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HomeMy WebLinkAbout1984 03 31 Single Audit Report - Harris county water control and improvement district No.108 VAN SAHAKIAN Certified Public Accountant 2400 Lazy Hollow Dr., Suite 139 Houston,Texas 77063 a June 14 , 1984 To the Board of Directors of Harris County Water Control and Improvement District No. 108 I have examined the combined balance sheet - all fund types and account groups of Harris County Water Control and Improvement District No. 108 (a political subdivision of the State of Texas) as of March 31 , 1984 , and the related statement of combined revenues , expenditures and changes in fund balances - all governmental fund types , for the year then ended. My examination was made in accordance with generally accepted auditing standards , and accordingly included such tests of the accounting records and such other auditing procedures as I considered necessary in the circumstances. In my opinion, the statements referred to above present fairly the financial position of Harris County Water Control and Improvement District No. 108 at March 31 , 1984 , and the results of its operations for the year then ended, in conformity with generally 40 accepted accounting principles, applied on a basis consistent with that of the preceding year. • a a a 0 HARRIS COUNTY WAT COMBINED BALANCE 0 Totals Governme (Memorandum Only) t '4arch 31, March 31, General Fun 1984 1983 a ASSETS Cash $ 38, 723 46, 490 $ 82, 826 Time deposits 252, 963 465, 136 426, 725 Receivables (net of allowances for uncollectibles) - li Accounts 34, 393 34, 393 32, 754 Taxes - 26, 595 22, 900 Accrued interest 608 936 1,403 Prepaid expenses 2, 348 2, 348 1, 302 Land - 1, 675 1, 675 Water system - 716, 827 716, 827 Sewage system - 734, 252 734, 252 Drainage system - 562, 735 562, 735 Engineering costs - 174, 159 174, 159 Office building - 107, 178 - Furniture and fixtures - 7, 346 - Construction in progress - 7, 669 9, 244 .4 Amount available in Debt Service Fund - 202, 561 198, 682 Amount to be provided for retirement of long-term debt - :, 332,439 2, 416, 318 Total assets $329,035 ,,422, 739 $5, 381, 802 LIABILITIES AND FUND EQUITY Liabilities - Accounts payable $ 25, 721 30, 101 $ 23, 511 Refundable deposits 12, 357 12, 357 11,097 General obligation bonds payable - , 535, 000 2, 615,000 Total liabilities 38, 078 , 577, 458 2, 649,608 Fund equity - Investment in general fixed assets - , 311,841 2, 198,892 Fund balances - Al Reserve account - Series 1971 Bonds - 75, 450 77, 193 Designated for debt service •- 153, 934 144, 995 Undesignated 290, 957 304, 056 311, 114 Total fund equity 290,957 , 845, 281 2, 732, 194 0 Total liabilities and fund equity $329,035 , 422, 739 $5, 381, 802 Einancial statements t 41 HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - GOVERNMENTAL FUND TYPES AI For the Fiscal Year Ended March 31, 1984 Totals Governmental Fund Types (Memorandum Only) Debt Capital Year Ended Service Projects March 31, March 31, General Fund Fund Fund 1984 1983 Revenues - Water and sewer services $291,630 $291,630 $285,406 Taxes collected $266,759 266,759 265,462 Penalties and interest 25,727 20,364 $ 2,752 48,843 56,073 41 Miscellaneous revenues 542 542 2,522 Tap connection fees (net) 76,411 76,411 36,600 Total revenues 394,310 287,123 2,752 684,185 646,063 Expenditures - Current: 41 Purchased sewer services 136,354 136,354 134,217 Contracted services 47,535 7,958 55,493 50,889 Professional fees 16,554 16,554 17,253 Utilities 26,917 26,917 24,681 Repairs and maintenance 41,492 41,492 57,145 Other operating expenses 22,319 22,319 12,653 Miscellaneous 652 652 1,877 41 Property assessment expense 4,217 4,217 3,062 Capital outlay 112,949 112,949 10,185 Debt service - Principal payments 80,000 80,000 65,000 Interest paid 190,795 190,795 195,762 Total expenditures 291,171 283,622 112,949 687,742 572,724 411 Excess of revenues over (under) expenditures 103,139 3,501 <110,197> <3,557> 73,339 Other financing sources (uses) - Operating transfers in 50,000 50,000 Operating transfers out <50,000> <50,000> Increase/decrease in 41 uncollected taxes 3,695 3,695 1,791 Total other financing sources (uses) <50,000> 3,695 50,000 3,695 1,791 Excess of revenues and other sources over (under) 4k expenditures and other uses 53,139 7,196 <60,197> 138 75,130 Fund