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HomeMy WebLinkAbout1996 09 30 Annual Report - City of Friendswood I I Comprehensive Annual Financial Report of the City of Friendswood, Texas I Fiscal Year Ended September 30, 1996 I I I i Officials Issuing Report Ronald E. Cox City Manager 1 Roger C. Roecker Director of Administrative Services 1 I 1 I CITY OF FRIENDSWOOD, TEXAS ICOMPREHENSIVE ANNUAL FINANCIAL REPORT Year Ended September 30, 1996 ITABLE OF CONTENTS IExhibit Page INTRODUCTORY SECTION ILetter of Transmittal 1-10 Organization Chart 11 Certificate of Achievement for Excellence in I Financial Reporting 12 Principal Officials 13 IFINANCIAL SECTION IIndependent Auditors' Report 14 GENERAL PURPOSE FINANCIAL STATEMENTS I Combined Balance Sheet —All Fund Types and Account Groups A-1 15-18 Combined Statement of Revenues,Expenditures and Changes in Fund Balances — All Governmental Fund Types A-2 19-20 I Combined Statement of Revenues,Expenditures and Changes in Fund Balances—Budget(GAAP Basis)and Actual—General, Special Revenue,and Debt Service Funds A-3 21-22 I Combined Statement of Revenues, Expenses and Changes in Retained Earnings/Fund Balance — Proprietary Fund Type and Non—Expendable Trust Fund A-4 23-24 Combined Statement of Cash Flows — Proprietary Fund Type I and Non—Expendable Trust Fund A-5 25-26 Notes to Financial Statements A-6 27-49 I COMBINING, INDIVIDUAL FUND AND ACCOUNT GROUP STATEMENTS AND SCHEDULES IGovernmental Fund Types General Fund: Comparative Balance Sheet B-1 50 I Statement of Revenues, Expenditures and Changes in Fund Balance — Budget and Actual B-2 51-57 Special Revenue Funds: Combining Balance Sheet C-1 58-59 Combining Statement of Revenues, Expenditures and IChanges in Fund Balance C-2 60-61 i 3 CITY OF FRIENDSWOOD, TEXAS COMPREHENSIVE ANNUAL FINANCIAL REPORT Year Ended September 30, 1996 TABLE OF CONTENTS Exhibit Page FINANCIAL SECTION(continued) COMBINING, INDIVIDUAL FUND AND ACCOUNT GROUP STATEMENTS AND SCHEDULES (continued) Governmental Fund Types (continued) Special Revenue Funds: (continued) Statement of Revenues,Expenditures,and Changes in Fund Balance — Budget and Actual (Police Investigation) C-3 62 Statement of Revenues,Expenditures,and Changes in Fund Balance — Budget and Actual (Fire/EMS Donations) C-4 63 Statement of Revenues,Expenditures,and Changes in Fund Balance — Budget and Actual (Centennial) C-5 64 Debt Service Fund: Comparative Balance Sheet D-1 65 Statement of Revenues,Expenditures and Changes in Fund Balance — Budget and Actual D-2 66 Capital Projects Funds: Combining Balance Sheet E-1 67 Combining Statement of Revenues, Expenditures and Changes in Fund Balance E-2 68 Proprietary Fund Type I Enterprise Fund: Comparative Balance Sheet F-1 69 Schedule of Revenues, Expenses and Changes in Retained Earnings — Budget and Actual(Non—GAAP Budgetary Basis) F-2 70-71 Schedule of Bonds Payable by Maturity Date F-3 72 Schedule of Certificates of Obligation by Maturity Date F-4 73 Fiduciary Fund Types I Trust and Agency Funds: Combining Balance Sheet G-1 74 Comparative Statements of Revenues and Changes in Fund Balance G-2 75 Schedule of Changes in Assets and Liabilities G-3 76 ii I II CITY OF FRIENDSWOOD, TEXAS ICOMPREHENSIVE ANNUAL FINANCIAL REPORT Year Ended September 30, 1996 ITABLE OF CONTENTS Exhibit/ Table Page FINANCIAL SECTION(continued) COMBINING, INDIVIDUAL FUND AND ACCOUNT GROUP STATEMENTS AND SCHEDULES (continued) I Account Groups General Fixed Assets: Comparative Schedules of General Fixed Assets by Source H-1 77 I Schedule of General Fixed Assets by Function and Activity H-2 78-79 Schedule of Changes in General Fixed Assets by Function and Activity H-3 80 I General Long—Term Debt: Comparative Schedules of General Long—Term Debt I-1 81 Schedule of Changes in General Long—Term Debt I-2 82-83 I Schedule of General Long—Term Debt Service Requirements to Maturity I-3 84-85 IUNAUDITED STATISTICAL SECTION General Government Revenues By Source 1 86-87 General Governmental Expenditures by Function — Last Ten Fiscal I Years 2 88-89 Property Tax Levies and Collections — Last Ten Fiscal Years 3 90-91 Assessed and Estimated Actual Value of Taxable Property — Last I Ten Fiscal Years 4 92 Direct and overlapping Property Tax Rates — Last Ten Fiscal Years 5 93-94 I Tax Rate Distribution — Last Ten Fiscal Years 6 95 Principal Taxpayers 7 96 Revenue Bond Coverage 8 97-98 Ratio of Net General Bonded Debt to Assessed Value and Net I Bonded Debt Per Capita — Last Ten Fiscal Years 9 99-100 Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Expenditures — Last Ten Fiscal Years 10 101 I Computation of Legal Debt Margin 11 102 Computation of Direct and Overlapping Debt 12 103 Demographic Statistics — Last Ten Fiscal Years 13 104 I Property Value and Construction — Last Ten Fiscal Years 14 105 Schedule of Insurance Coverage 15 106 Texas Municipal Retirement System Analysis of Funding Progress - Last Ten Calendar Years 16 107-108 ISchedule of Impact Fee Project Changes 17 109-110 Miscellaneous Statistical Data 18 111-112 Iiii °�� ��.