restricted fund balance first, then unrestricted fund balance. Furthermore, committed fund balances are reduced first, followed by assigned amounts and ten unassigned amounts when expenditures are incurred for purposes for which amounts in any of those unrestricted fund balance classifications are available. The City has established a minimum fund balance policy whereby the City’s unassigned general fund balance will be maintained at levels sufficient to protect the City’s creditworthiness, as well as its financial position, from unforeseeable emergencies. The City will strive to maintain the unassigned general fund balance at a minimum of 90 days of prior year audited operation expenditures. 39 Estimates The preparation of financial statements, in conformity with generally accepted accounting principles, requires management to make estimates and assumptions that affect the rep orted amounts of assets and liabilities and disclosures of contingent liabilities at the date of the financial statements and the reported amounts of revenue and expenses during the reporting period. Actual amounts could differ materially from those estimates. II. DEPOSITS AND INVESTMENTS Under provisions of state and local statutes, the City’s investment policies, and provisions of the City’s depository contracts with an area financial institution, the City is authorized to place available deposits and investments in the following: 1. Obligations of the U.S., it’s agencies and instrumentalities; 2. Certificates of Deposit issued by state and national banks or savings or loan associations domiciled in this state that are guaranteed or incurred by the Federal Deposit Insurance Corporation or collateralized in accordance with Section 2256.010, the Texas Government Code, in face amounts not to exceed $100.000; 3. No-load money market mutual funds; and 4. TexPool, Lone State Investment Pool and Texas Class. The City Council has adopted a written investment policy regarding the investments of its funds as defined by the Public Funds Investment Act of 1995 (Chapter 2256, Texas Government Code). The investments of the City are in compliance with the Council’s investment policies. The City did not have any derivative investment products during the current year. All significant legal and contractual provisions for investments were complied with during the year. Deposits and investments as of September 30, 2015 are classified in the accompanying financial statements as follows: Governmental activities 21,231,497$ Business-type activities 12,205,696 33,437,193$ 40 Deposits and investments as of September 30, 2015 consist of the following: Deposits with financial institutions 8,908,938$ Investments 24,528,255 33,437,193$ As of September 30, 2015, the City had the following investments: Weighted Average Investment Type Fair Value Maturity (Days) Texas Class 11,177,546$ 61 TexPool 2,338,983 40 U.S. Agency Securities: Federal Home Loan Mortgage Corporation 4,505,518 844 Federal Home Loan Bank 4,505,336 712 Federal Farm Credit Bank 2,000,872 877 Total U.S. Agency Securities 11,011,726 Total portfolio 24,528,255$ The City’s investment pools are 2a7-like pools. A 2a7-like pool is one which is not registered with the Securities and Exchange Commission (SEC) as an investment company, but nevertheless has a policy that it will, and does, operate in a manner consistent with the SEC’s Rule 2a7 of the Investment Company Act of 1940. The City’s investments in these pools are the same as the value of the pool shares, which are valued based on quoted market rates. The City invests in Texas Local Government Investment Pool (TexPool), which was created under the Interlocal Cooperation Act, Texas Government Code Ann. Chapter 791 and the Texas Public Funds Investment Act. The Texas Treasury Safekeeping Trust Company (“the Trust”) is trustee of TexPool and is a limited purpose trust company authorized pursuant to Texas Government Code Ann. Section 404.103 for which the Texas State Comptroller is sole officer, director and shareholder. The advisory board of TexPool is composed of members appointed pursuant to the requirements of the Texas Public Funds Investment Act. The City invests in Texas Class Investment Pool which was established in 1996 pursuant to the Texas Public Funds Investment Act. The pool is governed by a 7-member board of trustees, who are elected by pool participants. The Cutwater Investor Services Corp. serves as the pools program administrator and Wells Fargo Bank Texas, NA, serves as custodian. Interest Rate Risk. In accordance with its investment policy, the City manages its exposure to declines in fair values by structuring the investment portfolio so that securities mature to meet cash requirements for ongoing operations and invest operation funds primarily in short-term securities. 41 Custodial Credit Risk. In the case of deposits, this is the risk that in the event of a bank failure, the City’s deposits may not be returned. State statutes require that all deposits in financial institutions be fully collateralized by U.S. Government obligations or its agencies and instrumentalities or direct obligations of Texas or its agencies and instrumentalities that have a fair value of not less than the principal amount of deposits. As of September 30, 2015, all of the City’s cash deposits with financial institutions were collateralized with securities held by the pledging financial institution in the City’s name. Credit Risk. It is the City’s policy to limit its investments to investment types with an investment quality rating not less than A or its equivalent by a nationally recognized statistical rating organization. The City’s investments as of September 30, 2015, were rated as follows: Investment Type Rating Rating Agency Texas Class AAAm Standard & Poor's TexPool AAAm Standard & Poor's U.S. Agency Securities: Federal Home Loan Mortgage Corporation Aaa Moody's Investor Service Federal Home Loan Bank Aaa Moody's Investor Service Federal Farm Credit Bank Aaa Moody's Investor Service Federal National Mortgage Association Aaa Moody's Investor Service III. ACCOUNTS RECIEVABLE AND DEFERRED INFLOWS OF RESOURCES Receivables as of September 30, 2015 for the City’s individual major funds, nonmajor funds in the aggregate and the Internal Service Fund including the applicable allowances for uncollectible accounts, are as follows: TDRA Water and General Grant Nonmajor Sewer Total Receivables: Property taxes 242,803$ -$ 44,310$ -$ 287,113$ Penalties and interest 96,307 - - - 96,307 Sales taxes 955,061 - - - 955,061 Franchise taxes 378,145 - - - 378,145 Customer accounts 199,574 - 31,404 2,250,775 2,481,753 Court fines 602,561 - 3,573 - 606,134 Intergovernmental 31,948 766,838 498,616 - 1,297,402 Other 9,254 - - - 9,254 Gross receivables 2,515,653 766,838 577,903 2,250,775 6,111,169 Less: allowance for uncollectibles 602,496)( - 17,656)( 250,181)( 870,333)( Net receivables 1,913,157$ 766,838$ 560,247$ 2,000,594$ 5,240,836$ Governmental Funds Proprietary 42 Governmental funds reported deferred inflows of resources in connection with receivables for revenue that is not considered to be available to liquidate liabilities of the current period. At the end of the current fiscal year, the various components of deferred inflows of resources for unavailable revenues reported in the governmental funds were as follows: Deferred Inflows of Resources General Fund Delinquent property taxes 186,864$ Property tax penalties and interest 74,119 Court fines 120,512 Miscellaneous 13,113 Total General Fund 394,608 Nonmajor Funds Delinquent property taxes 23,585 Property tax penalties and interest 10,518 Court fines 3,552 Total Nonmajor Funds 37,655 Total Governmental Funds 432,263$ IV. NOTES RECEIVABLE On June 1, 2015, The City Council approved the purchase of a fire truck for the Friendswood Volunteer Fire Department for $483,364. This purchase is supported with a repayment agreement whereby the Friendswood Volunteer Fire Department where the City would be repaid $72,000 per year for the first six years, with a final payment of $65,000. The City set an initial interest rate of 1% with an option to increase should interest rates rise significantly. 43 V. CAPITAL ASSETS Capital asset activity for the year ended September 30, 2015 was as follows: Beginning Reclassifications/Ending Governmental Activities Balance Increases Decreases Adjustments Balance Capital assets not being depreciated Land 24,007,398$ 1,219,283$ -$ 578,480$ 25,805,161$ Construction in progress 2,622,174 6,194,213 1,174,700)( - 7,641,687 Total capital assets not being depreciated 26,629,572 7,413,496 1,174,700)( 578,480 33,446,848 Capital assets being depreciated Buildings and improvements 38,518,112 6,500 30,640 2,695,283 41,250,535 Machinery and equipment 16,992,645 632,625 16,028)( 2,745,014)( 14,864,228 Infrastructure 67,671,399 - 1,079,967 78 68,751,444 Total capital assets being depreciated 123,182,156 639,125 1,094,579 49,653)( 124,866,207 Less accumulated depreciation Buildings and improvements 15,739,280)( 720,158)( - 1,478,740 14,980,698)( Machinery and equipment 8,912,460)( 1,204,075)( 67,146 246,112 9,803,277)( Infrastructure 40,110,716)( 1,549,400)( - 71,665)( 41,731,781)( Total accumulated depreciation 64,762,456)( 3,473,633)( 67,146 1,653,187 66,515,756)( Total capital assets being depreciation, net 58,419,700 2,834,508)( 1,161,725 1,603,534 58,350,451 Government activities capital assets, net 85,049,272$ 4,578,988$ 12,975)$( 2,182,014$ 91,797,299$ 44 Beginning Reclassifications/Ending Business-type Activities Balance Increases Decreases Adjustments Balance Capital assets not being depreciated Land 716,818$ -$ -$ 397,345)$( 319,473$ Water rights 19,716,695 - - - 19,716,695 Construction in progress 3,634,331 2,403,483 - - 6,037,814 Total capital assets not being depreciated 24,067,844 2,403,483 - 397,345)( 26,073,982 Capital assets being depreciated Buildings and improvements - - - 589,624 589,624 Machinery and equipment 3,244,767 98,925 - 2,148,133)( 1,195,559 Water and sewer system 60,361,450 - - 2,905,798 63,267,248 Total capital assets being depreciated 63,606,217 98,925 - 1,347,289 65,052,431 Less accumulated depreciation: Buildings and improvements - 17,852)( - 200,387)( 218,239)( Machinery equipment 2,697,056)( 44,686)( - 1,878,126 863,616)( Water and sewer system 28,732,805)( 1,557,123)( - 574,318)( 30,864,246)( Total accumulation deprecation 31,429,861)( 1,619,661)( - 1,103,421 31,946,101)( Total capital assets being depreciated, net 32,176,356 1,520,736)( - 2,450,710 33,106,330 Business-type activities capital assets, net 56,244,200$ 882,747$ -$ 2,053,365$ 59,180,312$ Beginning Reclassifications/Ending Component Unit Balance Increases Decreases Balance Capital assets not being depreciated Land 5,848,357$ 158,631$ -$ 6,006,988$ Capital assets being depreciated Water production and distribution facilities 483,467 - - 483,467 Less accumulated deprecation: Water production and distribution facilities 41,320)( 10,746)( - 52,066)( Total capital assets being depreciated, net 442,147 10,746)( - 431,401 Component units capital assets, net 6,290,504$ 147,885$ -$ 6,438,389$ 45 Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities General government 171,900$ Public safety 503,823 Public works 1,891,766 Community services 490,412 Capital assets held by the City's internal service fund are charged to the various functions based on their usage 415,732 Total deprecation expense - governmental activities 3,473,633$ Business-type activities Water and sewer 1,619,661 $ Total deprecation expense - business-type activities 1,619,661$ VI. INTERFUND BALANCES AND ACTIVITIES Interfund balances at September 30, 2015 consisted of the following individual fund balances that are scheduled to be repaid within one year: Due to Fund Due from Fund Amount Purpose General TDRA Grant 684,831$ Balance of fund expenditures funded by the General Fund, pending reimbursements Water and Sewer TDRA Grant 272,858 Water and Sewer Fund providing cash to fund purchase of SCADA equipment. Water and Sewer Nonmajor 900,000 Return of excess amount previously governmental transferred, upon decrease in City's obligation under grant award 1,857,689$ During the year ended September 30, 2015, transfers between funds occurred as described below: Transfer In Transfers Out Amount Purpose Debt Service (nonmajor)Capital Projects 318,457$ Bond proceeds General Water and Sewer 1,226,205 Budgeted annual transfer for indirect water and sewer costs by the General Fund 1,544,662$ 46 VII. LONG-TERM DEBT The City issues a variety of long-term debt instruments in order to acquire and/or construct major capital facilities and equipment for governmental and business-type activities. These instruments include general obligation bonds, certificates of obligation, revenue bonds, and capital leases. These debt obligations are secured by either future tax revenue, water and sewer system revenue, or liens on property and equipment. Debt obligations that are intended to be repaid from water and sewer system revenue have been recorded as business-type activities. All other long-term obligations of the City are considered to be governmental type activities. Federal Arbitrage General obligation bonds, combination tax and revenue bonds, and certificates of obligation are subject to the provisions of the Internal Revenue Code of 1986 related to arbitrage and interest income tax regulations under those provisions. Bonds Payable and Certificates of Obligation The following schedule summarizes the terms of the City’s general obligation bonds, combination tax and revenue bonds, and certificates of obligation outstanding and their corresponding allocations to the governmental and business-type activities at September 30, 2015: Final Governmental Business-Type Maturity Interest Rate Activities Activities General Obligation Bonds 2010A Permanent Improvement 9,800,000 $ 2035 1.0% - 4.75%2,970,000$ -$ 2010B Permanent Improvement 3,460,000 2021 and Refunding 1.0% - 4.75%- 3,435,000 2012 General Obligation Refunding 5,460,000 2026 2.0% - 3.5%7,960,000 - 2014 General Obligation Refunding 8,805,000 2028 2.0% - 4.0%2,780,000 5,820,000 2015 General Obligation Refunding 9,595,000 2030 2.0% - 3.0% 9,595,000 - 23,305,000 9,255,000 Revenue Bonds 2006 Waterworks and Sewer System Revenue and Refunding 24,285,000 2031 4.0% - 5.0%- 14,030,000 2009 Waterworks and Sewer System 12,120,000 2028 2.0% - 4.8%- 10,510,000 - 24,540,000 23,305,000$ 33,795,000$ Series and Original Issue Amount 47 Annual debt service requirements for the City’s bonds and certificates of obligation are as follows: Year