balances, March 31, 1983 237,818 222,188 73,296 533,302 458,172 Fund balances, March 31, 1984 $290,957 $229,384 $ 13,099 $533,440 $533,302 w See notes to financial statements HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL - GENERAL FUND For The Fiscal Year Ended March 31, 1984 General Fund lb Variance - Favorable Budget Actual (Unfavorable) IIRevenues - Water and sewer services $319, 320 $291, 630 $<27, 690> Penalties and interest 26, 100 25, 727 < 373> Miscellaneous revenues 975 542 < 433> Tap connection fees (net) 5, 380 76, 411 71 ,031 41 Total revenues 351, 775 394, 310 42, 535 Expenditures - Current: Purchased sewer services 151,875 136, 354 15, 521 lb Contracted services 45, 600 47, 535 < 1,935> Professional fees 17, 800 16, 554 1,246 Utilities 27, 000 26, 917 83 Repairs and maintenance 69, 600 41, 492 28, 108 Other operating expenses 17, 775 22, 319 < 4, 544> Total expenditures 329, 650 291, 171 38,479 Excess of revenues over expenditures 22, 125 103, 139 81, 014 Other financing uses - 411 Operating transfers out - <50, 000> <50,000> Excess of revenues over expenditures and other uses 22, 125 53, 139 31,014 Fund balance, March 31, 1983 237, 818 237, 818 - Fund balance, March 31, 1984 $259, 943 $290, 957 $ 31,014 a See notes to financial statements a A HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 NOTES TO FINANCIAL STATEMENTS March 31, 1984 Note 1 : Creation of the District - Harris County Water Control and Improvement District No. 108 was created by an order of the Texas Water Rights Commission on October 22, 1968. The Board of Directors held its first meeting on November 7, 1968 and the first bonds were sold on August 31, 1970. Note 2: Summary of accounting policies •- The Texas Water Rights Commission (Texas Department of Water Resources ) adopted a "Water District Accounting Manual" in 1974 and the use of the Manual by all water districts was required by the commission beginning January 1, 1975; the District ' s accounts are generally maintained in accordance with the Manual. The accrual basis of accounting is followed by the District and all financial statements were prepared on this basis, except that tax revenues are reported on the cash basis, but the amount of taxes receivable is recorded and included in the fund balance of the Debt Service Fund. The basic financial statements of the District conform to the requirements of Statement 1 of the National Council of Governmental Accounting and in compliance with the directives of the Texas Department of Water Resources. All of the fixed assets of the District are included in the general fixed assets group of accounts and are stated at cost. The District has the policy of expensing currently any repairs or maintenance which do not extend the life of the assets or increase the assets value. Depreciation is not provided in accordance with accepted practice for non-enterprise funds. Annual budgets are prepared for the General Fund and adopted by the District' s Board of Directors for management guidance of the District ' s operations. Actual net operating revenues exceeded w budgeted net revenues by $81, 014 representing principally the combination of the favorable variance in total revenues of $42, 535 and the favorable variance in total expenditures of $38, 479. The increase in revenues was the result of substantial revenue for tap connections for new construction of a (1 ) 122 unit apartment complex, (2) 234 unit condominium project, and (3) 118, 000 square foot shopping center. Projecting the timing and the amount of new construction revenue is generally unforseeable and, according- ly, variances in such projections are expected. Water and sewer service revenues decreased by reason of reduced customer usage with a commensurate decrease in purchased sewer service costs. In addition to decreased costs of sewer service, actual repairs * and maintenance expenses fell short of budgeted expenses because expectations of increased maintenance costs of the system, as the system ages, did not materialize. ft Note 3 : Capital Projects - The District established a Capital Projects Fund in 1981 by * transferring from the General Fund $49, 527 received in previous years from the federal government for EPA reimbursement grants and disaster assistance grants. Proceeds of the bonds issued during