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HomeMy WebLinkAbout2000 09 30 Annual Comprehensive Financial Report - City of Friendswood 1 Comprehensive Annual Financial Report of the City of Friendswood, Texas Fiscal Year Ended September 30, 2000 Officials Issuing Report Ronald E. Cox City Manager Roger C. Roecker Director of Administrative Services CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT ITABLE OF CONTENTS I Exhibit /Table Page INTRODUCTORY SECTION I Letter of Transmittal 1 Organization Chart 13 Certificate of Achievement for Excellence in Financial Reporting 14 Principal Officials 15 FINANCIAL SECTION IIndependent Auditors' Report 19 GENERAL PURPOSE FINANCIAL STATEMENTS ICombined Balance Sheet-All Fund Types and Account Groups A-1 22 Combined Statement of Revenues,Expenditures and Changes in Fund I Balances -All Governmental Fund Types A-2 24 Combined Statement of Revenues,Expenditures and Changes in Fund Balances—Budget(GAAP Basis) and Actual—General, Certain I Special Revenue, and Debt Service Funds A-3 26 Combined Statement of Revenues,Expenses and Changes in Retained Earnings/Fund Balance -Proprietary Fund Type and Non- Expendable Trust Fund A-4 30 Combined Statement of Cash Flows -Proprietary Fund Type and Non- Expendable Trust Fund A-5 32 3 Notes to Financial Statements A-6 34 Required Pension System Supplementary Information A-7 55 COMBINING,INDIVIDUAL FUND AND ACCOUNT GROUP 3 STATEMENTS AND SCHEDULES Governmental Fund Types General Fund: Comparative Balance Sheet B-1 60 I Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual B-2 61 Special Revenue Funds: I Combining Balance Sheet C-1 70 Combining Statement of Revenues,Expenditures and Changes in Fund Balance C-2 72 I Statement of Revenues, Expenditures, and Changes in Fund Balance- Budget and Actual (Police Investigation) C-3 74 Statement of Revenues, Expenditures, and Changes in Fund Balance - 3 Budget and Actual (Fire/EMS Donations) C-4 75 Debt Service Fund: Comparative Balance Sheet D-1 78 I Statement of Revenues, Expenditures and Changes in Fund Balance - Budget and Actual D-2 79 i CITY OF FRIENDSWOOD TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT TABLE OF CONTENTS Exhibit /Table Page wit FINANCIAL SECTION(continued) 1112 COMBINING, INDIVIDUAL FUND AND ACCOUNT GROUP STATEMENTS AND SCHEDULES (continued) Proprietary Fund Type Enterprise Fund: Comparative Balance Sheet E-1 83 Schedule of Bonds Payable by Maturity E-2 84 Schedule of Certificates of Obligation by Maturity Date E-3 86 Account Groups General Fixed Assets: Comparative Schedules of General Fixed Assets by Source F-1 89 Schedule of General Fixed Assets by Function and Activity F-2 90 Schedule of Changes in General Fixed Assets by Function and Activity F-3 92 General Long-Term Debt: Comparative Schedules of General Long-Term Debt G-1 95 Schedule of General Long-Term Debt Service Requirements to Maturity G-2 96 UNAUDITED STATISTICAL SECTION General Government Revenues By Source 1 100 General Governmental Expenditures by Function 2 102 Property Tax Levies and Collections 3 104 Assessed and Estimated Actual Value of Taxable Property 4 106 Tax Rate Distribution 5 107 Direct and overlapping Property Tax Rates 6 108 Principal Taxpayers 7 110 Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Expenditures 8 111 Revenue Bond Coverage 9 112 Ratio of Net General Bonded Debt to Assessed Value and Net Bonded Debt Per Capita 10 114 Computation of Direct and Overlapping Debt 11 116 Miscellaneous Statistical Data 14 117 1 1 ii ss 1-1 zfiR3 y \ City of Friendswood March 13, 2001 To the Honorable Mayor and 3Members of the City Council The comprehensive annual financial report of the City of Friendswood for the fiscal year ended September 30, 2000, is hereby submitted. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data are accurate in all material respects and are 3 reported in a manner designed to present fairly the financial position and results of operations of the various funds and account groups of the City. All disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. 3 The comprehensive annual financial report is presented in three sections: introductory, financial, and statistical. The introductory section includes this transmittal letter, the City's organizational chart and a list of principal officials. The financial section includes the general purpose financial statements and the combining and individual fund and account group financial statements and schedules, as well as the auditor's report on the financial statements and schedules. The statistical section includes selected financial and demographic information, generally presented on a multi-year basis. The Single Audit Act is not applicable for fiscal year ended September 30, 2000. The City did not expend more than $300,000 in Federal or State funds during 1999-2000. This report includes all funds and account groups of the City. Friendswood Independent School District, Clear Creek Independent School District, Galveston County, Harris County, Clear Creek 3 Drainage District and Friendswood Volunteer Fire Department have not met the established criteria for inclusion in the reporting entity and, accordingly, are excluded from this report. The City is involved in two cost sharing projects for the operation of the Blackhawk Regional Waste Treatment Plant and the Southeast Water Purification Plant with the Gulf Coast Waste Disposal Authority and the City of Houston, respectively. The City's share of ownership in the Blackhawk 3 Waste Treatment Plant is 52.47% and paid operating and management fees during the year in the amount of$822,267. The City's share of production pumping cost in the Southeast Water Purification Plant was 3.75% and paid operating fees in the amount of$465,767 during the year. 3 The City provides a full range of services, including City administration, traffic planning, inspection services, municipal court services and a library. However, the services that affect most citizens on a day-to-day basis are described as follows. 3 IP RANGE OF CITY SERVICES PROVIDED Water and Sewer • wat The City provides water and sewer services for residential and commercial locations. 18 employees are responsible for maintaining the system, as well as billing and collecting for the services. 1110 Police Twenty-four hour coverage is provided by the City's Police Department, which consists of Administration, Patrol, Investigative, Communications and Animal Control. A goal of the department's 64 full and part-time personnel is to actively involve the citizens in its community safety efforts. Fire Although the City does not employ its own fire department, it purchases fire trucks and other equipment for the members of the Friendswood Volunteer Fire Department. The City employs a Fire Marshal, an Assistant Fire Marshal, one Administrative Secretary, one full-time fire fighter and funds six fire captain, paramedic and emergency medical technician positions through a pool of part-time employees. The Fire Marshal is responsible for the emergency management function, as well as fire prevention, education and investigation duties. OP Streets The street department is responsible for the repair and maintenance of all city streets and roadside 1111, drainage. This department consists of thirteen employees. iik Sanitation The city's solid waste services, including curbside pickup of recyclable materials and green waste recycling, are contracted to a private firm. Residential pickup is twice weekly. Parks The Parks and Recreation Division of the Community Services Department oversees 110.5 acres of parkland, including four tennis courts, a swimming pool, picnic areas and 35.45 acres for future development. The staff consists of nine full-time employees, as well as part-time and seasonal employees for the swimming pool, summer camp, sports activities and other park functions. ECONOMIC CONDITION AND OUTLOOK The City of Friendswood, Texas, is located 20 miles southeast of downtown Houston in southern Harris and northern Galveston Counties. The City's population is currently estimated at 31,761. The economy is linked closely to that of Houston and the Clear Lake area. The City of Friendswood is a member of the Clear Lake Area Economic Development Foundation (CLAEDF). CLAEDF is charged with retaining current businesses and associated jobs, as well as recruiting other corporations to the area. 2 The Clear Lake area's economy has become more diverse, featuring aerospace, petrochemical, tourism, boating and recreation industries. The NASA/Johnson Space Center, the Bayport petrochemical complex, Ellington Field and the University of Houston-Clear Lake are key players in the area's economy. According to CLAEDF estimates, "750,000 people work within a 45-mile drive time of the Clear Lake area. The local economic base, comprised of an estimated 8,500 establishments and 100,000 employees, rests solidly on four supports and a bedroom community linkage to Houston. The first support is the 3 aerospace industry. An equally large and stable second support is the specialty chemical industry. The third and growing component is tourism, and the fourth is the boating and recreation sector. The region's high-tech work force, strategically located between the Texas Medical Center and the University of Texas Medical Branch at Galveston, attracts many new bio-technology, computer software, engineering and special chemical services companies." With a unique blend of high-tech aerospace and specialty chemical industry base, upscale commercial, retail and boating facilities, and a sought-after quality of life, the region continues to be a robust part of Houston's regional economic expansion. 3 MAJOR INITIATIVES For the Year. 3 During the 1999-2000 budget, preparation, the City identified several important programs needed to meet citizens' needs for services and to safeguard the environment, in conformity with applicable federal and 3 state standards. The following items will provide a summary of these programs. Streets and Drainage 3 The main street improvement project was the entrance road to Centennial Park. The City's 1999-2000 budget for this project was $300,000. This project was another example of the manner in which the City 3 and the Friendswood Independent School District continue to partner with each other. FISD contributed roughly half the cost of the entrance road, since it will ultimately serve a new school campus located adjacent to the park. $35,000 was allotted for additional asphalt resurfacing and$25,000 was set aside for 3 new sidewalks. Facilities 3 $175,000 was set aside to provide additional office space in the City Hall building. This was accomplished by enclosing the building's four corner balconies. The library's roof was replaced at a budgeted cost of$40,000 and$19,200 was targeted for the replacement of the bleachers at Renwick Park. Fire Department 3 A significant piece of equipment was added to the department's fleet. Engine 10 and Tanker 2 were replaced with a Pierce Dash 100' aerial platform fire truck. The platform is equipped with a master water stream appliance capable of delivering over 1,000 gallons of water per minute for elevated fire fighting. The truck will also have the capabilities of a pumper and provides the highest level of fire fighter safety due to its stability as a working platform for fire and rescue operations. The cost of this new apparatus is $635,000 and will be financed over an eight-year period. 1 3 F Water and Sewer $50,000 is set aside for the repair of various water and sewer lines within the City's neighborhoods. No specific lines were identified. The City increased its annual funding for the water meter replacement program by $15,000. The program funding now totals $40,000 A number of water and sewer improvements were planned for 1999-00 and funded with the sale of two Water and Sewer Revenue Bond issues. The 1999 bond issue included: replacing the Coward's Creek 24" sanitary trunk line; constructing the Moore/Mandale waterline system loop; replacing the E. Heritage 8" sanitary sewer line; installing a 16" waterline on FM 2351 from Melody to Sunset; replacing the Blackhawk waterline from Laura Leigh to Abercreek; replacing the FM 2351 waterline from Blackhawk to FM 518 and the sewer line across Clear Creek; constructing a new sewer line to service the Autumn Creek subdivision; and, rehabilitating two ground storage tanks at Water Wells#3 and#4. The projected cost of these improvements is 4,945,000. Completion is scheduled for 2000-01. The 2000 Water and Sewer Revenue bonds were issued to expand capacity of the Southeast Water Purification Plant. These improvements included: purchasing an additional 1.5 million gallons per day (MGD) surface water capacity when City of Houston expands the plant; the City's share of pumping and distribution costs for the additional capacity; and acquire an additional 1.5 MGD capacity by purchasing excess capacity from other participants in the Southeast Water Purification Plant. Acquiring this additional surface water capacity is a major accomplishment and will help ensure the City's water supply needs are met, as more restrictions are placed on the amount of groundwater the City is allowed to utilize. The projected cost of these improvements is $3,515,000. FOR THE FUTURE Streets Funding for the reconstruction of concrete and asphalt streets was increased to $550,000. In addition, $89,932 was budgeted for preliminary engineering and environmental assessment for the Brittany Bay Boulevard project. $24,100 was set aside to provide these same services for the extension of Friendswood Link Road. $39,032 is budgeted for new sidewalk construction. Facility Improvements Facility improvements will include a new irrigation system for Centennial Park ($21,830), an electronic reader board sign for City Hall ($20,000) and a variety of smaller improvements to city facilities totaling an estimated $41,400. $329,702 is budgeted to provide additional space at Public Works for the wash bay, sign shop, storage and employee lunchroom. The roof at Public Works is scheduled for replacement at a projected cost of $35,000 and $7,500 is set aside for the construction of a 6' electronic security gate. 4 00 3 4�1 Water and Sewer $50,000 is set aside for the repair of various water and sewer lines within the City's neighborhoods. The City will continue the water meter replacement program. Major improvements to the City's water and sewer system, begun in 1999-00, will be ongoing during 2000-01. Reference these improvements in the major initiatives section above. In 1992, the Harris-Galveston Coastal Subsidence District(Subsidence District)adopted a regulatory plan that required any water producer in Area 2, which includes Friendswood, to supply 80 percent of its total production from surface water sources. The remaining 20 percent could come from groundwater. Entities within Area 2 could maintain that 80 percent amount at a constant level and use more 3 groundwater until 2010, when they would again be required to obtain 80 percent of their total production from surface water sources. This process allowed us to "grow on groundwater." Our circumstances have recently changed. The Subsidence District recently adopted a revised regulatory plan. Effective, January 1, 2001, the City will be required to have sufficient surface water available to supply 80 percent of its needs each year. Friendswood will no longer be able to grow on groundwater, but will be required to provide a constant supply of surface water to meet 80 percent of the City's annual needs. Should the City not meet the new requirements, the Subsidence District's revised regulatory plan calls for a severe, financial disincentive 3 fee. The fee is $3 per 1,000 gallons of groundwater used over the allowable 20 percent. This represents a large amount when applied against the City's average surface-to-groundwater ratio of 62:38 percent over the past 5 years. As a part of responding to the Subsidence District's requirements, the City is preparing a Groundwater Reduction Plan (GRP). The GRP is a plan that will show the Subsidence District how and when we will meet the new requirements. If the Subsidence District approves the City's GRP, the disincentive fee will 3 be waived, saving a substantial amount of money. A key item in the GRP is identifying and negotiating contracts with surface water sources, proving our ability to meet the 80 percent requirement as soon as possible. In addition to acquiring additional surface water capacity, several water system capital 3 improvements will be required to take this amount of water into the City's distribution system. These will include a second pump station; a 24-inch trunk main; and additional elevated and ground storage. DEPARTMENT FOCUS Each year the City will select a department to highlight for its efforts and accomplishments. For 1999- 2000, the Friendswood Public Library has been chosen for review. The Friendswood Public Library, begun in August 1965, resides in a 15,459 square foot building at 416 South Friendswood Dr. Effective use of nine full-time employees and 4.42 full-time equivalents in part-time positions enable the library to staff four public service points: circulation, patron registration and returns, children's services 3 and reference and readers' advisory. The Friendswood Public Library completed several major projects this fiscal year. Of foremost 3 importance was the purchase of the property adjacent to the library. Acquisition of this property will allow the Library the option of future expansion. Prior to its purchase, the library really had no place to grow. The Library grounds were also landscaped, a fence erected between the library parking lot and the adjacent dirt yard, and a sprinkler system installed on the library grounds. Future projects include additional landscaping, in the form of oak trees being planted on the library property and improvements to the recently purchased property. 