Ending September 30,Principal Interest Principal Interest Total 2016 1,390,000$ 671,019$ 1,770,000$ 1,424,684$ 5,255,703$ 2017 1,430,000 641,688 1,840,000 1,360,071 5,271,759 2018 1,465,000 609,894 1,910,000 1,289,606 5,274,500 2019 1,495,000 576,806 1,980,000 1,215,759 5,267,565 2020 1,530,000 542,281 2,065,000 1,131,185 5,268,466 2021 - 2025 8,410,000 1,953,681 9,645,000 4,397,789 24,406,470 2026 - 2030 6,715,000 669,622 11,565,000 2,134,516 21,084,138 2031 - 2035 870,000 106,275 3,020,000 311,250 4,307,525 23,305,000$ 5,771,266$ 33,795,000$ 13,264,860$ 76,136,126$ Governmental Activities Business-Type Activities Advance Refunding On November 3, 2014, the City issued $8.805 million in Series 2014 General Obligation Refunding Bonds with an average interest rate of 2.474 percent to refund $2.995 million of outstanding Series 2005 Permanent Improvement and Refunding Bonds and refund $6.085 million of outstanding Series 2006 Waterworks and Sewer System Revenue and Refunding Bonds (the Refunded Bonds) with an average interest rate of 4.795 percent. The net proceeds of $9.588 million (after payment of $152,690 in underwriting fees and other issuance costs) w ere used to purchase U.S. government securities. Those securities were deposited in an irrevocable trust with an escrow agent to provide for all future debt service payments on the Refunded Bonds. As a result, the Refunded Bonds are considered to be defeas ed and the liability for those bonds has been removed from the government-wide statement of position. The refunding resulted in a difference between the reacquisition price and the net carrying amount of the old debt of $483,309. This difference, reported in the accompanying financial statements as a deferred outflow of resources, is being charged to operations through the year 2028. The City completed the advance refunding to reduce its total debt service payments over the next 14 years by $1,509,749 and to obtain an economic gain (difference between the present values of the old and new debt service payments) of $1,254,977. Defeasance of Bonds The City defeased certain bonds by placing the proceeds of new bonds in an irrevocable trust to provide future debt service payments on the old bonds. Accordingly, the trust account assets and liabilities for the defeased bonds are not included in the City’s financial statements. On September 30, 2015, $6,085,000 of bonds considered defeased are still outstanding. 48 Obligations Under Capital Leases The City has entered into capital lease agreements in order to purchase machinery and equipment for public works, police and fire departments. The assets acquired through these lease agreements are as follows: Governmental Asset:Activities Machinery and equipment 1,745,042$ Less: accumulated deprecation 597,779)( Total 1,147,263$ The following is a summary of future lease payments due on this machinery and equipment: Year Ending Lease September 30, Obligation 2016 191,868$ 2017 63,056 2018 63,056 2019 63,056 Total 381,036 Less: interest portion 20,452)( Obligations under capital leases 360,584$ 49 Changes in Long-Term Liabilities Long-term liability activities of the primary government for the year ended September 30, 2015, was as follows: Balance Balance Due Beginning End of Within One of Year Increase Decrease Adjustments Year Year Governmental activities General obligation bonds 18,815,000$ 12,435,000$ 4,005,000)$( 3,940,000)$( 23,305,000$ 1,390,000$ Premium on bond issuance 676,826 646,746 103,287)( - 1,220,285 - Capital lease obligation 623,407 - 262,823)( - 360,584 180,090 Net pension obligation 643,444 - 643,444)( - - - Net pension liability 7,378,339 3,025,208 3,175,650)( - 7,227,897 - Net OPEB obligation 756,183 72,100 8,376)( 113,538)( 706,369 - Compensated absences 797,751 709,998 833,923)( - 673,826 118,447 Total governmental activities 29,690,950 16,889,052 9,032,503)( 4,053,538)( 33,493,961 1,688,537 Business-type activities Revenue bonds 31,830,000 - 7,290,000)( - 24,540,000 1,240,000 General obligation bonds - 5,965,000 650,000)( 3,940,000 9,255,000 530,000 Discount on bond issuance 49,955)( - 2,498 - 47,457)( - Premium on bond issuance 260,379 668,414 137,249)( - 791,544 - Net pension liability 819,816 336,134 352,850)( - 803,100 - Net OPEB obligation - 12,738 1,480)( 113,538 124,796 - Compensated absences 109,780 68,062 91,225)( - 86,617 14,308 Total business-type activities 32,970,020 7,050,348 8,520,306)( 4,053,538 35,553,600 1,784,308 Total primary government 62,660,970$ 23,939,400$ 17,552,809)$( -$ 69,047,561$ 3,472,845$ The compensated absences, net pension liability, and net OPEB obligation attributable to the governmental activities will be liquidated primarily by the General Fund. West Ranch Management District The following schedule summarizes the terms of the West Ranch Management District’s general obligation bonds at July 31, 2015: Amounts Outstanding Interest Range of Callable Series July 31, 2015 Rates Maturities Dates * Series 2010 6,425,000$ 3.25% to 5.25%2015 - 2040 September 1, 2020 Road Series 2010A 1,730,000 3.50% to 5.00%2015 - 2040 September 1, 2020 Series 2012A 3,110,000 3.50% to 4.10%2027 - 2040 September 1, 2020 Series 2012B 1,490,000 3.00% to 4.75%2015 - 2026 September 1, 2016 Road Series 2013 1,300,000 2.00% to 3.00%2015 - 2028 September 1, 2021 Series 2013 1,270,000 3.00% to 5.00% 2015 - 2040 September 1, 2021 Road Series 2014 2,235,000 2.00% to 3.75% 2015 - 2040 September 1, 2022 17,560,000$ * Or any date thereafter, callable at par plus accrued interest to the date of redemption. 50 Annual debt service requirements for the District’s bonds are as follows: Year Ending July 31,Principal Interest Total 2016 410,000$ 732,501$ 1,142,501$ 2017 425,000 720,844 1,145,844 2018 445,000 708,541 1,153,541 2019 460,000 695,238 1,155,238 2020 480,000 680,278 1,160,278 2021 - 2025 2,700,000 3,121,105 5,821,105 2026 - 2030 3,255,000 2,511,905 5,766,905 2031 - 2035 3,670,000 1,770,139 5,440,139 2036 - 2040 4,640,000 816,923 5,456,923 2041 1,075,000 25,273 1,100,273 17,560,000$ 11,782,747$ 29,342,747$ The District’s bonds are payable from the proceeds of an ad valorem tax levied upon all property within the District subject to taxation, without limitation as to rate or amount. Long-term liability activity of the West Ranch Management District for the year ended July 31, 2015, was as follows: Balance Balance Beginning End of Due Within of Year Increase Decrease Year One Year Component Unit General obligation bonds 15,655,000$ 2,235,000$ 330,000)$( 17,560,000$ 410,000$ Discount on bond issuance 310,749)( 66,474)( 7,951 369,272)( - Bond anticipation note - 660,000 - 660,000 - Developer advances 40,000 - - 40,000 - Due to developer 1,111,742 189,678 591,559)( 709,861 - Total component unit 16,495,993$ 3,018,204$ 913,608)$( 18,600,589$ 410,000$ Developers of the District have constructed underground utilities on behalf of the District. The District’s engineer estimates reimbursable costs for completed projects are $709,861. Additionally, a developer of the District has advanced $40,000 to the District for operating expenses. The District has agreed to reimburse the developers for these amounts, plus interest, to the extent approved by the Texas Commission on Environmental Quality from the proceeds of future bond sales. These amounts have been recorded in the financial statement as long-term liabilities. 51 VIII. PLEDGED REVENUES On August 21, 2006, the City issued $24,285,000 in Waterworks and Sewer System Revenue and Refunding Bonds, Series 2006. Additionally, on July 6, 2009, the City issued $12,120,000 in Waterworks and Sewer System Revenue Bonds, Series 2009. These bonds represent special obligations of the City and are payable solely from a first lien on and pledge of the net revenues of the City’s waterworks and sanitary sewer system. The proceeds of the bonds were and are to be used to finance sanitary sewer and waterworks system extensions and improvements, and to refund certain outstanding obligations of the Cit y. At September 30, 2015, the remaining principal and interest on the series 2006 bonds was $14,030,000 and $5,295,372 respectively. At September 30, 2015, the remaining principal and interest on the series 2009 bonds was $10,510,000 and $5,517,788 respectively. Principal and interest payments for the fiscal year were $860,000 and $659,244 for the series 2006 bonds and $ 345,000 and 494,278 for the series 2009 bonds. Water and Sewer revenues for the current year were $11,020,029. The outstanding revenue bonds have a final maturity of March 1, 2030 for the series 2006 bonds and March 1, 2034 for the series 2009 bonds. IX. CONSTRUCTION COMMITMENTS AND ENCUMBRANCES Construction Commitments The City has active construction projects as of September 30, 2015. At year end the City’s commitments with contractors are as follows: Remaining Project Commitment Governmental Funds Library expansion 2,317,846$ Friendswood Link/Whispering Pines 1,018,799 Basketball pavilion 12,104 Firestation 4 remodel and new firestation 113,761 Streets - round 1 engineering 30,201 3,492,711 Enterprise fund Blackhawk WWTP rehab 33,886 Friendswood Link/Whispering Pines - 582,251 Lift station #3 replacement 14,622 Lift station #18 81,750 Water Plant #2 Replacement 674,013 Water Plant #7 Rehab 314,380 1,700,902 Total 5,193,613$ The remaining commitment amounts of $5,193,613 were encumbered at year end. The encumbrances and related appropriation lapse at the end of the fiscal year, but they are re - appropriated and become a part of the subsequent year’s budget because performance under the executory contract is expected in the next year. 52 Encumbrances At year end, the amount of encumbrances expected to be honored upon performance by a vendor in the next fiscal year were as follows: General Fund 1,773,419$ TDRA Grant Fund 252,858 Bond Construction Fund 3,966,554 Nonmajor governmental funds 32,495 Total 6,025,326$ X. RESTRICTED ASSETS The balances of the restricted asset accounts in the enterprise fund are as follows: Cash and investments: Construction - 2006 bonds 1,024,778$ Construction - 2009 bonds 358,629 Total restricted assets 1,383,407$ XI. DEFINED BENEFIT PENSION POLICIES Plan Descriptions The City participates as one of 860 plans in the nontraditional, joint contributory, hybrid defined benefit pension plan administered by the Texas Municipal Retirement System (TMRS). TMRS is an agency created by the State of Texas and administered in accordance with the TMRS Act, Subtitle G, Title 8, Texas Government Code (the TMRS Act) as an agency multiple -employer retirement system for municipal employees in the State of Texas. The TMRS Act places the general administration and management of the System with a six-member Board of Trustees. Although the Governor, with the advice and consent of the Senate, appoints the Board, TMRS is not fiscally dependent on the State of Texas. TMRS’s defined benefit pension plan is a tax - qualified plan under Sections 401(a) of the Internal Revenue Code. TMRS issues a publicly available comprehensive annual financial report (CAFR) that can be obtained at www.tmrs.org. All eligible employees of the City are required to participate in TMRS. Benefits Provided TMRS provides retirement, disability, and death benefits. Benefit provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS. 53 At retirement, the benefit is calculated as if the sum of the employee’s contributions, with interest, and the City-financed monetary credits with interest were used to purchase an annuity. Members may choose to receive their retirement benefit in one of seven payments options. Members may also choose to receive a portion of their benefit as a Partial Lump Sum Distribution in an amount equal to 12, 24, or 36 monthly payments, which cannot exceed 75% of the member’s deposits and interest. A summary of plan provisions for the City are as follows: Employee deposit rate 7% Matching ratio (City to employee)2 to 1 Years required for vesting 5 Service retirement eligibility 20 years to any age, 5 years at age 60 and above Updated Service Credit 100%; Repeating Annuity Increase to retirees 50% of CPI; Repeating Employees covered by benefit terms At the December 31, 2014 valuation and measurement date, the following employees were covered by the benefit terms: Inactive employees or beneficiaries currently receiving benefits 95 Inactive employees entitled to but not yet receiving benefits 97 Active employees 194 386 Contributions The contribution rates for employees in TMRS are either 5%, 6%, or 7% of employee gross earnings, and the City matching percentages are with 100%, 150%, or 200%, both as adopted by the governing body of the City. Under the state law governing TMRS, the contributions rate for each city is determined annually by the actuary, using the Entry Age Normal (EAN) actuarial cost method. The actuarially determined rate is the estimated amount necessary to finance the cost of benefits earned by employees during the year, with an additional amount to finance any unfunded accrued liability. Employees for the City were required to contribute 7% of their annual gross earnings during the fiscal year. The contribution rates for the City were 15.76% and 15.79% in calendar years 2014 and 2015, respectively. The City’s contributions to TMRS for the year ended September 30, 2015, were $1,960,652, and were equal to the required contributions. 