the 1982 year of $200, 002 were also deposited into the Fund. The principal purpose of the Bond issue was to pay for the costs of the water system expansion program, which was completed % during the prior year at a total cost of $191, 401. During the current year the District transferred $50, 000 of operating funds to the Capital Projects Fund and completed construction and outfitting of an office building at a total cost of $114, 524. In addition the District contracted for lift station rehabilitation work estimated to cost $81, 000. Note 4: Pledge of revenues - All of the District ' s bonds are payable from the proceeds of an ad valorem tax levied upon all taxable property subject to taxation within the District, without limitation as to rate or amount, and are further payable from and secured by a lien on and pledge of the net revenues to be received from the operation of the District ' s water-works and sanitary sewer system after deduc- tion of reasonable cost of administration, efficient operation and adequate maintenance of the District ' s service facilities in the manner provided by Chapter 217, Acts of the Regular Session of the 52nd Legislature of Texas, 1951 . Note 5: Debt service requirements - Series 1970A - 1971A - 1972 - 1981 : The Bond Orders for the above named series of bonds require that while said bonds or any part of the principal and interest thereof are outstanding and unpaid, there shall be levied an ad valorem tax upon all taxable property within the District suffi- cient in amount to pay the interest on such bonds, together with an additional amount to be placed in the sinking fund sufficient to redeem such bonds at their maturity. At such time as the net revenues from operation of the system, pledged to the payment of these bonds, together with money derived from taxes may have accumulated a surplus in the sinking fund equal to the sum to be required in the succeeding year to pay the interest and principal of the District' s obligations maturing in that year, the Dis- trict' s annual tax levies may be lowered to produce not less than 25% of the bond maturities for each succeeding year. Whenever the actual experience of three consecutive years demonstrates that the net revenues are adequate to protect the maturities of the District ' s obligations, the District ' s tax may be wholly abated, until further experience demonstrates the necessity to again levy taxes to avoid default in payments of the District 's obligations as they may mature. Series 1971 Bonds: The Bond Orders for the Series 1971 bonds require the estab- lishment of a Reserve Account by setting out from the net revenues of the system and paying into the Bond Fund (i.e. Debt Service Fund) a sum equal to 20% of the total monthly principal and interest requirements for the next succeeding maturity of prin- cipal and interest until said fund shall consist of a sum equal to the total principal and interest requirements for the next A succeeding year; current interest and principal requirements are to be deposited in equal monthly installments. At March 31, 1984 the Reserve Account contained the amounts required by the Bond Orders. A Note 6: Redemption of bonds - The outstanding bonds of the District are callable for redemption prior to maturity at the option of the District. The bonds may be called in whole or in part, in inverse numerical order, for the purposes of retirement or refunding, or both, at par plus accrued interest. Bonds of the Series 1970A, 1971, 1971A, 1972, and 1981 may be called on October 1, 1985, April 1, 1985, April 1, 1986, April 1, 1987 and April 1, 1995, respectively, or any interest payment date thereafter. Note 7: Engineers report - ' The Bond Orders of the Series 1981 bonds require a complete engineering inspection and report of the operations and physical condition of the system to be made each year by an independent qualified engineer. During the fiscal year the District ' s inde- pendent engineer inspected the water system and reported favorably on its condition. Note 8: Contract with the City of Friendswood - The District entered into a waste disposal contract with the City of Friendswood, Texas in 1971 and under the terms of this contract the District constructed lines and facilities to trans- port waste on the City ' s sanitary sewer trunk line