5 1• With the award of its second TIF grant, the library was able to add twelve new computers, offering a graphical interface to the library's public access catalog and two additional Internet stations. The library was also able topurchase three laserprinters, a digital camera and a scanner. g� In May the library began to offer an upgraded version of its Internet access to the library's catalog. The • public may now place holds and renew items over the Internet from their homes. The library also began offering Internet access to library cardholders to the Ebsco Magazine and Health Reference databases. Patrons may also access these databases from their home via the Internet. • Services from the library home page have also expanded. Patrons are now able to make book requests and local teachers may submit assignment alerts. Children's pages include homework help specific to current assignments and sites are updated as these assignments change. The library's children's services continue to be successful. The library offered 114 programs during the summer and had a total attendance of 5,420. Over 1000 children completed the Texas Reading Club with IP 121 reading over 60 books. The library staff continues to search for new and innovative ways to serve the citizens of Friendswood. FINANCIAL INFORMATION Management of the City is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the City are protected from loss, theft or misuse and to ensure that adequate accounting data are compiled to allow for the preparation of financial statements in conformity OPP with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance trog recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgments by management. In addition, the City maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by City Council. The City legally adopts annual budgets for the General, Special Revenue, and Debt Service Funds. Annual and project budgets are also adopted for the Proprietary and Capital Projects Funds,respectively. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established by department within a fund. The City also maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Encumbered amounts lapse at year end. However, encumbrances generally are reappropriated as part of the following year's budget. As demonstrated by the statements and schedules included in the financial section of this report, the City continues to meet its responsibility for sound financial management. 6 r 4.,i, General Government Functions I Revenues for general government functions (General, Special Revenue and Debt Service Funds) totaled approximately $14 million in 2000, an increase of approximately $1,850,645 over 1998-99 revenues. The amount of revenue from various sources and the increase (decrease) over the preceding year are shown in Ithe following tabulation: Increase Percent of (Decrease) Percent Revenue Source Amounts Total from 1999 Change Property taxes $ 7,226,205 51.4% $ 915,286 14.5% Sales taxes 2,048,868 14.6% 193,747 10.4% Franchise tax 870,839 6.2% 48,896 5.9% Sanitation 1,027,028 7.3% 13,613 1.3% 3 Fines and forfeitures 416,722 3.0% 84,063 25.3% Permits and fees 970,868 6.9% 334,963 52.7% Intergovernmental 607,963 4.3% 54,611 9.9% 3 Earnings on investments 399,712 2.8% 106,826 36.5% Other 482,054 3.4% 95,970 24.9% $ 14,050,259 100.0% $ 1,847,975 15.1% 3 Assessed valuations of approximately $1.134 billion represented an increase of 9 percent over the 3 preceding year. The net taxable assessed valuations are set at 100% of market value as determined by the Galveston County and Harris County Appraisal Districts, less exemptions or abatements. The adjusted tax levy for the 2000 fiscal year of approximately $7.2 million, increased by approximately $940,000 or 13.09 percent over the prior year tax levy. Current tax collections of approximately$7.1 million, or 98.43 Ipercent of the tax levy, are up approximately $895,981 (12.57%) from last year. The ratio of total collections (current and delinquent)to the current tax levy was 100.22 percent. The City had approximately $269,154 in delinquent taxes outstanding as of September 30, 2000, which represents 3.72 percent of the current tax levy. Delinquent tax collections were $61,737 more than the prior fiscal year. 1 Allocations of property tax levy for the 2000 fiscal year and the preceding two fiscal years are as follows (tax rate per$100 of assessed value): 3 Purpose 1999-2000 1998-99 1997-98 3 General Fund $ 0.5542 $ 0.5610 $ 0.5276 General Obligation Debt 0.0843 0.0515 0.0685 Total Tax Rate $ 0.6385 $ 0.6125 $ 0.5961 I The City's sales taxes increased by approximately $194,000 during the 2000 fiscal year. This increase is attributable to the growth in both population and commercial establishments within the City. 3 IP Fines and forfeitures increase by $84,000. This increase is attributed to increased volume in the issuance a of tickets. There was a substantial increase in new home and commercial construction. Permits and fees increased I by approximately $334,963. The total amount of new construction for the current fiscal year was approximately $121 million, up from$74.5 million for 1998-99, an increase of 38.5 percent. Expenditures for general government functions (General, Special Revenue and Debt Service Funds) totaled approximately $14 million, an increase of approximately $1,896,000 over 1998-99 expenditures. Increases or (decreases) over the preceding year in the levels of expenditures for major functions of the City are shown in the following tabulation: ill Increase lit Percent of (Decrease) Percent Function Amounts Total from 1999 Change General government $ 2,305,916 16.3% $ 254,232 12.4% Public safety 4,265,750 30.2% 99,742 2.4% Public works 2,640,988 18.7% 1,039,940 65.0% gp Sanitation 1,028,465 7.3% 47,784 4.9% Community development 535,084 3.8% 12,956 2.5% Community services 2,355,186 16.7% 161,326 7.4% Debt service 976,659 6.9% 278,113 39.8% 2 $ 14,108,048 100.0% $ 1,894,093 15.5% lir iit General government increase in expenditures resulted primarily from the addition of an Economic Development Coordinator position in Economic Development at a cost of about $46,000. Legal costs increased by $127,500 due to the resolution of outstanding charges from the prior year. The costs to operate the Municipal Court division increased by $23,750 due to additional overtime in the division associated with increased activity and staff shortages. Personnel costs increased in the Finance Division by approximately $37,572. The additional cost is associated with the payout of benefits to a long time employee, additional overtime during staff shortages and a full year of the Senior Accountant position added midyear of 1998-99. Expenditures in the Human Resources were up by approximately $15,500. This is attributed to an increase in advertising costs associated with city-wide employee recruitment and higher contract services cost due to staff shortages within the division. The Public Safety increase in expenditures was due to additional personnel cost in the Patrol division of approximately $31,000 and the addition of an Assistant to the Chief position at a cost of$47,000, Public Works expenditures reflect an increase of $1,039,940. This variance comes from our Street Improvement Program. The prior year expenditures totaled $550,907 compared to the current year expenditures of$1,623,877. Community Services increased by $161,326. Capital expenditures in the Library increased by $40,000. This increase was significantly funded by a grant from the Telecommunications Infrastructure Fund Board and was used to purchase computer equipment. Repairs were made to the roof of the library building at a cost of $35,000. The balconies of the City Hall facility were enclosed to add additional office space and resolve water leak problems. Debt service expenditures increased by $278,113. This was due to scheduled increase in interestI expenditures for the 1986 Refunding Bonds. 8 r lit 3 Fund Balance Levels I Fund balances in the major operating funds were maintained at budgeted levels. Net changes in these fund balances are tabulated below: Beginning Net Increase Ending Fund Fund Fund Balance (Decrease) Balance General $ 3,337,604 $ 350,346 $ 3,687,950 I Special Revenue 11,694 65,345 77,039 Debt Service 73,344 (4,717) 68,627 Enterprise Fund Operations 3 The water and sewer utility operation continued to show gains in number of customers. Comparative data for the past two fiscal years are presented in the following tabulation: I 2000 1999 Operating and investment revenues $ 7,211,716 $ 5,482,707 Operating expenses before depreciation 3,310,375 2,781,480 3 Net Revenue Available for Debt Service $ 3,901,341 $ 2,701,227 Revenue Bond Debt Service $ 441,600 $ 36,032 3 Coverage (income available for revenue bond debt service divided by annual revenue bond debt service) 8.8 75.0 I Number of customers Water 9,423 9,423 Sewer 8,979 8,979 I 1 Non-Expendable Trust Fund Operation The Non-Expendable Trust Fund is comprised of assets held by the City for the 1776 Park. Activity in I this fund resulted solely from interest earnings during the year. Fund balance was approximately $80,000 as of September 30, 2000. 3 Cash Management Cash temporarily idle during the year was invested in Texpool, Lone Star, MBIA, investment pools as well as U.S. government securities. The City earned approximately $765,733 on these investments during fiscal year 2000. The City's investment policy is to minimize credit and market risks while maintaining a competitive yield on its portfolio. Accordingly, deposits were either insured by federal depository insurance or collateralized. All collateral on deposits were held by a financial institution's trust department in the City's name. I 16. IIP Debt Administration The ratio of net general obligation debt paid from governmental fund resources to assessed valuation and 0 the amount of bonded debt per capita are useful indicators of the City's debt position to municipal management, citizens and investors. At year end, these indicators were as follow: Percent of Debt to Assessed Debt Per Description Amount Value Capita Net direct bonded debt $ 2,361,592 0.2% $ 74 Overlapping debt 49,983,793 4.4% 1,574 Total Direct and Overlapping Debt $ 52,345,385 4.6% $ 1,648 The City's latest bond issues were rated Aaa by Moody's Investors Service, and AAA by Standard and Poor's. During the year, the City issued Waterworks and Sewer System Revenue Bonds in the amounts of $4,495,000 and $3,515,000. The City's debt retirements amounted to $800,556 of General Long Term Debt Group debt and$882,243 of Enterprise Fund debt. Risk Management The City has a risk management program to protect the City from exposure to various risks of loss related to torts; theft of, damage to, and destruction of assets, errors and omissions; injuries to employees; and natural disasters. The risk management program encompasses obtaining property and liability insurance through third party commercial insurance carriers to cover the City for the various risks of loss. OTHER INFORMATION Independent Audit The City Charter requires an annual audit of the financial statements of all of the various funds of the City by independent certified public accountants. The accounting firm of Null Lairson, P.C., Has performed such an audit and their opinion has been included in this report. Awards The Government Finance Officers Association (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Friendswood for its comprehensive annual financial report for the fiscal year ended September 30, 1999. This was the thirteenth consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, the City published an easily readable and efficiently organized comprehensive annual financial report. This report satisfied both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. 10 aio Acknowledgments The preparation of the comprehensive annual financial report was made possible by the dedicated service of the entire staff of the Administrative Services Department. Each member of the department has my sincere appreciation for the contributions made in the preparation of this report. In closing, I also express my thanks to the Mayor, members of the City Council and the City Manager for their leadership, interest and support in conducting the financial operations of the City in a responsible and progressive manner. Sincerely, ' 3 Roger C. Roecker Director of Administrative Services 3 11 CITY OF FRIENDSWOOD, TEXAS ORGANIZATION CHART I MAYOR AND COUNCIL 3 I 1 I 1 I I I Appointed Friendswood City City City Municipal City Boards and Volunteer Secretary Manager Attorney Judge Prosecutor AD HOC Fire Committees Department 3 _I_ 1 .11.1MINNI I I I 1 Administrative Community Police Fire Marshal Public Community 1 Services Development Emergency Works Services Management I 3 I I 3 3 3 3 3 I 13 V Certificate of IP Achievement for Excellence in Financial Reporting Presented to City of Friendswood, Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 1999 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. ar.,� %‘.. (24444-4---• wawa "resident Ito iik antO #1‘;Z‘fWe Executive Director 14 r ..., CITY OF FRIENDS WOOD,TEXAS 3 PRINCIPAL OFFICIALS September 30,2000 3 3 Elected Officials Position Term Expires Harold L. Whitaker Mayor May 2003 .,_ Kitten Hajecate Brizendine Council Member—Position No. 1 May 2003 Jerry Erickson Council Member—Position No. 2 May 2002 3 Tom Manison Council Member—Position No. 3 May 2003 Kim Wayne Brizendine Council Member—Position No. 4 May 2001 Larry Taylor Council Member—Position No. 5 May 2002 Mel P. Measeles Council Member—Position No. 6 May 2001 1 3 Appointed Officials Position Ronald E. Cox City Manager Debris McKenzie City Secretary Jon Branson Director of Community Services Rebecca Carbone Tax Assessor-Collector 3 Mickiel G. Hodge Community Development Director Melvin L. Meinecke Director of Public Works 3 Olson & Olson City Attorney Terry Byrd Fire Marshal/ Emergency Management Coordinator 3 Roger C. Roecker Director of Administrative Services Jared D. Stout Police Chief James W. Woltz Judge—Municipal Court 3 3!,, 3 I 1 15 3 • 3 s � FINANCIAL SECTION 3 9 9 3 IlL 11 Greenway Plaza,Suite 1515 Null•Lairson One Sugar Creek Blvd.,Suite 1150 Houston,TX 77046 Sugar Land,TX 77478 (713)621-1515 CERTIFIED PUBI C ACCOUNTANTS (281)242 8600 Fax: (713)621 1570 PROFESSIONAL CORPORATION Fax: (281)242-7333 Independent Auditors' Report To the Honorable Mayor and Members of the City Council City of Friendswood,Texas We have audited the accompanying general purpose financial statements of the City of Friendswood, Texas, as of and for the year ended September 30, 2000. These general purpose financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose-financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion the general purpose financial statements referred to above present fairly, in all material respects, the financial position of the City of Friendswood, Texas, as of September 30, 2000, and the results of its operations and the cash flows of its proprietary fund type and similar trust fund for the year then ended in conformity with generally accepted accounting principles. Our audit was made for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The combining and individual fund and account group financial statements and schedules listed in the table of contents are presented for purposes of additional analysis and are not a required part of the City's general purpose financial statements. Such information has been subjected to the auditing procedures applied in the audit of the general purpose financial statements and, in our opinion, is fairly presented in all material respects in relation to the general purpose financial statements taken as a whole. The Required Pension System supplementary Information listed in the table of contents is not a required part of the general purpose financial statements but is supplementary information required by the Government Accounting Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the additional information. However, we did not audit the information and express no opinion on it. a c Houston,Texas February 27, 2001 19 I 1 I 1 1 I I I GENERAL PURPOSE FINANCIAL STATEMENTS I I I I I 3 I I 1 21 CITY OF FRIENDSWOOD, TEXAS COMBINED BALANCE SHEET- ALL FUND TYPES AND ACCOUNT GROUPS September 30, 2000 Proprietary Governmental Fund Types Fund Type Special Debt General Revenue Service Enterprise Assets and Other Debits Assets Cash and temporary investments $4,802,850 $ 74,720 $ 68,627 $ 2,463,506 Investments Receivables Taxes 225,874 43,310 Customer accounts 80,145 1,031,086 Other 83,169 23,885 37,072 • Due from other governments 41,969 Inventory 4,266 5,575 Prepaid and other assets 24,676 2,092 Restricted cash and investments 7,415,325 Fixed Assets: General Fixed Assets Enterprise system property, plant and equipment at cost, less accumulated depreciation 23,791,943 Non-expendable trust assets Water Rights 850,000 Other Debits Amount available for debt service Amount to be provided for retirement of general long-term debt Total Assets and Other Debits $5,262,949 $ 98,605 $ 111,937 $ 35,596,599 See Notes to Financial Statements. 