HomeMy WebLinkAboutOrdinance No. 121-E ORDINANCE N0. 121-E
ORDINANCE AUTHORIZING THE ISSUANCE OF CITX OF
FRIENDSWOOD, TEXAS, WATERWORKS AND
SANITARY SEWER SYSTEM REVENUE BONDS,
SERIES 196g , $700 ,000
THE STATE OF TEXAS §
COUNTY OF GALVESTON §
CITY OF FRIENDSWOOD §
WHEREAS, the City of Friendswood, Texas (sometimes
herein�fter called the "City" ) is authorized to extend and
improve the City 's waterworks and sanitary sewer system; and
wHEREAS, the City Council of the City has determined to
issue and deliver the negot�able revenue bonds of said City
in the aggregate amount of $700,000 for such purpose pur-
suant to an election held w�thin the City on November 23 ,
1968 ; and
WHEREAS, said bonds , hereinafter authorized, are to be
issued pursuant to Vernon' s Articles 1111 through 1118 , as
amended; and
WHEREAS, the following described bonds have heretofore
been issued by the Galveston County Water Control and Improvement
District Noo 15 of Galveston County, Texas (sometimes herein-
after called "District Noe 15" ) :
(1) Galveston County Water Control and Tmprovement
District Noe 15 Waterworks and Sanitary Sewer
System Combination Revenue and Unlimited Tax
Bonds, Series 1957 , dated July 1 , 1957, now
outstanding in the aggregate amount of $232, 000,
maturing serially on the lst day of March in
each of the years as follows :
$�+ ,000 �970/7�
5,000 1972/7�+
6, 000 1975/76
7 ,000 1977/80
8 ,000 1981I8?
10,000 �983/84
11,000 1985/86
12 ,000 1987/88
13,000 1989
14,000 1990
15,000 1991
20 ,000 1992
25,000 1993
(2 ) Galveston County Water Control and Improvement
District No . 15 Waterworks and Sanitary Sewer
System Combination Revenue and Unlimited Tax
Bonds , Series 1958 , dated July 1, 1958, now out-
standing in the aggregate amount of $25 ,000, and
maturing on March l, 1994 ;
and
WHEREAS , the following described bonds ha�e hereto�ore
been issued by the Galveston County Water Cuntrol and Improvement
District Noo 21 of Galveston County, Texas (sometimes herein-
af'ter called "District Noe 21" ) :
Galveston County Water Control and Improvement
District Noo 21 Waterworks and Sewer System
Combination Tax and Revenue B�nds, Series 1964 ,
dated November l , 1964 , now outstand�ng in the
aggregate amount of$600,OOO, maturing serially
on the lst day of August in each o�° the years
as f°ollows :
$10 ,000 1972/'76
15,000 19?7/81
20 ,000 1982/86
25 ,000 1g87�'91
30 ,000 1992i'97
35 ,000 1998/99
and
WHEREAS, the City, having been incorporated on or about
November 1, 1960 , as a municipal corporation under the general
laws of the State of Texas , annexed all of the territory with-
in District Noo ?5 in 1g64 , and thereafter annexed all oi' the
territory within District Noe 21 in 1967; and
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WHEREAS, the City has heretofore adopted the p�ovisions
of Vernon' s Artiele 1182c-1 , as amended, as authorized and
in the manner provided by Section 6 thereof; and
WHEREAS, the City has heretofore taken ove� all p��-
perties and assets , assumed all debts , liabilities and obli-
gations and now performs all functions and services of both
said Districts , and both such Districts have been abolished
as provided by law; and
WHEREAS, at the time the City took over all properties
and assets and assumed all debts , liabilities and �bligations
of District Noo 15 the City did not have outstanding revenue
bonds , warrants or other obligations payab:le �rom, or secured
by a pledge of, the net revenues of the City' s waterworks and
sewer system, and the City immediately combined the waterworks
and sewer system of District Noo 15 with the City 's waterworks
and sewer system; and
WHEREAS, at the time the City took ove� all p�ope�ties
and assets and assumed all debts , liabili�ies and obligations
of District Noo 21 the City did have outstanding bonds payable
from, and secured by a pledge of the net �evenues of, the
City 's waterworks and sanitary sewer system and the City has
continued to operate the waterworks and sewer system of
District Noo 21 separ°ate and apart from the City 's wa�erworks
and sewer system, and the City has not commingled in any way
the �evenues of such several systems ;
THEREFORE, BE TT ORDAINED BY THE CTTY COUNCIL OF THE CITY
OF FRIENDSWOOD, TEXAS :
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I
Section 1, 01 : That every matter and fact recited in
the above preamble of° this ordinance is hereby found to be
true and correcto
Section 1002 : That said City ' s negotiable, ser^ial,
coupon bonds to be designated "City of Friendswood, Texas ,
Waterworks and Sanitary Sewer System Revenue Bonds , Series
196g" (hereinafter sometimes called the "Bonds" ) are hereby
authorized to be �.ssued and delivered in the principal amount
