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HomeMy WebLinkAbout1980 12 31 Annual Comprehensive Financial Report - Gulf Coast Waste Disposal Authority GULF COAST WASTE DISPOSAL AUTHORITY COMPREHENSIVE ANNUAL FINANCIAL REPORT Year Ended December 31, 1980 TABLE OF CONTENTS Page INTRODUCTORY SECTION Directors Officers and Consultants Letter of Transmittal FINANCIAL SECTION Auditors' Opinion Combined Statements - Overview (General Purpose Financial Statements) : Combined Balance Sheet - All Fund Types and Account Groups 1 II Combined Statement of Revenue, Expenditures, and Changes in Fund Balance - All Governmental Fund Types 3 Combined Statement of Revenues, Expenses, and Changes in Retained Earnings/ Fund Balances - All Proprietary Fund Types and Similar Trust Funds 4 Combined Statement of Changes in Financial Position - All Proprietary Fund Types and Similar Trust Funds 5 Notes to the Financial Statements 6 Financial Statements of Individual Funds: General Fund: Comparative Balance Sheet 15 Comparative Statement of Revenues, Expenditures and Changes in Fund Balances 16 Special Revenue Funds: Combining Balance Sheet 17 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances 19 Capital Projects Funds: Combining Balance Sheet 21 Combining Statement of Revenues, Expenditures and Changes in Fund Balances 22 Combining Balance Sheet - Industrial Projects 23 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Industrial Projects 25 Combining Balance Sheet - Municipal Projects 27 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances - Municipal Projects 27 Enterprise Funds: Combining Balance Sheet 29 Combining Statement of Revenues, Expenses, and Changes in Retained Earnings 30 Combining Statement of Changes in Financial Position 3] Bayport Area System Revenue Fund: Comparative Balance Sheet 32 Comparative Statement of Revenues, Expenses, and Changes in Retained Earnings 33 Comparative Statement of Changes in Financial Position 34 Equipment Services Fund: Comparative Balance Sheet 35 Comparative Statement of Revenues, Expenses and Changes in Retained Earnings 36 Comparative Statement of Changes in Financial Position 37 Fiduciary Funds: Pension Trust Fund: Employees' Pension Plan: Comparative Balance Sheet 38 Comparative Statement of Revenues, Expenses and Changes in Fund Balance 39 Comparative Statement of Changes in Financial Position 40 Unexpendable Trust Fund: Texas City Landfill Perpetual Maintenance Fund: Comparative Balance Sheet 4] Comparative Statement of Revenues, Expenses and Changes in Fund Balance 4] Comparative Statement of Changes in Financial Position 42 General Fixed Assets: Schedule of General Fixed Assets By Functions and Activities 43 Schedule of Changes in General Fixed Assets - By Functions 44 Schedule of Changes in General Fixed Assets - By Source 45 SUPPLEMENTARY DATA SECTION Pollution Control Revenue Bonds Issued and Outstanding - Industrial Projects 47 Pollution Control Revenue Bonds Issued and Outstanding - Municipal Projects 49 DIRECTORS Arthur M. Alpert, Chairman * Chairman of the Executive Committee, United States National Bank Chairman of the Board and Chief Executive Officer, United States National Bancshares, Galveston W. Tom Arnold, M.D. * Private practice in Gastroenterology, Diagnostic Clinic; Professor, University of Texas Graduate School of Biomedical Sciences and Baylor College of Medicine; Member of the Development Board of the University of Texas Medical School; Chairman of the Board of American Homes International; former Chief of Staff of Diagnostic Center Hospital William D. Bush Retired, formerly with Humble Oil&Refining Co. Frank M. Fisher, Jr., Ph.D. Chairman, Department of Biology, Rice University David Jenkins Rice Farmer Len W. Robbie, Treasurer Retired, formerly with Texas City Refining Company Mark Schultz Rice Farmer John Widlenthal,Vice Chairman Municipal Court Judge, City of Houston Veta Winick, Secretary Director of the O'Kane Art Gallery, University of Houston Downtown College; Former National Director, League of Women Voters, Chairperson, Public Relations * Two changes in the membership of the Board of Directors occured in the first quarter of 1981. John G. Unbehagen of Galveston was appointed by the Governor to replace Arther M. Alpert, whose term expired. W. Tom Arnold, M.D. was elected by the Board to serve as Chairman. OFFICERS L. Jack Davis General Manager Joe P. Teller Deputy General Manager-Hazardous Waste Paul I. Davis Deputy General Manager-Industrial and Governmental Relations Jerry R. Dunn Deputy General Manager-Administration and Finance Jim F. Thornton Deputy General Manager-Municipal Operations GENERAL COUNSEL Olson & Olson, Houston, Texas BOND COUNSEL McCall, Parkhurst& Horton, Dallas, Texas FINANCIAL ADVISOR Underwood, Neuhaus &Co., Houston, Texas AUDITORS LaFrance, Walker, Jackley & Saville, Certified Public Accountants Houston, Texas { GENERAL OFFICES 910 Bay Area Boulevard, Houston, Texas 77058 Gulf Coast Waste Disposal Authority 910 Bay Area Boulevard Houston. Texas 77058 71.3/488-4115 W. Tom Arnold, M.D. , Chairman and Members of the Board of Directors Gulf Coast Waste Disposal Authority We are pleased to submit to you the Comprehensive Annual Financial Report of Gulf Coast Waste Disposal Authority for the year ended December 31, 1980, together with the opinion thereon of the independent certified public accountants. This year' s report is in a different format from that used in prior years. It incorporates the changes contained in Statement 1, Govern- mental Accounting and Financial Reporting Principles, issued in 1979 by the National Council on Governmental Accounting. The newly approved concept for combined financial reports is intended to improve the under- standability and functional effectiveness of the traditional governmental accounting and financial reporting. In compliance with this concept, the various funds of the Authority have been combined by types of funds . These are presented in Combined Statements-Overview, giving a broad perspective of the financial position and results of operations. In order to provide full disclosure, the footnotes are an integral part of these general purpose financial state- ments (GPFS) . Following the GPFS, to provide detail information, the individual funds of the Authority are presented in Combining Statements by Fund Types . We believe that the data, as presented, is accurate in all material aspects; that it is presented in a manner designed to fairly set forth the financial position and results of operations of the Authority as measured by the financial activity of the various funds; and that all disclosures necessary to enable the reader to gain the maximum under- standing of the Authority' s financial affairs have been included. Sicerely, IF l-ack 'Davi ral Manager r►., rt.ari Betty H." Forsten, C.P.A. Director of Finance LAFRANCE, WALKER, tJACKLEY & SAVILLE CERTIFIED PUBLIC ACCOUNTANTS 112 O NASA RD-ONE • HOUSTON, TEXAS 77058 OFFICES IN PRINCIPAL CITIES-TORSION AFFILIATES 713/488-8324 March 31, 1981 Board of Directors Gulf Coast Waste Disposal Authority We have examined the combined financial statements of Gulf Coast Waste Disposal Authority and its combining and individual fund finan- cial statements as of and for the year ended December 31, 1980 , as listed in the table of contents . Our examination was made in accordance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances . In our opinion, the combined financial statements referred to above present fairly the financial position of Gulf Coast Waste Disposal Authority at December 31, 1980 , and the results of its operations and the changes in financial position of its proprietary fund types and similar Trust Funds for the year then ended, in conformity with generally accepted accounting g principles applied on a basis consistent with that of the preceding year. Also, in our opinion, the combining and indi- vidual fund financial statements referred to above present fairly the financial position of the individual funds of Gulf Coast Waste Disposal Authority at December 31, 1980 , their results of operations , and the changes in financial position of individual proprietary funds for the year then ended, in conformity with generally accepted accounting prin- ciples applied on a basis consistent with that of the preceding year. Our examination was made for the purpose of forming an opinion on the combined financial statements taken as a whole and on the combining and individual fund financial statements. The accompanying financial infor- mation listed as supplemental data in the table of contents is presented for purposes of additional analysis and is not a required part of the combined financial statements of Gulf Coast Waste Disposal Authority. The information has been subjected to the auditing procedures applied in the examination of the combined, combining, and individual fund financial statements and, in our opinion, is fairly stated in all material respects in relation to the combined financial statements taken as a whole. („4„,„ 7>luci—LAJ OF GULF COAST WASTE DISPOSAL AUTHORITY COMBINING BALANCE SHEET - ALL FUND TYPES AND ACCOUNT GROUPS December 31, 1980 Governmental Fund Types Proprietary Special Capital Fund Type General Revenues Projects Enterprise Assets Cash $ 66,231 $ 78,239 $ 37,126 $ 17,892 Time deposits 1,155,890 335,000 5,447,043 1,075,000 U.S. government securities, at cost - 165,000 5,170,419 135,000 Investments, less unamortized discount - - - - Accounts receivable 50,117 2,050,841 830,103 510,094 Due from other funds (note 12) 329,164 5,115 - 5,494 Accrued interest receivable 44,325 1,146 179,605 45,521 Prepaid expense 12,435 50,267 - 20,067 Current portion, long-term installment notes receivable (note 3) 33,628 - 24,000 - Long-term installment notes receivable, less current portion (note 3) 263,145 - 48,000 - Advance to other funds 10 - - - Risk insurance premium deposit 1,317 36,956 - 12,890 Restricted assets: Deferred compensation plan: Cash and U.S. government securities, at cost 70,000 - - - Debt service cash - - - - Employee savings accounts - - - - Planning Fund cash - - - - Construction Fund net assets (note 4) - - - 621,803 Contingency Fund: (note 4) Cash, U.S. government securities, and accrued interest - - - 200,000 Revenue Bonds Reserve Fund: (note 4) Cash and accrued interest - - - 1,059,115 Property, plant and equipment, net of accumulated depreciation (note 5) - - - 12,531,991 Unamortized bond discount and issue costs - - - 351,979 Cash surrender value of life insurance policies - - - - Amount to be provided for retirement of general long-term debt - - - - Other assets 10,273 - - - Total assets $2,036,535 $2,722,564 $11,736,296 $16,586,846 Liabilities Accounts payable $ 31,801 $ 768,715 $ 1,059,777 $ 141,170 Due to other funds (note 12) - 316,948 1,843 24,204 Due to terminated employees - - - - - Current maturity - long-term note payable (note 6) - - - 33,628 Accrued interest 9,184 - - - Accrued payroll taxes 27,300 - -Advance reimbursement of expenses - 1,356,186 - - Refundable deposit - - - 1,500 Payable from restricted assets: Accrued bond interest - - - 221,530 Current portion of revenue bonds (note 6) - - - 170,000 Advances for working capital - 356,081 - - Long-term note payable, less current portion (note 6) - - - 263,145 Revenue bonds payable, less current portion (note 6) - - - 13,065,000 Building revenue bonds payable (note 6) - - - - Capitalized lease payable (note 6) - - - - Deferred revenue - - _ - - Total liabilities 68,285 2,797,930 1,061,620 13,920,177 Fund Equity Contributed capital - - - 25,000 Investment in general fixed assets - - - - Retained earnings: Reserve for revenue bond indenture - - - 867,585 Unreserved - - - 1,774,084 Fund balance: (note 10) Reserved for planning - - - - Reserved for deferred compensation plan 70,000 - - - Reserved for long-term receivable 263,145 - 48,000 - Reserved for employee's retirement fund - - - - Reserved for perpetual maintenance - - - - Unreserved 1,635,105 (75,366) 10,626,676 - Total fund equity 1,968,250 (75,366) 10,674,676 2,666,669 Total liabilities and fund equity $2,036,535 $2,722,564 $11,736,296 $16,586,846 1 Account Groups Fiduciary Fund Types General General Totals Pension Nonexpend- Fixed Long-term (Memorandum Only) Trust able Trust Assets Debt 1980 1979 $ 5,597 $ 102 $ - $ - $ 205,187 $ 1,636,888 478,143 - - - 8,491,076 8,718,965 - - - - 5,470,419 26,221,748 410,156 - - - 410,156 304,952 - - - - 3,441,155 2,046,176 - 3,222 - - 342,995 104,755 41,597 - - - 312,194 297,253 - - - - 82,769 76,422 - - - - 57,628 55,241 - - - - 311,145 368,773 - - - - 10 - - - - - 51,163 39,148 - - - - 70,000 80,000 - - - - - 66 - - - - - 2,577 - - - - - 16,125 - - - - 621,803 4,452,368 - - - 200,000 193,588 - - - - 1,059,115 858,521 - - 109,199,124 - 121,731,115 111,620,610 - - - - 351,979 373,678 118,215 - - - 118,215 123,598 - - - 557,085 557,085 609,502 - - - - 10,273 9,137 $1,053,708 $3,324 $109,199,124 $557,085 $143,895,482 $158,210,091 $ 9,057 $ - $ - $ - $ 2,010,520 $ 2,150,142 - 342,995 104,755 4,774 4,774 4,927 - - - - 33,628 31,241 - - - - 9,184 9,605 - - - - 27,300 63,084 - - - - 1,356,186 173,799 - - - - 1,500 285 - - - - 221,530 223,879 } - - - - 170,000 160,000 - - - - 356,081 237,760 - - - - 263,145 296,773 - - - - 13,065,000 13,235,000 - - - 395,000 395,000 415,000 - - - 162,085 162,085 194,502 - - - - - 12,500 13,831 - - 557,085 18,418,928 17,313,252 / - - - - 25,000 25,000 - - 109,199,124 - 109,199,124 104,057,206 - - - - 867,585 668,230 - - - - 1,774,084 1,420,916 - - - - - 16,125 - - - - 70,000 80,000 - - - - 311,145 368,773 1,039,877 - - - 1,039,877 696,548 - 3,324 - - 3,324 98 1 - - - - 12,186,415 33,563,943 1,039,877 3,324 109,199,124 125,476,554 140,896,839 $1,053,708 $3,324 $109,199,124 $557,085 $143,895,482 $158,210,091 See notes to the financial statements. 