22 3 Exhibit A-1 Page 1 of 2 Fiduciary Fund Type Account Groups Totals Trust and General General Long- (Memorandum Only) Agency Fixed Assets Term Debt 2000 1999 $ 22,549 $ $ $ 7,432,252 $ 5,379,805 269,184 207,417 1,111,231 981,875 3 144,126 173,618 41,969 67,385 9,841 4,129 3 26,768 23,928 7,415,325 464,299 3 33,922,077 33,922,077 31,629,373 23,791,943 24,094,850 57,200 57,200 57,200 1 850,000 68,627 68,627 73,344 3,276,573 3,276,573 3,490,508 $ 79,749 $ 33,922,077 $3,345,200 $ 78,417,116 $ 66,647,731 3 1 23 CITY OF FRIENDSWOOD, TEXAS COMBINED BALANCE SHEET- ALL FUND TYPES AND ACCOUNT GROUPS September 30,2000 Proprietary Governmental Fund Types Fund Type Special Debt General Revenue Service Enterprise rri Liabilities,Equity,and Other Credits Liabilities Accounts payable $ 222,737 $ $ $ 350,586 Accrued liabilities 181,147 126,483 Accrued compensated absences 854,776 101,871 Customer deposits 262,143 Deferred revenue 316,339 21,566 43,310 IP Bonds payable 9,992,533 ai Certificates of obligation payable 5,255,000 Obligations under capital leases Accretion on premium compound interest PP bonds 114,167 Total Liabilities 1,574,999 21,566 43,310 16,202,783 ,,,„ Equity and Other Credits Investment in general fixed assets Contributed capital 12,435,358 Retained earnings 6,958,458 lik Fund Balances Reserved for encumbrances 820,966 68,627 Reserved for inventory and prepaids 28,942 Reserved for debt services 77,039 Reserved for endowment Unreserved Designated for construction 169,267 Designated for projects 80,550 Undesignated 2,588,225 !, Total Equity and Other Credits 3,687,950 77,039 68,627 19,393,816 Total Liabilities,Equity,and Other Credits $5,262,949 $ 98,605 $ 111,937 $ 35,596,599 See Notes to Financial Statements. 24 Exhibit A-1 3 Page 2 of 2 I Fiduciary Fund Type Account Groups Totals I Trust and General General Long- (Memorandum Only) Agency Fixed Assets Term Debt 2000 1999 I $ $ $ $ 573,323 $ 711,674 I 307,630 198,750 956,647 905,514 262,143 255,810 I 381,215 329,715 600,219 10,592,752 2,979,890 1,830,000 7,085,000 7,335,000 I775,443 775,443 350,978 139,538 253,705 753,085 3,345,200 21,187,858 13,820,416 33,922,077 33,922,077 31,629,373 I12,435,358 12,435,358 6,958,458 5,261,384 I889,593 635,143 28,942 20,172 77,039 68,628 I67,200 67,200 67,200 169,267 2,153,385 I 80,550 12,549 2,600,774 556,672 79,749 33,922,077 57,229,258 52,827,315 I $ 79,749 $ 33,922,077 $3,345,200 $ 78,417,116 $ 66,647,731 I I 3 25 CITY OF FRIENDSWOOD, TEXAS COMBINED STATEMENT OF REVENUES, EXPENDITURES,AND ri CHANGES IN FUND BALANCES-ALL GOVERNMENTAL FUND TYPES Year Ended September 30, 2000 fp t ii- Governmental Fund Types Special Debt General Revenue Service Revenuesr Property taxes $6,267,686 $ $ 958,519 Sales taxes 2,048,868 Franchise fees 870,839 Sanitation 1,027,028 Fines and forfeitures 416,722 Permits and fees 970,868 Intergovernmental 607,659 304 Interest on investments 377,013 9,276 13,423 Other 224,800 257,254 Total Revenues 12,811,483 266,834 971,942 Expenditures Current: General government 2,305,916 Public safety 4,216,467 49,283 Public works 2,640,988 Sanitation 1,028,465 Community development 535,084 Community services 2,355,186 Capital outlay 652,206 Debt Service: Principal retirement 525,897 Interest and fiscal charges 450,762 Total Expenditures 13,082,106 701,489 976,659 Revenues Over(Under) Expenditures (270,623) (434,655) (4,717) Other Financing Sources(Uses) Operating transfers in 546,113 Operating transfers (out) Proceeds from issuance of debt 74,856 500,000 Total Other Financing Sources(Uses) 620,969 500,000 Revenues and Other Financing Sources Over (Under) Expenditures and Other Financing(Uses) 350,346 65,345 (4,717) Fund balances -Beginning 3,337,604 11,694 73,344 Fund Balances- Ending $3,687,950 $ 77,039 $ 68,627 See Notes to Financial Statements. 26 B I Exhibit A-2 I I Totals (Memorandum Only) September 30, September 30, 2000 1999 I $ 7,226,205 $ 6,310,919 2,048,868 1,855,121 ' 870,839 821,943 1,027,028 1,013,415 416,722 332,659 970,868 635,905 I 607,963 553,352 399,712 292,886 482,054 386,084 I 14,050,259 12,202,284 I 2,305,916 2,051,684 4,265,750 4,166,008 2,640,988 1,601,048 I 1,028,465 980,681 535,084 522,128 2,355,186 2,193,860 652,206 525,897 512,594 450,762 185,952 I 14,760,254 12,213,955 (709,995) (11,671) 1 546,113 792,169 (304,988) 574,856 149,780 I1,120,969 636,961 I410,974 625,290 3,422,642 2,797,352 II $ 3,833,616 $ 3,422,642 I I I 27 I CITY OF FRIENDSWOOD, TEXAS COMBINED STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCES- BUDGET(GAAP BASIS)AND ACTUAL GENERAL, SPECIAL REVENUE, AND DEBT SERVICE FUNDS Year Ended September 30, 2000 General Fund Variance Favorable Budget Actual (Unfavorable) Revenues Property taxes 6,272,761 6,267,686 $ (5,075) Sales taxes 1,879,200 2,048,868 169,668 Franchise fees 841,268 870,839 29,571 Sanitation 1,027,028 1,027,028 Fines and forfeitures 300,106 416,722 116,616 Permits and fees 636,616 970,868 334,252 Intergovernmental 621,770 607,659 (14,111) Interest on investments 188,500 377,013 188,513 Other 107,745 224,800 117,055 Total Revenues 11,874,994 12,811,483 936,489 ExpendituresI Current: General government 2,567,089 2,305,916 261,173 Public safety 4,325,207 4,216,467 108,740 Public works 2,605,424 2,640,988 (35,564) Sanitation 1,029,510 1,028,465 1,045 Community development 582,594 535,084 47,510 Community services 3,152,640 2,355,186 797,454 Debt Service: Principal retirement Interest and fiscal charges Total Expenditures 14,262,464 13,082,106 1,180,358 Revenues Over (Under) Expenditures (2,387,470) (270,623) 2,116,847 Other Financing Sources(Uses) Operating transfers in 546,113 546,113 Proceeds from issuance of long-term debt 74,856 74,856 Total Other Financing Sources (Uses) 546,113 620,969 74,856 Revenues and Other Financing Sources Over (Under) Expenditures and Other I Financing(Uses) (1,841,357) 350,346 2,191,703 Fund balances - Beginning 3,337,604 3,337,604 Fund Balances -Ending $ 1,496,247 $ 3,687,950 $2,191,703 See Notes to Financial Statements. 28 1 3 Exhibit A-3 I Special Revenue Fund Debt Service Fund IVariance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) I $ $ $ $ 959,100 $ 958,519 $ (581) I I 24,044 304 (23,740) I 227 9,276 9,049 13,423 13,423 193,000 257,254 64,254 217,271 266,834 49,563 959,100 971,942 12,842 I I59,809 49,283 10,526 I I 657,771 652,206 5,565 525,897 525,897 433,514 450,762 (17,248) 717,580 701,489 16,091 959,411 976,659 (17,248) (500,309) (434,655) 65,654 (311) (4,717) (4,406) I 500,000 500,000 I500,000 500,000 (309) 65,345 65,654 (311) (4,717) (4,406) I 11,694 11,694 73,344 73,344 $ 11,385 $ 77,039 $ 65,654 $ 73,033 $ 68,627 $ (4,406) I 29 f CITY OF FRIENDSWOOD, TEXAS COMBINED STATEMENT OF REVENUES, EXPENSES,AND CHANGES IN RETAINED EARNINGS/FUND BALANCE- PROPRIETARY FUND TYPE AND NON-EXPENDABLE TRUST FUND Year Ended September 30, 2000 Proprietary Fiduciary Fund Type Fund Type Non-Expendable Enterprise Trust Operating Revenues Water and sewer charges $ 6,845,695 $ Interest on investments 1,191 Total Operating Revenues 6,845,695 1,191 Operating Expenses Personnel services 928,522 Supplies 221,632 Repairs and maintenance 459,870 Other services and charges 1,700,351 Depreciation 950,796 Total Operating Expenses 4,261,171 Operating Income (Loss) 2,584,524 1,191 Non Operating Income (Expenses) Interest Income 366,021 Interest Expense (707,358) (341,337) Income Before Operating Transfers 2,243,187 1,191 Operating Transfers(Out) Operating transfers in Operating transfers (out) (546,113) (546,113) Net Income (Loss) 1,697,074 1,191 Retained Earnings/Fund Balance -Beginning of Year 5,261,384 78,558 Retained Earnings/Fund Balance- End of Year $ 6,958,458 $ 79,749 See Notes to Financial Statements. 30 Exhibit A-4 Totals (Memorandum Only) September 30, September 30, 2000 1999 $ 6,845,695 $ 5,404,140 1,191 849 6,846,886 5,404,989 928,522 801,776 221,632 159,969 459,870 291,171 1,700,351 1,528,564 950,796 826,282 4,261,171 3,607,762 2,585,715 1,797,227 366,021 78,567 (707,358) (539,692) (341,337) (461,125) 2,244,378 1,336,102 250,000 (546,113) (737,181) (546,113) (487,181) 1,698,265 848,921 5,339,942 4,491,021 $ 7,038,207 $ 5,339,942 31 r CITY OF FRIENDSWOOD, TEXAS COMBINED STATEMENT OF CASH FLOWS- PROPRIETARY FUND TYPE AND NON-EXPENDABLE TRUST FUND Year Ended September 30,2000 Proprietary Fiduciary Fund Type Fund Type Non-Expendable Enterprise Trust Cash Flows from Operating Activities Operating Income $ 2,584,524 $ 1,191 Adjustments to Reconcile Operating Income(Loss) to Net Cash Provided(Used) by Operations Depreciation and amortization 950,796 Decrease in accounts receivable 76,164 (Increase)Decrease in prepaid and other assets (5,793) Increase in accounts payable and accrued liabilities (15,069) (Decrease) in compensated absences (5,649) (Decrease) in customer deposits (6,333) Net Cash Provided(Used)by Operating Activities 3,578,640 1,191 Cash Flows from Noncapital Financing Activities Operating transfers in Operating transfers(out) (546,113) Net Cash(Used)by Noncapital Financing Activities (546,113) Cash Flows from Capital and Related Financing Activities Proceeds from issuance of long-term debt 8,489,200 Purchase of water rights (850,000) Capital expenditures for property, plant, and equipment (601,034) Principal payments on long-term debt (662,375) Interest payments on long-term debt (1,166,654) Net Cash Provided (Used) by Capital and Related Financing Activities 5,209,137 Cash Flows from Investing Activities Interest on investments 366,021 Net Cash(Used)by Investing Activities 366,021 Net Increase (Decrease)in Cash and Cash Equivalents 8,607,685 1,191 Cash and cash equivalents, beginning of year 1,271,146 21,358 Cash and Cash Equivalents,End of Year $ 9,878,831 $ 22,549 Unrestricted cash and cash equivalents $ 2,463,506 $ 22,549 Restricted cash and cash equivalents 7,415,325 Cash and Cash Equivalents,End of Year $ 9,878,831 $ 22,549 See Notes to Financial Statements. I 32 oill Exhibit A-5 Totals (Memorandum Only) 1 2000 1999 $ 2,585,715 $ 1,797,227 950,796 826,282 76,164 60,315 (5,793) (54,296) (15,069) (119,425) (5,649) (21,280) (6,333) (25,745) 3,579,831 2,463,078 250,000 1 (546,113) (737,181) (546,113) (487,181) I 8,489,200 I (850,000) (601,034) (508,021) (662,375) (1,126,750) (1,166,654) (493,804) 5,209,137 (2,128,575) 3 366,021 78,567 366,021 78,567 3 8,608,876 (74,111) 1,292,504 1,366,615 $ 9,901,380 $ 1,292,504 I $ 2,486,055 $ 828,205 7,415,325 464,299 $ 9,901,380 $ 1,292,504 I I 33 r CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS iii dikk NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES IP a The City of Friendswood, Texas (the City) was incorporated on October 15, 1960. The City charter provides for a City Council-City Manager form of government. The Mayor and six Council Members are elected from the City at large serving three year terms. Currently, the City charter provides for a Council term limitation of three terms. The City Council is the principal legislative body of the City. The City Manager is appointed by a majority vote of the City Council and is responsible to the Council for the administration of all the affair of the City. The City Manager is responsible for law enforcement, appointment and removal of department directors and employees, supervision and control of all City departments, and preparation of the annual budget. The Mayor presides at meetings of the City Council and can vote. The City provides the following services: public safety, streets, parks and recreation, library, water and sewer, sanitation, planning and zoning, building inspection, code enforcement, and general administrative services. a' A. Reporting Entity The City is an independent political subdivision of the State of Texas governed by an elected six member council and a mayor and is considered a primary government. As required by generally accepted accounting principles, these general purpose financial statements have been prepared based on considerations regarding the potential for inclusion of other entities, organizations, or functions as part of the City's financial reporting entity. Based on these considerations, no other entities have been included in the City's reporting entity. Additionally, as the City is considered a primary government for financial reporting purposes, its activities are not considered a part of any other governmental or other type of reporting entity. Considerations regarding the potential for inclusion of other entities, organizations, or functions in the City's financial reporting entity are based on criteria prescribed by generally accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City's financial reporting entity status is that of a primary government are that it has a separately elected governing body; it is legally separate; and it is fiscally independent of other state and local governments. Additional prescribed criteria under generally accepted accounting principles include considerations pertaining to organizations for which the primary government financially accountable; and considerations pertaining to other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. As indicated in Note 12, the City participates in a joint venture (Blackhawk Regional Waste Treatment Plant) with three other entities, under the authority of the Gulf Coast Waste Disposal Authority. This venture is accounted for under the equity method in the City's Enterprise Fund. �.t I 34 CITY OF FRIENDSWOOD Exhibit A-6 3 NOTES TO FINANCIAL STATEMENTS NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) B. Fund Accounting The accounts of the City are organized on the basis of funds or account groups, each of which is considered to be a separate accounting entity. The operations of each fund are accounted for by providing a set of self-balancing accounts which consist of each fund's assets, liabilities, fund equity, revenues, and expenditures or expenses, as appropriate. The following paragraphs describe the various fund types and account groups. Governmental Fund Types General Fund(Budgeted) The General Fund accounts for the resources used to finance all the operations of the City not properly included in other funds. The principal sources of revenue of the General Fund include property taxes, sales and use taxes, franchise taxes, fines and forfeitures, permits and fees, and charges for sanitation services. Expenditures include general government, public safety, public works, community development, and community services. Special Revenue Funds (Budgeted) The Special Revenue Funds are used to account for the proceeds of specific revenue sources that are legally restricted or designated for specified activities. Debt Service Fund(Budgeted) The Debt Service Fund is used to account for the accumulation of resources for the retirement of general long-term debt and related costs. The primary source of revenue of the Debt Service Fund is property taxes. Proprietary Fund Type(Unbudgeted) Enterprise Fund The Enterprise Fund is used to account for the operations that provide water and wastewater utility services to the public. These services are financed and operated in a manner similar to private business enterprises where the intent of the Council is that costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis will be financed or recovered primarily through user charges. Proprietary fund types follow generally accepted accounting principles prescribed by the Governmental Accounting Standards Board (the GASB), and all Financial Accounting Standards Board's standards issued before November 30, 1989. After this date, the City accounts for its proprietary funds as presented by the GASB. Fiduciary Fund Type (Unbudgeted) Trust Fund The Non-Expendable Trust Fund (1776 Park) is used to account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governments and/or other funds. This fund is accounted for on the same basis as proprietary funds. 