54 Net Pension Liability The City’s Net Pension Liability (NPL) was measured as of December 31, 2014, and the Total Pension Liability (TPL) used to calculate the Net Pension Liability was determined by an actuarial valuation as of that date. Actuarial assumptions: The Total Pension Liability in the December 31, 2014 actuarial valuation was determined using the following actuarial assumptions: Inflation 3.0% per year Overall payroll growth 3.50% to 12.00% including inflation Investment rate of return 7.0%, net of pension plan investment expense, including inflation Salary increases were based on a service-related table. Mortality rates for active members, retirees, and beneficiaries were based on the gender-distinct RP2000 Combined Healthy Mortality Table, with male rates multiplied by 109% and female rates multiplied by 103%. The rates are projected on a fully generational basis by scale BB to account for future mortality improvements. For disabled annuitants, the gender-distinct RP2000 Disabled Retiree Mortality Table is used, with slight adjustments. Actuarial assumptions used in the December 31, 2014 valuation were based on the results of actuarial experience studies. The experience study in TMRS was for the period January 1, 2006 through December 31, 2009, first used in the December 31, 2010 valuation. Healthy post- retirement mortality rates and annuit y purchase rates were updated based on a Mortality Experience Investigation Study covering the 2009 through 2011, and the dated December 31, 2013. These assumptions were first used in the December 31, 2013 valuation, along with a change to the Entry Age Normal (EAN) actuarial cost method. Assumptions are reviewed annually. No additional changes were made for the 2014 valuation. The long-term expected rate of return on pension plan investments is 7.0%. The pension plan’s policy in regard to the allocation of invested assets is established and may be amended by the TMRS Board of Trustees. Plan assets are managed on a total return basis with an emphasis on both capital appreciation as well as the production of income, in order to satisfy the short -term and long-term funding needs of TMRS. 55 The long-term expected rate of return on pension plan investments was determined using a building-block method in which best estimate ranges of expected future real rates of return (expected returns, net of pension plan investment expenses and inflation) are developed for each major asset class. These ranges are combined to produce the long-term expected rate of return by weighting the expected future real rates of return by the target asset allocation percentage and by adding expected inflation. The target allocation and best estimates of arithmetic real rates return for each major assets class are summarized in the following table: Long-Tem Expected Target Rate of Return Asset Class Allocation (Arithmetic) Domestic Equity 17.5%4.80% International Equity 17.5%6.05% Core Fixed Income 30.0%1.50% Non-Core Fixed Income 10.0%3.50% Real Return 5.0%1.75% Real Estate 10.0%5.25% Absolute Return 5.0%4.25% Private Equity 5.0%8.50% Total 100.0% Discount Rate The discount rate used to measure the Total Pension Liability was 7.0%. The projection of cash flows used to determine the discount rate assumed that employee and employer contributions will be made at the rates specified in statue. Based on that assumption, the pension plan’s Fiduciary Net Position was projected to be available to make all projected future benefit payments of current active and inactive employees. Therefore, the long-term expected rate of return on pension plan investments was applied to all period of projected benefit payments to determine the Total Pension Liability. 56 Changes in the Net Pension Liability Total Pension Plan Fiduciary Net Pension Liability Net Position Liability (a)(b)(a) - (b) Balance at 12/31/2013 58,341,940$ 50,143,785$ 8,198,155$ Changes for the year: Service cost 2,018,353 - 2,018,353 Interest 4,084,392 - 4,084,392 Difference between expected and actual experience 736,093)( - 736,093)( Contributions - employer - 1,867,782 1,867,782)( Contributions - employee - 829,598 829,598)( Net investment income - 2,868,842 2,868,842)( Benefit payments, including refunds of employee contributions 2,005,311)( 2,005,311)( - Administrative expense - 29,949)( 29,949 Other changes - 2,462)( 2,462 Net changes 3,361,341 3,528,500 167,159)( Balance at 12/31/2014 65,064,622$ 57,200,785$ 7,863,837$ Increase (Decrease) The following presents the net pension liability of the City, calculated using the discount rate of 7.0%, as well as what the City’s net pension liability would be if it were calculated using a discount rate that is 1-percentage-point lower (6.0%) of 1-percentage-higher (8.0%) than the current rate: 1% Decrease in 1% Increase in Discount Rate (6.0%)Discount Rate (7.0%)Discount Rate (8.0%) City's net pension liability 16,868,920$ 8,030,996$ 782,755$ Pension Plan Fiduciary Net Position Detailed information about the pension plan’s Fiduciary Net Position is available in a separately- issued TMRS financial report. The report may be obtained on the Internet at www.tmrs.org. Pension Expense and Deferred Outflows of Resources and Deferred Inflows of Resources Related to Pensions For the year ended September 30, 2015, the City recognized pension expense of $1,785,921. 57 At September 30, 2015, the City reported deferred outflows of resources and deferred inflows of resources related to pensions from the following sources: Deferred Deferred Outflows of Resources Inflows of Resources Differences between expected and actual economic experience -$ 598,276$ Difference between projected and actual investment earnings 512,978 - Contributions subsequent to the measurement date 1,667,306 - Total 2,180,284$ 598,276$ $1,667,306 reported as deferred outflows of resources related to pension resulting from contributions subsequent to the measurement date will be recognized as a reduction of the net pension liability for the year ending September 30, 2016. Other amounts reported as deferred outflows and inflows of resources related to pensions will be recognized in pension expenses as follows: For the Year Ended September 30, 2016 9,572)$( 2017 9,572)( 2018 9,572)( 2019 9,574)( 2020 47,008)( Total 85,298)$( Subsequent Event Pursuant to TMRS policy of conducting experience studies every four years, the TMRS Board at their July 31, 2015 meeting determined that they would be changing certain actuarial assumptions including reducing the long term expected rate of return from the current 7% to 6.75% and changing the inflation assumption from 3% to 2.5%. Reduction of expected investment return and related discount rate will increase projected pension liabilities. Reducing the inflation assumption reduces liabilities as future annuity levels and future cost of living adjustments are not projected to be a large as originally projected. While the actual impact on the City’s valuation for December 31, 2015 is not known the City does expect some downward pressure on its funded status and upward pressure on its 2017 actuarially determined contribution (ADC) due to this change. 58 XII. POST EMPLOYMENT BENEFITS OTHER THAN PENSIONS Retiree Insurance Coverage The City Council has established a single-employer medical, dental, and vision insurance defined benefit plan for retirees. Eligible retirees are provide insurance benefits at a set premium rate equal to the City’s employees’ rate. Eligible retirees may also cover their dependents. Retirees are responsible for paying the premium cost associated with their coverage. A retiree is defined as a person who is received lifetime monthly TMRS pension benefits payments and retired directly from active employment at the City. The City will stop insurance coverage on the retiree and all dependents on the last day of the month the retiree fails to submit the required premium payment or upon death of the employee. The retiree health plan does not issue a publically available financial report. Retirement Benefit Eligibility The retiring employee must be 60 years of age with 5 years of service or have 20 years of service at any age. Employees terminating before normal retirement conditions are net are not eligible for retiree health plans. Retirees are not required to enroll in Medicare Parts A and B once eligible. Plan Participants Permanent full-time employees and any dependents covered on the employee’s lost date of employment are eligible for coverage. Dependents are no eligible for coverage unless the retired employee is covered. Should the retiring employee reject any of the plans, he/she is never eligible to re-enroll in the rejected plans. At the time of coverage election, the retiring employee has the option of cancelling coverage on any dependent with the understanding that that dependent can never be re-enrolled; new dependents cannot be added to the plan. Medical Plan The retiring employee is eligible to retain the medical plan the employee had on the last day of employment. Any dependents covered at that time may remain on the retired employee’s plan as long as the retired employee remains active on the plan. All terms and conditions of the plan are the same as active employees. Dental Plan The retiring employee is eligible to retain the dental plan the employee had on the last day of employment. Any dependents covered at the time may remain on the retired employee’s plan as long as the retired employee remains active on the plan. All terms and conditions of the plan are the same as active employees. 59 Vision Plan The retiring employee is eligible to retain the vision plan the employee had on the last day of employment. Any dependents covered at that time may remain on the retired employee’s plan as long as the retired employee remains active on the plan. All terms and conditions of the plan are the same as active employees. Premiums Paid All premiums are 100% paid monthly by the retiree. The City does not contribute to any of the plans once an employee retires. Funding Policy and Annual OPEB Cost The City’s annual other post-employment benefits (OPEB) cost is calculated based on the annual required contribution of the employer (ARC), an amount actuarially determined in accordance with the parameters of GASB Statement No. 45. The ARC represents a level of accrual that, if paid on an ongoing basis, is projected to cover the normal cost each year and to amortize the unfunded actuarial liability (or funding excesses) over a period not to exceed thirty years. The City’s annual OPEB cost he fiscal year ending September 30, 2015 is as follows: Annual required contribution 82,337$ Interest on OPEB obligation 34,028 Adjustment to ARC 31,527)( Annual OPEB cost (expense) end of year 84,838 Net estimated employer contributions 9,856)( Increase in net OPEB obligation 74,982 Net OPEB obligation - beginning of year 756,183 Net OPEB obligation - end of year 831,165$ City historical data is as follows: Annual Actual Percentage Net OPEB Fiscal OPEB Contribution of OPEB Obligation Year Cost Made Cost Contributed at September 30 2013 85,843 $ 16,309 $ 19.0%685,731 $ 2014 88,587 18,135 20.0%756,183 2015 84,838 9,856 11.6%831,165 60 Funding Status and Funding Progress The funded status of the City’s retiree health care plan, under GASB Statement No. 45 as of December 31, 2014, the most recent valuation date, is as follows: (1)(2)(3)(4)(5)(6) Actuarial UAAL as a Actuarial Actuarial Accrued Funded Unfunded AAL % of Covered Valuation Value of Liability Ratio (UAAL)Covered Payroll Date Assets (AAL)((1) / (2))((2) - (1))Payroll ((4) / (5)) 12/31/2014 -$ 641,352 $ 0.00%641,352 $ 12,423,310 $ 5.16% Under the reporting parameters, the City’s retiree health care plan is 0% funded with as estimated actuarial liability exceeding actuarial assets by $641,352 at December 31, 2014. As of the most recent valuation, the ratio of the unfunded actuarial accrued liability to annual covered payroll is 5.16%. The schedule of funding progress, presented as Required Supplementary Information following the notes to the financial statements, presents multi-year trend information about whether the actuarial value of plan assets is increasing or decreasing over time relative to the actuarial accrued liability of benefits. Actuarial Methods and Assumptions The Projected Unit Credit actuarial cost method is used to calculate the GASB ARC for the City’s retiree health care plan. Using the plan benefits, the present health premiums and a set of actuarial assumptions, the anticipated future payments are projected. The projected unit credit method then provides for a systematic funding for these anticipated payments. The yearly ARC is computed to cover the cost of benefits being earned by covered members as well as to amortize a portion of the unfunded accrued liability. Projections of health benefits are based on the plan as understood by the City and include the types of benefits in force at the valuation date and the pattern of sharing benefits costs between the City and the City’s employees to that point. Actuarial calculations reflect a long-term perspective and employ methods and assumptions that are designed to reduce short-term volatility in actuarial accrued liabilities and the actuarial value of assets. Significant methods and assumptions were as follows: Investment rate of return 4.5%, net of expenses Inflation rate 3.00% Healthcare cost trend rates 4.5% to 7.5% Actuarial cost method Projected Unit Credit Cost Method Amortization method Level Percent of Payroll over an open period of 30 years Payroll growth rate 3.00% 61 Actuarial valuations involve estimates of the value of reported amounts and assumptions about the probability of events in the future. Amounts determined regarding the funded status and the annual required contributions of the City’s retiree health care plan are subject to continual revision as actual results are compared to past expectations and new estimates are made about the future. Supplemental Death Benefits Fund Plan Descriptions The City also participates in the cost sharing multiple-employer defined benefit group-term life insurance plan operated by the Texas Municipal Retirement System (TMRS) known as the Supplemental Death Benefits Fund (SDBF). The City elected, by ordinance, to provide group - term life insurance coverage to both current and retired employees. The City may terminate coverage under and discontinue participation in the SDBF by adopting an ordinance before November 1 of any year to be effective the following January 1. The death benefit for active employees provide a lump-sum payment approximately equal to the employee’s annual salary (calculated based on the employee’s actual earnings, for the 12-month period preceding the month of death); retired employees are insured for $7,500; this coverage is an “other post-employment benefit,” or OPEB. Contributions The City contributes to the SDBF at a contractually required rate as determined by the annual actuarial valuation. The rate is equal to the cost of providing one-year term life insurance. The funding policy for the SDBF program is to assure that adequate resources are available to meet all death benefit payments for the upcoming year; the intent is not to pre-fund retiree term life insurance during employee’s entire careers. The City’s contributions to the TMRS SDBF for the years ended September 30, 2015, 2014, and 2013 were $24,187, $20,884, and $19,708, respectively, which equaled the required contributions each year. XIII. RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City’s risk management program encompasses obtaining property and liability insurance through Texas Municipal League (TML), an Intergovernmental Risk Pool. The City has not had any significant reduction in insurance coverage and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years. The participation of the City in TML is limited to payment of premiums. During the year ended September 30, 2015, the City pai d premiums to TML for provision of various liability, property and casualty insurance. The City has various deductible amounts ranging from $500 to $5,000 on various policies. At year-end, the City did not have any significant open claims. 