2 GULF COAST WASTE DISPOSAL AUTHORITY COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - ALL GOVERNMENTAL FUND TYPES Year Ended December 31, 1980 Totals Special Capital (Memorandum Only) General Revenue Projects 1980 1979 Revenue: Services to municipalties $ 142,780 $ - $ - $ 142,780 $ 109,645 Services to industries 1,172,807 - - 1,172,807 1,236,928 Reimbursement of operating expenses - 10,227,287 - 10,227,287 8,795,219 Outside contracts and special charges - 1,056,414 - 1,056,414 686,284 Interest earned 186,853 55,995 3,088,028 3,330,876 3,616,622 Computer fees 46,900 - - 46,900 - Recovery of prior year's sales tax 20,000 - - 20,000 20,000 Rental income 32,531 - - 32,531 30,261 Other 145 13,217 - 13,362 4,690 Total revenues 1,602,016 11,352,913 3,088,028 16,042,957 14,499,649 Expenditures: Personnel costs 1,023,218 2,221,491 - 3,244,709 2,657,240 Materials and supplies 73,959 1,181,554 - 1,255,513 824,940 Electricity - 1,344,131 - 1,344,131 1,171,390 Repairs and maintenance - 2,073,212 - 2,073,212 1,640,804 Building and occupancy cost 42,990 - - 42,990 35,122 Contractual services 58,769 192,787 - 251,556 164,009 Other operating expenses 304,813 3,781,722 - 4,086,535 3,554,444 Capital outlay 74,658 467,107 - 541,765 308,762 Extraordinary repairs and replacements - - - - 449,310 Project development costs - 433,781 - 433,781 20,049 Land option - 113,000 - 113,000 - Debt service: Principal retirement 20,000 - - 20,000 20,000 Interest and fiscal charges 22,632 - - 22,632 23,636 Capital lease payments 32,417 - - 32,417 - Capital projects: Authority owned projects - - 4,604,486 4,604,486 8,686,354 Industry owned projects - - 34,618,755 34,618,755 54,968,071 Transfer to industry debt service - - 5,393,673 5,393,673 1,100,053 Total expenditures 1,653,456 11,808,758 44,616,914 58,079,155 75,624,184 Excess (deficiency) of revenues over expenditures (51,440) (455,872) (41,528,886) (42,036,198) (61,124,535) Other financing sources (uses) : Operating transfers in - 25,000 - 25,000 - Operating transfers out (25,000) - (49,300) (74,800) (67,817) Revenue bonds issued - - 18,400,000 18,400,000 43,455,000 Bond issue and discount cost - - (259,475) (259,475) (909,374) Contributions from industry - 120,400 2,635,403 2,755,803 7,339,901 Return of contribution - - (272,611) (272,611) (93,840) Sale of surplus equipment - - 1,000 1,000 111,200 Lease/sale of land - - - - 120,000 Proceeds from insurance claim - - - - 1,200,000 Total other financing sources (uses) (25,000) 145,400 20,454,517 20,574,917 51,155,070 Excess (deficiency) of revenues and other financing sources over expenditures and other uses (76,440) (310,472) (21,074,369) (21,461,281) (9,969,465) Fund balance at beginning of year 2,126,669 153,127 31,749,045 34,028,841 43,998,306 Equity transfer in - 81,979 - 81,979 - Equity transfer out (81,979) - - (81,979) Fund balance at end of year $1,968,250 $ (75,366) $10,674,676 $12,567,560 $34,028,841 See notes to the financial statements. 3 GULF COAST WASTE DISPOSAL AUTHORITY COMBINED STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS/ FUND BALANCES - ALL PROPRIETARY FUND TYPES AND SIMILAR TRUST FUNDS Year Ended December 31, 1980 Proprietary Fiduciary Fund Types Totals Fund Tyne Pension Nonexpend- (Memorandum Only) Enterprise Trust able Trust 1980 1979 Operating revenues: Charges for services $3,612,011 $ - $ - $3,612,011 $3,630,678 Penalties and other revenues 3,869 - - 3,869 9,835 Contributions - 283,614 3,222 286,836 234,468 Interest - 75,592 4 75,596 40,211 Net increase in cash surrender value of life insurance policies - 4,259 - 4,259 - Total operating revenues 3,615,880 363,465 3,226 3,982,571 3,915,192 Operating expenses: Personnel costs 702,809 - - 702,809 577,589 Materials and supplies 515,836 - - 515,836 239,678 Electricity 480,347 - - 480,347 373,497 Maintenance and repairs 300,844 - - 300,844 181,898 Contractual services 55,001 - - 55,001 41,512 Other operating expenses 459,618 - - 459,618 392,768 Depreciation 456,336 - - 456,336 437,237 Refunds to terminated employees - 2,125 - 2,125 24,183 Net Insurance expense - 1,264 - 1,264 34,322 Consulting and actuary fees - 14,389 - 14,389 11,936 Administrative expenses - 2,358 - 2,358 1,258 Total operating expenses 2,970,791 20,136 - 2,990,927 2,315,878 Operating income 645,089 343,329 3,226 991,644 1,599,314 Non-operating revenues (expenses) : Interest earned 791,325 - - 791,325 609,191 Recovery of prior year's expense 52,500 - - 52,500 - Sale of fixed assets 2,500 - - 2,500 - Amortization of bond discount and issue cost (21,699) - - (21,699) (20,136) Bond interest expense (893,166) - - (893,166) (790,117) Interest on interfund debt (24,026) - - (24,026) (26,244) Total non-operating revenues (expenses) (92,566) - - (92,566) (227,306) Net income (note 9) 552,523 343,329 3,226 899,078 1,372,008 Retained earnings/ fund balances at beginning of year 2,089,146 696,548 98 2,785,792 1,413,784 Retained earnings/ fund balances at end of year $2,641,699 $1,039,877 $3,324 $3,684,870 $2,785,792 See notes to the financial statements. 4 GULF COAST WASTE DISPOSAL AUTHORITY COMBINED STATEMENT OF CHANGES IN FINANCIAL POSITION - ALL PROPRIETARY FUND TYPES AND SIMILAR TRUST FUNDS Year Ended December 31, 1980 Proprietary Fiduciary Fund Types Totals Fund Type Pension Nonexpend- (Memorandum Only) Enterprise Trust able Trust 1980 1979 SOURCES OF WORKING CAPITAL: Operations: Net income $ 552,523 $343,329 $3,226 $ 899,078 $1,372,008 Add items not requiring (providing) working capital: Depreciation 456,336 - - 456,336 437,237 Amortization of bond dis- count and issue costs 21,699 - - 21,699 20,L36 Loss on disposal of equip- ment - - - - 335 Discount amortization - (174) - (174) (242) (Increase)/decrease in cash surrender value of life insurance - 5,383 - 5,383 (18,544) Working capital provided from operations 1,030,558 348,538 3,226 1,382,322 1,810,930 Net increase in current liabilities payable from restricted assets 7,651 - - 7,651 - Increase in long-term debt - - - - 6,731,216 Decrease in restricted assets: Construction Fund net assets 3,830,565 - - 3,830,565 - Investment principal received - 4,970 - 4,970 6,726 Total sources of working capital 4,868,774 353,508 3,226 5,225,508 8,548,872 APPLICATIONS OF WORKING CAPITAL: Investment in fixed assets 5,424,923 - - 5,424,923 1,091,933 Decrease in long-term debt 203,628 - - 203,628 31,241 Bond discount and issue costs - - - - 169,962 Increase in restricted assets: Contingency Fund 6,412 - - 6,412 63,567 Construction Fund net assets - - - - 4,407,368 Revenue Bonds Reserve Fund 200,594 - - 200,594 398,521 Increase in risk insurance prem- ium deposit 1,716 - - 1,716 11,174 Purchase of securities - 110,000 - 110,000 - Net increase in current liabilities payable from restricted assets - - - - 1,300,004 Total applications of working capital 5,837,273 110,000 - 5,947,273 7,473,770 INCREASE/(DECREASE) IN WORKING CAPITAL $ (968,499) $243,508 $3,226 $ (721,765) $1,075,102 INCREASE/(DECREASE) IN WORKING CAPITAL RESULTED FROM CHANGES IN: Cash in bank $ (176,287) $(13,804) $ 4 $ (190,087) $ 102,626 Time deposits (664,000) 263,143 - (400,857) 676,000 U.S. government securities (189,892) - - (189,892) 324,892 Accounts receivable 125,640 - - 125,640 (115,219) Due from other funds 5,494 (34,987) 3,222 (26,271) 34,987 Accrued interest receivable 18,336 34,331 - 52,667 17,845 Prepaid expense 628 - - 628 11,514 Accounts payable (88,712) (5,502) - (94,214) (8,558) . Due to terminated employees - 153 - 153 (4,927) Due to other funds 4,181 174 - 4,355 (11,840) Current maturities of long-term debt (2,387) - - (2,387) (2,218) Provision for deposit to Con- struction Fund - - - - 50,000 Refundable deposit (1,500) - - (1,500) - INCREASE/(DECREASE) IN WORKING CAPITAL $ (968,499) $243,508 $3,226 $ (721,765) $1,075,102 See notes to the financial statements. 5 GULF COAST WASTE DISPOSAL AUTHORITY NOTES TO THE FINANCIAL STATEMENTS December 31, 1980 Note 1: Organization Gulf Coast Waste Disposal Authority is a political subdivision of the State of Texas, estab- lished by the State Legislature in 1969 under Article XVI, Section 59 of the Texas Constitution. It operates as a conservation and reclamation district pursuant to Chapter 409, Acts of the 61st Legislature of the State of Texas, Regular Session, 1969, as amended. It was created as a regional agency for the primary purpose of controlling water pollution and providing waste treatment and disposal systems in Harris, Galveston, and Chambers Counties, Texas. The Authority is governed by a nine member Board of Directors, comprised of appointees from the three counties in the Authority's jurisdiction. One director from each county is appointed by the Governor of the State of Texas; one from each county is appointed by the Commissioners' Court; and one is appointed by the Mayors of the cities within each county. The Authority has extensive powers in the area of waste management and water pollution control. It may acquire, construct, operate, or sell waste treatment facilities located within or without the three-county area, and may issue bonds to finance such facilities. It may contract with owners of other systems to operate their plants, or for treatment of waste in the Authority's facilities, or for training of operating employees. Note 2: Summary of Significant Accounting Policies The accounting policies of the Authority conform to generally accepted accounting principles as applicable to governments. The following is a summary of the more significant policies: A. Fund Accounting • The accounts of the Authority are organized on the basis of funds and account groups, each of which is accounted for with a separate set of self-balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expenditures, or expenses as appropriate. The various funds are grouped, in the financial statements in this report, into six generic fund types and three broad fund categories as follows: GOVERNMENTAL FUNDS General Fund The General Fund is the general operating fund of the Authority. It is used to account for all financial resources except those required to be accounted for in another fund. These resources include, among other things,revenues received from (1) management and service fees, (2) financing fees for certain types of bond issues, (3) supervision and. technical assistance fees, and (4) project management fees. Special Revenue Funds Special revenue funds are used to account for the proceeds of specific revenue sources (other than major capital projects) that are restricted by agreement to expenditures for specified purposes. Operations of the following projects are accounted for in special revenue funds: 1. Washburn Tunnel Wastewater Treatment Plant 2. Forty Acres Wastewater Treatment Plant 3. American Wastewater Treatment Plant 4. Blackhawk Wastewater Treatment Plant 5. Texas City Industrial Solid Waste Landfill Revenues to operate these facilities are provided by the industries, municipalities or special districts with which the Authority has written contracts for pollution control services. The agreements provide for the reimbursement of actual costs through budgeted revenues and periodic variance adjustments. 6. Municipal Operations Written agreements with municipalities and special districts served by the Authority provide for negotiated charges for the operation of nineteen municipal wastewater treatment plants. 7. Hazardous Waste Management Center Planning, research and permit application activities related to a proposed Hazardous Waste Management Center have been undertaken by the Authority. Part of the expen- ditures in this project are expected to be reimbursed by the industries to be involved in the operations. A partial reimbursement was received in 1980. 