35 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) B. Fund Accounting(continued) Account Groups General Fixed Assets The General Fixed Assets Account Group is used to account for the City's land, buildings, improvements, and equipment, except those recorded in proprietary and fiduciary fund types. General Long-Term Debt This account group is used to account for the City's liability for general obligation bonds, certificates of obligation, notes payable, and capital leases which are payable from governmental fund resources. The debt is offset by the amount available in the Debt Service Fund and the amount to be provided in future years. C. Basis of Accounting The basis of accounting is the method by which revenues and expenditures or expenses are recognized lin the accounts and reported in the financial statements. The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. All Governmental Fund Types are accounted for using a current financial resources measurement focus. With this measurement focus, only current assets and current liabilities generally are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. The Proprietary Fund Type and the Non-expendable Trust Fund are accounted for on a flow of economic resources measurement focus. With this measurement focus, all assets and liabilities associated with the operation of this fund are included on the balance sheet. Fund equity (i.e., net total assets) is segregated into contributed capital and retained earnings components. Operating statements for these funds present increases (i.e., revenues)and decreases (e.g., expenses) in net total assets. The modified accrual basis of accounting is used by the Governmental Fund Types. Under the modified accrual basis of accounting, revenues are recognized when susceptible to accrual, i.e., both measurable and available. "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Most types of revenue are recorded as revenues when received in cash because they are generally not measurable until actually received. Revenues susceptible to accrual are property taxes, franchise taxes, sales taxes, licenses, interest revenues, and charges for services. Property taxes, sales taxes, and franchise taxes collected after the fiscal year end which should be available to finance current operations are immaterial and remain deferred. Fines and permits are not susceptible to accrual because generally they are not measurable until received. Investment earnings are recorded as earned since they are measurable and available. Under the modified accrual basis of accounting, expenditures (including capital outlay) are recorded when the liability is incurred, except for general obligation debt principal and interest which are recorded when paid rather than when incurred. The Proprietary Fund Type and Non-expendable Trust Fund are accounted for using the accrual basis of accounting, whereby revenues are recognized in the period in which they are earned and expenses are recognized in the period in which they are incurred. 5 36 CITY OF FRIENDS WOOD Exhibit A-6 3 NOTES TO FINANCIAL STATEMENTS NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) D. Budgets Procedures in establishing budgetary data reflected in the financial statements are as follows: 1. On or before the first day of August of each year, the City Manager shall submit to the Council a proposed budget and an accompanying message. The Council shall review the proposed budget and revise as deemed appropriate prior to general circulation for public hearing. The Council shall adopt the budget by ordinance on one reading on or before the 15th day of September or as soon thereafter as practical. Adoption of the budget shall require an affirmative vote of at least a majority of all members of the Council. Adoption of the budget shall constitute appropriations of the amounts specified therein as expenditures from the funds indicated. If, during the fiscal year, the City Manager certifies that there are funds available for appropriation, revenues in excess of those estimated in the budget, the Council may make supplemental appropriation for the year up to the amount of such excess. 2. At any time during the fiscal year, the City Manager may transfer part or all of any unencumbered appropriation balance among programs within a department, division, or office, and, upon written request by the City Manager, the Council may by ordinance transfer part or all of any unencumbered appropriation balance from one department, office, or agency to another. 3. Limitations: No appropriation for debt service may be reduced or transferred and no appropriation may be reduced below any amount required by law to be appropriated or by more than the amount of the unencumbered balance thereof. 4. Lapse of Appropriations: Every appropriation, except an appropriation for a capital expenditure, shall lapse at the close of the fiscal year to the extent that it has not been expended or encumbered. An appropriation for a capital expenditure shall continue in force under the purpose for which it was made until it has been accomplished or abandoned. The purpose of any such appropriation shall be deemed abandoned if three years pass without disbursement from or encumbrance of the appropriation. 5. Annual appropriations budgets are adopted for the General, certain Special Revenue, and Debt Service Funds and are prepared on a basis consistent with generally accepted accounting principles (GAAP) at the departmental level, the legal level of budgetary control. An annual non-appropriated budget is adopted for the City's Water and Sewer Enterprise Fund on a non-GAAP basis for managerial control. 6. Encumbrances represent commitments related to unperformed contracts for goods or services. Encumbrance accounting - under which purchase orders, contracts, and other commitments for the expenditure of resources are recorded to reserve that portion of the applicable appropriation -is utilized in the governmental funds. Encumbrances outstanding at year-end are reported as reservations of fund balances and do not constitute expenditures or liabilities because the commitments will be honored during the subsequent year. Encumbrances lapse at year end and are reappropriated in the ensuing years budget. 37 fCITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) D. Budgets (continued) Budget amendments were adopted for various funds during the year to increase expenditures and other uses. The amounts reported in the accompanying financial statements represent the original budgeted amounts plus all supplemental appropriations. During the 2000 fiscal year, expenditures exceeded appropriations at the departmental level (the legal level of compliance) in the General Fund: Public Safety by approximately $42,000 and Public Works by approximately $34,000. A reconciliation of budgeted special revenue fund operations to total special revenue fund operations follows: Unbudgeted Special Revenue Exhibit A-3 Fund Exhibit A-2 la Revenues $ 255,378 $ 11,456 $ 266,834 Expenditures 701,489 701,489 Revenue Over(Under) Expenditures (446,111) 11,456 (434,655) Other Financing Sources 500,000 500,000 Revenues and Other Financing Sources Over Expenditures 53,889 11,456 65,345 Beginning Fund Balance 11,694 11,694 Ending Fund Balance $ 65,583 $ 11,456 $ 77,039 E. Cash and Temporary Investments All investments are stated at cost, which approximates fair value. The City holds all investments until maturity date. The City maintains a pooled cash and investments account for all funds of the City. Each fund's positive equity in the pooled cash account is presented as "cash and temporary investments" in the financial statements. Negative equity balances have been reclassified and are reflected as interfund accounts payable. Interest income and interest expense are allocated to each respective individual fund monthly !! based on their respective fund balances. For the purpose of the Statement of Cash Flows, all highly liquid temporary investments and investments with a maturity of three months or less when purchased are considered to be cash equivalents. F. Fund Equity Contributed capital is recorded in the Enterprise Fund which has received capital grants, contributions from developers and customers, and/or other funds of the City. Reserved fund balances represent those portions of fund balance not appropriable for expenditure or legally segregated for a specific future use. Designated fund balances represent management's tentative plans for future use of financial resources. 38 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) G. Interfund Transactions Interfund transactions that would be treated as revenues, expenditures, or expenses if they involved organizations external to the governmental unit are accounted for as revenues, expenditures, or expenses in the funds involved. Transactions which constitute reimbursements of a fund for expenditures or expenses initially made from that fund which are properly attributable to another fund are recorded as expenditures or expenses in the reimbursing fund and primarily as reductions of the expenditure or expense in the fund that is reimbursed. Non-recurring or non-routine transfers of equity between funds are reported as additions to or reductions of the fund balance of Governmental Funds. Transfers of equity to the Enterprise Fund are treated as contributed capital, and such transfers from the Enterprise Fund are reported as reductions of retained earnings or contributed capital, as is appropriate in the circumstances. All other legally authorized transfers are treated as operating transfers and are included in the results of operations of both the Governmental and Proprietary Fund Types. H. Compensated Employee Absences The City's employees earn vacation and sick leave which may either be taken or accumulated, up to certain amounts, until paid upon termination or retirement. The City accrues vacations and sick leave based on criteria established by the Governmental Accounting Standards Board. For all funds, this liability reflects amounts attributable to cumulative employee services previously rendered, where the payment is probable and can be reasonably estimated. The liability for accumulated vacation and sick leave, as of September 30, 2000, has been recorded in the General and Enterprise Funds since the liability is to be liquidated with expendable available resources. I. Encumbrances Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of funds are recorded in the accounting system in order to reserve the portion of the applicable appropriation, is employed in the governmental funds. Appropriations lapse at fiscal year-end. Encumbrances that have not been liquidated are reported as reservations of fund balances since they do not constitute expenditures or liabilities. J. Inventories Inventories are recorded in the General and Enterprise Funds and are stated at cost, using the first-in, first- out method. Inventories consist of expendable supplies held for consumption, and the cost thereof is recorded as an expense/expenditure at the time the inventory items are issued(Consumption method). 39 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 1 —SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (CONTINUED) K. Fixed Assets General Fixed Assets General fixed assets have been acquired or constructed for general governmental purposes. Such fixed assets are recorded as expenditures in the Governmental Funds and capitalized at historical cost in the General Fixed Assets Account Group. Gifts or contributions of general fixed assets are recorded at estimated fair value upon receipt. Public domain ("infrastructure") general fixed assets consisting of certain improvements other than buildings, including roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, and lighting systems are capitalized as general fixed assets. No depreciation has been provided on general fixed assets. Enterprise Fund Fixed Assets The land, buildings, and equipment owned by the Enterprise Fund are recorded at historical cost or at estimated fair value for contributed assets. Interest costs during construction are capitalized when the effects of capitalization materially impact the financial statements. Some of the assets on which such interest was capitalized are still under construction and are classified as construction in progress in the Enterprise Fund. Depreciation of buildings and equipment is provided using the straight-line method over the following estimated useful lives: Years Water and sewer system 40-50 Equipment 5-10 Additions to the water and sewer systems are financed principally from sources other than Enterprise Fund operating revenues such as long-term debt and contributed capital. The costs of normal maintenance and repairs are charged to operations as incurred. Improvements that extend the useful lives of the assets are capitalized. L. Total Columns on Combined Statements Total columns presented in the combined financial statements are captioned (Memorandum Only) to indicate that they are presented only to facilitate financial analysis. Data in these columns do not represent financial position, results of operations, or cash flows on a consolidated basis in conformity with generally accepted accounting principles. Interfund eliminations have not been made in the aggregation of this data. Certain reclassifications have been made to the prior year totals to conform with the current year presentation. M. Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of financial statements an the reported amounts of revenues and expenditures during the reporting period. Actual results could differ from those estimates. 40 CITY OF FRIENDS WOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 2 - CASH AND TEMPORARY INVESTMENTS The City's cash and investments are classified as: cash and temporary investments and restricted cash and temporary investments. Cash and temporary investments include cash on hand, deposits with financial institutions, short term investments in a state-managed public funds investment pool account (Texpool,), two privately-managed public funds investment pools (Lone Star and MBIA). Investments, which have a maturity at purchase of greater than three months, consist mainly of US government treasury bills, treasury notes and other US government obligations. The restricted cash and investments are the assets restricted for specific use. The restricted cash includes cash on deposit with financial institutions and Texpool. At year-end, the carrying value of cash and cash equivalents (which approximated fair value) consisted of: Credit Risk Carrying Category Amount Demand and time deposits 1 $ 1,774,771 U.S. Government Securities 1 2,635,130 Balances in Public Investment Pools MBIA 8,743,364 Texpool 905,381 LOGIC Lone Star Investment Pool 788,931 Total cash and cash equivalents 14,847,577 Less restricted cash and cash equivalents 7,415,325 Unrestricted cash and cash equivalents $ 7,432,252 Credit Risk Categorization for Deposits Cash deposits held at financial institutions can be categorized according to three levels of risk. These three levels of risk are: Category 1- Deposits which are insured or collateralized with securities held by the City or by its agent in the City's name. Category 2- Deposits which are collateralized with securities held by the pledging financial institution's trust department or agent in the City's name. Category 3- Deposits which are not collateralized or collateralized with securities held by the pledging financial institution or by its trust department or agent but not in the City's name. At September 30, 2000, all of the City's cash deposits were insured or collateralized as described under category 1 above. 41 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS • NOTE 2—CASH AND I TEMPORARY INVESTMENTS (continued) Credit Risk Categorization for Investments The carrying amounts and fair values of the City's investments can be categorized according to three levels of risk. These credit risk categories are as follows: 111 Category 1- Insured or registered, or securities held by the entity or its agent in the entity's name, Category 2- Uninsured and unregistered, with securities held by the counter-party's trust department or agent in the entity's name, Category 3- Uninsured and unregistered, with securities held by counter-party or by its trust department or agent but not in the entity's name. The deposits in MBIA, Texpool and Lone Star are not evidenced by securities that exist in physical or book entry form and, accordingly, are not categorized by risk. However, the nature of these funds requires that they be used to purchase investments authorized by the Public Funds Act. The primary objective of these investment pools is to provide a safe environment for the placement of public funds in short-term, fully collateralized investments. MBIA, Texpool and Lone Star operate in a manner consistent with the SEC's Rule 2a7 of the Investment Company Act of 1940. The pools use amortized cost, rather than market value, to report net assets to compute share prices. Accordingly, the fair value of the positions in these pools is the same as the values of the pools' shares. Fair value of investments are based on quoted market prices in accordance with GASB Statement No. 31, Accounting and Financial Reporting for Certain Investments and for External Investment Pools. The amount of increase or decrease in the fair value of investments during the year ended September 30, 2000 was not significant. Texpool The State Comptroller of Public Accounts exercises oversight responsibility over Texpool, the Texas Local Government Investment Pool. Oversight includes the ability to significantly influence operations, designation of management and accountability for fiscal matters. Additionally, the State Comptroller has established an advisory board composed of both participants in Texpool and other persons who do not have a business relationship with Texpool. The Advisory Board members review the investment policy and management fee structure. Finally, Texpool is rated AAAm by Standard & Poors, as well as the office of the Comptroller of Public Accounts for review. Lone Star The Lone Star investment pool was created pursuant to the Interlocal Cooperation Act, Texas Government Code, Chapter 791, and the Public Funds Investment Act, Texas Government Code, Chapter 2256. The primary objective of this pool is to maintain the safety of principal, while providing participating government entities with the highest possible rate of return for invested funds. Participants own pro rata interests in the underlying assets of the fund in which they participate. A participant's sole source of payment from its investment in the pools is the market value of such assets. 