62 The City also provides workers’ compensation insurance on its employees through TML. Workers’ compensation is subject to change when audited by TML. At year -end, September 30, 2015, the City believed the amounts paid on workers’ compensation would not change significantly from the amounts recorded. During the year ended September 30, 2015, employees of the City were covered by a health and dental insurance plan. The City pays 90% of the monthly premium of employees choosing individual coverage only. The City pays 70% of the monthly premium for employees choosing to cover themselves and their dependents. XIV. COMMITMENTS AND CONTINGENCIES Southeast Water Purification Plant The city has entered into a contract with the City of Houston for construction, operating and maintaining a water purification plant known as Southeast Water Purification Plant. The City’s pro rata share of the actual pumping construction costs is 1.33 percent. The City began receiving water from the plant on October 15, 1990. The City is billed on a monthly basis for the actual gallons of water received times the City’s pro rata share of actual costs. At the end of each quarter, the City of Houston computes the total operation and maintenance expenses for the quarter just ended, recalculates the cost per one thousand gallons, and adjusts previous billings on the next invoice. As of September 30, 2015, the City has purchased water capacity with an indefinite life of $19,716,695. The relationship of the parties is of a fiduciary character, No partnership or joint venture is created by this contract. Blackhawk Regional Wastewater Treatment Facility On December 12, 1974, the City entered into an agreement with Gulf Coast Waste Disposal Authority to construct the Blackhawk Regional Wastewater Treatment Facility. The Blackhawk Wastewater Treatment Facility was constructed in the early 1980s and is a regional wastewater treatment plant serving MUD 55, Baybrook MUD 1, City of Houston and the City of Friendswood. The plant has a capacity of 9.25 million gallons per day (MGD) and is operated and maintained by Gulf Coast Waste Disposal Authority. Friendswood is the majority owner having 52.465% or 4.853 MGD of its capacity. As a part of the contract with Gulf Coast Waste Disposal Authority, the City and all participants pay their share of operational costs and expenses (direct and indirect) incurred monthly at the Blackhawk Wastewater Treatment Facility based upon actual flows. This includes the maintenance of the plant and the creation and maintenance of reasonable reserves for repairs and other contingencies. Capital expenditures on the other hand shall be the responsibility of all participants based upon their purchased capacity in the plant. For Friendswood, that equates to 52.465% for capital projects identified and approved at the plant. 63 Federal and State Programs The City recognizes grant monies received as reimbursement for costs incurred in certain federal and state programs it administers as revenue. Amounts received or receivable from grantor agencies are subject to audit and adjustment by grantor agencies. Any disallowed claims, including amounts already collected, may constitute a liability of the applicable funds. The amount, if any, of expenditures which may be disallowed by the grantor cannot be determined at this time although the City expects such amounts, if any, to be immaterial. Litigation The City is a defendant in various lawsuits. The outcome and the impact of these lawsuits is not presently determinable. XV. PRIOR PERIOD ADJUSTMENTS At September 30, 2015, the City reported prior period adjustments for the following items: Fund Level Statement of Revenues, Expenses and Changes in Net Position - Proprietary Funds Governmental Business-type Water and Activities Activities Sewer Net position at September 30, 2014, as previously reported 76,857,194$ 39,404,315$ 39,404,315$ Capital assets adjustments 2,182,014 2,053,364 2,053,364 Allocation of net OPEB obligation to enterprise fund 113,538 113,538)( 113,538)( Allocation of bonds to fund repaying debt 3,940,000 3,940,000)( 3,940,000)( Recording of net pension liability - GASB Statement No. 68 implementation 5,979,953)( 664,440)( 664,440)( Elimination of net pension obligation as of September 30, 2014 643,444 - - Net position at September 30, 2014, as restated 77,756,237$ 36,739,701$ 36,739,701$ Statement of Activities Government-wide 64 XVI. EXTRAORDINARY ITEM On April 2, 2015, the City of Houston reimbursed the City of Friendswood $1,259,848. This reimbursement is related to the City of Friendswood’s contribution to the Southeast Water Purification Plan Expansion. Excess contributions made by the City of Friendswood were $528,000 and interest earned on those contributions between July 1, 2006 and February 28, 2015 totaled $731,848. This reimbursement is both unusual in nature and infrequent in occurrence, therefore, it has been classified as an extraordinary item. XVII. SUBSEQUENT EVENTS On February 1, 2016, the City issued $19,095,000 of General Obligation Permanent Improvement and Refunding Bonds, Series 2016. These bonds were issued to refund $13,145,000 of the outstanding Waterworks and Sewer System Revenue and Refunding Bonds, Series 2006 and for construction and improvements to City parks and the purchase of land for parks and for construction and improvements to City fire stations. These bonds have interest rates ranging from 2.0 – 5.0% and will have a final maturity of March 1, 2031. On February 1, 2016, the City issued $5,735,000 in Waterworks and Sewer System Revenue Bonds, Series 2016. The proceeds of these bonds will be used to make extensions and improvements to the City’s water and sewer systems and to fund a deposit to a reserve fund. These bonds have interest rates ranging from 2.0 – 4.0% and will have a final maturity of March 1, 2036. On August 1, 2015, West Ranch Management District, a component unit of the City, issued Series 2015 Unlimited Tax Bonds in the amount of $5,655,000 at a net effective interest rate of 3.896%. The bonds were sold to finance water, sewer and drainage construction projects within the District. REQUIRED SUPPLEMENTARY INFORMATION THIS PAGE LEFT BLANK INTENTIONALLY Plan Year 2014 A. Total pension liability Service Cost 2,018,353$ Interest (on the Total Pension Liability)4,084,392 Difference between expected and actual experience 736,093)( Benefit payments, including refunds of employee contributions 2,005,311)( Net change in total pension liability 3,361,341 Total pension liability - beginning 58,341,940 Total pension liability - ending (a)61,703,281 B. Plan fiduciary net position Contributions - employer 1,867,782 Contributions - employee 829,598 Net investment income 2,868,842 Benefit payments, including refunds of employee contributions 2,005,311)( Administrative expenses 29,949)( Other 2,462)( Net change in plan fiduciary net position 3,528,500 Plan fiduciary net position - beginning 50,143,785 Plan fiduciary net position - ending (b)53,672,285 C. Net pension liability - ending (a) - (b)8,030,996$ D. Plan fiduciary net position as a percentage of total pension liability 86.98% E. Covered employee payroll 11,851,396$ F. Net position liability as a percentage of covered employee payroll 67.76% SEPTEMBER 30, 2015 CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF CHANGES IN NET PENSION LIABILITY AND RELATED RATIOS 65 Fiscal Year 2014 2015 Actuarial determined contribution 1,847,375$ 1,960,652$ Contributions in relation to the actuarially determined contribution 1,847,375 1,960,652 Contribution deficiency (excess)- - Covered employee payroll 11,781,281 12,423,310 Contributions as a percentage of covered employee payroll 15.68%15.78% Valuation Date Methods and Assumptions Used to Determine Contribution Rates: Actuarial Cost Method Entry Age Normal Amortization Method Level Percentage of Payroll, Closed Remaining Amortization 26 years Period Asset Valuation Method 10 Year smoothed market; 15% soft corridor Inflation 3.00% Salary Increases 3.50% to 12.00% including inflation Investment Rate of Return 7.00% Retirement Age Mortality Other Information There were no benefit changes during the year. RP2000 Combined Mortality Table with Blue Collar Adjustment with male rates multiplied by 109%and female rates multiplied by 103%and projected on a fully generational basis of with BB. NOTES TO SCHEDULE OF CONTRIBUTIONS Actuarially determined contribution rates are calculated as of December 31 and become effective in January, 13 months later. Experience-based table of rates that are specific to the City's plan of benefits.Last updated for the 2010 valuation pursuant to an experience study of the period 2005-2009. CITY OF FRIENDSWOOD, TEXAS SEPTEMBER 30, 2015 SCHEDULE OF PENSION CONTRIBUTIONS 66 (1)(2)(3)(4)(5)(6) ((1) / (2))((2) - (1))((4) / (5)) Actuarial Actuarial Unfunded UAAL as a Actuarial Value of Accrued Funded AAL Covered Percentage of Valuation Date Assets Liability (AAL)Ratio (UAAL)Payroll Covered Payroll 12/31/2010 -$ 610,795 $ 0.0%610,795 $ 11,160,286 $ 5.5% 12/31/2012 - 676,248 0.0%676,248 11,513,756 5.9% 12/31/2014 - 641,352 0.0%641,352 12,423,310 5.2% CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF FUNDING PROGRESS POST EMPLOYMENT BENEFITS PLAN OTHER THAN PENSIONS SEPTEMBER 30, 2015 67 Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Property taxes 13,811,671$ 13,812,557$ 13,894,078$ 81,521$ Sales and alcohol taxes 4,585,164 4,585,164 5,291,186 706,022 Franchise taxes 1,552,315 1,563,147 1,726,557 163,410 Fines and forfeitures 763,594 763,594 877,282 113,688 Permits and fees 1,314,505 1,317,655 1,289,432 28,223)( Intergovernmental 240,504 282,896 268,209 14,687)( Investment earnings 29,137 29,137 64,770 35,633 Donations 17,000 69,365 86,982 17,617 Miscellaneous 71,629 88,718 72,837 15,881)( Total revenues 22,385,519 22,512,233 23,571,333 1,059,100 EXPENDITURES General government Mayor and council - governing body Supplies and maintenance 4,036 4,898 3,233 1,665 Other services and charges 263,203 696,233 648,939 47,294 Total governing body 267,239 701,131 652,172 48,959 Mayor and council - city attorney Personnel services - 36,710 31,818 4,892 Supplies - 8,300 6,831 1,469 Other services and charges - 21,960 7,413 14,547 Total city attorney - 66,970 46,062 20,908 City manager - administration Personnel services 509,231 497,231 471,668 25,563 Supplies 14,420 16,674 5,745 10,929 Other services and charges 57,321 71,218 34,380 36,838 Total administration 580,972 585,123 511,793 73,330 City manager - economic development Personnel services 156,839 156,839 157,449 610)( Supplies 6,000 5,800 4,800 1,000 Other services and charges 91,609 91,809 70,015 21,794 Total economic development 254,448 254,448 232,264 22,184 City secretary - municipal clerk Personnel services 271,533 271,533 269,391 2,142 Supplies 5,428 4,819 2,829 1,990 Other services and charges 16,865 16,865 11,321 5,544 Total municipal clerk 293,826 293,217 283,541 9,676 Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 68 Variance with Final Budget Actual Positive Original Final Amounts (Negative) City secretary - election services Personnel services 7,575$ 7,575$ 4,350$ 3,225$ Supplies 6,477 7,528 6,465 1,063 Repairs and maintenance 525 525 410 115 Other services and charges 4,209 3,158 1,046 2,112 Total election services 18,786 18,786 12,271 6,515 City secretary - records management Personnel services 112,161 112,161 108,275 3,886 Supplies 944 393 371 22 Other services and charges 21,086 22,246 15,179 7,067 Total records management 134,191 134,800 123,825 10,975 Administrative services - finance Personnel services 855,188 852,460 774,133 78,327 Supplies 7,770 8,382 7,264 1,118 Other services and charges 66,684 71,756 67,986 3,770 Capital Outlay - 1,135 1,135 - Total finance 929,642 933,733 850,518 83,215 Administrative services - other admin Other services and charges 156,750 157,636 154,487 3,149 Total other admin 156,750 157,636 154,487 3,149 Administrative services - municipal court Personnel services 534,897 537,946 414,082 123,864 Supplies 14,750 14,750 11,900 2,850 Other services and charges 36,919 29,549 20,502 9,047 Total municipal court 586,566 582,245 446,484 135,761 Administrative services - human resources Personnel services 351,189 358,666 323,732 34,934 Supplies 13,265 15,853 11,131 4,722 Other services and charges 70,784 67,723 49,496 18,227 Total human resources 435,238 442,242 384,359 57,883 Administrative services - Insurance Other services and charges 160,350 160,350 151,140 9,210 Total insurance 160,350 160,350 151,140 9,210 CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Budgeted Amounts (Continued) 69 Variance with Final Budget Actual Positive Original Final Amounts (Negative) Administrative services - risk management Personnel services 108,771$ 108,771$ 108,549$ 222$ Supplies 21,900 26,279 19,009 7,270 Other services and charges 20,350 20,350 12,060 8,290 Total risk management 151,021 155,400 139,618 15,782 Administrative services - information technology Personnel services 403,507 403,507 403,415 92 Supplies 12,990 23,269 10,133 13,136 Repairs and maintenance 74,630 76,875 44,733 32,142 Other services and charges 321,844 926,164 712,722 213,442 Capital outlay 19,000 68,431 67,978 453 Total information technology 831,971 1,498,246 1,238,981 259,265 Total general government 4,801,000 5,984,327 5,227,515 756,812 Public safety Police department - administration Personnel services 698,921 700,550 664,612 35,938 Supplies 40,677 39,620 25,319 14,301 Repairs and maintenance 5,700 7,549 3,478 4,071 Other services and charges 438,415 502,084 483,189 18,895 Total administration 1,183,713 1,249,803 1,176,598 73,205 Police department - communications Personnel services 1,002,458 1,019,888 1,026,773 6,885)( Supplies 5,750 25,871 20,277 5,594 Repairs and maintenance 30,275 32,888 21,798 11,090 Other services and charges 16,057 18,557 11,870 6,687 Total communications 1,054,540 1,097,204 1,080,718 16,486 Police department - patrol Personnel services 4,376,988 4,365,651 4,269,628 96,023 Supplies 320,121 353,833 261,138 92,695 Repairs and maintenance 119,300 128,996 115,446 13,550 Capital outlay - 16,800 10,000 6,800 Total patrol 4,816,409 4,865,280 