8. Bellaire Solid Waste Transfer Station Planning, research and permit application activities related to a proposed Solid Waste Transfer Station have been jointly undertaken by the Authority and the City of Bellaire. The capacity for handling solid waste at this facility contemplates use by the City of Bellaire and well as other municipal and private users. 9. Glen Forest Pollution Control District ) This Pollution Control District was created at the request of the citizens in the local subdivision. 6 1 GULF COAST WASTE DISPOSAL AUTHORITY NOTES TO THE FINANCIAL STATEMENTS December 31, 1980 Note 2: Summary of Significant Accounting Policies (Continued) Capital Projects Funds Capital projects funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by proprietary funds) . Such resources are derived principally from proceeds of special obligation bond issues (see note 7) and contributions received from municipalities and industries. PROPRIETARY FUNDS Enterprise Funds Enterprise funds are used to account for operations that are financed and operated in a manner similar to private business enterprises. The intent of the Authority is that the costs (expenses, including depreciation) of providing services to industries, municipalities or special districts be financed or recovered through user charges. The following operations are accounted for in enterprise funds: 1. Bayport Area System Revenue Fund Revenues of the Bayport Area System Revenue Fund result from metered charges for wastewater treatment for industries in the Bayport Industrial Complex. 2. Equipment Services Fund Revenues of the Equipment Services Fund consist of rental and operation fees received from Authority operated waste water treatment plants and other indus- tries, municipalities and special districts for a mobile sludge unit, a mudcat dredge, trucks and other equipment. FIDUCIARY FUNDS Trust Funds Trust funds are used to account for assets held by the Authority in a trustee capacity. The Authority uses the following trust funds: Pension Trust Fund The Employees' Pension Fund accounts for the transactions, assets, liabilities, and fund equity of the Authority's defined benefit retirement plan. Unexpendable Trust Fund The Texas City Landfill Perpetual Maintenance Fund was created by contractual agree- ment with the participants in the Texas City Solid Waste Disposal Landfill to comply with the Texas Solid Waste Disposal Act and regulations of the Texas Department of Water Resources. A percentage of the annual operating costs of the landfill are held in trust for the perpetual maintenance of the site when it is no longer used for the disposal of wastes. B. Basis of Accounting All governmental funds are accounted for using the modified accrual basis of accounting. Their revenues are recognized when they become measurable and available as net current assets. Expenditures and liabilities are recognized when obligations are incurred as a result of receipt of goods and services, with the following exceptions: (1) accumulated employee unpaid vacation and sick pay; and (2) principal and interest on general long-term debt, which is recognized when due. All proprietary funds and the pension trust and the unexpendable trust funds are accounted for using the accrual basis of accounting. Their revenues are recognized when earned and their expenses are recognized when incurred. C. Budgets Although the Authority is not required by law to adopt an annual budget for the General Fund, an estimate of annual revenues and expenditures is presented to the Board of Directors at the beginning of each year. Agreements with the participants in the waste water treat- ment plants and industrial solid waste landfill operated by the Authority require the preparation of annual operating budgets, to be approved by the participants. The budgets are the basis of monthly or quarterly billings for operating costs. Any variances of actual cost from budgeted revenue are adjusted as receivables or payables at the end of each year. The Authority prepares an annual budget for the operations of the Bayport Area System. Prior to its adoption, the budget is provided to users of the system for their comments. To the fullest extent possible, the Authority operates within the annual budget. Because there is no statutury requirement that budgets be intergrated into the accounts of the Authority, no budgetary data is reflected in these financial statements. 7 GULF COAST WASTE DISPOSAL AUTHORITY NOTES TO THE FINANCIAL STATEMENTS December 31, 1980 Note 2: Summary of Significant Accounting Policies (Continued) D. Investments Investments are stated at cost, which approximates market in all funds except the Employees' Pension Fund. The market value of investments held in that fund approximates $346,913 in relation to amortized cost of approximately $413,577. E. Inventories Inventories of materials and supplies are recorded as expenditures when purchased. F. Long-Term Notes Receivable The non-current portion of long-term notes receivable reported as assets are equally offset by fund balance reserve accounts. This special reporting treatment indicates that these receivables do not constitute available spendable resources, since they are not components of net current assets. (See Note 3.) G. Fixed Assets Capital expenditures for the acquisition, construction, or improvement of fixed assets are reported as capital outlay in governmental type funds. Those assets that the Authority owns are capitalized in the General Fixed Asset Account Group at cost. No provision is made for depreciation. Expenditures for property, plant, and equipment are recorded as assets in proprietary type funds at cost. Maintenance and repairs which do not extend the useful lives of the assets or materially increase their value are expensed when incurred. Depreciation is provided on Bayport Area System Revenue Fund fixed assets over the average estimated useful life of plant and equipment, on the asset group method. The straight-lime method at group rates of 5% to 10% is used. Depreciation is provided on Equipment Services Fund fixed assets over the estimated usefuL life of each asset, using the straight-line method at rates of 10% to 33-1/2%. H. Long-Term Debt Unmatured long-term liabilities of the Authority related to governmental type funds are reported in the General Long-Term Debt Account Group. Expenditures for principal and interest are shown as debt service in the governmental funds. In proprietary type funds, all long-term debt is shown on the balance sheets of the funds. I. Total Columns on Combined Statements Total columns on the combined statements are captioned Memorandum Only to indicate that they are presented only to facilitate analysis. Data in these columns do not present financial position, results of operations, or changes in financial position in conformity with generally accepted accounting principles. Neither is such data comparable to a consolidation. Interfund eliminations have not been made in the aggregation of this data. Note 3: Long-Term Notes Receivable In 1976 the General Fund advanced to the Equipment Services Fund (an enterprise fund) $300,000 to finance the cost of construction of a mobile sludge dewatering unit. In 1977 it advanced an additional $84,000 for the purchase of a dredge and other equipment. These advances are payable from the revenues of the Equipment Services Fund in semi-annual installments of $27,633, includ- ing interest at 7-1/2%, over a ten year period. In 1979 the Authority entered into a land lease/ installment sale agreement with the City of Texas City. The sum of $120,000 is receivable in annual installments of $24,000 each. The following is a summary of long-term notes receivable transactions of the Authority for the year ended December 31, 1980: Interfund Land Lease/ Note Installment Receivable Sale Total Balance at beginning of year $328,014 $96,000 $424,014 Payments received 31,241 24,000 55,241 Balance at end of year $296,773 $72,000 $368,773 Current portion $ 33,628 $24,000 $ 57,628 Long-term portion 263,145 48,000 311,145 Total $296,773 $72,000 $368,773 8 GULF COAST WASTE DISPOSAL AUTHORITY NOTES TO THE FINANCIAL STATEMENTS December 31, 1980 Note 4: Bayport Area System Revenue Fund Restricted Assets Construction Fund Net Assets The proceeds of the Bayport Area System Revenue Bonds, Series 1979 and legally authorized expenditures from these proceeds are accounted for in a subsidiary group of accounts called the "Construction Fund". The most significant expenditures from these proceeds have been to refund the Junior Lein Bonds, Series 1976 and to improve and expand the wastewater treat- ment facilities of the Bayport Area System. During 1980, by resolution of the Board of Directors, the Bayport Area System Revenue Fund made operating transfers of $1,060,000 to the Construction Fund to provide for additional capital improvements of the system. The capital expenditures of the Construction Fund are recorded in the Bayport Area System Revenue Fund (an enterprise fund) as additions to fixed assets and as reductions of restricted Construction Fund net assets. A summary of the Construction Fund net assets at December 31, 1980 and 1979 is shown below: 1980 1979 Assets: Cash $ 5,103 $ 86,173 Time deposits 1,085,000 3,731,000 U.S. government securities, at cost 210,000 666,061 Accrued interest receivable 20,130 200,480 Liabilities: Accounts payable (324,099) (190,676) Contracts payable - retained percentage (374,331) (40,670) Net assets $ 621,803 $4,452,368 Revenue Bond Resolution Restricted Assets The Bayport Area System Revenue Bonds, Series 1979 Resolution requires that the "Net Revenues of the System" shall be deposited into the (1) Interest and Redemption Fund, (2) The Reserve Fund, and (3) The Contingency Fund as follows: Interest and Redemption Fund The Authority is required to deposit semiannually with the trustee to the credit of the Interest and Redemption Fund such amounts as will be sufficient to pay the debt service requirements of the bonds. Reserve Fund The System is required to maintain a reserve fund in an amount equal to the greatest annual debt service requirements of all the outstanding bonds. Whenever the fund contains less than the required amount, the System shall transfer monthly from the Revenue Fund, a sum of at least 1/60th of the deficiency in the required amount until the Reserve Fund requirement is attained. At December 31, 1980 the Revenue Fund balance was $1,059,115 which was equal to the required amount. Contingency Fund The Contingency Fund is restricted for the purposes of paying (1) the cost of unexpec- ted or extraordinary repairs and replacements of the System for which other funds are not available, (2) unexpected or extraordinary expenses of operation and maintenance of the System for which other funds are not available and (3) the principal, redemption premium, if any, and interest on any outstanding bonds when and to the extent the In- terest and Redemption Fund and the Reserve Fund are insufficient for such purposes. The Bond Resolution requires that an aggregate amount of $200,000 be deposited in the Con- tingency Fund and whenever the fund contains less than the required amount, deposits of $5,000 monthly are to be made until the required amount is restored. At December 31, 1980 the Contingency Fund balance was $200,000. Note 5: Changes in General Fixed Assets A summary of changes in General Fixed Assets for the year ended December 31, 1980 follows: Balance Balance 12/31/79 Additions Deductions 12/31/80 Office building $ 614,224 $ 43,252 $ - $ 657,476 Wastewater treatment plants 90,618,705 11,419,194 - 102,037,899 Furniture, fixtures and equipment 198,928 15,940 - 214,868 Computer 162,085 17,076 - 179,161 Work in progress 12,463,264 4,581,367 10,934,911 6,109,720 Total $104,057,206 $16,076,829 $10,934,911 $109,199,124 9 GULF COAST WASTE DISPOSAL AUTHORITY NOTES TO THE FINANCIAL STATEMENTS December 31, 1980 Note 5: Changes in General Fixed Assets (Continued) Construction in progress is composed of the following: Expended to December 31, 1980 Industrial projects: Forty Acres Landfarm $2,065,761 4\ Municipal projects: Backhawk Central Plant 1,840,381 1 White Oak Bayou Plant-Phase II 1,580,797 Metro Central Plant 182,758 Spring/Cypress Plant-Phase III 975 Beltway Central Plant-Phase III 439,048 Total $6,109,720 Note 6: Long-Term Debt Bayport Revenue Bonds, Series 1976 and 1979 The bonds outstanding are special obligations of the Authority which are secured by a first lien on the "Net Revenues of the System", as