°off111 . `; City of Friendswood 1 7'EXA_- __ � February 20, 1997 To the Honorable Mayor and Members of the City Council The comprehensive annual financial report of the City of Friendswood, Texas, for the fiscal year ended September 30, 1996, is hereby submitted. Responsibility for both the accuracy of the data and the completeness and fairness of the presentation, including all disclosures, rests with the City. To the best of our knowledge and belief, the enclosed data is accurate in all material respects and is reported in a manner designed to present fairly the financial position and results of operations of the various funds and account groups of the City. All disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. The comprehensive annual financial report is presented in three sections: introductory,financial,and statistical. The introductory section includes this transmittal letter, the City's organizational chart, and a list of principal officials. The financial section includes the general purpose financial statements and the combining and individual fund and account group financial statements and schedules, as well as the auditors' report on the financial statements and schedules. The statistical section includes selected financial and demographic information, generally presented on a multi—year basis. The Single Audit Act is not applicable for fiscal year ended September 30, 1996. There are no major or nonmajor Federal Financial Assistance programs. The financial reporting entity of the City includes all the funds and account groups of the primary government. The City of Friendswood does not have any component units for which the City is financially accountable. Other governmental entities operating in the City include: Friendswood Independent School District, Clear Creek Independent School District, Galveston County, Harris County, Clear Creek Drainage District, and Friendswood Volunteer Fire Department. These entities are legally separate which do not meet the established criteria for inclusion with the City as the primary governmental reporting entity and,accordingly,are excluded from this report. The City is involved in two cost sharing projects for the operation of the Blackhawk Regional Waste Treatment Plant and the Southeast Water Purification Plant with the Gulf Coast Waste Disposal Authority and the City of Houston, respectively. The City's share of ownership in the Blackhawk Waste Treatment Plant is 52.47%and the City paid operating and management fees during the year in the amount of $785,177. The City's share of production pumping cost in the Southeast Water Purification Plant was 3.75% and the City paid operating fees in the amount of$388,895 during the year. The City provides a full range of services, including City administration, traffic planning, inspection services, municipal court services, and a library. However, the services that affect most citizens on a day—to—day basis are described as follows: 1 Administrative Services • 910 S.Friendswood Dr. • Friendswood,TX 77546-4856 • (713)996-3200 • Fax(713)482-6491 Computer Services • Finance • Human Resources • Municipal Court • Utility Billing 3 Water and Sewer The City provides water and sewer services for residential and commercial locations. Eighteen employees are responsible for maintaining the system, as well as billing and collecting for the 3 services. Police Twenty—four hour coverage is provided by the City's Police Department, which consists of Administration, Patrol, Investigative, Communications, and Animal Control. A goal of the department's fifty—five full and part—time personnel is to actively involve the citizens in its community safety efforts. Fire Although the City does not employ its own fire department, it purchases fire trucks and other equipment for the more than ninety members of the Friendswood Volunteer Fire Department. The City employs a Fire Marshal, two part—time deputy fire marshals, one full—time fire fighter, one clerk, and funds six fire fighter, paramedic and emergency medical technician positions through a pool of part—time employees. The Fire Marshal is responsible for the emergency management function,as well as fire prevention,education