facilities. Under this contract the District is entitled to have up to 460, 000 gallons per day treated by the City with the City being respon- sible for all maintenance and operation of the plant. In 1980, the District entered into another contract with the City whereby 85% of the sewer service revenues of the District is to be paid for waste disposal. The contract stipulates that the sewer service charge to the District 's customers is to be made on the same basis used by the City of Friendswood to charge its customers. Accordingly, the District charged its customers based on the actual water usage each month, as did the City, and remitted 85% of the revenue from those charges to the City. The District recently learned that in 1980 the City changed the basis used to charge its customers to a base of the average water usage of the A lowest four of five winter months; the average so determined is then used for the entire fiscal year beginning April 1. The District has determined that they have charged their customers usage charges in excess of those charged by the City and as a result have overpaid the City for sewer services. Accordingly, the District changed its basis for sewer services charges begin- ning with April 1, 1984 to conform to the basis used by the City and is presently compiling a statement of overcharges retroactive to 1980, and plans to claim a refund from the City in an amount estimated to aggregate $50, 000. Note 9: Water and sewer rates and customers - The following monthly water and sewer service rates are currently in effect. Water Service Residential and commercial: First 5, 000 gallons of water used (minimum bill)* $6.00 Each 1, 000 gallons of water used thereafter . 95 1111 *Master metered townhouses and apartment projects are based on first 5, 000 gallons of water used times the number of units. Sewer Service +t Residential and commercial: First 3, 000 gallons of water used (minimum bill)* $7.00 Each 1,000 ballons of water used thereafter . 90 *Master metered townhouses and apartment projects A are charged $8.00 for each unit. Five year summary of customers at March 31: 1984 1983 1982 1981 1980 A 1, 085 1, 097 1, 146 1, 158 1, 158 Note 10: Insurance coverages - The Bond Orders require that so long as any of the bonds are outstanding, the District agrees to maintain insurance for the benefit of the bondholders, of a kind and in an amount which would usually be carried by private companies engaged in a similar type of business . The insurance agent/consultant of the District has determined that the insurance provision of the Bond Orders have been complied with in all material respects. a VAN SAHAKIAN Certified Public Accountant 2400 Lazy Hollow Dr., Suite 139 Houston,Texas 77063 a June 14 1984 The Board of Directors 41 Harris County Water Control and Improvement District No. 108 Friendswood, TX 77546 In my opinion, the accompanying information is stated fairly in all material respects in relation to the combined finan- cial statements taken as a whole, of Harris County Water Control and Improvement District No. 108 for the year ended March 31 , 1984, which are covered by my opinion presented in the first section of this report. The accompanying information is supplemental to the combined financial statements and is not essential for a fair presentation of the financial position and the results of its oper- 41 ations. My examination was made primarily for the purpose of form- ing an opinion on the combined financial statements taken as a whole, and included such tests of the accounting records from which the supplementary information was compiled, and such other auditing procedures as I considered necessary in the circumstances. 