of$700 ,000 for� the purpose of EXTENDING AND IMPROVING THE
CITY' S WATERWORKS AND SANITARY SEWER SYSTEMo
�e�tion 2 � That the Bonds shall be dated MAY l, 1969,
shall be numbered consecutively from 1 THROUGH 140 , shall be
in the denomination of$5 ,000 EACH, and s�all mature and
become due and payable serial.ly on MARCH 1 in each of' the
years , and in the amounts , respectively, as set forth in the
f°ollowing schedule :
Y'EARS AMOUNTS
1971 $ 5, 000
1972/75 �09000
1976/81 15 ,000
1982/86 209000
�-987/89 259000
1.990/9� 30,000
1992/9�+ 35 ,000
1995f96 40 ,000
1997 �15,000
1998/99 50 ,000
Said Bonds may be redeemed prior to their stated maturities ,
at the option of the City , on the dates stated, and in the
manner provided in the FORM OF BOND set forth in this ordinancee
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Section 3 : That the Bonds shall bear interest �rom
their date, until maturity or redemption, at the �oll�w�ng
rates per annum:
Bonds maturing 197�- through 19 90 , 6-1/22�
Bonds maturing 19�1 through 19�, 6_118q
Bonds matur�ing 19_ through 19 , %
Bonds maturing 19� through 19 , %
Bonds maturing 19� through 19 , %
Said interest shall be e�idenced by interest coupnns which
shall appertain to sald Bonds , and which shall be payable on
the dates set f°orth in the FORM OF BOND set �°or�th in t�is ordera
Section 4 : That the Bonds , and the �nterest cd�pona
appertaining thereto, shall be payable, shall have the charac-
teristics , and shall be signed and executed (and said Bonds
shall be sealed) all as provided, and in the manner indica�ed,
in the FORM OF BOND set forth in this order�o
Section 5 : That the form of said Bonds , including the
form of Registration Certificate of the Comptroller� �f Public
Accounts of' the State of Texas to be printed and endorsed on
each of said Bonds , and the form of the af`oresaid interest
coupons which shall appertain and be attached initially to
each of said Bonds , shall be, respectively, substantially as
follows :
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- . . , . � �
FORM OF BOND:
N0. __ $5, 000
UNITED STATES OF AMERTCA
STATE OF TEXAS
COUNTY OF GALVESTON
CITY OF FRIENDSWOOD, TEXAS,
WATERWORKS AND SANITARY SEt�IER SYSTEM
REVENUE BON1� SERIES 1969
ON MARCH l, , THE CITY OF FRIENDSWOOD IN GALVESTON
COUNTY, TEXAS, promises to pay to bearer the principal amount
of
FIVE THOUSAND DOLLARS
and to pay interest thereon, from the date hereof, at the rate
of _ % per an.num, evideneed by interest coupons payable
SEPTEMBER 1 , 196g, and semifannually thezaeaf'ter on each MARCH 1
and SEPTEMBER 1 while this bond is outstandingo The principal
of this bond and the interest coupons appertaining hereto shall
be payable to bearer, in lawful money of° the United States of
America, without exchange or collection char�ges to the bearer,
upon presentation and surrender of this bond or proper interest
coupon at the Ho is�pn National 6ank 9 Hou�ton ,
Texas _, which shall be the paying agent for this Series of
bondso
THIS BOND is one of a Ser�es of negotiable, serial, coupon
bonds , dated MAY 1 , 196g, issued in the principal amount of
$700 ,000 in accordance with Articles 1111 through 1118 , a�
amended, Vernon' s Annotated Texas Statutes , and authorized
pursuant to an o�dinance duly adopted by the City Council of
said City , for the purpose of EXTENDING AND IMPROVING THE
CITY' S WATERWORKS AND SANITARY SEWER SYSTEM,
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ON MARCH l, 1g87, OR ON ANY INTEREST PAYMENT DATE THERE-
AFTER, the outstanding bonds of this Series may be redeemed prior
to their scheduled maturities, at the option of said City, IN
WHOLE, OR IN PART, IN INVERSE NUMERICAL ORDER, for the principal
amount thereof and accrued interest thereon to the date fixed
for redemption.
AT LEAST thirty days prior to the date fixed for any
such redemption said City shall cause a written notice of
such redemption to be mailed to the bank at which said bonds
are payable and published at least once in a financial pub-
lication published in the City of New York, New York, or in
the City of Austin, Texas . By the date fixed for any such
redemption due provision shall be made with the paying agent
for the payment of the required redemption price . If such
written notice of redemption is published and if due provision
for such payment is made , all as provided above , the bonds
which are to be so redeemed thereby automatically shall be
redeemed prior to their scheduled maturities, and they shall
not bear interest after the date fixed for redemption, and they
shall not be regarded as being outstanding except for the purpose
of being paid by the paying agent with the funds so provided
for such payment .