42 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 2—CASH AND I TEMPORARY INVESTMENTS (continued) Pursuant to investment agreements approved by each participant with the pool, the business and affairs of the pools are required to be managed by the pool's Board of Trustees (the Board.) The Board is consists of members, representing entities that have adopted the investment agreements. The duties of the board includes, but are not limited to, adopting investment policies, appointing investment officers, overseeing the selection of investment managers, custodian banks, investment consultants, and other service providers, monitoring compliance with the pool's investment policy, monitoring performance, and revising the investment policies to reflect changing conditions affecting the pool or the needs of the participants. Pursuant to Section 2256.016(g) of the Investment Act, these pools have established advisory boards composed of participants and other knowledgeable individuals. The purpose of the advisory boards shall be to gather and exchange information from participants and non-participants relating to the pools' operations. MBIA—Texas CLASS Texas Cooperative Liquid Assets Securities System Trust ("Texas CLASS") is a Texas public funds investment pool as described in Section 2256.016, Texas Government Code, as amended, established under a Trust Agreement, dated as of January 1, 1996, as amended, among certain Texas municipalities, counties, school districts and other public entities (the "Participants"), Bank One, Texas, N.A., as Custodian, and MBIA Municipal Investors Service Corporation, an investment management firm registered under the Investment Advisers Act of 1940, as Program Administrator(the "Program Administrator"). The Participants elect Texas CLASS' Board of Trustees, which exercises oversight responsibility over Texas CLASS. Oversight includes accountability for fiscal matters and the ability to influence operations significantly and to designate management. Under the Trust Agreement, the Program Administrator administers the operation of Texas CLASS and provides for the investment and management of Texas 3 CLASS' funds, subject to the overall supervision of the Board of Trustees. Texas CLASS is rated AAA/V 1+ by Fitch and operates in a manner consistent with SEC Rule 2a-7 promulgated under the Investment Company Act of 1940, even though Rule 2a-7 is not applicable to Texas CLASS. Texas CLASS uses amortized cost rather than market value to report net assets to compute share prices. Accordingly, the fair value of the position in Texas CLASS is the same as the value of Texas CLASS shares. Investment Policies City council has adopted a written investment policy regarding the investments of its funds as defined by the Public Funds Investment Act of 1995 (Chapter 2256,Texas Government Code). The Investments of the City are in compliance with the council's investment policies. The City did not have any derivative investment products during the current year. All significant legal and contractual provisions for investments were complied with during the year. Investments at year end are representative of the types of investments maintained by the City during the year. 43 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 3 - PROPERTY TAXES The City's property taxes are levied annually in October on the basis of the Appraisal District's assessed values as of January 1 of that calendar year. Appraised values are established by the Appraisal District at market value and assessed at 100% of appraised value less exemptions. The City's property taxes are billed and collected by the City's Tax Assessor/Collector. Such taxes are applicable to the fiscal year in which they are levied and become delinquent with an enforceable lien on property on February 1 of the subsequent calendar year. Property taxes are prorated between operations and debt service based on rates adopted for the year of the levy. For the current year, the City levied property taxes of$0.6385 per $100 of assessed valuation which were prorated between operations and debt service in the amounts of$0.5542 and$0.0843,respectively. The resulting adjusted tax levy was approximately $7.2 million based on a total adjusted taxable valuation of approximately$1.1 billion for the 1999 tax year. Property taxes receivable, at September 30, 2000,consists of the following: Tax Year General Fund Debt Service Total 1999 $ 111,073 $ 16,891 $ 127,964 1998 35,675 3,276 38,951 1997 15,026 1,951 16,977 1996 9,439 2,062 11,501 1995 6,599 2,081 8,680 1994 and prior 83,945 32,213 116,158 allowance for uncollectibles (35,883) (15,164) (51,047) $ 225,874 $ 43,310 $ 269,184 E :, i, 44 CITY OF FRIEND SWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS INOTE 4- LAND,BUILDINGS,AND EQUIPMENT A summary of changes in the General Fixed Assets Account Group, for the year ended September 30, 2000, Ifollows: Balance Balance I October 1, Retirements September 30, 1999 Additions and Transfers 2000 Land $ 3,337,140 $ 64,851 $ 3,401,991 I Buildings 4,726,051 182,679 8,447 4,917,177 Improvements other than buildings 17,933,869 593,934 182,560 18,710,363 Furniture and equipment 5,309,050 917,041 (547,670) 5,678,421 I Construction in progress 323,263 1,081,870 (191,008) 1,214,125 Total $ 31,629,373 $ 2,840,375 $ (547,671) $ 33,922,077 I Construction in progress and remaining commitments under related construction contracts for general Igovernment construction projects at September 30, 2000 is as follows: Total in Remaining I Project Description Progress Commitment New Public Safety Center $ 16,005 $ 8 Centennial Park 1,198,120 375,954 Total $ 1,214,125 $ 375,962 A summary of Enterprise Fund fixed assets at September 30, 2000,follows: 3 Balance Balance October 1, Retirements September 30, 1999 Additions and Transfers 2000 Land $ 643,097 $ 32,468 $ $ 675,565 I Plant and equipment 18,038,645 54,354 (5,000) 18,087,999 Water and sewer lines 16,446,586 303,648 603,640 17,353,874 Construction in progress 603,639 254,701 (600,922) 257,418 I35,731,967 645,171 (2,282) 36,374,856 Less accumulated depreciation (11,637,117)_ (950,796) 5,000 (12,582,913) Total $ 24,094,850 $ (305,625) $ 2,718 $ 23,791,943 The Trust and Agency fund accounts for its own land and improvements in the amount of$57,200. I 45 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 5 - LONG-TERM DEBT r The City issues a variety of long-term debt instruments in order to acquire and/or construct major capital facilities and equipment for general government and enterprise fund activities. These instruments include general obligation bonds, certificates of obligation, revenue bonds, notes payable, and capital leases. These debt obligations are secured by either future tax revenues, water and sewer system revenues, or liens on property and equipment. Debt obligations that are intended to be repaid from water and sewer system revenues have been recorded in the City's Enterprise Fund. All other long-term obligations of the City have been recorded in the General Long-Term Debt Account Group. Bonds Payable and Certificates of Obligation A summary of the terms of general obligation bonds,combination tax and revenue bonds, and certificates of obligation outstanding and their corresponding allocations to the General Long-Term Debt Account Group and the Enterprise Fund at September 30, 2000 follows: ir. Series and Original Issue Interest Rate General Long- Enterprise Amount Final Maturity (%) Term Debt Fund General Obligation Bonds 1986 Refunding Bonds $ 10,650,777 2004 4.25 - 7.90 $ 71,469 $ 58,476 1993 Refunding Bonds $ 6,555,000 2004 2.25 -4.625 528,750 1,586,250 Less unamortized bond issuance costs (41,035) 600,219 1,603,691 Revenue Bonds 1999 Waterworks and Sewer System Revenue Bonds $ 4,945,000 2019 4.2% - 5.55% 4,945,000 2000 Waterworks and Sewer System Revenue Bonds $ 3,515,000 2019 4.2% - 6.5% 3,515,000 Less unamortized bond issuance costs (71,158) 8,388,842 Combination Tax and Revenue Certificates of Obligation 1992 Series $ 5,000,000 2008 5.30 - 6.75 1,830,000 2,345,000 1995 Series $ 3,200,000 2010 5.375 - 7.375 2,910,000 1,830,000 5,255,000 Total Bonds and Certificates of Obligation $ 2,430,219 $ 15,247,533 1 46 CITY OF FRIENDSWOOD Exhibit A-6 INOTES TO FINANCIAL STATEMENTS INOTE 5 - LONG-TERM DEBT (continued) Annual debt service requirements for bonds and certificates of obligation are as follows: IGeneral Obligation Certificates of Fiscal Year Bonds Obligation Revenue Bonds 2001 $ 748,610 $ 637,702 871,621 2002 666,761 712,411 489,433 2003 668,281 714,879 487,608 I 2004 663,066 717,730 485,783 2005 1,219,814 546,745 2006 1,221,302 550,170 I 2007 1,220,848 552,945 2008 1,226,976 545,395 2009 884,175 537,845 2010 893,381 530,295 I 2011 1,045,052 2012 1,040,140 2013 1,046,887 I 2014 1,050,797 2015 1,049,045 2016 1,050,817 2017 1,051,926 I 2018 1,054,615 2019 1,053,720 I Total requirements 2,746,718 9,449,218 15,040,839 less interest portion (501,773) (2,364,218) (6,580,839) $ 2,244,945 $ 7,085,000 $ 8,460,000 Accretion on Premium Compound Interest Bonds A portion of the bonds sold in the Series 1986 refunding bond issue were premium compound interest bonds. I These obligations have par values of$129,944 and maturity values of$435,000. The interest these obligations will be paid upon maturity in the fiscal years ending September 30, 2001, through 2004. The accreted values of these bonds at September 30, 2000, is approximately $383,648 of which $172,642 has been allocated to the I Enterprise Fund and$211,006 has been allocated to the General Long-Term Debt Account Group. Accordingly, accretion on these bonds of approximately $114,167 and $139,537 has been recorded in the Enterprise Fund and the General Long-Term Debt Account Group, respectively. I I I I 47 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 5 - LONG-TERM DEBT (continued) Obligations Under Capital Leases The City entered into capital lease agreements in order to purchase management information system equipment for City Hall and the police and fire departments. Following is a summary of future lease payments due on this equipment: Lease Fiscal Year Obligation 2001 $ 214,112 2002 189,917 2003 101,120 2004 91,982 2005 80,572 2006 80,572 2007 80,572 2008 80,573 2009 20,071 Total 939,491 less interest portion (164,048) Obligations under capital leases $ 775,443 Changes in Long-Term Debt The following are summaries of long-term debt transactions of the City for the year ended September 30, 2000. General Long-Term Debt Account Group Balance, Balance, October 1, September 30, 1999 Additions Retirements 2000 General obligation bonds $ 888,677 $ (288,458) $ 600,219 Certificates of obligation 1,910,000 (80,000) 1,830,000 Obligations under capital leases 350,978 574,856 (150,391) 775,443 Accreted interest on premium compound interest bonds 414,197 (274,659) 139,538 $ 3,563,852 $ 574,856 $ (793,508) $ 3,345,200 1 Enterprise Fund Long-Term Debt Balance, Balance, October 1, September 30, 1999 Additions Retirements 2000 General obligation bonds $ 2,091,213 $ (487,522) $ 1,603,691 Revenue bonds $ 8,388,842 8,388,842 Certificates of obligation 5,425,000 (170,000) 5,255,000 Accreted interest on premium compound interest bonds 338,888 (224,721) 114,167 $ 7,855,101 $ 8,388,842 $ (882,243) $ 15,361,700 I 48 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 6- FUND EQUITY Reservations and Designations of Fund Balance Fund Balances in the various Governmental Fund Types and Non-Expendable Trust Fund are reserved or designated as described on the face of the general purpose financial statements. NOTE 7 - INTERFUND TRANSFERS During the year ended September 30, 2000 the following operating transfers were made: Operating Operating Transfer From Transfer To Amounts Enterprise Fund General Fund $ 546,113 NOTE 8-IMPACT FEES On April 27, 1990, the City, in conformance with the provisions of Senate Bill 336 and House Bill 1786, adopted a Capital Improvements Plan for Water Supply and Distribution Improvements and for Wastewater Treatment and Collection Improvements that were needed to serve new developments. An Impact Fee Structure to defray the costs of these improvements was also adopted. In recent years, the City has committed funds to the construction of surface water facilities and wastewater capacity necessary to provide service to current residents, as well as for projected development within the City. The cost of water and wastewater capacity that has been constructed to support new growth is reflected in the City Wide impact fees. Based on population growth projections, two areas (Melody Lane and Central Service Area) within the City were identified for the proposed extension of water distribution and wastewater collection systems and are included in the impact fee structure. An impact fee was also included to defray the costs of water distribution facilities extended to the Bay Area Boulevard Service Area under the terms of a contractual agreement with Bay Area Land Company,Ltd. The Capital Improvements Plan and Impact Fee structure was amended by City Council on January 7, 1991, to include an impact fee for sanitary sewer collection system costs serving the area known as Mills, Murphy, and Briarmeadow Avenue between Sunset Drive and Greenbriar. The following is a summary of the Impact Fees that apply on a City Wide Basis and for each of the designated service areas. The fees represent the charge for single equivalent service units as defined in the Capital Improvement Plan. 49 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 8-IMPACT FEES (continued) Fee Per Single Equivalent Service Unit City Wide Impact Fees Surface water facilities $ 685 Wastewater treatment facilities 69 Impact fee study and update study 36 Total City Wide Impact Fee 790 Water Distribution Impact Fees Melody Lane service area 854 Bay Area Boulevard service area 294 South Friendswood service area 293 Wastewater Collection Impact Fees Melody Lane service area 450 Mills, Murphy, Briarmeadow Avenue 2,532 South Friendswood Service Area Area A 378 Area B-1 378 Area B-2 378 Area C 285 Area D 161 Area E-1 784 Area E-2 784 Area E-3 161 Area E-4 161 Area F 378 The impact fees are deposited into a separate, interest bearing bank account in compliance with the referenced legislation and transferred to the Enterprise Fund cash account as needed. The impact fees and interest income for each service area are maintained in separate equity schedules. Interest is applied based on a percentage of the daily equity balance of each service area. The portion of City Wide Impact Fees collected for Surface Water Facilities are used to meet the current debt service obligations for the 1988 Certificates of Obligations issued to fund the surface water facilities capital improvements. The remaining City Wide Impact Fees collected for Wastewater Treatment Facilities and Impact fee study and Update Study are used to fund other water and wastewater system improvements. All Impact Fees collected for specific service areas are used to fund new capital improvements for those designated areas. 50 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 9- EMPLOYEE RETIREMENT SYSTEM Plan Description The City provides pension benefits for all of its full-time employees through a nontraditional, joint contributory, defined benefit plan in the state-wide Texas Municipal Retirement System (TMRS). The City is one of 717 municipalities having the plan administered by the by TMRS. Each of the 717 municipalities has an annual, individual actuarial valuation performed. All assumptions for the 12-31-99 valuations are contained in the 1999 TMRS Comprehensive Annual Financial Report, a copy of which may be obtained by writing P.O. Box 149153, Austin,Texas 78714-9153. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City financed monetary credits, with interest. At the date the plan began, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee, with interest, prior to establishment of the plan. Monetary credits for service since the plan began are a percent (100%, 150%, or 200%) of the employee's accumulated contributions. In addition, the City can grant as often as annually another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the monetary credits for service since the plan began, would be the total monetary credits and employee contributions, accumulated with interest, if the current employee contribution rate and City matching percent had always been in existence; and if the employee's salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement, the benefit is calculated as if the sum of the employee's accumulated contributions, with interest, and the employer-financed monetary credits, with interest, were used to purchase an annuity. Members can retire at age 60 and above with 10 or more years of service or with 20 years of service regardless of age. A member is vested after 10 years. The plan provisions are adopted by the governing body of the City, within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. Contributions The contribution rate for the employees is 7%, and the City matching ratio is currently 2 to 1, both as adopted by the governing body of the City. Under the state law governing TMRS, the actuary annually determines the City contribution rate. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to the City matching percent, which are the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his/her retirement becomes effective. The prior service contribution rate amortizes the unfunded (overfunded) actuarial liability (asset) over the remainder of the plan's 25-year amortization period. When the City periodically adopts updated service credits and increases its annuities in effect, the increased unfunded actuarial liability is to be amortized over a new 25-year period. The unit credit actuarial cost method is used for determining the City contribution rate. Both the employees and the City make contributions monthly. Since the City needs to know its contribution rate in advance to budget for it, there is a one-year delay between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect (i.e. December 31, 1998 valuation is effective for rates beginning in January 2000). 51 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 9 - EMPLOYEE RETIREMENT SYSTEMS (continued) IP Annual Pension Cost Because the actuary determines contribution rates on an annual basis and the City pays the calculated rate each month, the City will always have a net pension obligation(NPO) of zero at the beginning and end of the period, and the annually required contributions (ARC) will always equal contribution made. Fiscal Year Annual Ending Sep. Pension Cost Percentage Net Pension 30 (APC) Contributed Obligation 1997 $ 324,151 100% $ - 1998 358,205 100% - 1999 597,548 100% - 2000 701,196 100% - Required Supplemental Information A schedule of funding of funding progress for TMRS for the three most recent actuarial valuations may be found in the required supplementary information section of the City's Comprehensive Annual Financial Report. 1144, Information regarding actuarial assumptions is included in the same section. NOTE 10- DEFERRED COMPENSATION PLAN The City offers its employees a tax-deferred compensation plan meeting the requirements of Internal Revenue Code Section 457. The plan was established by City ordinance that appointed ICMA Retirement Corporation as plan administrator. The City's fiduciary responsibility is to remit employee deferred compensation to the administrator on a regular basis. The deferred compensation is not available to employees until termination, retirement, death, or emergency. NOTE 11 - SOUTHEAST WATER PURIFICATION PLANT The City has entered into a contract with the City of Houston for constructing, operating, and maintaining a water purification plant known as Southeast Water Purification Plant. The City's pro rata share of the actual production construction costs of the project is 3.75 percent. The City's pro rata share of the actual pumping construction costs is 1.33 percent. The City began receiving water from the plant on October 15, 1990. The City is billed on a monthly basis for the actual gallons of water received times the City's pro rata share of actual costs. At the end of each quarter, the City of Houston computes the total operation and maintenance expense for the quarter just ended,recalculates the cost per one thousand gallons, and adjusts previous billings on the next invoice. The relationship of the parties is of a fiduciary character. No partnership or joint venture is created by this contract. 52 CITY OF FRIENDSWOOD Exhibit A-6 3 NOTES TO FINANCIAL STATEMENTS NOTE 12- BLACKHAWK REGIONAL WASTE TREATMENT PLANT The City has entered into an arrangement with the Gulf Coast Waste Disposal Authority for the operation and maintenance of a joint treatment plant known as Blackhawk Regional Waste Treatment Plant. The City of Friendswood, the City of Houston, Harris County MUD No. 55, and Baybrook MUD 1, (the "participants") share in the expense of operation and maintenance based on their respective usage on a monthly basis. The percentages of equity in the joint venture based on their respective capacity rights at September 30, 2000 are as follows: City of Friendswood 52.47% City of Houston 16.18% Harris County MUD No. 55 20.27% Baybrook MUD No. 1 11.08% 100.00% An annual budget for operations is submitted to the Gulf Coast Waste Disposal Authority each year. The Gulf Coast Waste Disposal Authority is the governing authority and consists of nine members (three appointed by the governor, three appointed by Harris County, Galveston County, and Chambers County, and three appointed by the participants). Separate financial statements for the joint venture were available in the December 31, 1999 audited financial statements of the Gulf Coast Waste Disposal Authority and are summarized below: Joint Venture Total assets $ 446,606 Total liabilities (446,606) Total fund equity $ Total revenues $ 1,537,244 Total expenditures (1,537,244) Net increase/decrease $ 53 CITY OF FRIENDSWOOD Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 13 - RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. The City's risk management program p encompasses obtaining property and liability insurance through Texas Municipal League (TML), an Intergovernmental Risk-Pool. The City has not had any significant reduction in insurance coverage and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years. The participation of the City in TML is limited to payment of premiums. During the year ended September 30, E 2000 the City paid premiums to TML for provisions of various liability, property and casualty insurance. The City has various deductible amounts ranging from $500 to $5,000 on various policies. At year-end, the City did not have any significant claims. The City also provides workers compensation insurance on its employees through TML.. Workers compensation is subject to change when audited by TML. At year end September 30, 2000 the City believed the amounts paid on workers compensation would not change significantly from the amounts recorded. During the year ended September 30, 2000 employees of the City were covered by a health and dental • insurance plan. Employees have the option to select either a HMO or a Point of Service (POS) plan. If individual employees chooses to cover only their selves, the city pays 90% of the monthly premium. If individual employees desire to cover themselves and their dependents, the city pays 70% of the monthly ■ premium. P p p 54 1 CITY OF FRIENDSWOOD, TEXAS IREQUIRED PENSION SYSTEM SUPPLEMENTARY INFORMATION Exhibit A-7 September 30, 2000 TEXAS MUNICIPAL RETIREMENT SYSTEM(UNAUDITED) I Schedule of Funding Progress Unfunded Actuarial (UAAL)as a I Actuarial Actuarial Accrued Annual Percentage of Valuation Actuarial Accrued Percentage Liability Covered Covered Date Dec.31 Value of Assets Liability Funded (UAAL) Payroll Payroll I 1994 $ 5,190,936 $ 5,862,152 88.6% $ 671,216 $ 3,892,013 17.2% 1995 5,838,306 6,559,465 89.0% 721,159 4,150,533 17.4% 1996 6,820,691 7,531,703 90.6% 711,012 4,455,830 16.0% I 1997 7,798,961 8,694,662 89.7% 895,701 4,471,928 20.0% 1998 8,967,149 11,467,709 78.2% 2,500,560 5,148,362 48.6% 1999 8,967,149 11,467,709 78.2% 2,500,560 5,148,363 48.6% 2000 10,377,128 13,169,487 78.8% 2,792,359 5,215,264 53.5% Schedule of Annual Pension Costs Annual I Calendar Pension Cost Percentage Year (APC) Contributed 1994 $ 207,130 100% I 1995 257,192 100% 1996 284,653 100% 1997 324,151 100% I 1998 358,205 100% 1999 597,548 100% 2000 701,196 100% The City's annual covered payroll and annual pension cost are presented on a calendar year basis to coincide with the actuarial valuation dates. Because the City's makes all of the annual required contributions, no net pension obligation exists. The information presented in the required supplementary schedules was determined as part of the actuarial valuations at the dates indicated. Actuarial assumptions used by the plan are as follows: Valuation date 12/31/1998 Actuarial cost method Unit credit IAmortization method Level percent of payroll Remaining amortization period 25 years -Open I Asset valuation method Amortized cost Investment rate of return 8.00% Projected salary increase None I Includes inflation at None cost-of-living adjustments None 55 I I I I I I I I I I COMBINING, INDIVIDUAL FUND AND ACCOUNT GROUP STATEMENTS AND SCHEDULES I I I I I I I I I 57 I I I I I IGENERAL FUND I The General Fund accounts for the resources used to finance the fundamental operations of the City. It is the basic fund of the City and covers all activities for which a separate fund has not been established. I I I I I I 59 I CITY OF FRIENDSWOOD, TEXAS GENERAL FUND Exhibit B-1 COMPARATIVE BALANCE SHEET September 30,2000 and 1999 2000 1999 Assets Cash and temporary investments $ 4,802,850 $ 4,462,861 Receivables, less allowance for uncollectibles Taxes 225,874 172,338 Customer accounts 80,145 72,505 Other 83,169 70,060 Due from other governments 41,969 62,730 Inventory 4,266 4,129 Prepaid and other assets 24,676 16,043 Total Assets $ 5,262,949 $ 4,860,666 Liabilities and Fund Balance Liabilities Accounts payable $ 222,737 $ 390,926 Accrued liabilities 181,147 49,372 Compensated absences and payroll liabilities 854,776 809,292 Deferred revenue 316,339 273,472 Total Liabilities 1,574,999 1,523,062 Fund Balance Reserved for encumbrances 820,966 650,599 Reserved for Inventories and prepaids 28,942 20,172 Unreserved: Designated for construction 169,267 1,199,851 Designated for projects 80,550 116,134 Undesignated 2,588,225 1,350,848 Total Fund Balance 3,687,950 3,337,604 Total Liabilities and Fund Balance $ 5,262,949 $ 4,860,666 I I I 60 CITY OF FRIENDS WOOD, TEXAS GENERAL FUND Exhibit B-2 STATEMENT OF REVENUES, EXPENDITURES,AND Page 1 of 8 I CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended September 30, 2000 with comparative actual balances for the Year Ended September 30, 1999 I 2000 Variance Favorable 1999 I Budget Actual (Unfavorable) Actual Revenues Property taxes $ 6,272,761 $ 6,267,686 $ (5,075) $ 5,774,453 I Sales taxes 1,879,200 2,048,868 169,668 1,855,121 Franchise fees 841,268 870,839 29,571 821,943 Sanitation 1,027,028 1,027,028 - 1,013,415 I Fines and forfeitures 300,106 416,722 116,616 332,659 Permits and fees 636,616 970,868 334,252 635,905 Intergovernmental 621,770 607,659 (14,111) 534,775 Earnings on investments 188,500 377,013 188,513 271,359 I Other 107,745 224,800 117,055 222,894 Total Revenues 11,874,994 12,811,483 936,489 11,462,524 Expenditures I General Government: Mayor and Council: Personnel services 136 143 (7) 170 I Supplies 1,932 1,629 303 1,915 Other services and charges 56,873 29,747 27,126 42,307 Total Mayor and Council 58,941 31,519 27,422 44,392 ICity Manager: Personnel services 209,593 204,188 5,405 192,700 Supplies 4,338 5,557 (1,219) 5,567 I Repairs and maintenance 1,138 (1,138) 1,315 Other services and charges 30,316 26,264 4,052 32,141 Total City Manager 244,247 237,147 7,100 231,723 ICity Secretary: Personnel services 175,811 171,941 3,870 142,819 Supplies 6,230 5,758 472 5,582 I Repairs and maintenance 1,678 865 813 2,872 Other services and charges 20,786 23,271 (2,485) 31,688 Capital outlay 46,225 ITotal City Secretary 204,505 201,835 2,670 229,186 I I I 61 CITY OF FRIENDSWOOD, TEXAS GENERAL FUND Exhibit B-2 STATEMENT OF REVENUES, EXPENDITURES,AND Page 2 of 8 CHANGES IN FUND BALANCE-BUDGET AND ACTUAL go it Year Ended September 30, 2000 with comparative actual balances for the Year Ended September 30, 1999 2000 iii Variance Favorable 1999 Budget Actual (Unfavorable) Actual Expenditures(continued) General Government: (continued) Administration: Finance: Personnel services $ 381,653 $ 387,955 $ (6,302) $ 350,383 Supplies 13,782 7,671 6,111 7,516 OP Repairs and maintenance 254 120 134 129 ti Other services and charges 28,035 31,219 (3,184) 25,510 Total Finance 423,724 426,965 (3,241) 383,538 Human Resources: Personnel services 124,678 124,091 587 115,114 Supplies 7,474 6,862 612 6,335 Repairs and maintenance 992 992 ' ! Other services and charges 51,819 56,413 (4,594) 40,837 Total Human Resources 184,963 187,366 (2,403) 162,286 Tax: Other services and charges 132,715 104,190 28,525 102,197 Economic Development Personnel services 72,714 70,705 2,009 14,524 Supplies 2,708 1,415 1,293 37 Other services and charges 56,496 26,100 30,396 34,205 Capital outlay 1,250 1,174 76 5,006 Total Economic Development 133,168 99,394 33,774 53,772 Legal: Other services and charges 200,424 191,694 8,730 64,125 Total Legal 200,424 191,694 8,730 64,125 Municipal Court: Personnel services 161,192 180,018 (18,826) 158,890 Supplies 5,974 6,786 (812) 5,695 Repairs and maintenance 102 32 70 Other services and charges 11,383 7,921 3,462 6,423 Total Municipal Court 178,651 194,757 (16,106) 171,008 I 62 I CITY OF FRIENDSWOOD, TEXAS IGENERAL FUND Exhibit B-2 STATEMENT OF REVENUES, EXPENDITURES,AND Page 3 of 8 I CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended September 30, 2000 with comparative actual balances for the Year Ended September 30, 1999 A 2000 I Variance Favorable 1999 Budget Actual (Unfavorable) Actual Expenditures (continued) I General Government: (continued) Computer Services: Personnel services $ 125,611 $ 132,066 $ (6,455) $ 115,836 Supplies 20,917 24,675 (3,758) 17,372 Repairs and maintenance 39,054 17,669 21,385 16,866 Other services and charges 369,443 258,867 110,576 275,454 I Capital outlay 104,250 112,804 (8,554) 115,563 Reserves and contingencies 67,693 7,336 60,357 Total Computer Services 726,968 553,417 173,551 541,091 I Risk Management: Personnel services 5,352 (5,352) 2965.00 Supplies 305 171 134 42 I Other services and charges- insurance 78,478 72,109 6,369 65,359 Total Risk Management 78,783 77,632 1,151 68,366 Total General Government 2,567,089 2,305,916 261,173 2,051,684 I Public Safety: I Police Services: Personnel services 2,369,052 2,411,034 (41,982) 2,286,554 Supplies 112,394 99,958 12,436 90,874 Repairs and maintenance 98,911 79,602 19,309 126,567 I Other services and charges 69,954 141,130 (71,176) 123,448 Capital outlay 95,058 66,638 28,420 29,360 Total Police Services 2,745,369 2,798,362 (52,993) 2,656,803 ICommunications: Personnel services 536,153 541,192 (5,039) 493,930 I Supplies 7,845 3,651 4,194 7,059 Repairs and maintenance 3,560 848 2,712 16,831 Other services and charges 4,667 6,171 (1,504) 3,748 Capital outlay 10,106 10,106 36,510 ITotal Communications 562,331 551,862 10,469 558,078 I I 1 63 CITY OF FRIENDSWOOD, TEXAS GENERAL FUND Exhibit B-2 STATEMENT OF REVENUES,EXPENDITURES,AND Page 4 of 8 CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended September 30, 2000 with comparative actual balances for the Year Ended September 30, 1999 r 2000 Variance Favorable 1999 Budget Actual (Unfavorable) Actual Expenditures(continued) Public Safety: (continued) Animal Control: Personnel services $ 125,292 $ 126,740 $ (1,448) $ 114,104 Supplies 10,675 9,931 744 6,166 Repairs and maintenance 2,084 3,345 (1,261) 803 Other services and charges 4,533 2,632 1,901 3,006 Capital outlay 15,700 15,633 67 15,529 Total Animal Control 158,284 158,281 3 139,608 Fire and EMS: Personnel services 378,624 352,662 25,962 296,848 Supplies 84,361 84,411 (50) 9,710 Repairs and maintenance 52,599 39,750 12,849 173 Other services and charges 141,681 132,730 8,951 247,387 Capital outlay 36,000 40,439 (4,439) Total Fire and EMS 693,265 649,992 43,273 554,118 Emergency Management: Personnel services 30,735 28,717 2,018 28,090 Supplies 3,629 2,270 1,359 1,774 Repairs and maintenance 3,274 3,445 (171) 3,255 Other services and charges 2,843 2,488 355 1,701 Capital outlay 125,477 21,050 104,427 24,024 Total Emergency Management 165,958 57,970 107,988 58,844 Total Public Safety 4,325,207 4,216,467 108,740 3,967,451 1 I 64 I I CITY OF FRIENDSWOOD, TEXAS GENERAL FUND Exhibit B-2 STATEMENT OF REVENUES, EXPENDITURES,AND Page 5 of 8 I CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended September 30,2000 with comparative actual balances for the Year Ended September 30, 1999 I 2000 Variance I Favorable 1999 Budget Actual (Unfavorable) Actual Expenditures(continued) I Public Works: Administration: Personnel services $ 126,056 $ 129,346 $ (3,290) $ 121,228 Supplies 2,433 1,652 781 1,834 Repairs and maintenance 904 2,526 (1,622) 324 Other services and charges 2,585 3,050 (465) 2,915 I Capital outlay 24,466 Total Administration 131,978 136,574 (4,596) 150,767 Streets: I Personnel services 274,991 289,975 (14,984) 282,231 Supplies 41,346 46,001 (4,655) 45,555 Repairs and maintenance 115,753 105,823 9,930 123,612 I Other services and charges 211,897 262,927 (51,030) 246,505 Capital outlay 1,619,840 1,623,877 (4,037) 550,907 Total Streets 2,263,827 2,328,603 (64,776) 1,248,810 IDrainage: Personnel services 143,748 158,616 (14,868) 150,952 I Supplies 814 664 150 749 Repairs and maintenance 34,039 16,106 17,933 41,405 Other services and charges 31,018 425 30,593 4,390 Capital outlays 3,975 I Total Drainage 209,619 175,811 33,808 201,471 Sanitation: Other services and charges 1,029,510 1,028,465 1,045 980,681 ITotal Sanitation 1,029,510 1,028,465 1,045 980,681 Total Public Works 3,634,934 3,669,453 (34,519) 2,581,729 I I I I 65 CITY OF FRIENDSWOOD, TEXAS GENERAL FUND Exhibit B-2 r STATEMENT OF REVENUES, EXPENDITURES,AND Page 6 of 8 CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended September 30, 2000 with comparative actual balances for the Year Ended September 30, 1999 r 2000 Variance Favorable 1999 Budget Actual (Unfavorable) Actual Expenditures(continued) Community Development: Administration: Personnel services $ 108,254 $ 88,715 $ 19,539 $ 83,633 Supplies 813 950 (137) 658 Other services and charges 2,711 2,663 48 3,624 Total Administration 111,778 92,328 19,450 87,915 Planning and Zoning: Personnel services 133,897 101,803 32,094 92,545 Supplies 2,134 2,587 (453) 2,710 Repairs and maintenance 229 229fr Other services