defined below. The Bonds also are secured by all monies in the Interest and Redemption Fund, the Construction Fund, the Contingency Fund, and the Revenue Fund, subject to the use of such funds for the purposes specified in the Bond Resolution. The holder of the bonds shall never have the right to demand payment of the bonds from monies derived or to be derived from taxation or any other revenues except those revenues pledged. Neither the facilities owned by the Authority nor any other property of the Authority is encumbered by any lien for the benefit of the holder of the bonds; the bonds are payable solely from revenues pledged to their payment and shall not be considered as general obligations of the Authority, the governing body of the Authority, or the State of Texas. The "Net Revenues of the System" is defined as the "Gross Revenues of the System" less the "Current Expenses of the System". The "Gross Revenues of the System" includes all of the revenues of every nature derived from the operation of the System including all investment income for any fund created by the Bond Res- olution to the extent such income is c:Ledited to the "Gross Revenues of the System" as required by the Bond Resolution. The "Current Expenses of the System" includes all necessary current operating and maintenance expenses, and the Authority's actual overhead and management costs relating to the System, but does not include depreciation and debt service of the bonds. Interfund Note Payable In 1976 and 1977 the General Fund advanced a total of $384,000 to the Equipment Services Fund for the construction and purchase of equipment as explained in note 3. General Long-Term Debt Office building bonds in the principal amount of $515,000 were issued in 1973 to finance the cost of acquisition of a two-story building to house the Authority's general offices. The bonds are a direct obligation of the Authority and are secured by a (1) first lien on the building, (2) first lien on the "net revenues" of the building, and (3) pledge of certain management fees earned by the General Fund. 1 In 1979, the Authority entered into a capital lease agreement covering computer equipment for a term of five years at a monthly rental of $3,241.70, with an option to purchase the equip- ment at the end of the lease term at a nominal price. The fair value of the equipment is included in the General Fixed Assets Account Group and the lease obligation is included in the General Long-Term Debt Account Group. The following is a summary of long-term debt transactions of the Authority for the year ended December 31, 1980: Bayport Area Office System Interfund Building Capital Revenue Note Revenue Lease Bonds Payable Bonds Agreement Total Balance, December 31, 1979 $13,395,000 $328,014 $415,000 $194,502 $14,332,516 Debt reduction 160,000 31,241 20,000 32,417 243,658 Balance, December 31, 1980 $13,235,000 $296,773 $395,000 $162,085 $14,088,858 10 GULF COAST WASTE DISPOSAL AUTHORITY NOTES TO THE FINANCIAL STATEMENTS December 31, 1980 Note 6: Long-Term Debt (Continued) Bayport Area System revenue bonds payable at December 31, 1980 are comprised of the following k issues: Amount Balance Issue Issued 12/31/80 1976 $4,550,000 $ 4,310,000 1979 $9,000,000 8,925,000 $13,235,000 POIV The annual requirements to amortize all debt outstanding as of December 31, 1980 including interest payments are as follows: Bayport Area Office System Interfund Building Capital Year Ending Revenue Note Revenue Lease December 31 Bonds Payable Bonds Agreement Total 1981 $ 1,056,120 $ 55,267 $ 42,043 $ 38,900 $ 1,192,330 1982 1,056,105 55,267 41,022 38,900 1,191,294 1983 1,055,405 55,267 44,992 38,900 1,194,564 1984 1,059,115 55,267 43,693 38,900 1,196,975 1985 1,056,960 55,267 42,380 6,485 1,161,092 1986-1990 5,270,486 110,538 270,570 - 5,651,594 1991-2009 20,011,766 - 134,160 - 20,145,926 $30,565,957 $386,873 $618,860 $162,085 $31,733,775 Note 7: Pollution Control Revenue Bonds To accomplish its purposes, the Authority is empowered to issue bonds to finance the construction or acquisition of water, air, environmental, and solid waste pollution control facilities. The bonds so issued are special obligations of the Authority and debt service on the bonds, as to principal and interest when due, is secured and paid from revenues from agreements made by the Authority with whomever the pollution control facilities serve. The holders of the bonds shall never have the right to demand payment of the bonds fran monies derived or to be derived by tax- ation or any other revenues of the Authority except those revenues pledged, constituting debt service charges or payments made under the Guaranty Agreements, as defined. Neither the fac- ilities owned by the Authority nor other property of the Authority is encumbered by any lien for the benefit of the holders of the bonds; the bonds are payable solely from revenues pledged to their payment and shall not be considered as general obligations of the Authority, the governing body of the Authority, or the State of Texas. Therefore, these bonds are not included in the general long-term group. Schedules of bonds issued for industrial and municipal projects are shown as supplemental data on pages 47 through 50. Note 8: Ownership of Wastewater Treatment Plants Generally, the Authority becomes the owner of the industrial wastewater treatment plants it constructs or acquires from the proceeds of bonds issued. Municipal wastewater treatment plants owned by the Authority are financed through contributions received from municipalities and land developers as well as bond issues. The ownership of the industrial wastewater treatment plants remains with the Authority until the bonds issued for their construction are retired, at which time the ownership of these plants revert to industry, with the exception of the Forty Acres Plant, the Rohm & Haas Plant, and the Washburn Tunnel Plant. The ownership of air and environmental pollution control facilities financed from the proceeds of revenue bonds are conveyed to industry upon completion of construction or acquisition. The construction of the Forty Acres Plant was financed through the issuance of Union Carbide Corporation Project revenue bonds and through additional contributions made by Union Carbide. Under the Facilities Agreement, Union Carbide has the option of purchasing the facility at appraised values, as defined. However, Union Carbide may not exercise its option to purchase if other corporations are also using the facilities. The ownership of the Rohm & Haas Plant and the Washburn Tunnel Plant remains with the Authority as long as they are used for waste water treatment. Note 9: Pledged Revenues - Bayport Area System Revenue Fund As explained in note 6, Bayport Area System Revenue Bonds are secured by a pledge of the "Net Revenues of the System". "Net Revenues of the System" are also pledged to the required deposits in the Interest and Redemption Fund, the Reserve Fund and the Contingency Fund, as discussed in note 4. Any surplus revenues are to be used for paying semi-annually, on each interest payment date, one-half of the annual management fee of $77,925 to the General Fund. An aggregate amount of $50,000 may be accumulated from surplus revenues and placed in the Construction Fund to be used for improving the System. Any remaining surplus revenues may be used by the System for any lawful purpose. 11 GULF COAST WASTE DISPOSAL AUTHORITY NOTES TO THE FINANCIAL STATEMENTS December 31, 1980 Note 10: Deficit Fund Balance Expenditures exceed revenues for the year ended December 31, 1980 in the Hazardous Waste Nana- , gement Center Fund of $268,231, in the Bellaire Solid Waste Transfer System Fund of $39,943, and the Glen Forest Pollution Control Distruct of $11,228. Note 11: Segment Information for Enterprise Funds The Authority maintains two enterprise funds as explained in note 2. Segment information for the year ended December 31, 1980 was as follows: Bayport Equipment Area Services System Fund Total Operating revenues $ 3,209,389 $406,491 $ 3,615,880 Depreciation and amortization expense 416,979 61,056 478,035 Operating income 533,531 111,558 645,089 Net income 456,845 95,678 552,523 Property, plant and equipment additions 5,339,822 85,101 5,424,923 Net working capital 1,543,466 65,100 1,608,566 Total assets 16,109,181 477,665 16,586,846 Bonds and other long-term liabilities - payable from operating revenues 13,235,000 296,773 13,531,773 Total equity 2,495,834 170,835 2,666,669 Note 12: Individual Fund Interfund Receivable and Payable Balances A detail of individual fund interfund receivable and payable balances at December 31, 1980 is shown below: Interfund Interfund Receivables Payables General Fund $329,164 $ - Special Revenue Funds: Washburn Tunnel Plant 1,843 9,589 Forty Acres Plant 228 199 American Plant - 426 Texas City Landfill - 3,619 Municipal Operations 3,044 2,874 Hazardous Waste Management Center - 252,876 Bellaire Solid Waste Transfer Station - 36,137 Glen Forest Pollution Control District - 11,228 Capital Projects Funds: Champion International Corp. Project - 1,843 Enterprise Funds: Bayport Area System Revenue Fund 106 21,160 Equipment Services Fund 5,388 3,044 Fiduciary Funds: Texas City Landfill Perpetual Maintenance Fund 3,222 - Totals $342,995 $342,995 12 GULF COAST WASTE DISPOSAL AUTHORITY NOTES TO THE FINANCIAL STATEMENTS December 31, 1980 Note 13: Employees' Pension Plan The pension plan of Gulf Coast Waste Disposal Authority is a defined benefit plan that covers all eligible employees. It is accounted for as a separate Pension Trust Fund. The Authority is making contributions in amounts sufficient to annually fund the plan's current service cost and to amortize the unfunded past service cost over twenty years. Information regarding the plan agreement and the vesting and benefit provisions is contained in the booklet Employees' Pension Plan. Copies of the booklet are available from the personnel department of the Authority. An actuary from A. S. Hansen, Inc. annually determines the actuarial present value of the accu- mulated plan benefit liability. This liability as of the valuation date, January 1, 1980, was as follows: Amount Vested benefits: Retired participants $ 4,774 Beneficiaries (in-service death benefit) - Terminated participants 11,662 Active participants 231,305 247,741 Unvested benefits: Active participants 122,996 Total liability $370,737 Significant assumptions underlying the actuarial calculations are: Investment return 6-1/2% per annum, compounded annually Retirement age Age 65, or present age if greater Mortality basis: Active participants and non- disabled pensioners 1975 Group Annuity Mortality Table Disabled pensioners 1965 Railroad Retirement Board Totally Disabled Annuitants Mortality Table Earnings progression Percentage increase at specified age Note 14: Legal Matters The Authority was plaintiff in a suit brought by the taxing authorities of Harris County and Pasadena Independent School District seeking to collect back taxes from the date of the Author- ity's aquisition of the Washburn Tunnel facilities to the present time. The matter was pre- viously appealed to the Supreme Court of Texas where a decision was rendered to the effect that the Authority is not the "sole owner" of such facilities and that the property, at least to some unspecified extent, would be subject to tax payments by the Authority or by the industrial users of such facilities. The Supreme Court remanded the case for trial in the District Court of Harris County for a determination of what portion of the value of the facilities is subject to taxation and to determine the parties liable therefor. The Authority is currently vigorously contesting that any portion of the value of the facilities are taxable to it and it is the opinion of legal counsel that any taxes determined to be payable by the Authority will be passed through to the industrial concerns having their waste treated at the facilities pursuant to an existing contractual arrangement between the Authority and those parties. The Authority was one of several named defendants in a suit brought by the United States of America for civil penalties under the Federal Water Pollution Control Act, as amended by the Clean Water Act of 1977. The Authority has entered into an agreement with the United States to settle the action for a total sum of $20,000. Legal counsel is in the process of preparing a final judgement to reflect this agreement. 