IT IS HEREBY certified, recited, and covenanted that
this bond has been duly and validly issued and delivered; that
all acts, conditions, and things required or proper to be per-
formed, exist , and be done precedent to or in the issuance and
delivery of this bond have been performed, existed, and been
done in accordance with law; and that the interest on
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and principal of this bond and the Series of which it is
a part are secured by and payable from an irrevocable first
lien on and pledge of the Net Revenues to be derived from the
operation of the waterworks and sanitary sewer system of said
City, subject only to the prior lien and pledge presently
existing thereon in connection with the outstanding bonds
of the Galveston County Water Control and Improvement District
No . 15 Waterworks and Sanitary Sewer System Combination Revenue
and Unlimited Tax Bonds, Series 1957 , dated July 1, 1957 , and
Series 1958, dated July 1, 1958, (the "Outstanding Senior Lien
Bonds" ) as defined and provided in the ordinance authorizing
this Series of bonds .
SAID CITY has reserved the right, subject to the restric-
tions stated in the said ordinance authorizing this Series of
bonds, to issue additional parity revenue bonds which also may
be secured by and made payable from an irrevocable first lien
on and pledge of the aforesaid Net Revenues to be derived from
the operation of the waterworks and sanitary sewer system of
said City, subject only to the prior lien and pledge presently
existing thereon in connection with said Outstanding Senior
Lien Bonds .
THE HOLDER HEREOF shall never have the right to demand
payment of this obligation out of any funds raised or to be
raised by taxation.
IN WITNESS WHEREOF, this bond and the interest coupons
appertaining hereto have been signed with the facsimile signa-
ture of the Mayor and countersigned with the facsimile signa-
ture of the City Secretary, and the official seal of said City
has been duly impressed, or placed in facsimile, on this bond .
COUNTERSIGNED:
Mayor, City of Friendswood, Texas
City Secretary,
City of Friendswood, Texas
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FORM OF REGISTRATION CERTIFICATE:
COMPTROLLER'S REGISTRATION CERTIFICATE: REGISTER N0.
I hereby certify that this bond has been examined, cer-
tified as to validity, and approved by the Attorney General of
the State of Texas, and that this bond has been registered by
the Comptroller of Public Accounts of the State of Texas .
Witness my signature and seal this
Comptroller of Public Accounts of
the State of Texas
FORM OF INTEREST COUPON:
N0. $
ON 1,
THE CITY OF FRIENDSWOOD IN GALVESTON COUNTY, TEXAS, promises
to pay to bearer the amount shown on this interest coupon, in
lawful money of the United States of America, without exchange
or collection charges to the bearer, unless due provision has
been made for the redemption prior to maturity of the bond to
which this interest coupon appertains, upon presentation and
surrender of this interest coupon, at the
, , , said
amount being interest due that day on the bond, bearing the
number hereinafter designated, of that issue of CITY OF
FRIENDSWOOD, TEXAS, WATERWORKS AND SANITARY SEWER SYSTEM,
REVENUE BONDS, SERIES 1969, DATED MAY l, 1969e The holder
hereof shall never have the right to demand payment of this
obligation out of any funds raised or to be raised by taxationa
Bond No .
City Secretary Mayor
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Section 6 : That throughout this ordinance the following
terms as used herein shall have the meanings set forth below,
unless the text hereof specifically indicates otherwise :
City - the City of Friendswood, Texas , and, where appro-
priate, the City Council thereof.
System - the waterworks and sanitary sewer system of the
City, including all present and future extensions , additions ,
replacements , and improvements thereto, excluding the water=
works and sanitary sewer system of Galveston County Water
Control and Improvement District Noe 21 of Galveston County,
Texas , which is a system separate and apart from the water-
works and sanitary sewer system of the City .
Gross Revenues - all of the revenues and income of every
nature derived from the operation and/or ownership of the
System,
Current Expenses - the reasonable expenses of operation
and maintenance of said System, including all salaries , labor,
materials , interest , and such repairs and extensions as in
the judgment of the governing body of the City are necessary
to keep the plant or utility in operation and render adequate
service to the City and the inhabitants thereo�, or such as
migr.t be necessary to meet some physical accident or condition
which would otherwise impair the original security .
Net Revenues - all Gross Revenues after deduction of"
the Current Expenses therefromo
Bonds - the $700,000 revenue bonds authorized by this
ordinance .
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�
Outstanding Senior Lien Bonds - the outstanding bonds
of the following described issues :
Galveston County Water Control and Improvement
District No . 15 Waterworks and Sanitary Sewe�
System Combination Revenue and Unlimited Tax
Bonds , Series 1957, dated July l , 1957;
Galveston County Water Control and Improvement
District No . 15 waterworks and Sanitary Sewer
System Combination Revenue and Unlimited Tax
Bonds , Series 1958 , dated Ju1y 1, 1958.
Additional Bonds - the additional parity revenue bonds
that the City expressly reserves the right to issue in this
ordinance .
Section 7 : That the Bonds and Additional Bonds are
and shall be secured by and payable from an �r�evocable first
lien on and pledge of the Net Revenues , sub�ect only to the
prior lien and pledge presently existing thereon in connection
with the Outstanding Senior Lien Bonds , and said Net Revenues
are further pledged irrevocably to the establishment and main-
tenance of the Bond Fund and the Reserve Fund, here�nafte�
created.