111 a a HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 March 31, 1984 X D. Notes Required by the Water District Accounting Manual X E. Analysis of Changes in Cash and Temporary Investments X F. General Long-Term Debt Service Requirements by Years X G. Analysis of Changes in General Long-Term Debt X H. Schedule of Temporary Investments X I. Analysis of Taxes Receivable X J. Analysis of Organizational Costs X K. Analysis of Changes in General Fixed Assets L. Schedule of Notes Payable 41 X M. Comparative Schedule of Revenues and Expenditures - Five Years X N. Insurance Coverage X O. Board Members, Key Personnel and Consultants X P. Questionnaire Completed by the Auditor X Q. Certificate of the Board of Directors a a '# Schedule E HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 ANALYSIS OF CHANGES IN CASH AND TEMPORARY INVESTMENTS For The Fiscal Year Ended March 31, 1984 Debt Capital Totals General Service Projects (Memorandum Fund Fund Fund Only) Sources of cash and temporary investments - Cash receipts from revenues $392, 563 $287, 501 $ 2, 947 $683, 011 Cash transfers from other funds 50, 000 50, 000 Refundable deposits 1, 259 1, 259 Total cash and temporary investments provided 393, 822 287, 501 52, 947 734, 270 Application of cash and temporary investments - Cash disbursed for • Current expenditures 287, 155 12, 827 299,982 Capital outlay 111,418 111,418 Debt service 270, 795 270, 795 Cash transfers to other funds 50, 000 50,000 111 Total cash and temporary investments applied 337, 155 283, 622 111,418 732, 195 Increase (decrease) in cash and temporary investments 56, 667 3,879 <58, 471> 2, 075 Cash and temporary investment balances - At the beginning of the year 235,019 198, 682 75, 850 509, 551 4111 At the end of year $291, 686 $202, 561 $ 17, 379 $511,626 See notes to financial statements s a II Schedule F 4 HARRIS COUNTY WATER CONTROL AND IMPROVE GENERAL LONG-TERM DEBT SERVICE REQUIREN March 31, 1984 lb Series 1970-A Se Series 1981 Interest ] Interest Principal Due Principal ipal Due Total Fiscal Due April 1, Due Pe April 1, Annual Years October 1 October 1 Total April 1 Cl 1 October 1 Total Requirements 1985 $ 15,000 $ 11,860 $ 26,860 $ - ; $ 5,191 $ 5,191 $ 107,751 1986 15,000 22,445 37,445 15,000 000 10,242 15,242 261,900 44 1984 15,000 21,170 36,170 15,000 000 9,962 14,962 265,620 1988 15,000 19,970 34,970 20,000 000 9,542 19,542 268,730 1989 15,000 18,770 33,770 20,000 000 8,982 18,982 266,327 1990 15,000 17,570 32,570 25,000 000 8,422 18,422 268,305 1991 15,000 16,370 31,370 25,000 000 7,862 17,862 264,675 1992 15,000 15,110 30,110 30,000 000 7,302 17,302 265,437 1993 15,000 13,850 28,850 30,000 000 6,602 21,602 265,490 1994 20,000 12,590 32,590 35,000 000 5,762 20,762 269,752 44 1995 20,000 10,910 30,910 35,000 000 4,922 19,922 267,769 1996 20,000 9,230 29,230 40,000 000 4,082 19,082 265,037 1997 20,000 7,550 27,550 40,000 000 3,102 23,102 276,077 1998 20,000 5,870 25,870 45,000 000 1,977 21,977 275,716 1999 20,000 4,190 24,190 45,000 000 706 25,706 283,902 2000 20,000 2,510 22,510 50,000 - - 265,985 2001 20,000 830 20,830 55,000 - - 258,455 44 TOTALS $295,000 $210,795 $505,795 $525,000 :000 $ 94,658 $279,658 $4,396,928 Cash and temporary investment balances at Ma] See notes to financial statements Debt Service Fund $202,561 lb lb *A 'b 41 44 Schedule G l HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 ANALYSIS OF CHANGES IN GENERAL LONG-TERM DEBT For the Fiscal Year Ended March 31, 1984 Bond Issues 44 Series 1970A 1971 1971A 1972 1981 Totals Interest rate 8.00 to 7.75% 6.00% to 8.5% 5.60% to 8.5% 7.75% 5.65% 041 Dates interest payable 4/1 - 10/1 4/1 - 10/1 4/1 - 10/1 4/1 - 10/1 4/1 - 10/1 - Bonds outstanding at beginning of the year $310,000 $540,000 $1,105,000 $470,000 $190,000 $2,615,000 Retirements of principal 15,000 15,000 35,000 10,000 5,000 80,000 lb Bonds outstanding at end of the year $295,000 $525,000 $1,070,000 $460,000 $185,000 $2,535,000 Retirements of interest $ 24,358 $ 41,850 $ 82,200 $ 31,725 $ 10,662 $ 190,795 Paying agents - 41 Series 1970A, Allied Bank of Texas, Houston, Texas and 1971 and First National Bank, Denver, Colorado 1972 Series 1971A, Allied Bank of Texas, Houston, Texas Series 1981 Bonds voted: $3,000,000 - Bonds approved: $3,000,000 - Bonds sold: $3,000,000 7 lb lb 14 Schedule H HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 SCHEDULE OF TEMPORARY INVESTMENTS March 31, 1984 Interest Maturity Face Accrued Rate Date Amount Interest General Fund Time deposits - lb No. 68784 9.8% 4/19/84 $186, 197 $ 608 No. 08-000637-9 10. 5% Open 66, 766 252, 963 Debt Service Fund - Time deposit - No. 26759 10. 5% 9/20/84 194,894 228 Capital Projects Fund - Money-market account - No. 53-040186-9 9. 