13 Financial Statements Of Individual Funds 14 GULF COAST WASTE DISPOSAL AUTHORITY GENERAL FUND COMPARATIVE BALANCE SHEETS December 31, 1980 and 1979 1980 1979 Assets Cash $ 66 ,231 $ 323,623 Time deposits 1,155,890 1,107 ,750 U.S. government securities, at cost - 265,805 ►a Accounts receivable 50,117 78,760 Due from other funds 329,164 19,481 Accrued interest receivable 44,325 43,282 Prepaid expense 12,435 8,494 Current portion of note receivable from Equipment Services Fund 33,628 31,241 Long-term portion of note receivable, Equipment Services Fund 263,145 296,773 Advance to other funds 10 - Restricted assets: Deferred Compensation Plan: Cash 350 531 U.S. government securities 69,650 79,469 Debt service cash - 66 Employee savings accounts - 2,577 Risk insurance deposit 1,317 1,317 Other assets 10,273 9,137 Total assets $2,036,535 $2,268,306 Liabilities and Fund Balance Liabilities: Accounts payable $ 31,801 $ 51,011 Due to other funds - 5,152 Accrued interest, building bonds 9,184 9,605 Accrued payroll taxes 27 ,300 63,084 Refundable deposits - 285 Deferred revenues - 12,500 Total liabilities 68,285 141,637 Fund balance: Reserved for deferred compensation 70,000 80,000 Reserved for long-term receivable 263,145 296,773 Unreserved 1,635,105 1,749,896 Total fund balance 1,968,250 2,126,669 Total liabilities and fund balance $2,036,535 $2,268,306 See notes to the financial statements. 15 GULF COAST WASTE DISPOSAL AUTHORITY GENERAL FUND COMPARATIVE STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE Year Ended December 31, 1980 1980 1979 Revenues: Services to municipalities: Management fees $ 34,496 $ 24,882 Financing fees 22,141 20,981 Accounting fees 26,436 21,072 Project administration 59,707 41,853 Other - 857 Total services to municipalities 142,780 109,645 Services to industries: Management fees 512,903 459,621 Financing fees 95,886 266,629 Technical assistance fees 320,891 289,274 Administrative fees 223,127 221,404 Accounting fees 20,000 - Total services to industries 1,172,807 1,236,928 Other revenues: Interest earned 186,853 168,192 Computer fees 46,900 Recovery of sales tax, prior years 20,000 20,000 Rental income 32,531 30,261 Other 145 - Total other revenues 286,429 218,453 Total revenues 1,602,016 1,565,026 Expenditures: Personnel services 1,023,218 842,667 Materials and supplies 73,959 55,600 Building and occupancy cost 42,990 35,122 Contractual services 58,769 100,031 Other operating expenses 304,813 292,380 Capital outlay 74,658 77,206 Hazardous Waste Study costs - 20,049 Debt service: Bond interest 22,632 23,636 Bond principal payments 20,000 20,000 Capital lease payments 32,417 - Total expenditures 1,653,456 1,466,691 Excess (deficiency) of revenues over expenditures (51,440) 98,335 Other financing sources (uses) : Operating transfers out (25,000) (18,017) Excess (deficiency) of revenues and other financing sources over expenditures and other uses (76,440) 80,318 Fund balance at beginning of year 2,126,669 2,046,351 Equity transfer out (81,979) - Fund balance at end of year $1,968,250 $2,126,669 See notes to the financial statements. 16 GULF COAST WASTE DISPOSAL AUTHORITY SPECIAL REVENUE FUNDS COMBINING BALANCE SHEET December 31, 1980 Washburn Forty Texas Tunnel Acres American Blackhawk City Plant Plant Plant Plant Landfill Assets Cash $ 962 $ 57,783 $ 1,520 $ 3,425 $ 3,007 Time deposits - - - 110,000 125,000 U.S. government securities, at cost 58,000 - 27,000 - 55,000 Accounts receivable 960,702 282,363 582,037 61,829 20,720 t Due from other funds 1,843 228 - - - Accrued interest receivable - - - 45 620 Prepaid expense 27,518 7,199 171 1,053 1,418 Risk insurance premium deposit 19,940 6,190 - - - Restricted asset: Cash - planning fund - - - - - Total assets $1,068,965 $353,763 $610,728 $176,352 $205,765 Liabilities and Fund Balance Liabilities: Accounts payable $ 453,700 $ 34,468 $160,357 $ 58,041 $ 22,496 Due to other funds 9,589 199 426 - 3,619 Advance reimbursement of expenses 605,676 319,096 302,945 - 88,890 Advance for working capital - - 147,000 118,311 90,760 Total liabilities 1,068,965 353,763 610,728 176,352 205,765 Fund balance: Reserved for planning - - - - - Unreserved - - - - - Total fund balance - - - - - Total liabilities and fund balance $1,068,965 $353,763 $610,728 $176,352 $205,765 17 Hazardous Bellaire Glen Forest Waste Solid Waste Pollution Municipal Management Transfer Control Totals Operations Center Station District 1980 1979 $ 11,095 $ 437 $ 10 $ - $ 78,239 $ 825,328 100,000 - - - 335,000 - 25,000 - - - 165,000 - 143,190 - - - 2,050,841 265,122 3,044 - - - 5,115 206 481 - - - 1,146 - 12,908 - - - 50,267 48,489 10,826 - - - 36,956 26,657 - - - - - 16,125 $306,544 $ 437 $ 10 $ - $2,722,564 $1,181,927 $ 20,055 $ 15,792 $ 3,806 $ - $ 768,715 $ 546,197 2,874 252,876 36,137 11,228 316,948 71,044 39,579 - - - 1,356,186 173,799 - - 10 - 356,081 237,760 62,508 268,668 39,953 11,228 2,797,930 1,028,800 - - - - - 16,125 244,036 (268,231) (39,943) (11,228) (75,366) 137,002 244,036 (268,231) (39,943) 11,228) (75,366) 153,127 $306,544 $ 437 $ 10 $ - $2,722,564 $1,181,927 See notes to the financial statements, i 18 GULF COAST WASTE DISPOSAL AUTHORITY SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE Year Ended December 31, 1980 Washburn Forty Texas Tunnel Acres American Blackhawk City Plant Plant Plant Plant Landfill Revenues: Reimbursement of operating expenses $6,539,563 $485,743 $2,309,487 $95,589 $301,849 Outside contracts and special charges 212,166 146,097 30,920 3,000 20,923 Interest earned 9,808 13,652 2,665 45 20,373 Other - - - - - Total revenues 6,761,537 645,492 2,343,072 98,634 343,145 Expenditures: Personnel costs 1,093,414 357,093 243,635 48,862 94,810 Materials and supplies 167,706 52,805 772,749 21,398 20,001 _` Electricity 567,954 313 565,109 17,290 2,753 Repairs and maintenance 1,360,025 117,902 410,787 720 49,339 Contractual services 157,269 10,619 20,254 - 4,645 Other operating expenses 3,164,120 71,885 187,548 10,364 135,013 Capital outlay 251,049 34,875 142,990 - 36,584 Extraordinary repairs and replacements - - - - - Project development costs - - - - - Land option - - - - - Total expenditures 6,761,537 645,492 2,343,072 98,634 343,145 Excess (deficiency) of revenues over expenditures - - - - - Other financing sources: Contributions - - - - - Operating transfers in - - - - - Operating transfers out - - - - - Total other financing sources (uses) - - - - - Excess (deficiency) of revenues and other financing sources over expenditures and other uses - - - - - Fund balance at beginning of year - - - - - Equity transfer in - - - - - Fund balance at end of year $ - $ - $ - $ - $ - 19 Hazardous Bellaire Glen Forest Waste Solid Waste Pollution Municipal Management Transfer Control Totals Operations Center Station District 1980 1979 $ 495,056 $ - $ - $ - $10,227,287 $8,795,219 643,308 - - - 1,056,414 686,284 9,452 - - - 55,995 49,172 13,217 - - - 13,217 3,530 1,161,033 - - - 11,352,913 9,534,205 383,677 - - - 2,221,491 1,814,573 146,895 - - - 1,181,554 769,340 190,712 - - - 1,344,131 1,171,390 134,439 - - - 2,073,212 1,640,804 - - - - 192,787 63,978 212,792 - - - 3,781,722 3,262,064 1,609 - - - 467,107 231,556 - - - - - 449,310 - 362,210 60,343 11,228 433,781 - - 113,000 - - 113,000 - 1,070,124 475,210 60,343 11,228 11,808,785 9,403,015 90,909 (475,210) (60,343) (11,228) (455,872) 131,190 - 100,000 20,400 - 120,400 - - 25,000 - - 25,000 - - - - - - (49,800) - 125,000 20,400 - 145,400 (49,800) 90,909 (350,210) (39,943) (11,228) (310,472) 81,390 153,127 - - - 153,127 71,737 - 81,979 - - 81,979 - $ 244,036 $(268,231) $(39,943) $(11,228) $ (75,366) $ 153,127 See notes to the financial statements. 20 GULF COAST WASTE DISPOSAL AUTHORITY CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET December 31, 1980 Industrial Municipal Totals Projects Projects 1980 1979 Assets Cash in bank $ 36,023 $ 1,103 $ 37,126 $ 274,259 Time deposits 4,107,020 1,340,023 5,447,043 5,657,215 U.S. government securities, at cost 5,170,419 - 5,170,419 25,631,051 Accounts receivable 4,473 825,630 830,103 1,317,839 Accrued interest receivable 169,408 10,197 179,605 219,520 Current portion of long-term installment receivable 24,000 - 24,000 24,000 Due from other funds - - - 50,082 Long-term installment receivable lease/sale of land, less current portion 48,000 - 48,000 72,000 Total assets $9,559,343 $2,176,953 $11,736,296 $33,245,966 Liabilities and Fund Balances Liabilities: Accounts payable $ 287,533 $ 772,244 $ 1,059,777 $ 1,496,921 Due to other funds 1,843 - 1,843 - Total liabilities 289,376 772,244 1,061,620 1,496,921 Fund balance: Reserved for long-term receivable 48,000 - 48,000 72,000 Unreserved 9,221,967 1,404,709 10,626,676 31,677,045 Total fund balance 9,269,967 1,404,709 10,674,676 31,749,045 Total liabilities and fund balance $9,559,343 $2,176,953 $11,736,296 $33,245,966 See notes to the financial statements. 21 GULF COAST WASTE DISPOSAL AUTHORITY CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES Year Ended December 31, 1980 Industrial Municipal Totals Projects Projects 1980 1979 Revenues: Interest $ 2,800,681 $ 287,437 $ 3,088,028 $ 3,399,258 Other - - - 1,160 Total revenues 2,800,681 287,347 3,088,028 3,400,418 Expenditures: Construction Costs: Authority owned projects 1,765,445 2,839,041 4,604,486 8,686,354 Non-Authority owned projects 34,557,011 61,744 34,618,755 54,968,071 j Transfer to debt service 5,385,522 8,151 5,393,673 1,100,053 Total expenditures 41,707,978 2,908,936 44,616,914 64,754,478 Excess (deficiency) of revenues over expenditures (38,907,297) (2,621,589) (41,528,886) (61,354,060) Other financing sources (uses) : Revenue bonds issued 18,400,000 - 18,400,000 43,455,000 Bond issue and discount cost (259,475) - (259,475) (909,374) Contributions 7,500 2,627,903 2,635,403 7,339,901 Return of contributions - (272,611) (272,611) (93,840) Sale of surplus equipment 1,000 - 1,000 111,200 Lease/sale of land - - - 120,000 Proceeds from insurance claim - - - 1,200,000 Transfers out (49,800) - (49,800) - Total other financing sources (uses) 18,099,225 2,355,292 20,454,517 51,222,887 Excess (deficiency) of revenues and other financing sources over expenditures and other uses (20,808,072) (266,297) (21,074,369) (10,131,173) Fund balance at beginning of year 30,078,039 1,671,006 31,749,045 41,880,218 Fund balance at end of year $ 9,269,967 $1,404,709 $10,674,676 $31,749,045 See notes to the financial statements. f 22 a GULF COAST WASTE DISPOSAL AUTHORITY CAPITAL PROJECTS FUNDS - INDUSTRIAL COMBINING BALANCE SHEET December 31, 1980 Diamond Champion United States Steel Exxon Corporation *Texas City Forty Acres *FMC Shamrock Ur Int'l Corp. Corporation Projects Projects Landfill Landfarm Corp. Corporation Project 1976 1978 *1976 1979 Project Project Project Project 11 Assets Cash in bank $ 20,276 $ 922 $ 183 $ - $ 4,536 $ 147 $ 1,000 $ - $3,314 $ Time deposits - 1,694,000 235,000 - - - 364,493 - - U.S. government securities, at cost 1,846,817 - - - 304,340 - - - - Accounts receivable - - - - - 1,892 2,581 - - Current portion of long- term installment receivable - - - - - - 24,000 - - Accrued interest receivable 11,784 39,130 6,534 - 11,430 - 1,813 - - Due from other funds - - - - - - - - - Long-term installment receivable, lease/sale of land,less current portion - - - - - - 48,000 - - Total assets $1,878,877 $1,734,052 $241,717 $ - $320,306 $2,039 $441,887 $ - $3,314 $ Liabilities and Fund Balances Liabilities: Accounts payable $ - $ - $ - $ - $ - $ - $ 47,586 $ - $ - $ Due to other funds 1,843 - - - - - - - - Total liabilities 1,843 - - - - - 47,586 - - Fund balance: Reserved for long-term receivable - - - - - - 48,000 - - Unreserved 1,877,034 1,734,052 241,717 - 320,306 2,039 346,301 - 3,314 Total fund balance 1,877,034 1,734,052 241,717 - 320,306 2,039 394,301 - 31.314 - Total liabilities and fund balances $1,878,877 $1,734,052 $241,717 $ - $320,306 $2,039 $441,887 $ - $3,314 $ *Fund closed during year. , S 23 Amoco Oil American *Houston 'ion Carbide Corp. Amoco Chem- Hoechst Quaker Oats Monsanto Company Lighting & ICI Americas, Inc. Projects icals Corp. Corporation Company Projects Power Co. Projects Totals .979 1979 *Project *Project Project 1977 *1980 Project 1980 1980 1980 1979 _ $ - $ - $ - $ - $ - $ - $ - $ 4,709 $ 936 $ 36,023 $ 127,894 - 854,604 774,286 - - 184,637 - - - - 4,107,020 5,657,215 - _ _ - - - 2,327,754 691,508 5,170,419 23,756,135 - - - - - - - - - - 4,473 658,669 - - _ - - - - - - 24,000 24,000 35,780 51,101 - - 3,005 - - 6,808 2,023 169,408 194,692 _ _ _ - - - - - - - - 50,082 _ - _ _ - - - - - 48,000 72,000 $890,384 $825,387 $ - $ - $187,642 $ - $ - $2,339,271 $694,467 $9,559,343 $30,540,687 - $ - $239,947 $ - $ - $ - $ - $ - $ - $ - $ 287,533 $ 462,648 - - - - - - - - - 1,843 - - 239,947 - - - - - - - 289,376 462,648 - - - - - - - - 48,000 72,000 - 890,384 585,440 - - 187,642 - - 2,339,271 694,467 9,221,967 30,006,039 890,384 585,440 - - 187,642 - - 2,339,271 694,467 9,269,967 30,078,039 - $890,384 $825,387 $ - $ - $187,642 $ - $ - $2,339,271 $694,467 $9,559,343 $30,540,687 See notes to the financial statements. 