Section 8 : That the Bonds and Additional Bonds , and
interest coupons appertaining thereto, shall constitute spec�al
obligations of the City, payable solely from the pledged
Net Revenues , and the holders of the Bonds and Additiona� Bonds ,
and the coupons attached thereto, shall never have the right
to demand payment out of funds raised or to be raised by
taxatione
Section 9 :
(a) That there is hereby created and ordered to be
established on the books of the City a separate account to
be entitled the "System Fundm "
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(b ) That commencing immediately after the delivery of
the Bonds , all Gross Revenues of the System shall be credited
to the System Fund. The Current Expenses shall be paid when
due from the Gross Revenues in the System Fund, as a first
charge against said Gross Revenueso
Section 10 : That there is hereby created and ordered
to be established, at an official depository of the City,
a separate fund to be known as the "Bond Fund. "
Section 11 : That there is hereby created and ordered
to be established, at an official depository of the City,
a separate fund to be known as the "Reserve Fundo " The Reserve
Fund shall be used finally in retiring the last of the out-
standing Bonds and Additional Bonds , if any, or �o� paying
principal of and interest on any outstanding Bonds and
Additional Bonds , when and to the extent the amount in the
Bond Fund is otherwise insufficient for such purposeo
Section 12 : Money in every Fund and account created
by this order may , at the option of the City, be placed in
time deposits or be invested in direct obligations o� the
United States of Ameri�a; obligations which, in the o�inicn
of the Attorney General of the United States , are gene�al
obligations of the Unived States and backed by its �ull faith
and credit ; all obligations guaranteed by the United State�
of America; evidences of indebtedness o� the Federal Land
Banks , Federal Inte�mediate Credit Banks , Banks for
Cooperatives , Federal Home Loan Banks , or Federal National
Mortgage Association; provided that all such deposits and
investments shall be made in such manner that the money
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required to be expended from any Fund will be available at
the proper time or timese Any obligations in which money is
so invested shall mature in not more than three years from
the date such investment is made and in no event later than
15 days prior to the maturity date of the last maturing Bonds
or Additional Bonds , i� any , and such obligations shall be
kept and held in trust for the bene�it of the holders of
the Bonds and any additional Bonds , and shall be promptly
sold and the proceeds of sale applied to the making of all
payments required to be made from the Fund from which the
investment was madem Al1 such investments shall be valued in
terms of current market value as of June 30 and December 31
of each yeare
Section 13 :
(a) That immediately after the delivery of the Bonds
all accrued interest and any premium received from the sale
of the Bonds shall be deposited to the credit of the Bond
Fund,
(b ) That on or before the 20th day of August , 1969 ,
and semi-annually thereafter on or before the 20th day of
each February and August , the City shall transfer from the
Net Revenues in the System Fund and deposit to the credit of
the Bond Fund an amount of money which, when added to any
then-current balance in the Bond Fund, will be equal to not
less than the interest scheduled to become due on the Bonds
on the next succeeding interest payment da�eo In calculating
the current balance for the purposes of this paragraph, any
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balances in the Bond Fund which are the results of deposits
made under paragraph i3 (c ) he�eof, sha11 be excludedo
(c � That on or before the 20th day of August , 1970,
and semi-annually thereafter on or before the 20th day of
each February and August , the City shall transfer from the
Net Revenues in the System Fund and deposit to the credit of
the Bond Fund an amount equal to one half of all principal
scheduled to mature and come due on �he Bonds on the next
succeeding March le
Section 14 : That on or before January 10 , 1970 , and
on or before the lOth day o� each calendar month thereafter
the City shall �ransfer from the Net Revenues in the System
Fund and deposit to the credit of the Reserve Fund not less
than the sum of $500000, and such monthly deposits shall be
continued until the money and investments in the Reserve Fund
are at least equal to the aggregate amount of $50,000 in
market valueo No deposits shall be required �o be made into
the Reserve Fund as long as the money and investments in the
Reserve Fund are at least equal to the agg�egate amount of
$50,000 in market value; but if and whene�er the Reserve Fund
is reduced below said aggregate amount , and subject to the
then-required deposits having been made into the Bond Fund,
deposits shall be made into the Reserve Fund from the first
available Net Revenues in the System Fund and continued until
such time as the Reserve Fund has been restored to said aggre-
gate amount �
Section 15 :
(a) That if on any occasion there shall not bP suffi-
cient p.ledged Net Revenues ava�la�le �o make the �equired
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, _ . , ��.. ..w..
deposits into the Bond Fund or the Reserve Fund, then such
deficiency shall be made up as soon as possible from the next
available pledged Net Revenues , or from any other sources law-
fully available for such purposee
(b) Subject to making all deposits to the credit of
the Bond Fund and the Reserve Fund, as required by this ordinance
or by any ordinance authorizing the issuance of Additional Bonds,
any surplus Net Revenues in the System Fund shall be used by
the City to pay premiums on insurance required to be carried
by this ordinance, to the extent that such premiums are not
actually paid from some other source, and any other surplus
Net Revenues may be used by the City for any lawful purpose .