and charges 3,100 4,185 (1,085) 3,090 t Capital outlay 10,319 10,319 Total Planning and Zoning: 149,679 118,894 30,785 98,345 Engineering: Personnel services 38,734 32,342 6,392 37,132 Supplies 2,983 2,789 194 3,369 Repairs and maintenance 2,298 99 2,199 2,508 Other services and charges 4,984 3,575 1,409 5,414 Capital outlay 1,585 iik Total Engineering: 48,999 38,805 10,194 50,008 Inspection: Personnel services 215,868 242,554 (26,686) 198,085 Supplies 5,593 8,111 (2,518) 8,913 Repairs and maintenance 1,535 1,162 373 3,091 Other services and charges 49,142 33,230 15,912 49,877 Capital Outlay - 25,894 Total Inspection 272,138 285,057 (12,919) 285,860 Total Community Development 582,594 535,084 47,510 522,128 III I 0 iit 66 CITY OF FRIENDSWOOD, TEXAS IGENERAL FUND Exhibit B-2 STATEMENT OF REVENUES, EXPENDITURES,AND Page 7 of 8 I CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended September 30, 2000 with comparative actual balances for the Year Ended September 30, 1999 I 2000 I Variance Favorable 1999 Budget Actual (Unfavorable) Actual I Expenditures(continued) Community Services: Library: Personnel services $ 422,122 $ 417,485 $ 4,637 $ 399,682 I Supplies 128,730 103,368 25,362 107,034 Repairs and maintenance 16,677 15,108 1,569 1,825 Other services and charges 33,802 28,154 5,648 11,575 I Capital Outlay 53,601 41,047 12,554 1,090 Reserves and contingencies 9,176 9,176 Total Library 664,108 605,162 58,946 521,206 I Parks and Recreation Personnel services 350,471 334,268 16,203 298,870 Supplies 55,522 53,348 2,174 40,841 I Repairs and maintenance 75,203 75,164 39 49,564 Other services and charges 225,850 259,615 (33,765) 221,036 Capital Outlay 844,895 128,281 716,614 139,270 1 Total Parks and Recreation 1,551,941 850,676 701,265 749,581 Community Activities: Personnel services 119,256 122,209 (2,953) 115,362 111 Supplies 2,470 2,889 (419) 2,571 Repairs and maintenance Other services and charges 12,541 16,467 (3,926) 11,968 I Capital Outlay Total Community Activities 134,267 141,565 (7,298) 129,901 I I I I I 1 67 r CITY OF FRIENDSWOOD, TEXAS GENERAL FUND Exhibit B-2 STATEMENT OF REVENUES, EXPENDITURES,AND Page 8 of 8 CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended September 30, 2000 with comparative actual balances for the Year Ended September 30, 1999 r 2000 Variance Favorable 1999 Budget Actual (Unfavorable) Actual Expenditures(continued) Swimming Pool: Personnel services $ 36,250 $ 28,842 $ 7,408 $ 29,260 Supplies 13,237 11,573 1,664 11,539 Repairs and maintenance 5,950 3,652 2,298 5,418 Other services and charges 14,045 11,191 2,854 12,359 Capital Outlay 59,057 Total Swimming Pool 69,482 55,258 14,224 117,633 Building Operations: Personnel services 28,248 25,188 3,060 26,204 Supplies 13,863 14,861 (998) 18,637 Repairs and maintenance 131,438 155,154 (23,716) 99,338 Other services and charges 383,485 324,136 59,349 338,725 Capital Outlay 175,808 183,186 (7,378) 192,635 Total Building Operations 732,842 702,525 30,317 675,539 Total Community Services 3,152,640 2,355,186 797,454 2,193,860 Total Expenditures 14,262,464 13,082,106 1,180,358 11,316,852 Revenues Over(Under) E Expenditures (2,387,470) (270,623) 2,116,847 145,672 Other Financing Sources(Uses) Proceeds from capital leases 74,856 74,856 149,780 Operating transfers in 546,113 546,113 737,181 Operating transfers (out) (304,988) Total Other Financing Sources(Uses) 546,113 620,969 74,856 581,973 Revenues and Other Financing Sources Over(Under)Expenditures and Other Financing(Uses) (1,841,357) 350,346 2,191,703 727,645 Fund balance-Beginning 3,337,604 3,337,604 2,609,959 Fund Balance-Ending $ 1,496,247 $ 3,687,950 $ 2,191,703 $ 3,337,604 I I 68 I I I I SPECIAL REVENUE FUNDS These funds are used to account for the proceeds of specific revenue sources that are legally restricted to financing specific purposes. The following describes the various types of Special Revenue Funds used by the City: Police Investigation Fund This fund is used to account for revenues restricted to police investigation. Fire/EMS Donation Fund This fund is used to account for revenues are restricted for Fire/EMS capital outlays. Park Land Dedication Fund This fund is used to account for receipts from developers to build or enhance neighborhood parks. 69 CITY OF FRIENDSWOOD, TEXAS SPECIAL REVENUE FUNDS COMBINING BALANCE SHEET September 30, 2000 with comparative totals for September 30, 1999 Police Fire/EMS Park Land Investigation Donations Dedication Assets Cash and cash equivalents $ 6,052 $ 57,212 $ 11,456 Accounts receivable 23,885 Due from other governments Total Assets $ 6,052 $ 81,097 $ 11,456 Liabilities and Fund Balance Liabilities Accounts payable and accrued liabilities $ $ $ Deferred revenues 21,566 Total Liabilities 21,566 Fund Balances Unreserved: Designated for police investigations 6,052 Designated for Fire/EMS 59,531 Designated for park prjects 11,456 Total Fund Balances 6,052 59,531 11,456 Total Liabilities and Fund Balances $ 6,052 $ 81,097 $ 11,456 70 Exhibit C-I Totals 2000 1999 $ 74,720 $ 15,395 23,885 20,934 4,655 $ 98,605 $ 40,984 $ $ 8,126 21,566 21,164 21,566 29,290 6,052 11,694 59,531 11,456 77,039 11,694 $ 98,605 $ 40,984 71 r CITY OF FRIENDSWOOD SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE Year Ended September 30, 2000 02 with comparative totals for the Year Ended September 30, 1999 ,: I Police Fire/EMS Park Land Investigation Donations Dedication Revenues Permits and fees $ $ $ 11,300 Earnings on investments 576 8,544 156 Intergovernmental 304 Other 245,954 Total Revenues 576 254,802 11,456 Expenditures Current: Public safety 6,218 43,065 Community services Capital Outlay 652,206 Total Expenditures 6,218 695,271 Revenues Over(Under) Expenditures (5,642) (440,469) 11,456 Other Financing Sources Proceeds from issuance of long-term debt 500,000 Ir Operating transfers in Total Other Financing Sources 500,000 Revenues and Other Financing Sources Over (Under) Expenditures (5,642) 59,531 11,456 Fund balance, beginning of year 11,694 Fund Balance (Deficit),End of Year $ 6,052 $ 59,531 $ 11,456 E I I I 1 72 Exhibit C-2 Totals 2000 1999 $ 11,300 $ 9,276 5,158 304 18,577 245,954 163,190 266,834 186,925 49,283 198,557 652,206 701,489 198,557 (434,655) (11,632) 500,000 23,841 500,000 23,841 65,345 12,209 11,694 (515) $ 77,039 $ 11,694 1 73 CITY OF FRIENDSWOOD, TEXAS SPECIAL REVENUE FUND(POLICE INVESTIGATION) Exhibit C-3 STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended September 30, 2000 with comparative actual balances for the Year Ended September 30, 1999 2000 Variance Favorable 1999 Budget Actual (Unfavorable) Actual Revenues Intergovernmental $ 15,500 $ $ (15,500) $ 18,176 Interest on investments 576 576 503 Other Total Revenues 15,500 576 (14,924) 18,679 Expenditures Public safety 15,809 6,218 9,591 11,476 Revenues Over(Under) Expenditures (309) (5,642) (5,333) 7,203 Fund balances-Beginning 11,694 11,694 4,491 kirib Fund Balances-Ending $ 11,385 $ 6,052 $ (5,333) $ 11,694 74 CITY OF FRIENDSWOOD, TEXAS SPECIAL REVENUE FUND(FIRE/EMS DONATIONS) Exhibit C-4 STATEMENT OF REVENUES,EXPENDITURES,AND I CHANGES IN FUND BALANCE- BUDGET AND ACTUAL Year Ended September 30, 2000 with comparative actual balances for the Year Ended September 30, 1999 2000 Variance Favorable 1999 I Budget Actual (Unfavorable) Actual Revenues Intergovernmental $ 8,544 $ 8,544 $ $ 4,655 I Interest on investments 227 304 77 401 Other 193,000 245,954 52,954 163,190 Total Revenues 201,771 254,802 53,031 168,246 I I Expenditures Current Public safety 44,000 43,065 935 187,081 Capital Outlay 657,771 652,206 5,565 ITotal Expenditures 701,771 695,271 6,500 187,081 I Revenues Over(Under) Expenditures (500,000) (440,469) 59,531 (18,835) IOther Financing Sources Proceeds from issuance of long-term debt 500,000 500,000 I Operating transfers in 23,841 Total Other Financing Source 500,000 500,000 23,841 Revenues and Other Financing Sources Under IExpenditures 59,531 59,531 5,006 Fund balances-Beginning (5,006) 1 Fund Balances- Ending $ - $ 59,531 $ 59,531 $ - I I 75 11 3 3 3 DEBT SERVICE FUND The Debt Service Fund is used to account for property taxes levied for payment of principal and interest on all general long-term debt of the City. 3 3 1 77 CITY OF FRIENDSWOOD, TEXAS DEBT SERVICE FUND Exhibit D-1 1111 COMPARATIVE BALANCE SHEET September 30, 2000 and 1999 2000 1999 Assets Cash and temporary investments $ 68,627 $ 73,344 Taxes receivable, less allowance for uncollectibles 43,310 35,079 Total Assets $ 111,937 $ 108,423 Liabilities and Fund balance 00 Liabilities Deferred revenue $ 43,310 $ 35,079 Total Liabilities 43,310 35,079 Fund Balance Reserved for debt service 68,627 73,344 Total Fund Balance 68,627 73,344 iw Total Liabilities and Fund Balance $ 111,937 $ 108,423 itok PP 78 CITY OF FRIENDSWOOD, TEXAS DEBT SERVICE FUND Exhibit D-2 STATEMENT OF REVENUES, EXPENDITURES,AND I CHANGES IN FUND BALANCE-BUDGET AND ACTUAL Year Ended September 30,2000 with comparative actual balances for the Year Ended September 30, 1999 I II 2000 Variance Favorable 1999 I Budget Actual (Unfavorable) Actual Revenues Property taxes $ 959,100 $ 958,519 $ (581) $ 536,466 Interest on investments 13,423 13,423 16,369 I Total Revenues 959,100 971,942 12,842 552,835 1 Expenditures Principal retirement 525,897 525,897 512,594 IInterest retirement 433,514 450,762 (17,248) 185,952 Total Expenditures 959,411 976,659 (17,248) 698,546 I Revenues Over (Under) Expenditures (311) (4,717) (4,406) (145,711) 3 Other Financing Sources Operating transfers in 31,147 3 Total Other Financing Sources - - 31,147 1 Revenues and Other Financing Sources Over Expenditures (311) (4,717) (4,406) (114,564) 3 Fund balances-Beginning 73,344 73,344 187,908 3 Fund Balances-Ending $ 73,033 $ 68,627 $ (4,406) $ 73,344 I 3 3 1 79 I I I I I I IENTERPRISE FUND I The Enterprise Fund is used to account for the acquisition, operation, and maintenance of governmental facilities and services that are entirely or predominantly self-supporting by user charges. The operations of the water and I sewer system are accounted for in the Enterprise Fund to reflect the results of operations similar to private enterprise. I I I I I I I 81 CITY OF FRIENDSWOOD, TEXAS IENTERPRISE FUND Exhibit E-1 COMPARATIVE BALANCE SHEET ISeptember 30, 2000 and 1999 2000 1999 I Current Assets Assets Cash and cash equivalents $ 2,463,506 $ 806,847 I Receivables: Customer accounts 1,031,086 909,370 Other 37,072 82,624 Inventory 5,575 I Prepaid and other assets 2,092 7,885 Total Current Assets 3,53 ,331 1,806,726 Restricted Assets I Investment in Blackhawk joint venture 255,531 Deposits and impact fees 7,415,325 208,768 7,415,325 464,299 ILand, buildings, and equipment,at cost 36,374,856 35,731,967 Less accumulated depreciation (12,582,913) (11,637,117) I Land,Buildings,and Equipment,Net 23,791,943 24,094,850 Other Assets-Water rights 850,000 Total Assets $ 35,596,599 $ 26,365,875 ILiabilities and Fund Equity Current Liabilities I Accounts payable $ 350,586 312,622 Accrued liabilities 126,483 149,378 Compensated absences 101,871 96,222 I Customer deposits 262,143 255,810 Bonds payable,current portion 721,405 492,375 Certificates of obligation payable,current portion 175,000 170,000 Total Current Liabilities 1,737,488 1,476,407 1 Long-Term Liabilities Bonds payable, less current portion 9,271,128 1,598,838 Certificates of obligation payable,less current portion 5,080,000 5,255,000 I Accreted interest on premium compound interest bonds 114,167 338,888 Total Long-Term Liabilities 14,465,295 7,192,726 Total Liabilities 16,202,783 8,669,133 I Fund Equity Contributed capital 12,435,358 12,435,358 Retained Earnings 6,958,458 5,261,384 I Total Fund Equity 19,393,816 $ 17,696,742 Total Liabilities and Fund Equity 35,596,599 $ 26,365,875 I I I 83 r CITY OF FRIENDSWOOD, TEXAS ENTERPRISE FUND SCHEDULE OF BONDS PAYABLE- BY MATURITY DATE September 30, 2000 ilk Fiscal Year r Ending Annual Requirements for All Series Series 1986 Sept.30, Principal Interest Total Principal Interest Total 2001 $ 721,405 $ 660,673 $ 1,382,078 $ 25,155 $ 51,345 $ 76,500 2002 423,494 539,010 962,504 12,244 28,256 40,500 2003 441,247 520,572 961,819 11,247 29,253 40,500 2004 458,580 499,002 957,582 9,830 28,420 38,250 2005 90,000 456,745 546,745 2006 100,000 450,170 550,170 2007 110,000 442,945 552,945rl 2008 110,000 435,395 545,395 2009 110,000 427,845 537,845 2010 110,000 420,295 530,295 2011 650,000 395,052 1,045,052 2012 685,000 355,140 1,040,140 2013 730,000 316,887 1,046,887 2014 775,000 275,797 1,050,797 2015 815,000 234,045 1,049,045 2016 865,000 185,817 1,050,817 2017 915,000 136,926 1,051,926 2018 970,000 84,615 1,054,615 2019 1,025,000 28,720 1,053,720 Ilk Totals $ 10,104,726 $ 6,865,651 $ 16,970,377 $ 58,476 $ 137,274 $ 195,750 il Fiscal Year Wastewater Sanitary Sewer Revenue Bonds Wastewater Sanitary Sewer Revenue Bonds Ending Series 1999 Series 2000 Sept.30, Principal Interest Total Principal Interest Total 2001 $ 325,000 $ 268,641 $ 593,641 $ 277,980 $ 277,980 2002 25,000 255,948 280,948 208,485 208,485 2003 25,000 254,123 279,123 208,485 208,485 2004 25,000 252,298 277,298 208,485 208,485 2005 50,000 249,560 299,560 40,000 207,185 247,185 2006 50,000 245,910 295,910 50,000 204,260 254,260 2007 50,000 242,260 292,260 60,000 200,685 260,685 2008 50,000 238,610 288,610 60,000 196,785 256,785 2009 50,000 234,960 284,960 60,000 192,885 252,885 2010 50,000 231,310 281,310 60,000 188,985 248,985 2011 375,000 217,298 592,298 275,000 177,754 452,754 2012 395,000 194,642 589,642 290,000 160,498 450,498 2013 420,000 173,045 593,045 310,000 143,842 453,842 2014 445,000 150,122 595,122 330,000 125,675 455,675 2015 465,000 126,007 591,007 350,000 108,038 458,038r. 2016 495,000 100,567 595,567 370,000 85,250 455,250 ft 2017 520,000 73,670 593,670 395,000 63,256 458,256 2018 550,000 45,315 595,315 420,000 39,300 459,300 2019 580,000 15,370 595,370 445,000 13,350 458,350 Totals $ 4,945,000 $ 3,569,656 $ 8,514,656 $ 3,515,000 $ 3,011,183 $ 6,526,183 84 Exhibit E-2 Series 1993 Principal Interest Total $ 371,250 $ 62,707 $ 433,957 386,250 46,321 432,571 405,000 28,711 433,711 423,750 9,799 433,549 1 $ 1,586,250 $ 147,538 $ 1,733,788 1 1 1 I 1 1 1 85 CITY OF FRIENDSWOOD, TEXAS ENTERPRISE FUND Exhibit E-3 SCHEDULE OF CERTIFICATES OF OBLIGATION- BY MATURITY DATE September 30, 2000 r Fiscal Year Ending Annual Requirements for All Series Series 1995 Sept.30, Principal Interest Total Principal Interest Total 2001 $ 175,000 $ 292,494 $ 467,494 $ 85,000 $ 165,104 $ 250,104 2002 185,000 279,797 464,797 90,000 158,651 248,651 2003 200,000 266,910 466,910 100,000 151,645 251,645 2004 210,000 253,945 463,945 100,000 144,270 244,270 2005 645,000 228,494 873,494 155,000 134,964 289,964 2006 680,000 191,064 871,064 190,000 124,239 314,239 2007 715,000 152,935 867,935 230,000 112,923 342,923 2008 760,000 112,488 872,488 275,000 99,150 374,150 2009 815,000 69,175 884,175 815,000 69,175 884,175 2010 870,000 23,381 893,381 870,000 23,381 893,381 it illy Totals $ 5,255,000 $ 1,870,683 $ 7,125,683 $ 2,910,000 $ 1,183,502 $ 4,093,502 r Fiscal Year r Ending Series 1992 Sept.30, Principal Interest Total 2001 $ 90,000 $ 127,390 $ 217,390 2002 95,000 121,146 216,146 2003 100,000 115,265 215,265 2004 110,000 109,675 219,675 2005 490,000 93,530 583,530 2006 490,000 66,825 556,825 2007 485,000 40,012 525,012 2008 485,000 13,338 498,338 Totals $ 2,345,000 $ 687,181 $ 3,032,181 !: 86 1 1 1 I 1 GENERAL FIXED ASSETS This account group is established to account for the fixed assets owned by the City excluding those relating to Enterprise Fund operations. Expenditure transactions to acquire general fixed assets occur in the Governmental Fund Types. 