4,656,212 209,068 Police department - patrol - DOT program Personnel services 86,744 86,744 46,475 40,269 Supplies 8,479 9,479 3,514 5,965 Repairs and maintenance 1,000 - - - Total patrol - DOT program 96,223 96,223 49,989 46,234 Budgeted Amounts (Continued) CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 70 Variance with Final Budget Actual Positive Original Final Amounts (Negative) Police department - criminal investigation Personnel services 1,323,339$ 1,498,375$ 1,535,855$ 37,480)$( Supplies 58,361 62,303 46,499 15,804 Repairs and maintenance 22,150 22,150 11,695 10,455 Total criminal investigation 1,403,850 1,582,828 1,594,049 11,221)( Police department - animal control Personnel services 275,076 275,076 274,499 577 Supplies 31,649 28,679 19,695 8,984 Repairs and maintenance 2,500 3,500 2,487 1,013 Other services and charges 82,414 84,884 68,411 16,473 Total animal services 391,639 392,139 365,092 27,047 Police department - fire administration Other services and charges 1,439,552 1,439,552 1,442,162 2,610)( Total fire administration 1,439,552 1,439,552 1,442,162 2,610)( Fire marshal - administration Personnel services 537,487 564,310 569,161 4,851)( Supplies 21,371 27,251 25,099 2,152 Repairs and maintenance 5,005 8,030 6,335 1,695 Other services and charges 38,082 31,307 28,849 2,458 Total administration 601,945 630,898 629,444 1,454 Fire marshal - emergency management Personnel services 79,554 79,554 79,518 36 Supplies 21,745 57,966 53,033 4,933 Repairs and maintenance 1,725 1,510 1,510 - Other services and charges 37,770 27,274 26,306 968 Capital outlay - 12,885 12,885 - Total emergency management 140,794 179,189 173,252 5,937 Total public safety 11,128,665 11,533,116 11,167,516 365,600 GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Budgeted Amounts SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL CITY OF FRIENDSWOOD, TEXAS (Continued) 71 Variance with Final Budget Actual Positive Original Final Amounts (Negative) Public works Administration Personnel services 353,587$ 353,587$ 352,027$ 1,560$ Supplies 1,473 1,473 920 553 Other services and charges 6,501 7,554 4,778 2,776 Total administration 361,561 362,614 357,725 4,889 Streets Personnel services 562,949 574,215 555,291 18,924 Supplies 83,144 83,144 63,218 19,926 Repairs and maintenance 119,205 86,455 61,894 24,561 Other services and charges 411,461 442,836 441,254 1,582 Capital outlay 24,146 24,146 21,606 2,540 Total streets 1,200,905 1,210,796 1,143,263 67,533 Drainage Personnel services 295,836 302,095 297,651 4,444 Supplies 12,455 11,568 6,637 4,931 Repairs and maintenance 37,316 37,535 27,918 9,617 Other services and charges 12,383 13,200 13,150 50 Total drainage 357,990 364,398 345,356 19,042 Engineering Personnel services 72,254 135,478 113,978 21,500 Supplies 3,405 6,194 4,261 1,933 Repairs and maintenance 300 507 462 45 Other services and charges 9,228 41,192 17,924 23,268 Total engineering 85,187 183,371 136,625 46,746 Capital projects administration Personnel services 170,773 77,549 79,239 1,690)( Supplies 2,562 566 566 - Repairs and maintenance 325 1,268 1,268 - Other services and charges 5,234 2,307 2,307 - Total capital projects administration 178,894 81,690 83,380 1,690)( Total public works 2,184,537 2,202,869 2,066,349 136,520 Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 72 Variance with Final Budget Actual Positive Original Final Amounts (Negative) Community development Administration Personnel services 204,484$ 204,856$ 206,558$ 1,702)$( Supplies 4,555 5,083 4,446 637 Other services and charges 4,200 15,434 14,476 958 Total administration 213,239 225,373 225,480 107)( Planning and zoning Personnel services 307,481 308,771 311,474 2,703)( Supplies 690 690 539 151 Repairs and maintenance 14,700 15,466 15,108 358 Total planning and zoning 322,871 324,927 327,121 2,194)( Inspection and code enforcement Personnel services 345,332 348,245 351,536 3,291)( Supplies 9,278 9,278 4,708 4,570 Repairs and maintenance 1,665 1,997 1,338 659 Other services and charges 33,796 20,564 15,764 4,800 Total inspection and code enforcement 390,071 380,084 373,346 6,738 Total community development 926,181 930,384 925,947 4,437 Parks and recreation Administration Personnel services 273,468 279,654 282,486 2,832)( Supplies 4,445 6,584 5,557 1,027 Repairs and maintenance 26,218 26,829 25,342 1,487 Total administration 304,131 313,067 313,385 318)( Recreation programs Personnel services 189,872 192,597 186,452 6,145 Supplies 23,927 22,515 21,437 1,078 Other services and charges 55,130 55,499 51,162 4,337 Capital outlay - 5,688 5,688 - Total recreation programs 268,929 276,299 264,739 11,560 July 4th program Personnel services 27,911 27,911 25,748 2,163 Supplies 2,540 4,377 3,007 1,370 Other services and charges 54,909 59,059 58,081 978 Total July 4th program 85,360 91,347 86,836 4,511 AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES 73 Variance with Final Budget Actual Positive Original Final Amounts (Negative) Summer day camp program Personnel services 70,958$ 74,146$ 74,146$ -$ Supplies 9,750 13,600 12,017 1,583 Other services and charges 26,646 26,996 24,563 2,433 Total summer day camp program 107,354 114,742 110,726 4,016 Keep Friendswood beautiful committee Supplies 8,360 12,718 11,885 833 Repairs and maintenance 11,500 11,120 11,117 3 Other services and charges 15,775 45,745 35,962 9,783 Capital outlay 15,000 15,000 6,500 8,500 Total keep Friendswood beautiful committee 50,635 84,583 65,464 19,119 Stevenson park pool Personnel services 54,068 48,680 46,532 2,148 Supplies 12,747 12,715 10,916 1,799 Repairs and maintenance 7,843 6,422 3,276 3,146 Other services and charges 35,535 34,988 31,215 3,773 Capital outlay - 24,500 24,500 - Total Stevenson park pool 110,193 127,305 116,439 10,866 Senior activity center Personnel services 152,838 153,807 152,706 1,101 Supplies 15,354 18,881 14,594 4,287 Repairs and maintenance 1,200 2,608 2,607 1 Other services and charges 22,105 19,152 13,472 5,680 Total senior activity center 191,497 194,448 183,379 11,069 Parks operations Personnel services 466,492 469,407 434,242 35,165 Supplies 103,257 109,474 84,018 25,456 Repairs and maintenance 137,484 148,600 132,247 16,353 Other services and charges 478,462 491,701 475,768 15,933 Capital outlay - 16,608 3,565 13,043 Total parks operations 1,185,695 1,235,790 1,129,840 105,950 Facility operations Supplies 24,809 26,809 20,930 5,879 Repairs and maintenance 122,080 123,354 100,350 23,004 Other services and charges 522,546 525,006 510,877 14,129 Capital outlay - 30,720 14,892 15,828 Total facility operations 669,435 705,889 647,049 58,840 Total parks and recreation 2,973,229 3,143,470 2,917,857 225,613 GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL 74 Variance with Final Budget Actual Positive Original Final Amounts (Negative) Library Administration Personnel services 902,760$ 903,353$ 870,053$ 33,300$ Supplies 130,252 135,885 126,791 9,094 Repairs and maintenance 300 392 391 1 Other services and charges 8,780 9,491 8,356 1,135 Total administration 1,042,092 1,049,121 1,005,591 43,530 Board Supplies 25,067 41,552 17,841 23,711 Repairs and maintenance 200 440 420 20 Other services and charges 12,960 14,000 12,991 1,009 Total board 38,227 55,992 31,252 24,740 Total library 1,080,319 1,105,113 1,036,843 68,270 Capital improvements Repairs and maintenance 500,000 523,894 7,475 516,419 Capital outlay - 1,912,508 447,298 1,465,210 Total capital improvements 500,000 2,436,402 454,773 1,981,629 Total expenditures 23,593,931 27,335,681 23,796,800 3,538,881 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 1,208,412)( 4,823,448)( 225,467)( 4,597,981 OTHER FINANCING SOURCES (USES) Insurance recoveries - 31,077 39,257 8,180)( Sale of capital assets - - 99 99)( Transfers in 1,226,205 1,226,205 1,226,205 - Total other financing sources (uses)1,226,205 1,257,282 1,265,561 8,279)( NET CHANGE IN FUND BALANCE 17,793 3,566,166)( 1,040,094 4,589,702 FUND BALANCE, BEGINNING 12,519,580 12,519,580 12,519,580 - FUND BALANCE, ENDING 12,537,373$ 8,953,414$ 13,559,674$ 4,589,702$ SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL GENERAL FUND FOR THE YEAR ENDED SEPTEMBER 30, 2015 Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS 75 Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Intergovernmental 2,850,830 $ 2,850,830 $ 3,016,916 $ 166,086 $ Interest income - - 296 296 Total revenues 2,850,830 2,850,830 3,017,212 166,382 EXPENDITURES Current Capital outlay 2,850,830 3,374,261 3,016,916 357,345 Total expenditures 2,850,830 3,374,261 3,016,916 357,345 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES - 523,431)( 296 523,727 OTHER FINANCING SOURCES (USES) Transfers in - 272,858 - 272,858)( Total other financing sources (uses)- 272,858 - 272,858)( NET CHANGE IN FUND BALANCE - 250,573)( 296 250,869 FUND BALANCE, BEGINNING - - - - FUND BALANCE, ENDING -$ 250,573)$( 296 $ 250,869 $ Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL TDRA GRANT FOR THE YEAR ENDED SEPTEMBER 30, 2015 76 77 CITY OF FRIENDSWOOD, TEXAS NOTES TO REQUIRED SUPPLEMENTARY INFORMATION SEPTEMBER 30, 2015 I. BUDGETARY CONTROL The City’s Code of Ordinances establishes the following framework for the preparation and format of the City’s annual budget: Content The budget shall provide a complete financial plan of all City funds and activities and, except as required by law or this Charter, shall be in such form as the City Manager deems desirable or the Council may require. The budget shall begin with a clear general summary of its contents; shall show in details all estimated income, the proposed property tax levy, and all proposed expenditures for the ensuing fiscal years, including debt service and an itemized estimate of the expense of conducting each Department of the City. The proposed budget expenditures shall not exceed the total of estimated income. It shall also include, in separate sections: 1) Tax levies, rates and collections for the preceding five years. 2) The amount required for interest on the City’s debts, for sinking fund and for maturing serial bonds. 3) The total amount of outstanding City debts, with a schedule of maturities on bond issues. 4) Anticipated net surplus of deficit for the ensuing fiscal year of each utility owned or operated by the City and the proposed method of its disposition, subsidiary budgets for each such utility giving detailed income and expenditure information shall be attached as appendices to the budget. 78 5) A capital program, which may be revised and extended each year to indicate capital improvements pending or in process of construction or acquisition, and shall include the following items which shall be attached as appendices to the budget: a) A summary of proposed programs; b) A list of all capital improvements which are proposed to be undertaken during the five fiscal years next ensuing, with appropriate support information as to the necessity for such improvements; c) Cost estimates, method of financing and recommended time schedules from each such improvement and d) The estimated annual cost of operating and maintaining the facilities to bid constructed or acquired. 6) Such other information as may be required by the Council. Submission On or before the first day of August of each year, the City Manager shall submit to t he Council a proposed budget and an accompanying message. The Council shall review the proposed budget and revise as deemed appropriate prior to general circulation for public hearing. Public Notice and Hearing The Council shall post in the City Hall and publish in the official newspaper a general summary of their proposed budget and a notice stating: 1) The times and places where copies of the message and budget are available for inspection by the public; and 2) The time and place, not less than ten nor more than 30 days after such publication, for a public hearing on the budget. Amendment Before Adoption After the public hearing, the Council may adopt the budget with or without amendment. In amending the budget, it may add or increase programs or amounts and may delete or decrease any programs or amounts, except expenditures required by law or for debt service or for estimated cash deficit, provide that no amendment to the budget shall increase the authorized expenditures to an amount greater than the total of estimated income plus funds available from prior years. 79 If the Council fails to adopt an annual budget before the start of the fiscal year to which it applies, appropriations of the last budget adopted shall be considered as adopted for the current fiscal year on a month to month, pro rata basis, until the annual budget is adopted. Adoption of the budget shall require an affirmative vote of at least a majority of all members of the Council. Adoption of the budget shall constitute appropriations of the amounts specified therein as expenditures from the funds indicated. Amendments After Adoption At any time during the fiscal year, the City Manager may transfer part or all of any unencumbered appropriation balance among programs within a department, division, or office, and, upon written request by the City Manager, the Council may be ordinance transfer part of all of any unencumbered appropriation balance from one department, office, or agency to another. No appropriation for debt service may be reduced or transferred and no appropriation may be reduced below any amount required by law to be appropriated or by more than the amount of the unencumbered balance thereof. The City Council made supplemental budgetary appropriation changes during the fiscal year. The reported budgetary data has been revised for these amendments legally authorized during the year. THIS PAGE LEFT BLANK INTENTIONALLY COMBINING AND INDIVIDUAL STATEMENTS AND SCHEDULES THIS PAGE LEFT BLANK INTENTIONALLY NONMAJOR GOVERNMENTAL FUNDS SPECIAL REVENUE FUNDS Special revenue funds are used to account for revenues that are restricted in nature for a special purpose limited by state law and management intentions for expenditures. Police Investigation Fund – This fund is used to account for revenues that are restricted to police investigation expenditures. Fire/EMS Donation Fund – This fund accounts for revenues that are restricted for Fire/EMS capital outlays and debt repayments. EDA Grant Fund – This fund is used to account for receipts and expenditures related to the U.S. Department of Commerce Economic Development Administration grant awarded to the City in fiscal year 2008-2009. Sidewalk Installation Fund – This fund is used to account for receipts from developers to install sidewalks in neighborhood developments. Park Land Dedication Fund – This fund is used to account for receipts from developers to build or enhance neighborhood and community parks. Court Security and Technology Fund – This fund accounts for revenues that are restricted for court technology and building security. In 1999, the state legislature authorized a court technology and court security fee for municipal court fines. DEBT SERVICE FUND Debt service funds are used to account for the accumulation of resources that are restricted, committed, or assigned for the repayment of principal and interest on long-term obligations of the governmental funds. Debt Service Fund – is used to account for the accumulation of resources for, and the payment of, general long-term debt principal, interest and related costs. PERMANENT FUND The Permanent Fund is used to report resources that are legally restricted to the extent that only earnings, not principal, may be used for purposes that support the City’s programs. 