Section 16 :
(a) That the City shall have the right and power at
any time and from time to time, and in one or more Series or
issues , to authorize, issue, and deliver additional parity
revenue bonds (herein called "Additional Bonds" ) in any amounts,
for any lawful purpose � Such Additional Bonds , if and when
authorized, issued, and delivered in accordance with this
ordinance , shall be secured and payable equally and ratably
on a parity with the Bonds, and all other outstanding Additional
Bonds, by a first lien on and pledge of the Net Revenues , sub-
ject only to the prior lien and pledge presently existing there-
on in connection with the Outstanding Senior Lien Bonds .
(b) Each ordinance under which Additional Bonds are
issued shall provide that, in addition to the amounts required
by this ordinance and any ordinance or ordinances authorizing
Additional Bonds to be deposited to the credit of the Bond
Fund and the Reserve Fund, the City shall deposit to the credit
of the Bond Fund at least such amounts as are required for
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the payment of all principal of and interest on said Addi-
tional Bonds then being issued, as the same come due, and
shall also deposit to the credit of the Reserve Fund at
least such amounts , in not less than approximately equal
semi-annual installments , as wi11, together with any other
amounts already required to be deposited in the R�serve Fund
in connection with the Bonds and any other outstand�ng Addi-
tional Bonds , be sufficient to cause the Reserve Fund to
accumulate and contain within a period of not to exceed five
years from the date of the Additional Bonds then being issued,
a total amount o� money and investments at least equal in
market value to the average annual principal and interest
requirements of such proposed Additional Bonds and the then-
outstanding Bonds , and any then-outstanding Additional Bonds ,
and that therea�ter such deposits shall be made to the credit
of the Reserve Fund as will cause the Reserve Fund at all
times to contain a total amount of money and inves�ments at
least equal in market value to the average annual principal
and interest requirements o� such proposed Additional Bonds ,
the then-outstanding Bonds , and any then-outstanding Addi-
tional Bondso
(c ) The City shall also have the right and power to
issue junior lien revenue bonds in any amounts , for any lawful
purpose, payable from and secured by a lien on and pledge of
�he Net Revenues , provided such lien and pledge are made wholly
junior and subordinate to the lien on and pledge of the Net
Revenues to the payment of the Bonds and any Additional Bondsm
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Section 17 : Additional Bonds shall be issued only in
accordance with this ordinance, and no installment , Series ,
or issue of Additional Bonds shall be issued or delivered
unless :
(a) The senior financial officer of the City signs a
written certificate to the effect that the City is not in
default as to any covenant, �ondition, or obligation in con-
nection with all outstanding Bonds and Additional Bonds, and
the ordinances authorizing same, and that the Bond Fund and
the Reserve Fund each contains the amount then required to
be therein.
(b) A certified public accountant signs a written
certificate to the effect that , during either the City 's
then-preceding fiscal year, or during any twelve calendar-
month period ending within ninety days of the first day of
the calendar month during which an ordinance is adopted by
the City authorizing issuance of such Additional Bonds , the
Net Revenues , together with any other amounts pledged to the
payment of Bonds and Additional Bonds , were at least equal
to one and one half times the average annual principal and
interest requirements of al1 then-outstanding Bonds and Addi-
tional Bonds , and the then-proposed Additional Bondsa
Section 18 : On or before the 25th day of August, 1969 ,
and on or before the 25th day of each February and of each
August thereafter while any of the bonds and Additional Bonds ,
if any, are outstanding and unpaid, there shall be made available
to the paying agents therefor, out of the Bond Fund, money suf-
ficient to pay such interest on and such principal of the Bonds
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and Additional Bonds , if any, as will accrue or mature on
the September 1 or March 1 3mmediately following.
Section 19 :
(a) That all money in all Funds and accounts created
by this order, to the extent not �nvested, shall be secured
in the manner prescribed by law �or se�uring funds of cities
of the State of Texas , in principa� amounts at all times not
less than the amounts of money credited to such Funds or
accounts , respectivelyo
(b ) That wheneve� the to�a� amount in the Bond Fund
and the Reserve Fund shall be equivalent to (1) the aggregate
principal amount o� Bonds and Additional Bonds , if any, out-
standing, plus (2 ) the aggregate amount of all unpaid coupons
thereto appertaining unmatured and matured, no further payments
need be made �nto �he Bond �und or the Reserve Fundo Tn
determining the amount of Bonds o� Additional Bonds out-
standing, there shall be subtracted the amount of any Bonds
or Additional Bonds which �ha11 have been duly called fo�
redemption and for which funds shall have been deposited
with the paying agent su�fieient �or such redemptione
Section 20 : The City covenants and agrees that :
(a) It will faithfully per�orm at a11 times any and
all covenants , undertakings , stipulations , and provisinns
contained in this ordinance and in each and eve�y Bond and
Additional Bond; that it wil� promptly pay o� cause to be
paid the principal of and interes� on every Bond and Addi-
tional Bond, on the dates and at the places and in the manner
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prescribed in such Bond or Additional Bond; and that it
will, at the times and in the manner prescribed herein,
deposit or cause to be deposited the amounts of money speci-
fied herein.