51% - 17, 279 100 TOTAL - ALL FUNDS $465, 136 $ 936 See notes to financial statements • • Schedule I 11 HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 ANALYSIS OF TAXES RECEIVABLE For The Fiscal Year Ended March 31, 1984 11 Taxes receivable at the beginning of the year $ 22, 900 1983 Original tax roll 270,454 Total to be accounted for 293, 354 Tax collections - Current year 261, 443 ,* Prior years 5, 316 266, 759 Taxes receivable at the end of the year $ 26, 595 Taxes receivable by years - 41 1978 and prior $ 361 1979 2, 286 1980 3,469 1981 3, 740 1982 7, 728 1983 9,011 $ 26, 595 Assessed Valuations Summary (000 omitted) Tax rate Personal per $100 Land Improvements Property Total Valuation 1983 $4, 322 $26, 746 $1, 127 $32, 195 84$ 1982 4, 322 26, 636 923 31, 881 84$ 1981 4, 299 26, 621 871 31, 791 82$ 1980 4, 258 26,419 776 31,453 82$ 1979 4, 258 26,414 746 31, 418 82$ 411 Tax collection year - From October 1, 1983 to September 30, 1984 Percent of assessed valuation to fair market value 100.0% Percent of current taxes collected to current tax levied 96. 7% Percent of current and delinquent taxes collected to current and delinquent taxes outstanding at the beginning of the tax year 90.9% See notes to financial statements a a Schedule J a HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 ANALYSIS OF CHANGES IN DISTRICT ORGANIZATIONAL COSTS For The Fiscal Year Ended March 31, 1984 Balances March 31, 1983 and 1984 Costs during organization and construction - 'b Legal fees $109, 125 Bond interest 169, 468 Amortized bond discount 3, 705 Fiscal agent fees 44, 000 Bond issue expenses 4, 527 Interest on temporary investments <60, 013> Total $270, 812 Amounts provided by - Capital Projects Fund $157, 652 Debt Service Fund 113, 160 Total $270,812 • See notes to financial statements a a a a Schedule K HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 ANALYSIS OF CHANGES IN GENERAL FIXED ASSETS For The Fiscal Year Ended March 31, 1984 Balances Balances March 31, March 31, 1983 Additions Deductions 1984 Land $ 1, 675 $ 1, 675 41 Water system 716,827 716,827 Sewage system 734, 252 734, 252 Drainage system 562, 735 562, 735 Engineering fees 174, 159 174, 159 Office building $107, 178 107, 178 Furniture and fixtures 7, 346 7, 346 41 Construction in progress - Office building 9, 244 97, 934 $107, 178 - Lift station rehabilitation - 7, 669 7,669 $2, 198,892 220, 127 $107, 178 $2, 311,841 Amounts provided by - Capital Projects Fund $2, 082,803 $ 62, 949 $2, 145, 752 General Operating Fund 116, 089 50, 000 166, 089 e $2, 198, 892 $112, 949 - $2, 311,841 See notes to financial statements 0 Schedule M lb HARRIS COUNTY WAT: COMPARATIVE By Fiscal Ye Rev)tal Fund Revenues A 1984 19 1982 1981 1980 General Fund Revenues - Water and sewer services $291, 630 $285 90.4 94. 7 89.9 Penalties and interest 25, 727 24 8. 1 5.1 6. 2 Miscellaneous revenues 542 2 1 .5 . 2 3.9 ,b EPA reimbursement grant - - - - Tap connection fees 76,411 36 - - - 394, 310 348100.0 100.0 100.0 General Fund Expenditures - II Purchased sewer services 136, 354 134 42. 2 39. 3 38.8 Contracted services 47, 535 43 13 . 7 14.8 15.0 Professional fees 16, 554 17 4. 7 7.5 10. 1 Utilities 26, 917 24 5.9 5.6 5.4 Repairs and maintenance 41,492 57 13. 3 12.9 11 .0 Recurring operating expenses 22, 319 12 3 .4 4.9 4.9 a ---- 291, 171 289 83. 2 85.0 85.2 General Fund Revenues over Expenses $103, 139 $ 58 16.8 15.0 14.8 ,! Debt Service Fund Revenues - Tax revenues $266, 759 $265 91 .0 92 . 5 93. 5 Penalties and interest 20, 364 22 9.0 7 . 5 6. 5 287, 123 288100.0 100.0 100.0 ,# Debt Service Fund Expenditures - Contracted services 7, 958 7 1 .7 1. 7 1 .8 Property assessment fees 4, 217 3 - - - Miscellaneous expenses 652 1 .6 .6 . 3 Debt service - Interest 190, 795 19E 69. 7 70. 5 75.9 a Principal 80,000 6c 22.7 19. 7 21 . 1 283, 622 272 94. 7 92. 5 99. 1 Debt Service Fund Revenues over Expenses $ 3, 501 $ 1E 5. 3 7. 5 .9 IS Average annual bond principal and interest $258,642 $255 Coverage: Net General Fund Revenues plus net tax revenues 1 . 38 ] a Average annual unpaid bond principal and interest Number of customers 1, 085 ] Total water pumped into the system 133.4 12( Total water billed to customers 116. 