1776 Park Fund – This fund is used to account for assets held by the City in a trustee capacity and the earnings benefit this City Park. Police Fires/EMS EDA Sidewalk Investigation Donation Grant Installation ASSETS Cash and investments 61,172$ 95,263$ 401,729$ 20,523$ Receivables, net of allowance Taxes receivable - - - - Customer accounts - 23,956 - - Other receivables - - - - Due from other governments - - 498,616 - Prepaids and other assets - - - - Total assets 61,172 119,219 900,345 20,523 LIABILITIES Accounts payable 3,446 35,595 - - Accrued liabilities - - - - Due to other funds - - 900,000 - Total liabilities 3,446 35,595 900,000 - DEFERRED INFLOWS OF RESOURCES Unavailable revenues - - - - Total deferred inflows of resources - - - - FUND BALANCES Nonspendable: Permanent fund - - - - Restricted for: Debt service - - - - State and/or federal statute - - - - Economic development - - 345 - Public safety 57,726 83,624 - - City ordinances - - - 20,523 Total fund balances 57,726 83,624 345 20,523 Total liabilities, deferred inflows of resources, and fund balance 61,172$ 119,219$ 900,345$ 20,523$ CITY OF FRIENDSWOOD, TEXAS COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS SEPTEMBER 30, 2015 Special Revenue Funds 80 Permanent Total Court Nonmajor Park Land Security and Debt Governmental Dedication Technology Service 1776 Park Funds 135,193$ 186,840$ 177,671$ 31,378$ 1,109,769$ - - 34,102 - 34,102 - - - - 23,956 - 3,573 - - 3,573 - - - - 498,616 - 75 - - 75 135,193 190,488 211,773 31,378 1,670,091 - 933 - 39,974 - 636 - - 636 - - - - 900,000 - 1,569 - - 940,610 - 3,552 34,103 - 37,655 - 3,552 34,103 - 37,655 - - - 31,378 31,378 - - 177,670 - 177,670 - 185,367 - - 185,367 - - - - 345 - - - - 141,350 135,193 - - - 155,716 135,193 185,367 177,670 31,378 691,826 135,193$ 190,488$ 211,773$ 31,378$ 1,670,091$ Special Revenue Funds 81 Police Fires/EMS EDA Sidewalk Investigation Donation Grant Installation REVENUES Taxes -$ -$ -$ -$ Licenses, permits and fees - - - 17,232 Intergovernmental 43,099 - 208,756 - Fines and forfeitures - - - - Contributions - 262,343 - - Interest 273 201 345 46 Total revenues 43,372 262,544 209,101 17,278 EXPENDITURES Current: General government - - - - Public safety 43,830 137,000 - - Debt Service Principal - 112,292 - - Interest and other - 12,665 - - Bond issuance costs - - - - Capital outlay - - 208,756 - Total expenditures 43,830 261,957 208,756 - EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 458)( 587 345 17,278 OTHER FINANCING SOURCES (USES) Transfers in - - - - Premium on bond issuance - - - - Payment to refunding escrow agent - - - - Issuance of refunding bonds - - - - Total other financing sources (uses)- - - - NET CHANGE IN FUND BALANCES 458)( 587 345 17,278 FUND BALANCES, BEGINNING 58,184 83,037 - 3,245 FUND BALANCES, ENDING 57,726$ 83,624$ 345$ 20,523$ Special Revenue CITY OF FRIENDSWOOD, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 82 Permanent Total Court Nonmajor Park Land Security and Debt Governmental Dedication Technology Service 1776 Park Funds -$ -$ 1,601,496$ -$ 1,601,496$ 42,600 - - - 59,832 - - - 251,855 - 30,275 - - 30,275 - - - - 262,343 549 975 2,150 137 4,676 43,149 31,250 1,603,646 137 2,210,477 - 115,645 - - 115,645 - - - - 180,830 - - 1,160,531 - 1,272,823 - - 600,203 - 612,868 - - 163,472 - 163,472 29,898 - - - 238,654 29,898 115,645 1,924,206 - 2,584,292 13,251 84,395)( 320,560)( 137 373,815)( - - 318,457 - 318,457 - - 268,289 - 268,289 - - 3,058,663)( - 3,058,663)( - - 2,840,000 - 2,840,000 - - 368,083 - 368,083 13,251 84,395)( 47,523 137 5,732)( 121,942 269,762 130,147 31,241 697,558 135,193$ 185,367$ 177,670$ 31,378$ 691,826$ Special Revenue CITY OF FRIENDSWOOD, TEXAS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 2015 83 Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Interest income -$ -$ 8,205$ 8,205$ Total revenues - - 8,205 8,205 EXPENDITURES Capital outlay - 9,153,019 3,544,886 5,608,133 Total expenditures - 9,153,019 3,544,886 5,608,133 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES - 9,153,019)( 3,536,681)( 5,616,338 OTHER FINANCING SOURCES (USES) Issuance of capital-related debt 9,431,302 9,595,000 9,595,000 - Premium on bond issuance - 378,457 378,457 - Transfers out - 318,457)( 318,457)( - Total other financing sources (uses)9,431,302 9,655,000 9,655,000 - NET CHANGE IN FUND BALANCES 9,431,302 501,981 6,118,319 5,616,338 FUND BALANCES, BEGINNING 239,078)( 239,078)( 239,078)( - FUND BALANCES, ENDING 9,192,224$ 262,903$ 5,879,241$ 5,616,338$ Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL BOND CONSTRUCTION FOR THE YEAR ENDED SEPTEMBER 30, 2015 84 Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Intergovernmental 1,737$ 37,335$ 43,099$ 5,764$ Interest income 113 113 273 160 Total revenues 1,850 37,448 43,372 5,924 EXPENDITURES Current Public safety 1,737 56,421 43,830 12,591 Total expenditures 1,737 56,421 43,830 12,591 NET CHANGE IN FUND BALANCE 113 18,973)( 458)( 18,515 FUND BALANCE, BEGINNING 58,184 58,184 58,184 - FUND BALANCE, ENDING 58,297$ 39,211$ 57,726$ 18,515$ Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL POLICE INVESTIGATION FOR THE YEAR ENDED SEPTEMBER 30, 2015 85 Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Donations 267,220$ 267,220$ 262,343$ 4,877)$( Interest income - - 201 201 Total revenues 267,220 267,220 262,544 4,676)( EXPENDITURES Current: Public safety 142,262 142,262 137,000 5,262 Debt service: Principal 112,224 112,292 112,292 - Interest and other charges 12,734 12,666 12,665 1 Total expenditures 267,220 267,220 261,957 5,263 NET CHANGE IN FUND BALANCE - - 587 587 FUND BALANCE, BEGINNING 83,037 83,037 83,037 - FUND BALANCE, ENDING 83,037$ 83,037$ 83,624$ 587$ CITY OF FRIENDSWOOD, TEXAS Budgeted Amounts FOR THE YEAR ENDED SEPTEMBER 30, 2015 FIRE/EMS DONATION FUND IN FUND BALANCE - BUDGET AND ACTUAL SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES 86 Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Property taxes 1,602,648$ 1,602,648$ 1,601,496$ 1,152)$( Interest 1,000 1,000 2,150 1,150 Total revenues 1,603,648 1,603,648 1,603,646 2)( EXPENDITURES Debt service Principal 1,605,634 1,810,635 1,160,531 650,104 Interest and other 603,634 875,517 600,203 275,314 Bond issuance costs - 299,730 163,472 136,258 Total expenditures 2,209,268 2,985,882 1,924,206 1,061,676 EXCESS (DEFICIENCY) OF REVENUES OVER (UNDER) EXPENDITURES 605,620)( 1,382,234)( 320,560)( 1,061,674 OTHER FINANCING SOURCES (USES) Transfers in 620,900 1,243,608 318,457 925,151)( Transfers out - 6,085,000)( - 6,085,000 Premium on bond issuance - - 268,289 268,289 Payment to refunding escrow agent - 3,502,800)( 3,058,663)( 444,137 Refunding bonds issued - 9,741,703 2,840,000 6,901,703)( Total other financing sources 620,900 1,397,511 368,083 1,029,428)( NET CHANGE IN FUND BALANCE 15,280 15,277 47,523 32,246 FUND BALANCE, BEGINNING 130,147 130,147 130,147 - FUND BALANCE, ENDING 145,427$ 145,424$ 177,670$ 32,246$ CITY OF FRIENDSWOOD, TEXAS Budgeted Amounts FOR THE YEAR ENDED SEPTEMBER 30, 2015 DEBT SERVICE FUND IN FUND BALANCE - BUDGET AND ACTUAL SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES 87 Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Licenses, permits and fees 53,000$ 53,000$ 42,600$ 10,400)$( Interest income 325 325 549 224 Total revenues 53,325 53,325 43,149 10,176)( EXPENDITURES Capital outlay 159,414 182,919 29,898 153,021 Total expenditures 159,414 182,919 29,898 153,021 NET CHANGE IN FUND BALANCE 106,089)( 129,594)( 13,251 142,845 FUND BALANCE, BEGINNING 121,942 121,942 121,942 - FUND BALANCE, ENDING 15,853$ 7,652)$( 135,193$ 142,845$ Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL PARK LAND DEDICATION FOR THE YEAR ENDED SEPTEMBER 30, 2015 88 Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Fines and forfeitures 30,500$ 30,500$ 30,275$ 225)$( Interest income 600 600 975 375 Total revenues 31,100 31,100 31,250 150 EXPENDITURES Current General government 35,087 144,615 115,645 28,970 Total expenditures 35,087 144,615 115,645 28,970 NET CHANGE IN FUND BALANCE 3,987)( 113,515)( 84,395)( 29,120 FUND BALANCE, BEGINNING 269,762 269,762 269,762 - FUND BALANCE, ENDING 265,775$ 156,247$ 185,367$ 29,120$ Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL COURT SECURITY TECHNOLOGY FOR THE YEAR ENDED SEPTEMBER 30, 2015 89 Variance with Final Budget Actual Positive Original Final Amounts (Negative) REVENUES Interest income 70$ 70$ 137$ 67$ Total revenues 70 70 137 67 EXPENDITURES Current - - - - Total expenditures - - - - NET CHANGE IN FUND BALANCE 70 70 137 67 FUND BALANCE, BEGINNING 31,241 31,241 31,241 - FUND BALANCE, ENDING 31,311$ 31,311$ 31,378$ 67$ Budgeted Amounts CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL 1776 PARK FOR THE YEAR ENDED SEPTEMBER 30, 2015 90 STATISTICAL SECTION (Unaudited) This part of City of Friendswood, Texas’ comprehensive annual financial report presents detailed information as a context for understanding what the information in the financial statements, note disclosures, and required supplementary information says about the government’s overall financial health. Contents Page Financial Trends These schedules contain trend information to help the reader understand how the City’s financial performance has changed over time. 91 – 100 Revenue Capacity These schedules contain trend information to help the reader assess the factors affecting the City’s ability to generate its electric utility, sales tax and property tax revenues. 101 – 104 Debt Capacity These schedules present information to help the reader assess the affordability of the City’s current levels of outstanding debt and its ability to issue additional debt in the future. 105 – 109 Economic and Demographic Indicators These schedules contain economic and demographic information to help the reader understand the environment within which the City’s financial activities take place. 110 – 112 Operating Information These schedules contain information about the City’s operations and resources to help the reader understand how the City’s financial information relates to the services the City provides and the activities it performs. 113 – 114 2006 2007 2008 2009 Governmental activities Net investment in capital assets 32,849,446$ 71,777,140$ 70,591,236$ 69,313,348$ Restricted 2,034,157 2,391,482 2,773,910 2,461,510 Unrestricted 10,391,123 10,785,998 10,548,129 9,892,077 Total governmental activities net position 45,274,726 84,954,620 83,913,275 81,666,935 Business-type activities Net investment in capital assets 16,815,130 16,884,376 20,375,620 21,122,644 Restricted 41,057 162,218 27,246 93,526 Unrestricted 6,574,920 7,475,597 4,227,253 6,730,812 Total business-type activities net position 23,431,107 24,522,191 24,630,119 27,946,982 Primary government Net investment in capital assets 49,664,576 88,661,516 90,966,856 90,436,992 Restricted 2,075,214 2,553,700 2,801,156 2,555,036 Unrestricted 16,966,043 18,261,595 14,775,382 16,622,889 Total primary government net position 68,705,833$ 109,476,811$ 108,543,394$ 109,614,917$ CITY OF FRIENDSWOOD, TEXAS NET POSITION BY COMPONENT LAST TEN FISCAL YEARS (Accrual Basis of Accounting) (Unaudited) Fiscal Year 91 TABLE 1 2010 2011 2012 2013 2014 2015 70,480,334$ 66,580,049$ 65,582,783$ 65,056,180$ 65,404,791$ 73,611,490$ 1,977,801 922,874 872,869 718,275 653,496 1,179,764 8,447,179 8,227,254 8,828,132 9,565,406 10,798,907 5,901,505 80,905,314 75,730,177 75,283,784 75,339,861 76,857,194 80,692,759 19,565,756 26,251,346 25,618,823 22,961,547 24,495,816 26,628,714 593,597 731,410 786,600 176,882 90,395 27,468 8,677,882 11,373,311 13,032,798 16,790,183 14,818,104 12,040,181 28,837,235 38,356,067 39,438,221 39,928,612 39,404,315 38,696,363 90,046,090 92,831,395 91,201,606 88,017,727 89,900,607 100,240,204 2,571,398 1,654,284 1,659,469 895,157 743,891 1,207,232 17,125,061 19,600,565 21,860,930 26,355,589 24,617,011 17,941,686 109,742,549$ 114,086,244$ 114,722,005$ 115,268,473$ 115,261,509$ 119,389,122$ Fiscal Year 92 2006 2007 2008 2009 Expenses Governmental activities: General government 3,330,439$ 4,472,602$ 4,339,620$ 5,164,623$ Public safety 7,060,800 7,565,797 12,652,812 14,929,941 Community development and public works 2,831,857 5,475,447 4,921,298 5,292,000 Public works - - - - Community development - - - - Community services 3,098,013 3,420,244 3,841,387 4,002,165 Library - - - - Interest and fiscal charges 857,602 835,511 803,733 678,705 Bond issuance costs - - - - Total governmental activities expenses 17,178,711 21,769,601 26,558,850 30,067,434 Business-type activities: Water and sewer 6,078,881 5,711,063 6,523,501 6,640,062 Interest and fiscal charges 962,989 1,583,551 1,543,859 1,604,174 Bond issuance costs - - - - Total business-type activities expenses 7,041,870 7,294,614 8,067,360 8,244,236 Total primary government expenses 24,220,581 29,064,215 34,626,210 38,311,670 Program Revenues Governmental activities: Charges for services General government 1,238,631 1,353,160 1,178,523 1,327,484 Public safety 54,653 23,267 21,356 46,773 Community development and public works 805,710 998,625 838,060 602,265 Public works - - - - Community development - - - - Community services 112,681 219,944 132,244 411,207 Library - - - - Operating grants and contributions 771,477 489,707 4,021,908 5,755,038 Capital grants and contributions - - - - Total governmental activities program revenues 2,983,152 3,084,703 6,192,091 8,142,767 Business-type activities: Charges for services Water and sewer 8,392,277 8,021,040 8,624,546 12,028,895 Total business-type activities program revenues 8,392,277 8,021,040 8,624,546 12,028,895 Total primary government program revenues 11,375,429 11,105,743 14,816,637 