(b) It is duly authorized under the laws of the State
of Texas to create and issue the Bonds; that all action on
its part for the creation and issuance of the Bonds has been
duly and effectively taken, and that the Bonds in the hands
of the holders and owners thereof are and will be valid and
enforceable special obligations of the City in accordance
with their terms ,
(c ) It lawfully owns and is lawfully possessed of the
System, and has a good and indefeasible estate therein, that
it warrants that it has, and will defend, the title and owner-
ship to all the aforesaid System, and every part thereof, for
M
the benefit of the holders and owners of the Bonds and Additional
Bonds against the claims and demands of all persons whomsoever,
that it is lawfully qualified to pledge the Net Revenues pledged
hereunder to the payment of the Bonds and Additional Bonds in
the manner prescribed herein, and has lawfully exercised such
rights �
(d) It will from time to time and before the same become
delinquent pay and discharge all taxes, assessments, and govern-
mental charges, if any, which shall be lawfully imposed upon
it , or the System, that it will pay all lawful claims for
rents, royalties , labor, materials, and supplies which, if
unpaid, might by law become a lien or charge upon the System
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or any part thereof, the lien of which would be prior to or
interfere with the liens hereof, so that the priority of the
liens granted hereunder shall be fully preserved in the manner
prov�.ded herein, and that it will not create or suffer to be
created any mechanic ' s , laborer' s , materialman' s or other lien
or char�ge which might or could be prior to the liens hereof,
or do or suffer any matter or thing whereby the liens hereof
might or could be impaired; provided, however, that no such
tax, assessment , or charge , and that no such claims which
might be used as the basis of a mechanic ' s , laborer' s , material-
man' s or other° lien or charge, shall be required to be paid
so long as the validity of' the same shall be contested in
good faith by the Cityo
(e) It will not do or suf'f°er^ any act or thing wher�eby
the System might or could be impaired, and that it wi11 at
1� a11 times maintain, preser�ve, and keep the r°eal and tang�ble
property of the System and every part thereof in good �ondi-
tion, repair, and working order, and operate, maintain, pre-
serve, and keep all properties , buildings , structures , and
equipment pertaining thereto and every part and parcel thereof
in good condition, repair, and working ordero
(f) Whi1e the Bonds or Additional Bonds , if any, are
outstanding and unpaid, the City shall not additiox�ally encumber
the pledged Net Revenues in any manner, except as per�mitted in
this ordinance in connect�on with Additional Bonds , unless said
en�umbrance is made juni.or and subordinate in all respects to
the liens , pledges , covenants , and agreements of this ordinanceo
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(g) While the Bonds or any Additional Bonds are out-
standing the City will not encumber, sell, lease, abandon,
or otherwise dispose of any real or personal property of
the System, unless the City provides for the replacement
thereof with substantially equal or superior facilities ,
o� unless the City determines that such real or personal
property is no lon�er needed or is no longer useful, and
that the disposition thereof will not adversely affect the
City or the operation and maintenance of the Systemo
(h) It will, as required by the Constitution and laws
of the State of Texas , prescribe , maintain, and collect fees
and eharges which shall be uniform and equal as to all users
of services of the same class , for the use of the services
and facilities o� the System, which will provide revenues
�ully sufficient at all times to :
1
(1) Pay all Current Expenseso
(2) Establish and mainta�n all Funds and accounts
created and provided for in this ordinancee
(3) Pay all outstanding lawful debts and liabili�ies
of and claims aga�nst the System, �n addition to the Bonds
and any Additional Bonds , as p�ovided in this ordinanceo
(i) While the Bonds or any Additional Bonds are out-
standing �he C2ty will maintain insurance with a reliable
insurance company, or companies , for the bene�it of the �olders
and owners of such outstanding obligations , on the Sys�em of
a kind and in an amount or amounts which would usually and
reasonably be carried by private companies engaged in a similar
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. .
type of business , Upon the happening of any loss or damage
covered by such insurance, the City shall make due proof of
loss and sha11 do all things necessary or desirable to cause
the insure�s to make payment in �ull directly to the CityA
The proceeds of insurance cover�ng the System, together with
any other funds necessary and ava�lable for such purpose,
shall be used forthwith by the City f°a� repai�ing the pro-
perty damaged or replacing the p�operty destroyed; provided,
that if such insu�ance proceeds and other funds so available
are in�ufficient for such pu�pose, then said insurance pro-
ceeds shall be deposited promptly in the Bond Fund.
(j ) As soon as possible a�ter delivery of the Bonds ,
and on or before February 1 of each year thereafter while
the Bonds or any Additional Bonds are outstanding, the City
will file with the original purchasers of such obligations a
`
certificate signed by the senior financial officer of the City
stating that the City has complied with the requi�ement of
this Section with respect �o �he maintenance of insurance,,
and lis�ing all poli�ie� carried, and that all insurance
premiums upon the insurance policies to which referen�e is
hereinbefore made have been paid,
(k) Proper books of �ecord and aecount wi11 be kept
in which �u11, �rue, and correct entries wi11 be made of all
dealings , act�vities , and t�ansa�tions relating to the pledged
Net Revenues and to the System, and all books , docum�nts , and
vouchers relating thereto shaly at all reasonable times be
made available for lnspection upon request by any o�iginal
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purchaser or by the holders of not less than 25% of the then-
outstanding Bonds and Additional Bonds � Such books o� record
and account shall be kept on the basis of a fiscal year ending
each �c��xx�� September 30.