24 GULF COAST WASTE DISPOSAL AUTHORITY CAPITAL PROJECTS FUNDS - INDUSTRIAL COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES Year Ended December 31, 1980 Diamond Champion United States Steel Exxon Corporation Texas City Forty Acres FMC Shamrock Int'l Corp. Corporation Projects Projects Landfill Landfarm Corp. Corporation Project 976 1978 1976 1979 Project Project Project Project Revenues: Interest $ 182,366 $ 184,527 $ 26,361 $ 743,039 $ 69,243 $ 26,908 $ 98,214 $ 31,064 $ 23,592 Other - - - - - - - - - Total revenues 182,366 184,527 26,361 743,039 69,243 26,908 _ 98,214 31,064 23,592 Expenditures: Construction costs: Authority owned projects 23,119 - - - - 513,626 1,228,700 - - Industry owned projects - 93,336 - 3,219,066 899,468 - - 484,190 1,165,869 Transfers to debt service _ - - - 4,379,669 53,060 - - 124,677 142,918 Total expenditures 23,119 93,336 - 7,598,735 952,528 513,626 1,228,700 608,86f 1,308,787 Excess (deficiency) of revenues over expenditures 159,247 91,191 26,361 (6,855,696) (883,285) (486,718) (1,130,486) (577,803) (1,285,195) Other financing sources (uses): Revenue bonds issued - - - - - - - - - Bond issue and discount costs - - - - - - - - - Contribution - - - - - 7,500 - - - Sale of surplus equipment 1,000 - - - - - - - - Lease/sale of land - - - - - - - - - Proceeds from insurance claim - - - - - - - - - Transfers out - - - - - - (49,800) - - Total other financing sources (uses) 1,000 - - - - 7,500 (49,800) - - Excess (deficiency) of revenues and other financing sources over expenditures and other uses 160,247 91,191 26,361 (6,855,696) (883,285) (479,216) (1,180,286) (577,803) (1,285,195) Fund balance at beginning of year 1,716,787 1,642,861 215,356 6,855,696 1,203,591 481,257 1,574,587 577,803 1,288,509 Fund balance at end of year $1,877,034 $1,734,052 $241,717 $ - $ 320,306 $ 2,039 $ 394,301 $ - $ 3,314 25 Amoco Oil American Houston Union Carbide Corp. Amoco Chem- Hoechst Quaker Oats Monsanto Company Lighting & ICI Americas, Inc. Projects icals Corp. Corporation Company Projects Power Co. Projects Totals 1979 1979 Project Project Project 1977 1980 Project 1980 1980 1980 1979 $ 192,175 $ 96,223 $ 506,053 $ 207,355 $ 7,344 $ 20,707 $ 19,602 $ 13,750 $ 301,132 $ 51,026 $ 2,800,681 $ 3,028,121 - - - - - - - - - - - 1,160 192,175 96,223 506,053 207,355 7,344 20,707 19,602 13,750 301,132 51,026 2,800,681 3,029,281 - - - - - - - - - - 1,765,445 1,170,882 2,902,251 180,085 5,493,569 4,530,648 141,199 - 1,960,220 4,990,500 8,163,861 332,749 34,557,011 54,551,714 - - - 596,750 6,386 21,536 19,602 13,750 24,614 2,560 5,385,522 1,083,720 2,902,251 180,085 5,493,569 5,127,398 147,585 21,536 1,979,822 5,004,250 8,188,475 335,309 41,707,978 56,806,316 (2,710,076) (83,862) (4,987,516) (4,920,043) (140,241) (829) (1,960,220) (4,990,500) (7,807,343) (284,283) (38,907,297) (53,777,035) - - - - - - 2,000,000 5,000,000 10,400,000 1,000,000 18,400,000 43,455,000 - - (15,559) - - - (39,780) (9,500) (173,386) (21,250) (259,475) (909,374) - - - - - - - - - - 7,500 3,095,623 - - - - - - - - - - 1,000 111,200 - - - - 120,000 - - 1,200,000 - - - - - - - (49,800) - - - (15,559) - - - 1,960,220 4,990,500 10,226,614 978,750 18,099,225 47,072,449 (2,710,076) (83,862) (5,003,075) (4,920,043) (140,241) (829) - - 2,339,271 694,467 (20,808,072) (6,704,586) 2,710,076 974,246 5,588,515 4,920,043 140,241 188,471 - - - - 30,078,039 36,782,625 $ - $890,384 $ 585,440 $ - $ - $187,642 $ - $ - $ 2,339,271 $ 694,467 $ 9,269,967 $30,078,039 See notes to the financial statements. 26 GULF COAST WASTE DISPOSAL AUTHORITY CAPITAL PROJECTS FUNDS - MUNICIPAL COMBINING BALANCE SHEET December 31, 1980 White Oak Treschwig Beltway Metro Alief Blackhawk Bayou Central Central Central Central Central Phase II Phase II Phase II Plant Assets Cash in bank $ 732 $ 10 $ 10 $ - $ 10 $ 10 Time deposits 29,000 224,654 635,427 - 417,724 7,167 U.S. government securities at cost - - - - - - Accounts receivable - 77,123 - - 31,453 - Accrued interest receivable 377 1,790 6,272 - 1,432 68 Total assets $ 30,109 $303,577 $ 641,709 $ - $450,619 $7,245 Liabilities and Fund Balances Liabilities: Accounts payable $ - $ 87,046 $ 246,155 $ - $ - $ - Due to other funds - - - - - - Total liabilities - 87,046 246,155 - - - Fund balances 30,109 216,531 395,554 - 450,619 7,245 Total liabilities and fund balances $ 30,109 $303,577 $ 641,709 $ - $450,619 $7,245 GULF COAST WASTE DISPOSAL AUTHORITY CAPITAL PROJECTS FUNDS - MUNICIPAL COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES Year Ended December 31, 1980 White Oak Treschwig Beltway Metro Alief Blackhawk Bayou Central Central Central Central Central Phase II Phase II Phase II Plant Revenues: Interest $ 9,097 $ 34,150 $ 158,487 $ 1,791 $ 58,465 $ 961 Total revenue 9,097 34,150 158,487 1,791 58,465 --961 Expenditures: Construction costs - Authority owned projects 47,166 668,196 1,439,861 (8,485) 148,743 - Municipality owned projects - - - - - - Transfers to debt service - - - - - - Total expenditures 47,166 668,196 1,439,861 (8,485) 148,743 - Excess (deficiency) of revenues over expenditures (38,069) (634,046) (1,281,374) 10,276 (90,278) 961 Other financing sources (uses) : Contributions - 45,961 1,774,683 - - - Return of contributions (47,328) - (98,454) (11,836) - - Total other financing sources (uses) (47,328) 45,961 1,676,229 (11,836) - - Excess (deficiency) of revenues and other financing sources over expenditures and other uses (85,397) (588,085) 394,855 (1,560) ,90,278) 961 Fund balance at beginning of year 115,506 804,616 699 1,560 540,897 6,284 Fund balance at end of year $ 30,109 $216,531 $ 395,554 $ - $450,619 $7,245 27 Spring/ Kleinwood Cedar Bayou Cypress Beltway Central Park Utility Road Phase Totals Phase II District Plant III 1980 1979 $ - $ 108 $218 $ 5 $ 1,103 $ 146,365 - 12,940 - 13,111 1,340,023 - - - - - - 1,874,916 - - - 717,054 825,630 659,170 - 168 - 90 10,197 24,828 $ - $13,216 $218 $730,260 $2,176,953 $2,705,279 $ - $ - $- $439,043 $ 772,244 $1,034,273 - - - 439,043 77 ,244 1,034,273 - 13,216 218 291,217 1,404,709 1,671,006 $ - $13,216 $218 $730,260 $2,176,953 $2,705,279 Spring/ Kleinwood Cedar Bayou Cypress Beltway Central Park Utility Road Phase Totals Phase II District Plant III 1980 1979 $ 19,209 $ 4,951 $ 5 $ 231 $ 287,347 $ 371,137 19,209 4,951 5 231 287,347 371,137 104,512 - - 439,048 2,839,041 7,515,472 - 61,744 - - 61,744 416,357 - 8,151 - - 8,151 16,333 104,512 69,895 - 439,048 2,908,936 7,948,162 (85,303) (64,944) 5 (438,817) (2,621,589) (7,577,025) 45,483 31,742 - 730,034 2,627,903 4,244,278 (114,993) - - - (272,611) (93,840) (69,510) 31,742 - 730,034 2,355,292 4,150,438 (154,813) (33,202) 5 291,217 (266,297) (3,426,587) 154,813 46,418 213 - 1,671,006 5,097,593 $ - $13,216 $218 $291,217 $1,404,709 $1,671,006 See notes to the financial statements. 28 GULF COAST WASTE DISPOSAL AUTHORITY ENTERPRISE FUNDS COMBINING BALANCE SHEET December 31, 1980 Bayport Area Equipment Totals System Services 1980 1979 Assets Current assets: Cash in banks $ 12,038 $ 5,854 $ 17,892 $ 194,179 Time deposits 1,000,000 75,000 1,075,000 1,739,000 U.S. government securities, at cost 135,000 - 135,000 324,892 Accounts receivable 493,165 16,929 510,094 384,454 Due from other funds 106 5,388 5,494 - Accrued interest receivable 45,160 361 45,521 27,185 Prepaid expense 14,814 5,253 20,067 19,439 Total current assets 1,700,283 108,785 1,809,068 2,689,149 Restricted assets: Construction Fund net assets 621,803 - 621,803 4,452,368 Revenue Bond Contingency Fund: Cash, U.S. government securities and accrued interest 200,000 - 200,000 193,588 Revenue Bond Reserve Fund: Cash and accrued interest 1,059,115 - 1,059,115 858,521 Total restricted assets 1,880,918 - 1,880,918 5,504,477 Property, Plant and Equipment: Land 907,489 - 907,489 907,489 Buildings and equipment 12,870,209 210,251 13,080,460 6,563,036 Mobil sludge dewatering unit - 312,421 312,421 312,421 Construction in progress - - - 1,092,501 13,777,698 522,672 14,300,370 8,875,447 Less accumulated depreciation (1,614,587) (153,792) (1,768,379) (1,312,043) Net fixed assets 12,163,111 368,880 12,531,991 7,563,404 Other assets: Unamortized bond discount and issue costs 351,979 - 351,979 373,678 Risk insurance premium deposit 12,890 - 12,890 11,174 Total other assets 364,869 - 364,869 384,852 Total assets $16,109,181 $477,665 $16,586,846 $16,141,882 Liabilities and Fund Equity Liabilities: Current liabilities (payable from current assets) : Accounts payable $ 134,157 $ 7,013 $ 141,170 $ 52,458 Due to other funds 21,160 3,044 24,204 28,385 Refundable deposit 1,500 - 1,500 - Current maturities, long-term debt - 33,628 33,628 31,241 Total current liabilities 156,817 43,685 200,502 112,084 Current liabilities (payable from restricted assets) : Accrued revenue bond interest 221,530 - 221,530 223,879 Current portion of revenue bonds 170,000 - 170,000 160,000 Total current liabilities (payable from restricted assets ) 391,530 - 391,530 383,879 Long-term liabilities: Note payable to General Fund (net of current portion) - 263,145 263,145 296,773 Revenue Bonds (net of current portion) 13,065,000 - 13,065,000 13,235,000 Total long-term liabilities 13,065,000 263,145 13,328,145 13,531,773 Total liabilities 13,613,347 306,830 13,920,177 14,027,736 Fund equity: Contributed capital - General Fund - 25,000 25,000 25,000 Retained Earnings: Reserved for Revenue Bond indenture 867,585 - 867,585 668,230 Unreserved 1,628,249 145,835 1,774,084 1,420,916 Total retained earnings 2,495,834 145,835 2,641,669 2,089,146 Total fund equity 2,495,834 170,835 2,666,6E9 2,114,146 Total liabilities and fund equity $16,109,181 $477,665 $16,586,846 $16,141,882 See notes to the financial statements. 29 GULF COAST WASTE DISPOSAL AUTHORITY ENTERPRISE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS Year Ended December 31, 1980 Bayport Area Equipment Totals System Services 1980 1979 Operating revenues: Charges for services $3,205,520 $406,491 $3,612,011 $3,630,678 Penalties and other revenues 3,869 - 3,869 9,835 Total operating revenues 3,209,389 406,491 3,615,880 3,640,513 Operating expenses: Personnel costs 618,153 84,656 702,809 577,589 Materials and supplies 464,663 51,173 515,836 239,678 Electricity 480,347 - 480,347 373,497 Maintenance and repairs 229,739 71,105 300,844 181,898 Contractual services 55,001 - 55,001 41,512 1 Other operating expenses 432,675 26,943 459,618 392,768 Depreciation 395,280 61,056 456,336 437,237 Total operating expenses 2,675,858 294,933 2,970,791 2,244,179 Operating income 533,531 111,558 645,089 1,396,334 Non-operating revenues (expenses) : Interest earned 785,679 5,646 791,325 609,191 Recovery of prior year's expense 52,500 - 52,500 - Sale of fixed assets - 2,500 2,500 - Amortization of bond discount and issue cost (21,699) - (21,699) (20,136) Bond interest expense (893,166) - (893,166) (790,117) Interest on inter-fund debt - (24,026) (24,026) (26,244) Total non-operating revenues (expenses) (76,686) (15,880) (92,566) (227,306) Net income 456,845 95,678 552,523 1,169,028 Retained earnings at beginning of year 2,038,989 50,157 2,089,146 920,118 Retained earnings at end of year $2,495,834 $145,835 $2,641,669 $2,089,146 See notes to the financial statements. 30 GULF COAST WASTE DISPOSAL AUTHORITY ENTERPRISE FUNDS COMBINING STATEMENT OF CHANGES IN FINANCIAL POSITION Year Ended December 31, 1980 4 Bayport Area Equipment Totals System Services 1980 1979 SOURCES OF WORKING CAPITAL: Operations: Net income $ 456,845 $ 95,678 $ 552,523 $1,169,028 Add items not requiring working capital: Depreciation 395,280 61,056 456,336 437,237 Amortization of bond discount and issue costs 21,699 - 21,699 20,136 1 Loss on disposal of equipment - - - 335 Working capital provided from operations 873,824 156,734 1,030,558 1,626,736 Net increase in current liabilities payable from restricted assets 7,651 - 7,651 - 1, Increase in long-term debt - - - 6,731,216 Decrease in restricted assets: E Construction Fund net assets 3,830,565 - 3,830,565 - Total sources of working 1 capital 4,712,040 156,734 4,868,774 8,357,952 APPLICATIONS OF WORKING CAPITAL: 1 Investment in fixed assets 5,339,822 85,101 5,424,923 1,091,933 1 Decrease in long-term debt 170,000 33,628 203,628 31,241 Bond discount and issue costs - - - 169,962 Increase in restricted assets: Contingency Fund 6,412 - 6,412 63,567 Construction Fund net assets - - - 4,407,368 Revenue Bonds Reserve Fund 200,594 - 200,594 398,521 Increase in risk insurance premium deposit 1,716 - 1,716 11,174 Net increase in current liabilities payable from restricted assets - - - 1,300,004 Total applications of working capital 5,718,544 118,729 5,837,273 7,473,770 e INCREASE/(DECREASE) IN WORKING CAPITAL $(1,006,504) $ 38,005 $ (958,499) $ 884,182 I INCREASE/(DECREASE) IN WORKING CAPITAL RESULTED FROM CHANGES IN: Cash in bank $ (152,698) $(23,589) $ (176,287) $ 111,804 Time deposits (739,000) 75,000 (664,000) 511,000 U.S. government securities (189,892) - (189,892) 324,892 Accounts receivable 140,789 (15,149) 125,640 (115,219) Due from other funds 106 5,388 5,494 - Accrued interest receivable 17,975 361 18,336 11,316 Prepaid expense (2,820) 3,448 628 11,514 Accounts payable (85,551) (3,161) (88,712) (5,003) Due to other funds 6,087 (1,906) 4,181 (13,904) Current maturities of long-term debt - (2,387) (2,387) (2,218) Provision for deposit to Construction Fund - - - 50,000 Refundable deposit (1,500) - (1,500) - INCREASE/(DECREASE) IN WORKING CAPITAL $(1,006,504) $ 38,005 $ (968,499) $ 884,182 See notes to the financial statements. 