20,171,662 Net (Expense) Revenues Governmental activities 14,177,559)( 18,684,898)( 20,366,759)( 21,924,667)( Business-type activities 1,350,407 726,426 557,186 3,784,659 Total primary government net expense 12,827,152)$( 17,958,472)$( 19,809,573)$( 18,140,008)$( CITY OF FRIENDSWOOD, TEXAS CHANGES IN NET POSITION LAST TEN FISCAL YEARS (Accrual basis of accounting) (Unaudited) Fiscal Year 93 TABLE 2 2010 2011 2012 2013 2014 2015 5,145,447$ 4,876,064$ 4,737,702$ 4,679,339$ 4,589,795$ 5,410,643$ 10,175,028 10,548,568 10,736,805 10,800,130 11,236,402 11,763,659 - - - - - - 3,853,685 3,517,707 3,738,111 4,385,090 3,921,658 3,933,288 1,203,204 1,284,188 1,520,401 1,207,264 1,097,075 1,406,288 3,034,523 3,058,313 3,227,731 3,260,931 3,356,587 2,869,345 979,084 979,978 1,004,303 1,002,801 1,083,043 1,026,967 789,652 871,790 757,011 703,275 630,542 567,142 - - - - - 163,472 25,180,623 25,136,608 25,722,064 26,038,830 25,915,102 27,140,804 27,140,804 6,663,308 6,955,505 6,902,279 7,681,366 7,995,106 7,629,711 2,037,104 1,644,074 1,638,495 1,590,395 1,514,804 1,413,962 - - - - - 110,314 8,700,412 8,599,579 8,540,774 9,271,761 9,509,910 9,153,987 33,881,035 33,736,187 34,262,838 35,310,591 35,425,012 36,294,791 1,072,289 1,158,392 1,167,619 989,190 912,910 807,245 38,438 39,914 39,661 34,944 31,620 30,275 - - - - - - 152,163 158,858 171,890 186,504 193,064 190,099 550,286 643,150 730,211 825,366 877,132 843,648 258,030 267,837 271,912 316,047 315,702 280,046 44,313 43,147 39,543 36,686 36,081 33,699 2,819,418 3,150,808 648,058 644,458 843,995 660,633 - - 527,288 543,763 1,202,376 3,225,672 4,934,937 5,462,106 3,596,182 3,576,958 4,412,880 6,071,317 9,854,083 12,726,936 11,258,216 11,462,779 11,117,391 11,020,029 9,854,083 12,726,936 11,258,216 11,462,779 11,117,391 11,020,029 14,789,020 18,189,042 14,854,398 15,039,737 15,530,271 17,091,346 20,245,686)( 19,674,502)( 22,126,882)( 22,461,872)( 21,502,222)( 21,069,487)( 1,153,671 4,127,357 2,717,442 2,191,018 1,607,481 1,866,042 19,092,015)$( 15,547,145)$( 19,409,440)$( 20,270,854)$( 19,894,741)$( 19,203,445)$( Fiscal Year 94 2006 2007 2008 2009 General Revenues and Other Changes in Net Position Governmental activities: Taxes Property 11,304,684$ 11,876,246$ 12,512,950$ 13,481,500$ Sales and alcohol 3,658,699 3,904,436 3,767,526 3,871,995 Franchise 1,220,581 1,239,167 1,317,166 1,363,221 Other 11,940 16,186 25,429 28,859 Investment earnings 915,710 1,063,715 648,301 166,492 Gain (loss) on sale of capital assets - 345,976 - 4,320 Miscellaneous 21,556 4,152 73,026 214,484 Transfers 680,850 875,616 981,016 547,456 Total governmental activities 17,814,020 19,325,494 19,325,414 19,678,327 Business-type activities: Investment earnings 262,761 1,236,092 531,758 128,338 Gain (loss) on sale of capital assets - - - 48,678)( Miscellaneous 1,375 4,182 - - Transfers 680,850)( 875,616)( 981,016)( 547,456)( Total business-type activities 416,714)( 364,658 449,258)( 467,796)( Total primary government 17,397,306 19,690,152 18,876,156 19,210,531 Change in Net Position Governmental activities 3,636,461 640,596 1,041,345)( 2,246,340)( Business-type activities 933,693 1,091,084 107,928 3,316,863 Total primary government 4,570,154$ 1,731,680$ 933,417)$( 1,070,523$ CITY OF FRIENDSWOOD, TEXAS CHANGES IN NET POSITION LAST TEN FISCAL YEARS (Accrual basis of accounting) (Unaudited) Fiscal Year 95 TABLE 2 (continued) 2010 2011 2012 2013 2014 2015 13,664,765$ 13,944,725$ 14,165,599$ 14,630,961$ 14,864,284$ 15,574,684$ 3,853,161 4,002,740 3,907,577 4,293,794 4,693,484 5,291,186 1,510,794 1,598,407 1,556,556 1,583,258 1,673,615 1,726,557 28,859 28,883 23,356 24,974 32,799 - 93,018 110,863 137,202 88,510 109,849 79,071 33,647 23,831 17,601 43,788 34,359 - 131,545 126,228 147,457 78,682 84,275 108,306 168,276 5,336,312)( 1,725,141 1,773,982 1,799,344 1,226,205 19,484,065 14,499,365 21,680,489 22,517,949 23,292,009 24,006,009 87,056 55,163 82,853 37,565 40,713 49,138 182,198)( - 7,000 - - - - - - 35,790 - 7,839 168,276)( 5,336,312 1,725,141)( 1,773,982)( 1,799,344)( 1,226,205)( 263,418)( 5,391,475 1,635,288)( 1,700,627)( 1,758,631)( 1,169,228)( 19,220,647 19,890,840 20,045,201 20,817,322 21,533,378 22,836,781 761,621)( 5,175,137)( 446,393)( 56,077 1,789,787 2,936,522 890,253 9,518,832 1,082,154 490,391 151,150)( 1,956,662 128,632$ 4,343,695$ 635,761$ 546,468$ 1,638,637$ 4,893,184$ Fiscal Year 96 2006 2007 2008 2009 General fund Reserved 1,313,829$ 601,646$ 1,037,279$ 686,404$ Unreserved 8,973,646 9,926,479 9,177,390 9,185,590 Nonspendable - - - - Restricted - - - - Committed - - - - Assigned - - - - Unassigned - - - - Total general fund 10,287,475 10,528,125 10,214,669 9,871,994 All other governmental funds Reserved 4,220,225 3,575,592 2,310,481 1,385,265 Unreserved, reported in: Special revenue funds 404,749 558,653 643,223 1,075,343 Capital projects fund 3,943,654 1,957,116 323,597 326,600 Permanent fund 27,477 28,901 30,070 30,507 Nonspendable - - - - Restricted - - - - Unassigned - - - - Total all other governmental funds 8,596,105$ 6,120,262$ 3,307,371$ 2,817,715$ CITY OF FRIENDSWOOD, TEXAS FUND BALANCES - GOVERNMENTAL FUNDS LAST TEN FISCAL YEARS (Modified accrual basis of accounting) (Unaudited) Fiscal Year 97 TABLE 3 2010 2011 2012 2013 2014 2015 1,731,056$ -$ -$ -$ -$ -$ 7,399,217 - - - - - - 220,151 99,874 122,927 143,201 822,226 - 97,728 173,015 281,826 400,411 518,119 - - - - - 685,486 - 1,085,527 434,931 487,201 1,421,785 2,773,419 - 7,511,998 9,379,399 9,714,206 10,554,183 8,760,424 9,130,273 8,915,404 10,087,219 10,606,160 12,519,580 13,559,674 667,682 - - - - - 1,328,145 - - - - - - - - - - - 30,720 - - - - - - 30,869 31,027 31,137 31,241 31,378 - 4,162,423 2,184,855 995,269 666,317 6,539,985 - - - - 239,078)( - 2,026,547$ 4,193,292$ 2,215,882$ 1,026,406$ 458,480$ 6,571,363$ Fiscal Year 98 2006 2007 2008 2009 Revenues Taxes 16,190,756$ 16,961,818$ 17,606,273$ 18,763,998$ Fines and penalties 1,163,984 1,288,794 1,161,903 1,143,102 Licenses and permits 769,352 1,017,502 944,756 966,797 Intergovernmental 535,074 248,702 3,801,013 5,794,303 Investment earnings 906,552 1,054,698 639,402 161,106 Donations 219,353 229,939 265,535 272,911 Other revenues 277,995 279,788 37,876 34,448 Total revenues 20,063,066 21,081,241 24,456,758 27,136,665 Expenditures General governmental 3,315,844 4,605,245 4,114,662 4,178,062 Public safety 6,903,806 7,482,603 12,404,745 14,717,404 Community development and public works 2,579,398 3,600,798 3,045,904 3,406,881 Public works - - - - Community development - - - - Community services 2,630,094 2,866,388 3,266,250 3,439,475 Library - - - - Capital outlay 4,292,854 3,711,569 4,339,546 2,489,845 Debt principal payment 608,184 658,073 774,584 787,293 Interest and fiscal agent charges 757,402 739,487 704,136 691,638 Bond issuance costs and fees - - - - Total expenditures 21,087,582 23,664,163 28,649,827 29,710,598 Excess of revenues over (under) expenditures 1,024,516)( 2,582,922)( 4,193,069)( 2,573,933)( Other financing sources (uses) Sale of capital assets 187,345 785,942 22,600 - Insurance recoveries - - 63,106 123,707 Issuance of capital related debt - - - - Issuance of capital lease - - - 1,133,460 Refunding bonds issued - - - - Payment to refunding escrow agent - - - - Premium on issuance of debt - - - - Transfer in 904,955 1,226,304 992,586 2,098,405 Transfer out 224,105)( 350,688)( 11,570)( 1,613,970)( Total other financing sources (uses)868,195 1,661,558 1,066,722 1,741,602 Net change in fund balance 156,321)$( 921,364)$( 3,126,347)$( 832,331)$( Debt service as a percentage of noncapital expenditures 8.1%7.0%6.1%5.4% Fiscal Year CITY OF FRIENDSWOOD, TEXAS CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS LAST TEN FISCAL YEARS (Modified accrual basis of accounting) (Unaudited) 99 TABLE 4 2010 2011 2012 2013 2014 2015 19,104,625$ 19,592,092$ 19,630,172$ 20,563,848$ 21,335,527$ 22,513,317$ 1,043,126 1,012,592 1,037,880 939,380 860,257 907,557 960,479 1,069,845 1,174,013 1,327,918 1,385,898 1,349,264 2,652,037 3,109,645 1,077,890 918,641 1,791,451 3,536,980 90,337 109,272 135,483 87,330 109,117 77,947 280,223 276,209 306,119 363,413 349,166 349,325 81,366 78,243 41,410 84,673 54,989 72,837 24,212,193 25,247,898 23,402,967 24,285,203 25,886,405 28,807,227 4,224,384 4,397,858 4,322,631 4,250,320 4,306,143 5,343,160 9,799,372 10,093,964 10,201,010 10,234,811 10,599,575 11,348,346 - - - - - - 1,956,479 1,637,237 1,702,119 2,204,176 1,689,987 2,066,349 1,208,899 1,284,188 1,520,401 1,207,264 1,092,982 925,947 2,458,422 2,472,015 2,622,970 2,675,813 2,772,072 2,917,857 979,084 979,978 1,004,303 1,002,801 1,083,043 1,036,843 3,799,303 4,254,582 3,705,622 1,942,746 2,500,254 7,255,229 787,590 1,065,865 1,562,088 1,721,983 1,668,692 1,272,823 773,744 864,746 768,329 712,822 662,718 612,868 - 200,227 131,380 - - 163,472 25,987,277 27,250,660 27,540,853 25,952,736 26,375,466 32,942,894 1,775,084)( 2,002,762)( 4,137,886)( 1,667,533)( 489,061)( 4,135,667)( 23,340 8,992 9,250 27,566 6,325 99 50,579 45,334 105,502 48,132 28,886 39,257 - 3,460,000 8,890,000 - - 9,595,000 - - 464,270 147,318 - - - 5,460,000 - - - 2,840,000 - - 9,425,538)( - - 3,058,663)( - 317,452 563,666 - - 646,746 1,512,987 1,235,892 1,970,819 1,973,106 1,799,344 1,544,662 1,344,711)( 6,573,032)( 245,678)( 199,124)( - 318,457)( 242,195 3,954,638 2,332,291 1,996,998 1,834,555 11,288,644 1,532,889)$( 1,951,876$ 1,805,595)$( 329,465$ 1,345,494$ 7,152,977$ 7.0%8.4%9.8%10.1%9.8%7.5% Fiscal Year CITY OF FRIENDSWOOD, TEXAS CHANGES IN FUND BALANCES - GOVERNMENTAL FUNDS LAST TEN FISCAL YEARS (Modified accrual basis of accounting) (Unaudited) 100 Table 5 Less: Total Commercial Total Exemptions and Total Direct Fiscal Tax Residential and Industrial Other Assessed Tax Exempt Taxable Tax Year Year Property Property Property Value Property Value Rate 2005 2004 1,882,823,995$ 211,269,120$ 189,513,770$ 2,283,606,885$ 532,056,903$ 1,751,549,982$ 0.63850 2006 2005 1,998,747,285 217,285,258 183,010,440 2,399,042,983 557,521,388 1,841,521,595 0.60400 2007 2006 2,163,006,305 260,809,119 215,897,086 2,639,712,510 622,333,722 2,017,378,788 0.58210 2008 2007 2,305,398,212 266,240,487 223,856,148 2,795,494,847 642,347,609 2,153,147,238 0.57640 2009 2008 2,443,040,835 271,618,942 254,262,180 2,968,921,957 672,410,955 2,296,511,002 0.57970 2010 2009 2,509,894,027 277,693,532 248,910,248 3,036,497,807 695,681,434 2,340,816,373 0.57970 2011 2010 2,547,883,315 276,080,104 235,256,040 3,059,219,459 703,419,784 2,355,799,675 0.58510 2012 2011 2,584,070,993 280,043,373 230,531,859 3,094,646,225 706,059,683 2,388,586,542 0.59020 2013 2012 2,622,105,658 286,288,277 235,960,049 3,144,353,984 710,718,423 2,433,635,561 0.59700 2014 2013 2,695,532,057 294,316,218 238,127,209 3,227,975,484 724,153,848 2,503,821,636 0.59140 2015 2014 2,850,404,776 300,533,643 237,028,723 3,387,967,142 761,444,427 2,626,522,715 0.56870 Source: Galveston County Tax Assessor/Collector and City of Friendswood records. Note: Property in the City of Friendswood is reassessed once every two years on average. (Source: Galveston Central Appraisal District) Tax rates per $100 of assessed value. Residential property includes both single-family and multi-family properties. CITY OF FRIENDSWOOD, TEXAS ASSESSED VALUE AND TAXABLE VALUE OF PROPERTY LAST TEN FISCAL YEARS (Unaudited) 101 Table 6 Fiscal Year Friendswood Clear Creek Galveston County Ended Debt Total Independent Independent Drainage Galveston Harris September 30,General Service Direct School District School District District County County 2005 0.5547$ 0.0838$ 0.6385$ 1.6370$ 1.7450$ 0.1483$ 0.6388$ 0.63998$ 2006 0.5243 0.0797 0.6040 1.5070 1.7750 0.1450 0.5874 0.63998 2007 0.5120 0.0701 0.5821 1.5700 1.6300 0.1450 0.5874 0.63998 2008 0.5016 0.0748 0.5764 1.1770 1.3200 0.1425 0.5686 0.62998 2009 0.5097 0.0700 0.5797 1.3670 1.3600 0.1425 0.5586 0.62998 2010 0.4997 0.0800 0.5797 1.3670 1.3600 0.1425 0.6186 0.62998 2011 0.5198 0.0653 0.5851 1.3670 1.3600 0.1425 0.6198 0.62998 2012 0.5218 0.0684 0.5902 1.3670 1.3600 0.1400 0.6129 0.62998 2013 0.5307 0.0663 0.5970 1.3670 1.3600 0.1400 0.5999 0.62998 2014 0.5303 0.0611 0.5914 1.3670 1.4000 0.1400 0.5837 0.62998 2015 0.5303 0.0611 0.5914 1.3670 1.4000 0.1350 0.5788 0.62998 Source: Galveston County Tax Assessor/Collector and City of Friendswood records. Note:Overlapping rates are those of local and county governments that apply to property owners within the City of Friendswood.Not all overlapping rates apply to all property owners.Overlapping rates for Friendswood Independent School District,Galveston County Consolidated Drainage District and Galveston County apply only to residents whose property is in Galveston County.Overlapping rates for Clear Creek Independent School District and Harris County apply only to residents whose property is in Harris County. City Direct Rates Overlapping Rates CITY OF FRIENDSWOOD, TEXAS DIRECT AND OVERLAPPING PROPERTY TAX RATES LAST TEN FISCAL YEAR (Unaudited) (rate per $100 of assessed value) 102 Table 7 Percentage Percentage of Total City of Total City Taxable Taxable Taxable Assessed Taxable Assessed Taxpayer Value Rank Value Value Rank Value Reserve at Autumn Crk LTD 21,110,108$ 1 0.80% -$ - Texas-New Mexico Power Co. 14,801,749 2 0.56% 12,092,450 1 0.53% Kroger Co.13,641,468 3 0.52% - - G&I VI Sky Hawk, LP 9,683,100 4 0.37% - - H E Butt Grocery Company 8,039,600 5 0.31% 7,578,980 3 - HSRE Friendswood, LLC 7,535,390 6 0.29% - - Autumn Creek Dev LTD 7,189,780 7 0.27% - HCP Friendswood LLC 6,995,240 8 0.27% - - A-S 108 Friendswood Crossing LP 6,796,870 9 0.26% - - Denbury Onshore LLC 6,397,460 10 0.24% - - Southwestern Bell Telephone Co.- - 8,163,500 2 0.36% Texas HCP Holding, LP - - 6,457,140 4 0.28% Friendswood Retirement - - 5,873,500 5 0.26% Exxon Mobil Pipeline Co.