(1) Any official depository of the City shall be a
member of the Federal Deposit Insurance Corporatione
(m) Each year while the Bonds or Additional Bonds , or
any of them, are outstanding, an audit will be made of its
books and accoun�s relating to the pledged Net Revenues and
to the System '�y a firm of certified public accountants, each
such audit to be based on the fiscal year of the City � As
soon as practicable after the close of each such fiscal year,
and when said audit has been completed and made available to
the City, a copy of such audit for the preceding fiscal year
M
shall be mailed to the original purchasers of the Bonds and
any Additional Bonds , and to any bondholder who shall so
request � Such annual audit reports shall be open to the
inspection of the bondholders and their agents and repre-
sentatives at all reasonable times and the cost of such reports
shall be a part of the Current Expenses of the System� Each
of such reports shall contain statements showing in reasonable
detail, as to such fiscal year, the followinge
(1) Operating income and operating expense of the System
and the revenues available for payment into the Funds and Accounts
created in this order;
—23—
� � ' ,' - • --. ' � � _ �
(2) The amount of money on deposit �n the �ysterri �u:rYd,
the Bond Fund, and the Reserve Fund, r°espect��ely , at the
beginning and end of such fis�al year and alY depos�t� ,
receipts and disbursements affecting said ��nds ;
(3 ) Al1 bonds of every kind outstand�ng at the beg�n-
ning of such fiscal year, bonds r�etired during and bonds
remaining outstanding at the end of° such fiscal year;
(4 ) Whether or not the C�ty has �°ailed to meet any
of its covenants and obligations with respect to the Bond�
or Additiona"1 Bonds , if any , during such �°�scal ye�.r�, a list
of any deficiencies existing a� the end of �uch fi�ca:l �r�ar
with respect thereto, comments regardzng the manner� �r. which
the City has complied with it� co�renants and �bligatic�n� wi�h
respect to all of' said bonds during such f"i�cal year, and
recommendations , if any , for changes or improvem�:nts in the
accounting procedur°es or in the opera��on of' the Sys�em;
(5) A Iist of° a.11 insurance policie� �n for��e a� the
end of' such fiscal year� showing as to ea�� p�licy �he r�i�k
covered, the name o2' the �nsurer, the exg�.ra,tian d�.�e and
the name �f° the benef i�iar�y o
(n) It has lawful power� to pledge the Net F��v�n�;es s�ap-
porting the Bonds and has lawf°�a11y exercised such powe� under
the Constitution and laws of the S�ate af Texa� � a�d �hat �he
Bonds issued hereunder� sha11 be ratably secured ande� �a�.d
pledge of income in such manner that ane bond s�all have no
preference over the other bonds of this issue:o
(o) The System is free and clear of all encumbr�.nces
whatsoever and the returns , revenues and zncome of° the System
have not in any way been pledged to the payment of° a.ny debt
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. � . .
' � � ._ . '
or obligation of the City or of the System except as herein
provided for payment of the Bonds and Outstanding Senior
Lien Bonds ,
(p ) No service involving the System or any part thereof
shall be rendered without charge to any person, firm, corpora-
tiqn or organization whatsoever .
Section 21: That the City has caused competent examina-
tion of pertinent accounting records to be made and, based
on such examination, hereby finds that the actual net cost
to the City for the proper treatment and effluent disposal
of sewage collected, and to be collected, within the
separate waterworks and sanitary sewer system of District
No. 21 amounts to an aggregate sum equal to not less than
$3 . 00 per month for each sanitary sewer customer connection
within the said District No . 21 system and that, insofar
as the City may and to the extent permitted by law, and
unless required to do otherwise by a final decree or judg-
ment of a court of competent jurisdiction, the City hereby
covenants and agrees that so long as any of the Galveston
County Water Control and Improvement District No . 21
Waterworks and Sewer System Combination Tax and Revenue
Bonds, Series 1964, dated November l, 1g64, or the appurte-
nant interest coupons, or any of them, are outstanding and
unpaid the City shall charge and collect each calendar
month from the separate waterworks and sanitary sewer system
of District Noe 21 a sum equal to not less than such aggre-
gate sum and shall deposit same monthly into the System
Fund as a part of the Gross Revenues of the Systeme
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- . � r .