31 GULF COAST WASTE DISPOSAL AUTHORITY BAYPORT AREA SYSTEM REVENUE FUND COMPARATIVE BALANCE SHEETS December 31, 1980 and 1979 1980 1979 Assets Current assets: Cash in banks $ 12,038 $ 164,736 Time deposits 1,000,000 1,739,000 U.S. government securities - at cost 135,000 324,892 Accounts receivable 493,165 352,376 Due from other funds 106 - Accrued interest receivable 45,160 27,185 Prepaid expense 14,814 17,634 Total current assets 1,700,283 2,625,823 Restricted assets: Construction Fund net assets 621,803 4,452,368 -. Revenue Bond Contingency Fund: Cash, U.S. government securities and accrued interest 200,000 193,588 Revenue Bond Reserve Fund: Cash and accrued interest 1,059,115 858,521 Total restricted assets 1,880,918 5,504,477 Property, plant and equipment: Land 907,489 907,489 Buildings and equipment 12,870,209 6,437,886 Construction in progress - 1,092,501 13,777,698 8,437,876 Less accumulated depreciation 1,614,587 1,219,307 Net property, plant and equipment 12,163,111 7,218,569 Other assets: Unamortized bond discount and issue cost 351,979 373,678 Risk insurance premium deposit 12,890 11,174 Total other assets 364,869 384,852 Total assets $16,109,181 $15,733,721 Liabilities and Retained Earnings Liabilities: Current liabilities (payable from current assets) : Accounts payable $ 134,157 $ 48,606 Due to other funds 21,160 27,247 Refundable deposit 1,500 - Total current liabilities (payable from current assets) 156,817 75,853 Current liabilities (payable from restricted assets) : Accrued revenue bond interest 221,530 223,879 Current portion of revenue bonds 170,000 160,000 Total current liabilities (payable from restricted assets) 391,530 383,879 Long-term liabilities: Revenue bonds payable (net of current portion) : 6.2% - 6.9%, Series 1976 4,215,000 4,310,000 5.5% - 7%, Series 1979 8,850,000 8,925,000 Total long-term liabilities 13,065,000 13,235,000 Total liabilities 13,613,347 13,694,732 Retained earnings: Reserved for revenue bohd indenture 867,585 668,230 Unreserved 1,628,249 1,370,759 Total retained earnings 2,495,834 2,038,989 Total liabilities and retained earnings $16,109,181 $15,733,721 See notes to the financial statements. 32 GULF COAST WASTE DISPOSAL AUTHORITY BAYPORT AREA SYSTEM REVENUE FUND COMPARATIVE STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS Years Ended December 31, 1980 and 1979 1980 1979 Operating revenues: Charges for services $3 ,205, 520 $3 ,359, 578 Penalties and other revenues 3 ,869 9,835 Total income 3 ,209 ,389 3 ,369 ,413 Operating expenses : Personnel costs 618 ,153 506 ,126 Materials and supplies 464,663 209,062 .g Electricity 480,347 373 ,497 Maintenance and repairs 229 ,739 144 ,626 Contractual services 55,001 40 ,319 Other operating expenses 432 ,675 370 ,291 Depreciation 395 ,280 392 ,653 Total operating expenses 2 ,675,858 2 ,036 ,574 Net operating income 533 ,531 1,332 ,839 Non-operating revenues (expenses) : Interest earned 785 ,679 604 ,921 Recovery of prior year' s expense 52 ,500 - Amortization of bond discount and issue costs (21,699) (20 ,136) Bond interest expense (893, 166) (790,117) Total (76 ,686) (205,332) Net income - pledged 456 ,845 1,127 ,507 Retained earnings at beginning of year 2,038 ,989 911,482 Retained earnings at end of year $2 ,495,834 $2 ,038,989 See notes to the financial statements . 33 GULF COAST WASTE DISPOSAL AUTHORITY BAYPORT AREA SYSTEM REVENUE FUND COMPARATIVE STATEMENT OF CHANGES IN FINANCIAL POSITION Years Ended December 31, 1980 and 1979 1980 1979 SOURCES OF WORKING CAPITAL: Operations: Net income $ 456,845 $1,127,507 Add items included in operations not requiring application of working capital: Depreciation 395,280 392,653 Amortization of bond discount and issue costs 21,699 20,136 Working capital provided from operations 873,824 1,540,296 Net increase in current liabilities payable from restricted assets 7,651 Increase in long-term debt - 6,731,216 Decrease in restricted assets: Construction Fund net assets 3,830,565 - Total sources of working capital 4,712,040 8,271,512 APPLICATIONS OF WORKING CAPITAL: Investment in fixed assets 5,339,822 1,021,212 Decrease in long-term debt 170,000 - Bond discount and issue costs - 169,962 Increase in restricted assets: Contingency Fund 6,412 63 ,567 Construction Fund net assets - 4,407 ,368 Revenue Bonds Reserve Fund 200,594 398,521 Increase in risk insurance premium deposit 1,716 11,174 Net increase in current liabilities payable from restricted assets - 1,300,004 Total applications of working capital 5,718,544 7,371,808 INCREASE/(DECREASE) IN WORKING CAPITAL $ (1,006,504) $ 899,704 INCREASE/(DECREASE) IN WORKING CAPITAL RESULTED FROM CHANGES IN: Cash in bank $ (152,698) $ 94,495 Time deposits (739,000) 559,000 U.S. government securities (189,892) 324,892 Accounts receivable 140,789 (129,345) Accrued interest 17,975 11,344 Prepaid expense (2,820) 14,937 Due from other funds 106 - Accounts payable (85,551) (12,853) Due to other funds 6,087 (12,766) Deposit to Construction Fund - 50,000 Refundable deposit (1,500) - INCREASE/(DECREASE) IN WORKING CAPITAL $ (1,006,504) $ 899,704 See notes to the financial statements. 34 GULF COAST WASTE DISPOSAL AUTHORITY EQUIPMENT SERVICES FUND COMPARATIVE BALANCE SHEETS December 31, 1980 and 1979 1980 1979 Assets Current assets : Cash in bank $ 5,854 $ 29 ,443 Time deposits 75 ,000 - Accounts receivable 16 ,929 32,078 Accrued interest 361 - Prepaid expense 5,253 1,805 Due from other funds 5,388 - Total current assets 108 ,785 63 ,326 Fixed assets (at cost) : Mobile sludge dewatering unit 312 ,421 312 ,421 Other equipment 210 ,251 125,150 522 ,672 437 ,571 Less accumulated depreciation 153,792 92,736 Net fixed assets 368 ,880 344 ,835 Total assets $477 ,665 $408 ,161 Liabilities and Fund Equity Current liabilities : Accounts payable $ 7 ,013 $ 3 ,852 Current maturities , long-term debt 33 ,628 31,241 Due to other funds 3 ,044 1,138 Total current liabilities 43 ,685 36 ,231 Long-term debt, less current maturities - General Fund 263 ,145 296 ,773 Total liabilities 306 ,830 333 ,004 Fund equity: Contributed capital - General Fund 25,000 25,000 Retained earnings 145 ,835 50 ,157 Total fund equity 170 ,835 75,157 Total liabilities and fund equity $477 ,665 $408 ,161 See notes to the financial statements . 35 GULF COAST WASTE DISPOSAL AUTHORITY EQUIPMENT SERVICES FUND COMPARATIVE STATEMENT OF REVENUES, EXPENSES AND CHANGES IN RETAINED EARNINGS Years Ended December 31, 1980 and 1979 1980 1979 Operating revenues : Charges for services $406 ,491 $271,100 Operating expenses : Personnel costs 84 ,656 71,463 Materials and supplies 51,173 30 ,616 Maintenance and repairs 71,105 37 ,272 Contractual services - 1,193 Other operating expenses 26 ,943 22 ,477 Depreciation 61,056 44 ,584 Total operating expenses 294 ,933 207 ,605 Operating income 111,558 63 ,495 Non-operating revenues (expenses) : Interest earned 5,646 4 ,270 Gain on sale of fixed assets 2 ,500 - Interest expense on interfund debt (24 ,026) (26 ,244) Total (15 ,880) (21,974) Net income 95 ,678 41,521 Retained earnings at beginning of year 50 ,157 8 ,636 Retained earnings at end of year $145,835 $ 50 ,157 See notes to the financial statements. 36 GULF COAST WASTE DISPOSAL AUTHORITY EQUIPMENT SERVICES FUND COMPARATIVE STATEMENT OF CHANGES IN FINANCIAL POSITION Years Ended December 31, 1980 and 1979 1980 1979 SOURCES OF WORKING CAPITAL: Operations : Net income $ 95, 678 $ 41,521 Add items included in operations not requiring application of working capital - Depreciation 61,056 44 ,584 Loss on disposal of equipment - 335 Total sources of working capital 156 ,734 86 ,440 APPLICATIONS OF WORKING CAPITAL: Investment in fixed assets 85 ,101 70 ,721 Decrease in long-term debt 33,628 31,241 Total applications of working capital 118 ,729 101,962 INCREASE/ (DECREASE) IN WORKING CAPITAL $ 38 ,005 $ (15,522) INCREASE/ (DECREASE) IN WORKING CAPITAL RESULTED FROM CHANGES IN: Cash in bank $ (23 ,589) $ 17 ,309 Time deposits 75 ,000 (48 ,000) Accounts receivable (15,149) 14 ,126 Accrued interest 361 (28) Prepaid expense 3 ,448 (3 ,423) Due from other funds 5,388 - Accounts payable (3 ,161) 7 ,850 Current maturities , long-term debt (2 ,387) (2 ,218) Due to other funds (1,906) (1,138) INCREASE/ (DECREASE) IN WORKING CAPITAL $ 38 ,005 $ (15 ,522) See notes to the financial statements. 37 GULF COAST WASTE DISPOSAL AUTHORITY EMPLOYEES' PENSION PLAN COMPARATIVE BALANCE SHEET December 31, 1980 and 1979 1980 1979 Assets Cash $ 5 ,597 $ 19 ,401 Time deposits 478 ,143 215 ,000 Investments , less unamortized discount 410 ,156 304 ,952 Cash surrender value of life insurance policies 118 ,215 123 ,598 Accrued interest receivable 41,597 7 ,266 Due from other funds - 34 ,987 Total assets $1,053 ,708 $705 ,204 Liabilities and Fund Balance Liabilities : Accounts payable $ 9 ,057 $ 3 ,555 Due to terminated employees 4 ,774 4 ,927 Due to other funds - 174 Total liabilities 13 ,831 8 ,656 Fund balance: Reserved for employees ' retirement fund 1,039 ,877 696 ,548 Total liabilities and fund balance $1,053 ,708 $705,204 See notes to the financial statements . 38 GULF COAST WASTE DISPOSAL AUTHORITY EMPLOYEES' PENSION PLAN COMPARATIVE STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND BALANCE Years Ended December 31, 1980 and 1979 1980 1979 Operating revenues : Employer' s contributions $ 283 ,614 $234 ,370 Interest 75 ,592 40 ,211 Net increase in cash surrender value of life insurance policies 4,259 - Total operating revenues 363 ,465 274 ,581 Operating expenses : Refunds to terminated employees 2,125 24 ,183 Net insurance expense 1,264 34 ,322 Consulting and actuary fees 14,389 11,936 Administrative expenses 2 ,358 1,258 Total operating expenses 20 ,136 71,699 Net income 343 ,329 202 ,882 Fund balance at beginning of year 696 ,548 493 ,666 Fund balance at end of year $1,039 ,877 $696 ,548 See notes to the financial statements . 39 GULF COAST WASTE DISPOSAL AUTHORITY EMPLOYEES ' PENSION PLAN COMPARATIVE STATEMENT OF CHANGES IN FINANCIAL POSITION Years Ended December 31, 1980 and 1979 1980 1979 SOURCES OF WORKING CAPITAL: Operations : Net income $343 ,329 $202,882 Deduct income not providing working capital: • Discount amortization (174) (242) (Increase) /decrease in cash surrender value of life insurance 5 ,383 (18 ,544) Working capital provided from operations 348 ,538 184 ,096 Investment principal received 4 ,970 6 ,726 Total sources of working capital 353 ,508 190 ,822 APPLICATIONS OF WORKING CAPITAL: Purchase of securities (110 ,000) - INCREASE/(DECREASE) IN WORKING CAPITAL $243 ,508 $190 ,822 INCREASE/(DECREASE) IN WORKING CAPITAL RESULTED FROM CHANGES IN: Cash $ (13 ,804) $ (9 ,276) Time deposits 263 ,143 165,000 Accrued interest receivable 34 ,331 6 ,529 Due from other funds (34 ,987) 34 ,987 Accounts payable (5 ,502) (3 ,555) Due to terminated employees 153 (4 ,927) Due to other funds 174 2 ,064 INCREASE/ (DECREASE) IN WORKING CAPITAL $243 ,508 $190,822 See notes to the financial statements . 40 GULF COAST WASTE DISPOSAL AUTHORITY TEXAS CITY LANDFILL PERPETUAL MAINTENANCE FUND COMPARATIVE BALANCE SHEET December 31, 1980 and 1979 1980 1979 Assets Cash $ 102 $98 Due from Texas City Landfill Special Revenue Fund 3 ,222 - Total assets $3 ,324 $98 Fund Balance Reserve for perpetual maintenance $3 ,324 $98 GULF COAST WASTE DISPOSAL AUTHORITY TEXAS CITY LANDFILL PERPETUAL MAINTENANCE FUND COMPARATIVE STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND BALANCE Years Ended December 31, 1980 and 1979 1980 1979 Operating revenues : Contribution from Texas City Landfill Special Revenue Fund $3 ,222 $98 Interest 4 - Total operating revenues 3 ,226 98 Net income 3 ,226 98 Fund balance at beginning of year 98 Fund balance at end of year $3,324 $98 See notes to the financial statements. 