- - 4,852,400 6 0.21% D R Horton - Texas LTD - - 3,612,810 7 0.16% Maxi-Ban LTD - - 3,529,980 8 0.16% Friendswood Huntington Woods - - 3,518,610 9 0.15% Texas & Kansas City Cable Partners - - 3,467,420 10 0.15% Total 102,190,765 3.89% 59,146,790 2.27% All other taxpayers 2,524,331,950 96.11% 2,215,425,848 97.40% 2,626,522,715$ 100.00% 2,274,572,638$ 99.67% Source: Galveston Central Appraisal District and Harris County Appraisal District CITY OF FRIENDSWOOD, TEXAS PRINCIPAL PROPERTY TAX PAYERS CURRENT YEAR AND NINE YEARS AGO (Unaudited) 2015 2006 103 Table 8 Collections Fiscal Year Taxes Levied (adjustments) Ended for the Percentage in Subsequent Percentage September 30,Fiscal Year Amount of Levy Years Amount of Levy 2006 11,168,123$ 11,019,314$ 98.81%137,930$ 11,157,244$ 99.90% 2007 11,741,323 11,532,882 98.23%199,751 11,732,633 99.93% 2008 12,421,754 12,193,715 98.73%220,210 12,413,925 99.94% 2009 13,317,911 13,113,928 99.12%192,440 13,306,368 99.91% 2010 13,553,716 13,395,543 99.36%142,688 13,538,231 99.89% 2011 13,738,978 13,608,076 99.47%113,137 13,721,213 99.87% 2012 14,068,660 13,916,558 99.51%131,248 14,047,806 99.85% 2013 14,454,404 14,361,379 99.63%69,157 14,430,536 99.83% 2014 14,700,279 14,656,257 99.70%8,251 14,664,508 99.76% 2015 15,424,948 15,306,943 99.23%- 15,315,248 99.29% Source: Galveston County Tax Assessor/Collector and City of Friendswood records. Note:Percentage of levy collected to date exceeds taxes levied for some fiscal years due to adjustments made to the tax levy in subsequent years.Taxes levied per this schedule represent the original taxes levied, while collections include amounts related to adjustments. Collected within the Fiscal Year of the Levy Total Collections to Date CITY OF FRIENDSWOOD, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS (Unaudited) 104 Table 9 General General Certificates Water Total Percentage Fiscal Obligation Capital Obligation of Revenue Primary of Personal Per Year Bonds Leases Bonds Obligation Bonds Government Income Capita 2005 17,590,000$ 237,597$ 3,310,000$ 470,000$ 14,020,000$ 35,627,597$ 0.39%1,040$ 2006 17,150,000 168,957 2,855,000 280,000 30,665,000 51,118,957 0.50%1,490 2007 16,660,000 96,380 2,375,000 50,000 30,515,000 49,696,380 0.46%1,430 2008 16,065,000 16,351 1,680,000 - 30,355,000 48,116,351 0.41%1,355 2009 15,445,000 982,518 865,000 - 42,260,000 59,552,518 0.50%1,582 2010 14,800,000 839,928 - - 42,045,000 57,684,928 0.47%1,516 2011 22,885,000 710,023 - - 35,205,000 58,800,023 0.46%1,579 2012 21,605,000 975,726 - - 34,115,000 56,695,726 0.42%1,498 2013 20,230,000 876,981 - - 32,995,000 54,101,981 0.37%1,410 2014 18,815,000 623,407 - - 31,830,000 51,268,407 0.35%1,318 2015 24,525,285 360,584 9,875,671 - 24,663,416 49,549,285 N/A 1,259 Notes:Details regarding the City's outstanding debt can be found in the notes to the financial statements. See Table 14 for personal income and population data. These ratios are calculated using personal income and population for the prior calendar year. Personal income data provided on Table 14 is for the County of Galveston. Data was not available specific to the City of Friendswood and therefore is not included on this table. Governmental Activities Business-Type Activities CITY OF FRIENDSWOOD, TEXAS RATIOS OF OUTSTANDING DEBT BY TYPE LAST TEN FISCAL YEARS (Unaudited) 105 Table 10 General Less Debt Net Percentage of Fiscal Taxable Obligation Service General Taxable Value Per Year Population Value Bonds Funds Bonded Debt Property Capita 2005 34,272 1,751,549,982$ 17,590,000$ 1,375,345$ 16,214,655$ 0.93%473$ 2006 34,306 1,841,521,595 17,150,000 1,576,724 15,573,276 0.85%454 2007 34,759 2,017,378,788 16,660,000 1,803,928 14,856,072 0.74%427 2008 35,500 2,153,147,238 16,065,000 2,100,617 13,964,383 0.65%393 2009 37,653 2,296,511,002 15,445,000 952,951 14,492,049 0.63%385 2010 38,057 2,340,816,373 14,800,000 545,676 14,254,324 0.61%375 2011 37,247 2,355,799,675 22,885,000 240,869 22,644,131 0.96%608 2012 37,839 2,388,586,542 21,605,000 193,714 21,411,286 0.90%566 2013 38,369 2,433,635,561 20,230,000 134,339 20,095,661 0.83%524 2014 38,911 2,503,821,636 18,815,000 130,147 18,684,853 0.75%480 2015 39,458 2,626,522,715 34,400,956 147,193 34,253,763 1.30%868 Note:Details regarding the City's outstanding debt can be found in the notes to the financial statements. General Bonded Debt Outstanding CITY OF FRIENDSWOOD, TEXAS RATIOS OF NET GENERAL BONDED DEBT OUTSTANDING LAST TEN FISCAL YEARS (Unaudited) 106 Table 11 Estimated Estimated Share of Debt Percentage Overlapping Governmental Unit Outstanding Applicable Debt Debt repaid with property taxes Friendswood Independent School District 105,515,000$ 100.00%105,515,000$ Clear Creek Independent School District 964,908,004 3.370%32,517,400 Galveston County 232,129,000 8.361%19,409,000 Harris County 3,270,712,000 0.461%15,084,524 Subtotal, overlapping debt 172,525,923 City direct debt 34,761,540 Total direct and overlapping debt 207,287,463$ Sources: Information was obtained from either the governmental unit's website or the finance department of the governmental unit. Notes: Overlapping governments are those that coincide, at least in part, with the geographic boundaries of the City. This schedule estimates the portion of the outstanding debt of those overlapping governments that is borne by the residents and businesses of the City of Friendswood. The City’s share of the debt of the overlapping governments is based on the ratio of the assessed value of the City’s own property to that of each of the other governments. This process recognizes that, when considering the City's ability to issue and repay long-term debt, the entire debt burden borne by the residents and businesses should be taken into account. However, this does not imply that every taxpayer is a resident--and therefore responsible for repaying the debt--of each overlapping government. CITY OF FRIENDSWOOD, TEXAS DIRECT AND OVERLAPPING GOVERNMENTAL ACTIVITIES DEBT AS OF SEPTEMBER 30, 2015 (Unaudited) 107 Table 12 As a City Council-City Manager form of government, the City of Friendswood is not limited by law in the amount of debt it may issue. The City's charter states: Article 11, Section 5 of the State of Texas Constitution states in part: "but no tax for any purpose shall ever be lawful for any one year, which shall exceed two and one-half percent of the taxable property of such city" The tax rate for fiscal year ended September 30, 2015 is $.5914 per $100 of assessed valuation with assessed valuation being 100% of market value. CITY OF FRIENDSWOOD, TEXAS LEGAL DEBT MARGIN INFORMATION (Unaudited) "In keeping with the Constitution of the State of Texas and not contrary thereto,the City of Friendswood shall have the power to borrow money on the credit of the City for any public purpose not now or hereafter prohibited by the Constitution and laws of the State of Texas,and shall have the right to issue all tax bonds,revenue bonds, funding and refunding bonds,time warrants and other evidence of indebtedness as now authorized or as may hereafter be authorized to be issued by cities and towns by the laws of the State of Texas." 108 Table 13 Utility Less:Net Fiscal Service Operating Available Debt Service Year Charges Expenses Revenue Principal Interest Coverage 2005 8,390,761$ 4,769,885$ 3,620,876$ 140,000$ 766,788$ 3.99 2006 8,392,277 4,660,868 3,731,409 160,000 445,351 6.16 2007 8,021,040 4,338,819 3,682,221 150,000 1,441,234 2.31 2008 8,624,546 5,143,516 3,481,030 160,000 1,416,465 2.21 2009 12,028,895 5,249,388 6,779,507 215,000 1,986,015 3.08 2010 9,854,083 5,184,330 4,669,753 215,000 1,904,689 2.20 2011 12,726,936 5,410,497 7,316,439 1,440,000 1,640,437 2.38 2012 11,258,216 5,361,567 5,896,649 1,090,000 1,589,565 2.20 2013 11,462,779 6,113,276 5,349,503 1,120,000 1,548,303 2.00 2014 11,117,391 6,376,510 4,740,881 1,165,000 1,504,006 1.78 2015 11,020,029 6,220,331 4,799,698 1,205,000 1,457,772 1.80 Notes:Details regarding the City's outstanding debt can be found in the notes to the financial statements. Operating expenses do not include interest, depreciation or amortization expenses. Waterworks and Sewer Revenue Bonds CITY OF FRIENDSWOOD, TEXAS PLEDGED-REVENUE COVERAGE LAST TEN FISCAL YEARS (Unaudited) 109 Table 14 Per Capita Calendar Estimated Personal Personal Unemployment Year Population Income Income Rate 2005 34,272 9,192,246,000$ 33,146$ 3.9% 2006 34,306 10,144,967,000 36,284 3.0% 2007 34,759 10,913,785,000 38,553 3.4% 2008 35,500 11,744,572,000 40,711 4.9% 2009 37,653 11,937,436,000 41,621 6.2% 2010 38,057 12,257,208,000 41,876 7.1% 2011 37,247 12,848,571,000 43,444 6.8% 2012 37,839 13,651,835,000 45,433 5.0% 2013 38,369 14,475,816,000 47,186 4.5% 2014 38,911 14,741,197,000 46,917 3.4% 2015 39,358 - - 3.7% Sources:Population information was provided from past financial reports. Unemployment rates, personal income and per capita personal income were obtained from the U.S. Department of Labor Bureau of Labor Statistics website or the Texas Workforce Commission website. Note:Personal Income and Per Capita Personal Income numbers are for Galveston County; 2015 numbers were not available. CITY OF FRIENDSWOOD, TEXAS DEMOGRAPHIC AND ECONOMIC STATISTICS LAST TEN CALENDAR YEARS (Unaudited) 110 Table 15 Percentage Percentage Estimated of Total City Estimated of Total City Employer Employees Workforce Employees Workforce Friendswood ISD 700 28.40% 675 34.83% HEB 317 12.86% 275 14.19% Kroger 292 11.85% 234 12.07% City of Friendswood 232 9.41% 222 11.46% Clear Creek ISD 155 6.29% 2 - - 1 Friendship Haven Nursing Home 140 5.68% 135 6.97% McDonalds 75 3.04% 33 1.70% Brookdale 69 2.80% - - 1 Friendswood Healthcare (Autumn Hills) 65 2.64% 90 4.64% U.S. Post Office 62 2.52% 70 3.61% UTMB 58 2.35% - - 1 Sonic 49 1.99% 49 2.53% AAA Blastcote 45 1.83% - Timber Creek Golf Club 45 1.83% 41 2.12% Perry & Sons Market and Grille 45 1.83% - - 1 Luna's Mexican Restaurant 41 1.66% 40 2.06% 24 Hour Fitness 40 1.62% - - 1 Village on the Park 35 1.42% 34 1.75% Gary Greene Realtors - - 3 40 2.06% Total 2,465 100.00% 1,938 100.00% Source: City Economic Development Division Note: Principal Employer data was not available for fiscal year 2003 - 2005. 1 Data was not available for fiscal year 2006. 2 Includes Wedgewood Elementary and Brookside Intermediate. 3 Data was not available for fiscal year 2015. 20062015 CITY OF FRIENDSWOOD, TEXAS PRINCIPAL EMPLOYERS CURRENT YEAR AND NINE YEARS AGO (Unaudited) 111 Table 16 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Function/Program General Government: City Attorney - - - - - - - - - 1.00 City Manager 5.50 5.50 5.50 5.50 5.50 5.50 4.65 4.15 4.15 4.55 City Secretary 4.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 5.00 Administrative Services 25.81 26.19 27.20 27.20 27.20 27.20 28.20 28.20 28.70 28.70 Public Safety: Police 72.06 81.41 83.90 79.40 79.40 80.40 80.40 81.40 82.40 85.72 Fire marshal and fire 4.50 6.11 6.10 6.10 6.10 6.10 6.10 6.10 6.50 6.60 Public Works:- - - - 19.00 19.00 19.33 20.33 26.33 25.33 Community Development:- - - - 17.70 17.70 16.89 16.89 10.89 10.89 Community Development and Public Works:35.00 36.00 36.00 36.70 - - - - - - Community Services:31.01 32.18 32.20 32.20 18.95 18.95 19.28 19.20 19.03 19.63 Library - - - - 14.72 14.72 14.72 14.37 14.37 14.62 Water:9.00 9.00 9.00 10.30 10.30 10.30 10.30 9.30 9.30 8.30 Sewer:8.00 8.00 8.00 9.00 9.00 9.00 9.00 9.00 9.00 8.00 Total City Employees:194.88 209.39 212.90 211.40 212.87 213.87 213.87 213.94 215.67 218.34 Source: City of Friendswood Budget Documents Notes: Beginning with fiscal year 2006, the fulltime equivalent for Fire Marshal and Fire include only the Fire Marshal Department. The City has a contract with the Friendswood Volunteer Fire Department and there are no employees paid directly by the City. From 2005 - 2009, public works and community development were combined. In 2010 - 2014, they are shown as two separate departments. Beginning in fiscal year 2010, the fulltime equivalent for Library is shown separate from Community Services. In previous years, the fulltime equivalent is included with Community Services. In-house City Attorney added to staff in fiscal year 2015. Full-time Equivalent Employees as of September 30 CITY OF FRIENDSWOOD, TEXAS FULL-TIME EQUIVALENT CITY GOVERNMENT EMPLOYEES BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS (Unaudited) 112 Table 17 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Function/Program General Government: Building permits issued 882 975 872 1,189 984 1,222 1,317 1,469 1,395 1,377 Building inspections conducted 12,264 11,135 11,472 6,673 8,744 9,514 10,486 11,470 10,611 12,145 Police: Physical arrests 1,804 1,923 1,868 1,794 2,002 1,962 1,885 1,601 1,596 1,479 Parking violations 30 34 46 33 27 82 61 107 58 63 Traffic violations 12,623 11,374 7,897 7,821 7,000 7,291 6,518 5,718 5,815 4,540 Fire Marshal: Inspections 668 1,300 1,312 1,653 1,509 1,444 1,616 1,673 1,427 1,512 Fire: Emergency responses 2,497 2,723 2,794 2,950 2,737 2,818 2,975 2,993 3,261 3,258 Fires extinguished 75 74 118 102 110 108 86 86 116 78 Parks and Recreation: Recreation participants NA NA 7,547 12,283 13,792 13,894 16,068 18,607 15,178 16,153 Facility reservations NA 1,115 1,065 1,727 1,451 503 493 686 728 1,443 Library: Volumes in collection 92,633 93,028 96,100 94,512 99,880 97,622 125,251 133,865 141,383 133,165 Total volumes borrowed 300,241 308,718 323,323 350,892 356,787 349,223 355,447 367,948 367,452 350,145 Water: New connections 209 289 202 46 160 173 185 189 193 Water main breaks 105 44 73 73 64 516 112 193 149 57 Average daily consumption 3,886 3,472 4,217 4,209 3,408 6,406 4,584 5,577 5,171 4,970 (thousands of gallons) Peak daily consumption 7,030 6,358 11,004 7,187 7,606 13,698 10,896 11,505 9,917 12,623 Sewer: Average daily sewage treatment 3,064 3,425 3,120 2,950 3,465 2,787 2,968 2,956 2,867 3,306 (thousands of gallons) Maximum daily flow 10,484 10,484 7,520 9,537 11,393 10,833 10,777 10,401 10,770 11,237 (thousands of gallons) Source: 1 Fiscal Year Fiscal Year CITY OF FRIENDSWOOD, TEXAS LAST TEN FISCAL YEARS OPERATING INDICATORS BY FUNCTION/PROGRAM (Unaudited) 113 Table 18 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 Function/Program Police Stations 1 1 1 1 1 1 1 1 1 1 Patrol units 18 28 27 24 26 26 25 26 27 29 Fire Stations 3 3 3 4 4 4 4 4 4 4 Public Works Streets - paved (miles)179 150 159 160 161 162 164 165 167 169 Streets - unpaved (miles)1 0 2 2 2 2 2 2 2 2 Traffic signals 3 3 3 3 3 3 3 3 3 3 Parks and Recreation Acreage 189 189 189 189 189 189 189 189 189 232 Public Safety:Parks 8 8 8 8 8 8 8 8 8 8 Swimming pool 1 1 1 1 1 1 1 1 1 1 Tennis courts 4 4 4 4 4 4 4 4 4 4 Library 1 1 1 1 1 1 1 1 1 1 Water Water mains (miles)179 180 180 181 183 184 186 187 207 209 Fire hydrants 1,250 1,275 1,275 1,275 1,305 1,324 1,588 1,608 1,610 1,631 Connections 11,405 11,748 11,982 12,057 12,231 12,476 12,711 12,929 13,093 13,289 Storage capacity 5,993 5,993 5,993 5,993 5,993 7,500 7,500 7,500 8,000 8,100 (thousands of gallons) Sewer Sanitary sewers (miles)153 155 155 156 158 159 162 163 194 195 Connections 10,682 10,902 11,115 11,256 11,404 11,563 11,828 12,072 12,236 12,407 Storm sewers (miles)92 95 95 96 98 99 100 100 105 106 Treatment capacity 4,850 4,850 4,850 4,850 4,850 4,850 4,850 4,850 12,000 9,250 (thousands of gallons) Source: Various City departments and prior year CAFRs Fiscal Year CITY OF FRIENDSWOOD, TEXAS CAPITAL ASSET STATISTICS BY FUNCTION/PROGRAM LAST TEN FISCAL YEARS (Unaudited) 114 THIS PAGE LEFT BLANK INTENTIONALLY