� � '� - - • ' .. . , .. � �
Section 22 : That, in addition to all the rights and
remedies provided by the laws of the State of Texas, the
City further covenants and agrees that in the event of
default in the payment of principal of or interest on any
of the Bonds when due, or failure to make the paymen�s
rec�uired into the Bond Fund or Reserve Fund, or defaults in
the observance or performance of any of the covenants or
obligations set forth in thzs order, the holder or holders
of any of the Bonds sha11 be entitled to apply for a writ of
mandamus to a court of proper jurisdiction for the purpose
of compelling and requiring the City and the officials thereof
to observe and perform any such covenants or obligationso No
delay or omission to exercise any right or power accruing upon
any default shall impair any such right or power or shall be
construed to be a waiver of any such default or acquiescence
therein, and every such right and power may be exerci�ed from
time to time as often as may be deemed expedient > The
specific remedies provided herein shall be cumulative of all
other existing remedies, and the specification of such reme-
dies shall not be deemed to be exclusive ,
Section 23 : That the Mayor of the City is hereby author-
ized to have control of° said Bonds and all necessary records
and proceedings pertaining to said Bonds pending their deliv-
ery and their investigation, examination, and approval by the
Attorney General of the State of Texas, and their registra-
tion by the Comptroller of Public Accounts of the State of
Texas . Upon registration of said Bonds, said Comptroller,
or a deputy designated in writing to act for him, shall
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. ' . • . ,
.� , , � � . �
manually sign the Comptroller ' s Registration Certificate
printed and endorsed on each of said Bonds, and the seal of
said Comptroller shall be impressed, or placed in facsimile,
on each of said Bonds .
Section 24 : That the sale of the Bonds to Underwood,
Neuhaus & Co� , Incorporated, at a price equal to the
principal amount of the Bonds, plus accrued interest thereon
from the date of the Bonds to the date of actual delivery,
subject to the unqualified approving opinion, as to the
legality of the Bonds , of the Attorney General of the State
of Texas and Vinson, Elkins , Searls & Connally, Houston,
Texas, market attorneys , is hereby authorized, approved,
ra�ified and confirmed. When the Bonds have been approved
by the Attorney General and registered by the Comptroller of
Public Accounts of the State of Texas, they shall be deliv-
ered to the named purchaser upon receipt of the full purchase
price .
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' • �' , ' ' � ' _ �� .. � �
CERTIFICATE FOR
ORD�NANCE AUTHORIZING ISSUANCE OF CITY OF FRIENDSWOOD, TEXAS,
WA�'ERWORKS AND SANITARY SEWER SYSTEM REVENUE BONDS, SERIES 1g69; $700,000
THE STATE OF TEXAS §
COUNTY OF GALVESTON §
THE CI`�Y OF FRIENDSWOOD §
We, the undex�s�.gned of`f°icers of' the City Council of° the City of
F�iendswood, Texas, her^eby certif� as follows ;
c � lo '�he City Coun�il of the City of Friendswood, Texas, convened
in 13-��T�AR MEETING ON THE 23RD DAY OF JUNE, 1g69, in the City Hall
w�thin said Ci�y, and �he roll was called of the duly eonstituted offi-
cer°s and members of° said Coun�il and the City Secretary, to-wit :
Ralph W� Somers Mayor
Edwax�d F � Sf..ua�t Alderman and
Mayor Pro Tem
�Tames E� Mage� Alderman
Geq�ge Fo Prude Alderman
Ro�ald G � Hamil Alderman
Tk��mas F� Woods Alderman
L� B� Cline City Secretary
and all of° said persons were pres�nt , except the following absenteese
��..,L� , thus constituting a
quorum� Whereupon, among other business , the following was transacted
at said meeting� a written
ORD.INANCE AUTHORIZING ISSUANCE OF CITY OF FRIENDSWOOD, TEXAS,
WATERWORKS AND SANITARY SEWER SYSTEM REVENUE BONDS, SERIES 196g; $700,000
was duly ia�tx�oduced f°or the consideration of said Council, and read
in full� It was then du.ly moved and seeonded that said ordinance be
adopted; and, after due discussion, said motion, carrying with it the
adoption of said ox�din.an�e, pr�evailed and carried by the following votee
AYES � A11 members of' said Council shown present
above Uoted "Aye � "
NOES ; Noneo
2o That a true, full, and cor°rect copy of the aforesaid ordinance
a.dopted at the meeting described in the above and foregoing paragraph
is attached to and follows this certificate; that said ordinance has
been duly reco�ded in s�id Council' s minutes of said meeting; that the
abo�re and foreg�ing paragraph is a true, full, and correct excerpt from
sazd Council' s zninutes of' said meeting pertaining to the adoption of
said ordinanc;e; that the persons named in the above and foregoing para-
graph are the duly ehosen, qualified, az�d acting officers and members
of said Cour��il as indi�ated therein; that each of° the officers and
members of' sa�.d Co�.���il was duly and sufficiently notified officially
and personally, in aduan;e, of° the time, place, and purpose of the afore-
said meeting, a�d �hat said ordi�ance would be introduced and consid-
ered for� adop��oz� at said meetiz�g, and each of said off icers and mem-
bers �onsenteda in adva�ce, to �he holding of said meeting for such
purpose; and that sa�d zneeting was open to the public as required by
law�
,.�'°'� ~�°�SIGNED "AND �SEALED the 2��d day of June, 196g �
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j ;� •�,v���t� Sevretary Mayor
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