3 11E III (in millions of gallons ) Schedule N HARRIS COUNTY WA1 0 'ype of From :ompany Co-Insurance Fire, lightning, extended coverage, vandalism and malicious mischief: Water plants and sewage treatment plants 11/22/83 ] Stock 80% Office building and contents a General Liability: Bodily injury, aggregate 11/22/83 ] Stock None Property damage, aggregate 11/22/83 ] Auto liability, non-owned cars : Bodily injury 11/22/83 ] Property damage 11/22/83 ] Flood insurance: 0 Comfort station, control house and contents 9/24/82 5 Faithful Performance Schedule Bonds (5) Directors 2/15/82 ; Stock None a Employee honesty, etc. : Tax assessor and collector 1/10/84 ] Stock None a financial statements 411 OTHER SUPPLEMENTAL INFORMATION (Not Subjected to Audit Procedures ) 41 41 411 Schedule 0 a HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 BOARD MEMBERS, KEY PERSONNEL AND CONSULTANTS March 31, 1984 41 Mailing address : c/o Mary B. Jones, P.O. Box 194, Friendswood, TX 77546 Board Members S Term Annual Name and Address Expires Salary Title Margaret K. George 4/1/88 Per President 3960 Laura Leigh Lane Diem 4111 Friendswood, Texas 77546 Gina Runnels 4/1/85 Per Vice 16731 David Glen Diem President Friendswood, Texas 77546 41 Mary B. Jones 4/1/85 Per Secretary P. 0. Box 194 Diem Friendswood, Texas 77546 Harvey Hillmon, Jr. 4/1/85 Per Member 17150 Barcelona Drive Diem Friendswood, Texas 77546 Jack A. Roberts 4/1/88 Per Member 16919 Oxnard Diem Friendswood, Texas 77546 S Date Hired Fees Paid Key Personnel - District Tax Assessor-Collector 400 Alta Carbone 4/19/70 $7, 200 P. O. Box 343 Pearland, Texas 77581 Legal Counsel Smith & Murdaugh 1/19/70 $4,687 1200 Travis Street Houston, Texas Note: None of the directors listed above had any relationship with major land owners, engineers, attorneys or tax assessor/collector of the District. All Directors were residents of the District; tax assessor/collector and legal counsel were not residents of the District. Schedule P HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 QUESTIONNAIRE TO BE COMPLETED BY THE AUDITORS March 31, 1984 S YES NO 1. At the time that you were engaged by the Board of Directors of the above-named water district to perform this audit, were copies of the Annual Audit Report Requirements and the Water District 41 Accounting Manual made available to you? X 2. The Water District Accounting Manual prescribes accounting methods and policies. After taking these into consideration, did the local water district: 411 a. Maintain a proper classification of expenditures and revenues? X b. Record expenditures and revenues according to GAAP and consistent with the type of 11 accounting system utilized? X c. Maintain the double entry system of accounting? X d. Keep a general ledger in accordance with 41 uniform classification of general ledger accounts prescribed in Water District Accounting Manual? X e. Adhere to other provisions of Water District Accounting Manual? X 41 3. Did the Board of Directors of the water district impose on you any audit requirements in addition to those stated in the Annual Report Requirements? X 4. Did you identify, during the course of your examination of the financial statements of the water district, any areas pertaining to accounting matters in which action should be taken by the Board of Directors of the water district? X If Yes is checked for question 4, have these topics been discussed in a management letter to the water district's Board of Directors? X 5. Did you obtain representation from the Board of Directors of the water district that all records of the water district were made available to you for your examination? X a Schedule P Page 2 YES NO 6. Did the water district: a. Use the capital projects fund and debt service fund only for puposes authorized by the Board of Directors of the water district and/or within the provisions of applicable bond resolutions? X b. Properly escrow the required amount of cash as prescribed by the Texas Water Commission or disburse the escrowed cash according to the terms prescribed by the Texas Water Commission? N/A c. Do business only with firms or corporations in which members of the Board of Directors had no pecuniary interest? X d. Observe the conditions for obtaining grants, gifts, etc. , or abserve agreements with governmental agencies for the purpose of securing funds or services? N/A e. Have a contract for Social Security coverage for its employees with the Texas Employees Retirement System? X f. Make remittances of Social Security taxes according to the terms of the contract for Social Security coverage with Social Security Division of the Texas Employees Retirement