1 1 I e 1 s87 3' CITY OF FRIENDS WOOD, TEXAS GENERAL FIXED ASSETS Exhibit F-1 COMPARATIVE SCHEDULES OF GENERAL FIXED ASSETS- I BY SOURCE September 30,2000 and 1999 2000 1999 I General Fixed Assets Land $ 3,401,991 $ 3,337,140 Buildings 4,917,177 4,726,051 I Improvements Equipment 18,710,363 5,678,421 17,933,869 5,309,050 Construction in progress 1,214,125 323,263 ITotal General Fixed Assets $ 33,922,077 $ 31,629,373 Investment in General Fixed Assets From General obligation bonds $ 4,591,258 $ 4,591,258 I Time warrants and certificates of obligation 5,594,986 4,861,440 Federal,state,and local grants 3,571,378 3,571,378 I Municipality 17,4 Donations 09,620 15,849,762 2,754,835 2,755,535 Total Investment in General Fixed Assets $ 33,922,077 $ 31,629,373 I I 3 I I I I 1 89 I CITY OF FRIENDSWOOD, TEXAS GENERAL FIXED ASSETS SCHEDULE OF GENERAL FIXED ASSETS- BY FUNCTION AND ACTIVITY September 30, 2000 E Function and Activity Land Buildings Improvements Equipment General Government City Manager $ $ $ $ 28,611 City Secretary 92,103 Administrative Services 677,480 Total General Government 798,194 Public Safety Police 10,542 728,007 961,588 Fire 18,000 267,322 2,491,311 Emergency management 85,769 Total Public Safety 28,542 995,329 3,538,668 Public Works Streets and drainage 375,408 141,816 16,575,776 392,738 E Total Public Works 375,408 141,816 16,575,776 392,738 Community Development Planning and zoning 1,406 Engineering 12,687 Inspection 25,893 Total Community Development 39,986 Community Services Library 93,689 591,760 254,404 Parks and recreation 1,908,737 382,726 1,235,923 346,578 Community activities 308,914 54,624 4 Swimming pool 552,700 776,877 15,268 Buildings 442,915 2,496,632 121,787 237,961 Total Community Services 2,998,041 3,780,032 2,134,587 908,835 Construction in progress Total General Fixed Assets $ 3,401,991 $ 4,917,177 $ 18,710,363 $ 5,678,421 90 Exhibit F-2 Construction In Progress Total $ $ 28,611 92,103 677,480 798,194 1,700,137 3 2,776,633 85,769 4,562,539 17,485,738 17,485,738 3 1,406 12,687 25,893 39,986 939,853 3 3,873,964 363,538 1,344,845 3,299,295 3 9,821,495 1,214,125 1,214,125 $ 1,214,125 $ 33,922,077 3 3 91 CITY OF FRIENDSWOOD, TEXAS GENERAL FIXED ASSETS Exhibit F-3 SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS- BY FUNCTION AND ACTIVITY Year Ended September 30,20007 General General iiii Fixed Assets Fixed Assets Function and October 1, Transfers and September 30, Activity 1999 Additions Retirements 2000 General Government City Manager $ 28,611 $ $ 28,611 City Secretary 90,929 1,174 92,103 Administrative Services 954,716 37,948 (315,184) 677,480 Total General Government 1,074,256 39,122 (315,184) 798,194 Public Safetyir Police 1,812,217 79,831 (191,911) 1,700,137 i Fire 2,103,515 713,694 (40,576) 2,776,633 Emergency management 85,769 85,769 Total Public Safety 4,001,501 793,525 (232,487) 4,562,539 Public Works Streets and drainage 16,733,754 569,423 182,561 17,485,738 ' Total Public Works 16,733,754 569,423 182,561 17,485,738 Community Development Planning and zoning 1,406 1,406 : Engineering 2,368 10,319 12,687 Inspection 25,893 25,893 Total Community Development 29,667 10,319 39,986 Community Services Library 839,885 99,968 939,853 Parks and recreation 3,810,495 63,469 3,873,964 Community activities 363,538 363,538 Swimming pool 1,344,845 1,344,845 Buildings 3,108,169 182,679 8,447 3,299,295 Total Community Services 9,466,932 346,116 8,447 9,821,495 Construction in progress 323,263 1,081,870 (191,008) 1,214,125 Total General Fixed Assets $ 31,629,373 $ 2,840,375 $ (547,671) $ 33,922,077 92 lir; 3 k 3 3 3 GENERAL LONG—TERM DEBT 3 This account group is established to account for the principal outstanding on general obligation bonds and other long-term liabilities. 3 3 3 1 93 CITY OF FRIENDSWOOD, TEXAS COMPARATIVE SCHEDULES OF Exhibit G-1 GENERAL LONG-TERM DEBT September 30, 2000 and 1999 2000 1999 Amount Available and to be Provided for the Payment of General Long-Term Debt Amount available in Debt Service Fund $ 68,627 $ 73,344 Amount to be provided for retirement of general long-term debt 3,276,573 3,490,508 Total Amount Available and to be Provided $ 3,345,200 $ 3,563,852 1 General Long-Term Debt Payable General obligation bonds $ 600,219 $ 888,677 Certificates of obligation 1,830,000 1,910,000 Obligations under capital leases 775,443 350,978 Accretion on premium compound interest bonds 139,538 414,197 Total General Long-Term Debt Payable $ 3,345,200 $ 3,563,852 1 1 1 1 1 95 I CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF GENERAL LONG-TERM DEBTI SERVICE REQUIREMENTS TO MATURITY September 30, 2000 Refunding Bonds Due During Annual Requirements for All Series Series 1986 Fiscal Year Total Total Total Principal Interest Due Ending Principal Interest Principal and Due March 1, Sept.30, Due Due Interest Due March 1 September 1 Total 2001 $ 388,188 $ 234,285 $ 622,473 $ 30,744 $ 62,756 * $ 93,500 2002 458,032 173,189 631,221 14,965 34,535 * 49,500 2003 391,259 151,900 543,159 13,746 35,754 * 49,500 2004 405,527 131,507 537,034 12,014 34,736 * 46,750 2005 349,916 76,976 426,892 2006 373,640 57,170 430,810 2007 397,577 35,908 433,485 2008 364,791 9,768 374,559 Totals $ 3,128,930 $ 870,703 $ 3,999,633 $ 71,469 $ 167,781 $ 239,250 I Due During Fiscal Year Ending Obligations Under Capital Leases Sept.30, Principal Interest Total 2001 $ 163,694 $ 50,418 $ 214,112 2002 159,317 30,600 189,917 2003 77,513 23,607 101,120 2004 72,263 19,719 91,982 2005 64,916 15,656 80,572 2006 68,640 11,932 80,572 2007 72,577 7,995 80,572 2008 76,732 3,841 80573.00 2009 19,791 280 20,071 Totals $ 775,443 $ 164,048 $ 939,491 * Includes accretion on premium compound interest bonds. I 96 Exhibit G-2 I Certificates of Obligation Refunding Bonds I Series 1992 Series 1993 Principal Interest Due Principal Interest Due Due March 1, Due March 1, March 1 September 1 Total March 1 September 1 Total I $ 70,000 $ 100,208 $ 170,208 $ 123,750 $ 20,903 $ 144,653 155,000 92,614 247,614 128,750 15,440 144,190 I 165,000 180,000 82,969 247,969 135,000 9,570 144,570 73,785 253,785 141,250 3,267 144,517 285,000 61,320 346,320 305,000 45,238 350,238 I 325,000 345,000 27,913 352,913 9,488 354,488 $ 1,830,000 $ 493,535 $ 2,323,535 $ 528,750 $ 49,180 $ 577,930 I I I I I I I I I 1 I 1 97 1 1 ! UNAUDITED STATISTICAL SECTION 1 i 1 1 1 ' 99 CITY OF FRIENDSWOOD, TEXAS GENERAL GOVERNMENT REVENUES BY SOURCE Last Ten Fiscal Years Function 1991 1992 1993 1994 1995 General property taxes $ 4,557,133 $ 4,749,173 $ 4,958,863 $ 5,249,517 $ 5,553,218 Sales taxes 690,327 742,725 808,405 979,890 1,001,832 Franchise taxes 419,062 456,566 541,841 530,059 570,031 Sanitation 595,244 733,245 780,604 838,542 966,066 il Fines and forfeitures 166,982 166,355 171,154 174,487 217,411 Permits and fees 240,294 286,421 337,539 319,384 296,003 Intergovernmental revenue 50,984 28,641 34,006 32,273 48,101 Interest on investments 222,328 232,773 153,558 154,195 107,089 Other revenue 115,107 139,525 208,466 219,615 330,313 $ 7,057,461 $ 7,535,424 $ 7,994,436 $ 8,497,962 $ 9,090,064 Includes General, Special Revenue,and Debt Service Funds.' Source- Accounting records of the City. I I 100 I ITable 1 I I1996 1997 1998 1999 2000 $ 5,865,855 $ 5,660,697 $ 5,957,486 $ 6,310,919 $ 7,226,205 I1,028,528 1,439,030 1,805,791 1,855,121 2,048,868 863,183 852,091 801,709 821,943 870,839 I 1,085,149 266,287 1,017,028 982,432 1,013,415 1,027,028 353,742 304,017 332,659 416,722 234,518 401,720 699,432 635,905 970,868 1 46,060 40,055 346,879 553,352 607,963 193,588 238,009 222,586 292,886 399,712 I354,627 224,097 525,228 386,084 482,054 $ 9,937,795 $ 10,226,469 $ 11,645,560 $ 12,202,284 $ 14,050,259 I I I I I I I I I I 101 I CITY OF FRIENDSWOOD, TEXAS GENERAL GOVERNMENT EXPENDITURES BY FUNCTION Last Ten Fiscal Years Function 1991 1992 1993 1994 1995 General government $ 1,258,050 $ 1,085,683 $ 1,112,882 $ 1,149,344 $ 1,478,817 Public safety 2,173,685 2,478,564 3,061,016 2,814,658 2,846,169 Public works 1,196,889 1,521,841 1,537,447 1,621,896 1,783,738 Sanitation 730,710 752,763 823,028 953,186 946,460 Community development 281,723 289,501 326,854 386,976 413,489 Community services 949,048 1,048,606 1,087,039 1,319,689 1,426,792 Debt service 1,304,597 1,301,928 1,315,242 1,434,052 1,427,360 $ 7,163,992 $ 7,726,123 $ 8,440,480 $ 8,726,615 $ 9,376,365 Includes General,Special Revenue,and Debt Service Funds. Source- Accounting records of the City. I I 102 1 ITable 2 1996 1997 1998 1999 2000 $ 1,481,710 $ 1,615,770 $ 1,937,096 $ 2,051,684 $ 2,305,916 3,206,222 3,329,960 4,043,792 4,166,008 4,265,750 1,792,014 1,805,947 1,946,904 1,601,048 2,640,988 954,018 939,395 988,422 980,681 1,028,465 463,813 450,916 413,024 522,128 535,084 1,656,146 1,686,909 1,904,926 2,193,860 2,355,186 1,579,490 1,202,192 909,369 698,546 976,659 $ 10,179,395 $ 11,031,089 $ 12,143,533 $ 12,213,955 $ 14,108,048 1 1 t 1 1 t I 1 103 I CITY OF FRIENDSWOOD, TEXAS PROPERTY TAX LEVIES AND COLLECTIONS Last Ten Fiscal Years r Percent of Fiscal Year Tax Total Tax Current Tax Levy Ended Sept.30, Year Tax Rate Levy Collections Collected 1991 1990 $ 0.6950 $ 4,636,066 $ 4,561,109 98.38% 1992 1991 0.6950 4,869,697 4,782,350 98.21% 1993 1992 0.6630 5,179,275 5,081,084 98.10% 1994 1993 0.6630 5,450,155 5,384,023 98.79% 1995 1994 0.6630 5,762,039 5,717,509 99.23% 1996 1995 0.6156 5,610,277 5,568,094 99.25% 1997 1996 0.6045 5,692,451 5,652,357 99.30% 1998 1997 0.5961 5,886,162 5,844,583 99.29% 1999 1998 0.6125 6,292,040 6,229,896 99.01% 2000 1999 0.6385 7,239,468 7,125,877 98.43% Source-Tax assessor/collector's records. 3 I I I I 104 I I Table 3 1 Outstanding Total Delinquent 1 Delinquent Collections as Outstanding Taxes as Tax Total Tax Percent of Delinquent Percent of Collections Collections Current Levy # Taxes Levy I $ 107,112 $ 4,668,221 100.69% $ 339,731 7.33% 120,660 4,903,010 100.68% 306,418 6.29% 1 91,531 5,172,615 99.87% 313,078 6.04% 103,113 5,487,136 100.68% 276,097 5.07% 89,977 5,807,486 100.79% 230,650 4.00% 1 54,842 5,622,936 100.23% 231,973 4.13% 53,927 5,706,284 100.24% 230,990 4.06% 1 89,625 5,934,208 100.82% 237,656 4.04% 50,435 6,280,331 99.81% 207,417 3.30% 1 129,563 7,255,440 100.22% 320,231 4.42% I I I I I I I I 105 CITY OF FRIENDSWOOD, TEXAS ASSESSED AND ESTIMATED Table 4f ACTUAL VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years Ratio of Fiscal Year Estimated Assessed Value Ended Tax Assessed Actual to Estimated New Sept.30, Year Value Value Actual Value Construction 1991 1990 $ 667,059,850 $ 761,569,171 88% $ 46,975,722 1992 1991 700,373,270 806,261,160 87% 63,126,050 1993 1992 781,187,783 917,420,470 85% 61,604,061 1994 1993 825,111,643 976,268,953 85% 64,653,799 1995 1994 869,085,848 1,021,248,848 85% 34,680,410 1996 1995 911,351,022 1,165,107,496 78% 42,440,747 1997 1996 941,679,232 1,207,803,598 78% 41,528,406 ri 1998 1997 987,445,395 1,265,399,421 78% 90,683,060 1999 1998 1,027,271,860 1,322,329,377 78% 74,555,875 2000 1999 1,133,824,245 1,458,851,565 78% 121,249,420 • Source-Tax assessor/collector's records. if r I 106 I CITY OF FRIENDSWOOD, TEXAS ITAX RATE DISTRIBUTION Table 5 Last Ten Fiscal Years I I Fiscal year Debt Service Ended Sep.30, Tax Year General Fund Fund Total Tax Rate 1991 1990 $ 0.50876 $ 0.18624 $ 0.69500 I1992 1991 0.50900 0.18600 0.69500 1993 1992 0.50160 0.16140 0.66300 I1994 1993 0.50250 0.16050 0.66300 1995 1994 0.51400 0.14900 0.66300 I 1996 1995 0.46800 0.14760 0.61560 1997 1996 0.49610 0.10840 0.60450 1998 1997 0.52760 0.06850 0.59610 1 1999 1998 0.56100 0.05150 0.61250 2000 1999 0.55420 0.08430 0.63850 I I Source-City's tax ordinances. ITax rates are per$100 valuation. I I I I 1 I 107 CITY OF FRIENDSWOOD, TEXAS PROPERTY TAX RATES PER$100 VALUATION DIRECT AND OVERLAPPING Last Ten Fiscal Years r Friendswood Clear Creek Independent Independent Clear Creek Tax City of School School Drainage Harris Fiscal Year Year Friendswood District District District County(A) r Tax Rates per$100 valuation 1991 1990 $ 0.6950 $ 1.5500 $ 1.2890 $ 0.1500 $ 0.55621 1992 1991 0.6950 1.6500 1.2990 0.1500 0.58620 1993 1992 0.6630 1.7200 1.4256 0.1450 0.59616 1994 1993 0.6630 1.6180 1.4600 0.1450 0.59616 1995 1994 0.6630 1.6090 1.4700 0.1430 0.62199 1996 1995 0.6156 1.5900 1.4700 0.1410 0.64435 1997 1996 0.6045 1.5900 1.5150 0.1430 0.64160 1998 1997 0.5961 1.5750 1.5900 0.1425 0.64170 1999 1998 0.6125 1.6720 1.6415 0.1500 0.64170 2000 1999 0.6385 1.5350 1.7008 0.1500 0.64802 w Source- Tax Department records of the various taxing authorities. (A)- Includes Port of Houston Authority, Harris County Flood Control, and Harris County Hospital District. I 108 Table 6 Galveston County $ 0.4650 0.4251 0.4650 0.4650 0.4850 0.5200 0.5472 0.5200 0.5200 0.5450 3 3 3 109 CITY OF FRIENDSWOOD, TEXAS PRINCIPAL TAXPAYERS Table 7 September 30, 2000 r Percent of Total Assessed Assessed Taxpayer Type of Property Valuation Valuation 1 . Exxon Corporation Oil and Gas $ 24,477,740 2.16% 2 . Southwestern Bell Telephone Utility Company 12,177,530 1.07% 3 . Texas New Mexico Power Utility Company 11,353,480 1.00% 4 . Blackhawk Apartments Quail Crossing Apartments 8,766,020 0.77% 5 . Friendswood Retirement Living Ltd. Retirement Home 8,346,695 0.74% 6 . Autumn Creek Developer 7,842,820 0.69% 7 . Southwest Properties Seahawk Properties 7,539,980 0.67% 8 . Albertson's Albertson's Shopping Center 5,592,330 0.49% 9 . MaxiBan The Bedford Condominiums 4,930,620 0.43% 10 . Mystic, Ltd. Nursing Home 3,933,640 0.35% 94,960,855 8.38% All other taxpayers 1,038,863,390 91.62% 3 Totals $ 1,133,824,245 100.00% Source-Tax assessor/collector's records. I I 110 I CITY OF FRIENDSWOOD, TEXAS RATIO OF ANNUAL DEBT SERVICE EXPENDITURES Table 8 FOR GENERAL BONDED DEBT TO TOTAL GENERAL EXPENDITURES Last Ten Fiscal Years IRatio of Interest Total Debt Total Debt Service I Fiscal and Fiscal Service General Requirements Year Principal Charges Requirements Expenditures to Expenditures 1991 $ 763,192 $ 538,736 $ 1,301,928 $ 7,726,061 16.85% I1992 830,000 485,242 1,315,242 8,440,480 15.58% 1993 945,000 489,052 1,434,052 8,726,615 16.43% I1994 960,000 433,270 1,393,270 9,376,365 14.86% 1995 910,000 358,551 1,268,551 10,179,395 12.46% I 1996 963,272 238,920 1,202,192 10,091,694 11.91% 1997 733,568 202,138 935,706 11,187,677 8.36% 1998 709,094 200,275 909,369 12,143,533 7.49% II1999 512,594 185,952 698,546 12,213,955 5.72% 2000 525,897 450,762 976,659 14,760,254 6.62% I I I I II 3 I 3 3 3 111 r CITY OF FRIENDSWOOD, TEXAS REVENUE BOND COVERAGE Last Ten Fiscal Years E Operating Net Operating Number Number Expenses Revenue Fiscal of Water of Sewer Operating Before Available for Year Customers Customers Revenue Depreciation Debt Service 1991 7,336 6,983 $ 3,378,322 $ 1,857,809 $ 1,520,513 1992 7,521 7,171 3,567,379 2,063,694 1,503,685 1993 7,781 7,475 3,808,566 2,246,969 1,561,597 1994 8,031 7,709 3,896,444 2,305,953 1,590,491 1995 8,210 7,878 4,394,289 2,135,227 2,259,062 1996 8,382 8,043 4,995,119 2,730,719 2,264,400 1997 8,534 8,199 4,744,557 2,802,914 1,941,643 1998 8,893 8,377 5,815,425 2,679,707 3,135,718 elk 1999 9,123 8,679 5,482,707 2,781,480 2,701,227 2000 9,423 8,979 7,211,716 3,310,375 3,901,341 iik PIP iii Note A- The amounts only include Revenue bonds and do not include amounts paid by the Enterprise Fund for Combination Tax and Revenue Bonds which are secured by Tax Revenues tir alio Source- Accounting records of the City. r E 112 Table 9 I I Revenue Bond(A) Debt Service Requirements Principal Interest Total Coverage I $ 130,000 $ 46,906 $ 176,906 8.60 135,000 38,916 173,916 8.65 I 135,000 31,022 166,022 9.41 135,000 25,710 160,710 9.90 140,000 15,581 155,581 14.52 3 45,000 10,244 55,244 40.99 45,000 7,503 52,503 36.98 33,000 3,032 36,032 86.35 33,000 3,032 36,032 74.97 3 441,600 441,600 8.83 I -I I I 1 I I I 1 113 CITY OF FRIENDSWOOD, TEXAS RATIO OF NET GENERAL BONDED DEBT TO ASSESSED VALUE AND NET BONDED DEBT PER CAPITA Last Ten Fiscal Years P W Fiscal Year Less Debt Ended Assessed Gross Service Net Sept.30, Population Value Bonded Debt Funds Bonded Debt 1991 22,814 $ 700,373,270 $ 7,365,778 $ 50,854 $ 7,314,924 ire 1992 25,680 781,187,783 6,575,778 78,244 6,497,534 1993 26,333 825,111,643 9,061,649 45,501 9,016,148 iik 1994 27,356 869,085,848 8,160,895 47,281 8,113,614 1995 27,700 911,351,022 4,776,263 56,968 4,719,295 0 l 1996 28,602 941,679,232 3,935,477 298,053 3,637,424 1997 28,902 987,445,395 3,606,427 392,220 3,214,207 P 1998 30,787 987,445,395 3,206,927 187,908 3,019,019 look 1999 31,192 1,027,271,860 2,798,677 73,344 2,725,333 2000 31,761 1,133,824,245 2,430,219 68,627 2,361,592 0PIP o Source-Tax assessor/collector and accounting records of the City. (1) Reflects reallocation of debt to Enterprise Funds in 1994-95 in the amount of$2.5 million. r P r r r r r 114 Table 10 3 Ratio of Net Bonded Debt Net Bonded to Assessed Debt Value Per Capita 1.04% 321 0.83% 253 1.09% 342 0.93% 297 0.52% (1) 170 0.39% 127 0.33% 111 0.31% 98 0.27% 87 0.21% 74 I I I I I I 115 CITY OF FRIENDSWOOD, TEXAS COMPUTATION OF DIRECT AND OVERLAPPING DEBT Table 11 September 30, 2000 Percentage Applicable City of Net Debt to City of Friendswood's Name of Governmental Unit Outstanding Friendswood Share of Debt Friendswood Independent School District $ 28,107,085 100.00% $ 28,107,085 p Clear Creek Independent '" School District 291,279,152 6.81% 19,836,110 Galveston County 35,894,876 5.68% 2,038,829 Harris County 767,710 0.15% 1,152 Harris County Flood Control District 151,409 0.15% 227 Port of Houston Authority 259,985 0.15% 390 IP Total Net Overlapping Debt 49,983,793 * Harris County includes the Harris County Control District, Port of Houston Authority, Harris County Hospital District and the Harris County Board of Education lP 010 r r 116 O. CITY OF FRIENDSWOOD, TEXAS MISCELLANEOUS STATISTICAL DATA Table 12 September 30,2000 Page 1 of 2 3 Date of incorporation October 15, 1960 I Date of present charter Adopted Home Rule Charter October 16, 1971 Form of government Council-Manager Area 22.70 square miles Miles of Streets Streets-Paved 98.1 miles Streets Unpaved 2.12 miles Fire Protection Number of stations 3 Number of employees(Full-time equivalent) 9.9 Number of volunteers 105 Fire Prevention Number of employees(Full-time equivalent) 4.0 Number of volunteers - I Police Protection Number of stations 1 Number of sworn officers(Full-time equivalent) 40 Number of patrol units 14 phi Recreation Number of parks 8 Size of parks 189 acres Number of swimming pools 1 Number of tennis courts 4 I Miles of storm sewers 84.74 miles I 117 CITY OF FRIENDSWOOD, TEXAS MISCELLANEOUS STATISTICAL DATA Table 12 OF September 30, 2000 Page 2 of 2 PI sit Education Friendswood Independent School District: Number of teachers 323 Number of students 5,029 IP Clear Creek Independent School District: Number of teachers 1,557 Number of students 29,964 City Employees Department heads 6 Employees: Full-time 149 Part-time(Full-time equivalent) 19.44 1. Total 168.44 Election Number of Votes Cast: Last City Election-Regular Election No regular election in May Water Source Ground Water Surface Water Average daily consumption 1,742,000 gallons 3,515,000 gallons Maximum daily consumption 6,248,000 gallons 5,231,000 gallons Water mains 151 miles OP Number of connections 9,423 Sewer Blackhawk Average daily flow 2,107,000 gallons Maximum daily flow 6,117,000 gallons Sanitary sewer mains 151 miles Number of connections 8,979 1111 i, 118