41 GULF COAST WASTE DISPOSAL AUTHORITY TEXAS CITY LANDFILL PERPETUAL MAINTENANCE FUND COMPARATIVE STATEMENT OF CHANGES IN FINANCIAL POSITION Years Ended December 31, 1980 and 1979 1980 1979 SOURCES OF WORKING CAPITAL: Operations : Net income $3 ,226 $98 INCREASE IN WORKING CAPITAL $3 ,226 $98 INCREASE IN WORKING CAPITAL RESULTED FROM CHANGES IN: Cash $ 4 $98 Due from Texas City Landfill Special Revenue Fund 3 ,222 - INCREASE IN WORKING CAPITAL $3 ,226 $98 See notes to the financial statements . 42 GULF COAST WASTE DISPOSAL AUTHORITY SCHEDULE OF GENERAL FIXED ASSETS BY FUNCTIONS AND ACTIVITIES December 31, 1980 Furniture Waste Fixtures Office Treatment and Work in Total Building Plants Equipment Computer Progress Administration $ 1,039,156 $657,476 $ - $202,519 $179,161 $ - Industrial operations: Washburn Tunnel Plant 26,298,627 - 26,289,375 9,252 - - American Plant 8,689,051 - 8,689,051 - - - Forty Acres Plant 10,408,550 - 10,407,062 1,488 - - Texas City Landfill 2,412,332 - 2,412,332 - - - Forty Acres Landfarm 2,065,761 - - - - 2,065,761 49,874,321 - 47,797,820 10,740 - 2,065,761 Waste treatment plants not operated by the Authority: Houston Lighting & Power Co. Plant 17,610,000 - 17,610,000 - - - Tenneco Plant 1,715,096 - 1,715,096 - - - Rohm & Haas Plant 20,141,300 - 20,141,300 - - - 39,466,396 - 39,466,396 - - - Total industrial plants 89,340,717 - 87,264,216 10,740 - 2,065,761 Municipal operations: General 49,053 - 47,444 1,609 - - Municipal plants: Kleinwood Central Plant-Phase I 787,199 - 787,199 - - - Kleinwood Central Plant-Phase II 2,288,782 - 2,288,782 - - - Treschwig Central Plant-Phase I 1,197,545 - 1,197,545 - - - Treschwig Central Plant-Phase II 622,773 - 622,773 - - - Northbelt Central Plant 423,356 - 423,356 - - - Blackhawk Central Plant 1,890,256 - 49,875 - - 1,840,381 White Oak Bayou Plant-Phase I 616,409 - 616,409 - - - White Oak Bayou Plant-Phase II 1,580,797 - - - - 1,580,797 City of Galveston Project 1,289,840 - 1,289,840 - - - Beltway Central Plant-Phase I 1,802,852 - 1,802,852 - - - Beltway Central Plant-Phase II 4,081,184 - 4,081,184 - - - Beltway Central Plant-Phase III 439,048 - - - - 439,048 Alief Central Plant 1,566,424 - 1,566,424 - - - Metro Central Plant 182,758 - - - - 182,758 Spring/Cypress Road Plant 975 - - - - 975 Total municipal plants 18,770,198 - 14,726,239 - - 4,043,959 Total municipal operations 18,819,251 - 14,773,633 1,609 - 4,043,959 Total assets $109,199,124 $657,476 $102,037,899 $214,868 $179,161 $6,109,720 See notes to the financial statements. 43 GULF COAST WASTE DISPOSAL AUTHORITY SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS - BY FUNCTIONS Year Ended December 31, 1980 Balance Balance 12/31/79 Additions Deductions 12/31/80 Administration $ 964,497 $ 74,659 $ - $ 1,039,156 Municipal operations - general 47,444 1,609 - 49,053 Completed industrial projects: Washburn Tunnel Plant 26,028,793 269,834 - 26,298,627 Tenneco Plant 1,715,096 - - 1,715,096 American Plant 8,546,061 142,990 - 8,689,051 Houston Lighting & Power Plant 17,610,000 - - 17,610,000 Forty Acres Plant 10,373,675 34,875 - 10,408,550 Rohm & Haas Plant 20,141,300 - - 20,141,300 Texas City Landfill - 2,412,332 - 2,412,332 84,414,925 2,860,031 - 87,274,956 Completed municipal projects: Kleinwood Central Plant-Phase I 787,199 - - 787,199 Treschwig Central Plant-Phase I 1,197,545 - - 1,197,545 Blackhawk Central Plant 49,875 - - 49,875 City of Galveston Project 1,289,840 - - 1,289,840 Northbelt Central Plant 423,356 - - 423,356 White Oak Bayou Plant-Phase I 616,409 - - 616,409 Beltway Central Plant-Phase I 1,802,852 - - 1,802,852 Treschwig Central Plant-Phase II - 622,773 - 622,773 Alief Central Plant-Phase II - 1,566,424 - 1,566,424 Beltway Central Plant-Phase II - 4,081,184 - 4,081,184 Kleinwood Central Plant-Phase II - 2,288,782 - 2,288,782 6,167,076 8,559,163 - 14,726,239 Work in progress: Industrial projects - Texas City Landfill 1,862,122 513,626 2,375,748 - Forty Acres Landfarm 837,061 1,228,700 - 2,065,761 Total industrial projects 2,699,183 1,742,326 2,375,748 2,065,761 Municipal projects - Treschwig Central Plant-Phase II 631,258 (8,485) 622,773 - Alief Central Plant 1,519,259 47,165 1,566,424 - Beltway Central Plant-Phase II 3,932,440 148,744 4,081,184 - Blackhawk Central Plant 1,172,185 668,196 - 1,840,381 White Oak Bayou Plant-Phase II 140,936 1,439,861 - 1,580,797 Metro Central Plant 182,758 - - 182,758 Kleinwood Central Plant-Phase II 2,184,270 104,512 2,288,782 - Spring/Cypress Road Plant 975 - - 975 Beltway Central Plant-Phase III - 439,048 - 439,048 Total municipal projects 9,764,081 2,839,041 8,559,163 4,043,959 Total assets $104,057,206 $16,076,829 $10,934,911 $109,199,124 See notes to the financial statements. 44 GULF COAST WASTE DISPOSAL AUTHORITY SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS - BY SOURCE Year Ended December 31, 1980 Furniture, Waste Fixtures Office Treatment and Work in Total Building Facilities Equipment Computer Progress Balance at beginning of year $104,057,206 $614,224 $ 90,618,705 $198,928 $162,085 $12,463,264 Add expenditures from - General fund 74,659 43,252 - 14,331 17,076 - 1 Special revenue funds: Municipal operations 1,609 - - 1,609 - - Washburn Tunnel Plant 246,714 - 246,714 - - - Forty Acres Plant 34,875 - 34,875 - - - American Plant 142,990 - 142,990 - - - Texas City Landfill 36,584 - 36,584 - - - Capital project funds: Industrial projects 1,765,446 - 23,120 - - 1,742,326 Municipal projects 2,839,041 - - - - 2,839,041 Work in progress completed 10,934,911 - 10,934,911 - - - Total additions 16,076,829 43,252 11,419,194 15,940 17,076 4,581,367 Total 120,134,035 657,476 102,037,899 214,868 179,161 17,044,631 Deduct - Work in progress trans- ferred to completed projects 10,934,911 - - - - 10,934,911 Balance at end of year $109,199,124 $657,476 $102,037,899 $214,868 $179,161 $ 6,109,720 See notes to the financial statements. 45 96 Ic.fq.uaWaIddng 1 i i GULF COAST WASTE DISPOSAL AUTHORITY POLLUTION CONTROL REVENUE BONDS ISSUED AND OUTSTANDING INDUSTRIAL PROJECTS December 31, 1980 Final Interest Series Dated Maturity Rate Forty Acres Treatment Plant - ! Union Carbide Coropration Project 1971 12/1/71 1996 3.25%-5.625% Washburn Tunnel Treatment Plant - Air Products and Chemicals Co., Inc. Project 1972 10/1/72 1987 5.5% Champion International Corporation, Atlantic Richfield Company Project 1973 5/1/73 1998 5%-5.8% General American Transportation Corporation Projects 1974A 12/1/74 1996 8% 1974B 12/1/74 1996 8% Total - Washburn Tunnel Treatment Plant Olin Corporation Project 1974 2/1/74 1998 6%-6.125% Tenneco Treatment Plant - Tenneco Chemicals, Inc. Project 1974 8/1/74 1994 7.5%-8% Houston Lighting & Power Treatment Plant - Houston Lighting & Power Company Project 1974 8/1/74 2004 7.375% Champion International Corporation Project 1974B 11/1/74 1999 6.25%-8.l% Diamond Shamrock Corporation Projects 1975A 4/1/75 2000 7.375% 1975B 4/1/75 2000 7.375% 1975C 4/1/75 2000 7.375% Crown Central Petroleum Corporation Project Varying-not 1975 4/30/75 1983 to exceed 10% Charter International Oil Corporation Projects 1975A 7/1/75 1995 7.5%-9.5% 1975B 10/1/75 1995 8%-9.5% Armco Steel Corporation Projects 1975 8/15/75 2005 6.5%-8.125% 1975 8/15/75 2005 8.125% Amoco Oil Company Projects 1975A 11/1/75 2005 7% 1975C 11/1/75 2005 7% American Treatment Plant - Amoco Oil Company Project 1975B 11/1/75 2005 7% Atlantic Richfield Company Project 1976 2/1/76 2006 6.5% ` Quaker Oats Company Project 1976 5/1/76 2006 5.5%-6.5% Shell Oil Company Project 1976 8/1/76 2006 6.2% United States Steel Corporation Project 1976 4/15/76 2001 6.2% Exxon Corporation Project 1976 12/1/76 2006 5.8% Monsanto Company Project 1976 12/1/76 2006 5.8% Diamond Shamrock Corporation Project 1977A 2/1/77 2007 6% Rohm & Haas Texas Incorporated Project 1977 3/1/77 2002 6.25% Charter International Oil Company Project 1977 6/1/77 1992 7.5% Pennwalt Corporation Project 1977 9/1/77 2007 5.9% Shell Oil Company Projects 1977 11/1/77 2007 5.5% 1977 11/1/77 2007 5.5% Monsanto Company Project 1977 12/1/77 2007 5.75% United States Steel Corporation Project 1978 4/1/78 1988 5.2% Tenneco Chemicals, Inc. Project 1978 6/1/78 1997 6% Houston Lighting & Power Company Project 1978 6/1/78 1998 4.78%-9.5% Olin Corporation Project 1978 8/1/78 2008 6.9% Diamond Shamrock Corporation Project 1979 6/1/79 2009 6.75% Union Carbide Corporation Projects 1979 6/1/79 2009 6.375% 1979 6/1/79 2009 6.375% Quaker Oats Company Project 1979 8/1/79 2009 6.625% FMC Corporation Project 1979 10/1/79 2009 7.05% Exxon Corporation Project 1979 10/1/79 2009 6€ Amoco Oil Company - Amoco Chemicals Corporation Project 1979 11/1/79 2009 6.7% American Hoechst Corporation Project 1979 11/1/79 2004 7.75% Houston Lighting & Power Company Project Varying-not 1980T 3/1/80 1998 to exceed 9.9% ICI Americas, Inc. Projects 1980 6/1/80 2005 8.375% 1980 6/1/80 2005 8.375% Monsanto Company Project 1980 10/1/80 2000 9 Total - (memorandum only) 47 Amount Authorized and Issued Water Pollution Control Facilities Facilities Air Solid Owned By Conveyed Pollution Environmental Waste Amount Amount the Authority to Industry Control Improvement Disposal Total Retired Outstanding $10,500,000 $ - $ - $ - $ - $ 10,500,000 $2,300,000 $ 8,200,000 , 750,000 - - - - 750,000 330,000 420,000 25,000,000 - - - - 25,000,000 - 25,000,000 1,350,000 - - - - 1,350,000 - 1,350,000 1,000,000 - - - - 1,000,000 - 1,000,000 28,100,000 - - - - 28,100,000 330,000 27,770,000 - - 820,000 - - 820,000 - 820f 1,800,000 - - - - 1,800,000 - 1,800,000 18,000,000 - - - - 18,000,000 - 18,000,000 - - 6,400,000 - - 6,400,000 - 6,400,000 - - - 1,000,000 - 1,000,000 - 1,000,000 - - - 1,000,000 - 1,000,000 - 1,000,000 - - 920,000 - - 920,000 - 920,000 - - 2,300,000 - - 2,300,000 1,512,000 788,000 - - 5,000,000 - - 5,000,000 - 5,000,000 - 1,694,000 1,331,000 - - 3,025,000 - 3,025,000 - - 21,000,000 - - 21,000,000 - 21,000,000 - - - 1,000,000 - 1,000,000 - 1,000,000 - - 14,575,000 - - 14,575,000 - 14,575,000 - - - 1,000,000 - 1,000,000 - 1,000,000 8,765,000 - - - - 8,765,000 - 8,765,000 - 13,427,147 13,672,853 - - 27,100,000 - 27,100,000 - - - - 15,000,000 15,000,000 - 15,000,000 - 60,000,000 - - - 60,000,000 - 60,000,000 - - 17,500,000 - - 17,500,000 - 17,500,000 - 36,089,000 18,811,000 - - 54,900,000 - 54,900,000 - 4,375,000 - - - 4,375,000 - 4,375,000 - 12,210,000 11,090,000 - - 23,300,000 - 23,300,000 20,600,535 3,499,465 - - - 24,100,000 - 24,100,000 - - 7,000,000 - - 7,000,000 - 7,000,000 - 3,225,000 - - - 3,225,000 - 3,225,000 - 12,290,000 23,160,000 - - 35,450,000 - 35,450,000 - - - 1,000,000 - 1,000,000 - 1,000,000 - 3,550,000 - - - 3,550,000 - 3,550,000 - - 950,000 - - 950,000 - 950,000 - 6,500,000 - - - 6,500,000 305,000 6,195,000 - 19,200,000 - - - 19,200,000 - 19,200,000 - 10,281,000 1,219,000 - - 11,500,000 - 11,500,000 - 4,825,000 1,850,000 - 2,075,000 8,750,000 - 8,750,000 - - 2,630,000 - - 2,630,000 - 2,630,000 - - - 950,000 - 950,000 - 950,000 - - - - 2,050,000 2,050,000 - 2,050,000 - 2,132,000 468,000 - - 2,600,000 - 2,600,000 - - 5,225,000 - - 5,225,000 - 5,225,000 5,850,000 - - - - 5,850,000 - 5,850,000 - 10,615,755 4,784,245 - - 15,400,000 - 15,400,000 - 5,000,000 - - - 5,000,000 - 5,000,000 - 9,522,800 877,200 - - 10,400,000 - 10,400,000 - - - 1,000,000 - 1,000,000 - 1,000,000 - - 2,000,000 - - 2,000,000 - 2,000,000 $93,615,535 $218,436,167 $163,583,298 $6,950,000 $19,125,000 $501,710,000 $4,447,000 $497,263,000 See notes to the financial statements. 48 GULF COAST WASTE DISPOSAL AUTHORITY POLLUTION CONTROL REVENUE BONDS ISSUED AND OUTSTANDING MUNICIPAL PROJECTS December 31, 1980 Final Interest Series Dated Maturity Rate City of Houston Sewer System Contract Revenue Bonds 1971A 9/1/71 1986 4. 2%-5% 1973 3/1/73 1989 4.75% 1974 1/1/74 1988 4.15%-4 .75% 1 City of Galveston Sewer System Contract Revenue Bonds 1972 5/1/72 1987 4 .7%-5. 3% 1974 3/1/74 1990 4 .65%-6 .5% 1974A 9/1/74 1990 7. 5%-7 . 1% 1976 6/1/76 1990 5. 2%-6 . 5% City of Columbus Waste Disposal Contract Revenue Bonds 1973 3/1/73 1982 4. 5% City of League City Sewer System Contract Revenue Bonds 1972 6/1/72 1982 4. 58% City of LaMarque Waste Disposal Contract Revenue Bonds 1973 9/1/73 1993 6%-5 . 5% 1976 6/1/76 1991 6% Cedar Bayou Park Utility District Sewer System Contract Revenue Bonds 1978 11/1/78 2008 7 . 5% Totals - (memorandum only) 49 Amount Authorized Amount Amount and Issued Retired Outstanding $ 3 ,600 ,000 $2 ,160 ,000 $1,440 ,000 1,000 ,000 455,000 545 ,000 4 ,000 ,000 3 ,200 ,000 800 ,000 1,420 ,000 720 ,000 700 ,000 1,500 ,000 205,000 1,295 ,000 430 ,000 90 ,000 340 ,000 1,325,000 75,000 1,250 ,000 95 ,000 55 ,000 40 ,000 195 ,000 155 ,000 40 ,000 475,000 115,000 360 ,000 315 ,000 55 ,000 260 ,000 320 ,000 - 320 ,000 $14 ,675,000 $7 ,285,000 $7 ,390 ,000 See notes to the financial statements . 50