System? X g. Deposit receipts to the proper funds kept by the approved depository bank? X h. Draw checks only on funds approved by the Board of Directors and signed by authorized personnel? X 7. Did you issue a management letter to administrative officials of the water district which sets forth your comments, based on matters which came to your attention during your examination, for strengthen- 11 ing internal accounting controls and improving administrative efficiency and procedures? X a. Were your recommendations explained to and discussed with administrative officials of 4 the water district? X b. The date of your most recent management letter was June 26 , 1984 a Schedule P Page 3 YES NO c. Is there evidence indicating that previous year(s ) recommendations have been or are being implemented? X d. Has a copy of the management letter been filed with the Texas Department of Water Resources? X 8. The Texas Water Code makes specific provisions relating to the security provided by depository banks. After consideration of the applicable laws pertaining to the specific water district, did the depository bank provide adequate security of the correct type? Please indicate for each depository: See page 4 9. The water district 's taxes were collected by: (check one) a. An employee of the district b. The county tax assessor-collector c. A city or other tax assessor-collector X 44 d. More than one of the above 10. Was the tax assessor-collector bonded as required by law? X 11. What was: a. The tax assessor-collector bonded for? $10,000 b. The greatest amount of the district' s taxes 4 in the tax assessor-collector's possession at any one time? $188 , 697 c. The frequency of tax receipts deposits with the bonded depository? (check one) (1 ) Daily 411 ( 2) Weekly X ( 3) Monthly *Deposits made monthly after substantially all current taxes are collected. d. The percent of the assessed valuation to fair market value? 100% O Schedule P Page 4 HARRIS COUNTY WATER CONTROL O STATEMENT RELATI March In Mainland Commonwealth Ameritrust Fa Savings Savings Savings a/ Assoc. Assoc. Assoc. a. Name of depository bank b. Amount of FDIC or FSLIC 41 coverage $ $100, 000 $100, 000 $100, 000 c. Amount of bond or other security pledged as of the end of the fiscal year - - - a d. Largest cash balance $ $ 60, 765 $100, 000 $100,000 e. Date of largest cash balance 4 5/10/83 3/16/83 1/19/82 41 f. Amount of bond or security pledged at the time of the largest cash balance (excluding FDIC or FSLIC coverage) - - - 0 Note: By adoption of the Bond C issued by the District, the Dist the net revenues from the operat levied by the District. Sectior, and Regulations states: Public Bond Issues. Where of a public unit has custoc law or under the bond finder to the holders of bonds isE deposit of such funds in ar to be a trustee of trust fc are pro rata beneficiaries, interest shall be separate] 0 a R Schedule P Page 5 YES NO O 12. We: (check one) a. Actually examined the records of the tax assessor-collector. X b. Received written confirmation for the tax • data from the tax assessor-collector. c. Accepted tax data furnished by the district's administrative offices. 13. As a result, were local tax revenues ( including delinquent taxes and interest and penalties on taxes ) properly separated for debt services? X 14. Was the water district in compliance with applicable bond resolutions, with the general or special legislation under which the district was created and with the specific statutes excerpted and included in the Legal Compliance Guidelines in Section 70-03-1 of the Water District Accounting Manual? X Any exceptions noted during the course of our examination of the financial statements are described in the management letter or notes to the financial statements. 15. Other comments of the Auditor: 41 None e 4 4 A" Schedule Q a CERTIFICATE OF THE BOARD OF DIRECTORS HARRIS COUNTY WATER CONTROL AND IMPROVEMENT DISTRICT NO. 108 0 We, the undersigned, do hereby certify that the audit report of the above-named Water District for the fiscal year ended March • 31, 198 was received by the Board of Directors on the /7 day of , 1984 and was reviewed and ✓ approved; o d st a meeting of the and of Directors of the Water Di rict on the 17 day of , 1984. 0 Sig atu a of Board Secretary Signat a of Boa Pr ident • 0 41 11