and investigation duties. Streets I The street department is responsible for the repair and maintenance of all city streets and roadside drainage. This department consists of twelve employees. Sanitation The City's solid waste services, including curbside pickup of recyclable materials, are contracted to a private firm. Residential pickup is twice weekly. I Parks The parks and recreation department oversees 110.5 acres of parkland, including four tennis 1 courts, a swimming pool, picnic areas and 57.45 acres for future development. The staff consists of nine full—time employees, as well as part—time and seasonal employees for the swimming pool, summer camp,sports activities and other park functions. ECONOMIC CONDITION AND OUTLOOK The City of Friendswood, Texas, is located 20 miles southeast of downtown Houston in Harris and Galveston Counties. The City's 1990 census was 22,814. The population is currently estimated at 28,602. The City's economy is linked closely to that of Houston and the Clear Lake area. The Clear Lake Area Economic Development Foundation is charged with retaining current businesses and associated jobs,as well as recruiting other corporations to the area. 2 In February, 1996, NASA Headquarters announced that it was shifting primary responsibility for program management of the International Space Station and the space shuttle from NASA Headquarters to the Johnson Space Center, located in Clear Lake. This shift in authority will bring economic stability to the region and eventually will bring more jobs to the region. In addition the encouraging news from NASA, 13 companies have either relocated or expanded into the Clear Lake region in 1996. These companies will bring more than 350 new jobs to the Clear Lake area. In addition, since these companies are all from non—aerospace industries, they have brought added diversification to the Clear Lake region. MAJOR INITIATIVES For The Year During the 1995-96 budget preparation, the City identified several important programs needed to meet citizens' needs for services and to safeguard the environment, in conformity with applicable federal and state standards. The following items will provide a summary of these programs. Streets 1995-96 was the twelfth year of the City's concrete street improvement program. The following streets were a part of this project: Laurel, Dawn and Mustang Drive. $312,000 was budgeted for these streets,with the actual cost being$298,993. The City has also improved several other streets through an interlocal agreement with Galveston County. These streets include: Oak Drive from FM 518 to Airline; Moore Road from FM 528 to the Friendswood City Limits; Thomas Drive and Butler Street. The 1995 asphalt street improvement program costs totaled$91,465. Melody Lane,which was originally a part of the 1992 asphalt street improvement program was also completed, with its cost totaling$208,523. The City also completed work on a hike and bike lane along Sunset Drive. This is an eight—foot—wide asphalt lane on Sunset between FM 528 and Falling Leaf Drive. The cost of this improvement was$45,616. Water and Sewer The City established its infiltration and inflow program in 1991. In fiscal year 1995-96, 280 manholes were repaired and sealed to reduce the amount of rainwater intrusion. The manhold rehabilitation project has taken place in Wedgewood Village, Village Green, Dunbar Estates, Whitehall, Annalea and part of Sunmeadow subdivision. Approximately $252,074 was spent on these projects. To continue the program, an additional $125,000 is included in the 1996-97 budget. Other water and sewer improvements included the following projects: 2,000 feet of the Shady Oaks sanitary sewer line was rehabilitated at a cost of$145,025. The 3 City used the "cured—in—place" process to repair this 18—inch sewer line. This is a trenchless process that eliminates the more traditional digging and pipe replacement method. 3 The South Friendswood waterline was completed in November,1995. The project consisted of installing a new 12—inch waterline from FM 518 to San Miguel at a cost of$332,222. 3 A series of wastewater diversions which will redirect flow for more efficient use of our sewer system was completed in January, 1996. This project consisted of three segments: (1) diversion of the Tower Estates and Sun Meadow lift station to the San Joaquin lift station; (2) diversion of Fox Meadows and Falcon Ridge lift stations to a 36—inch sanitary trunk line;and(3)diversion of Eagle Point and Eagle Lakes lift stations to a 36—inch trunk line. The total cost was$272,447. The City contracted with Wayne Smith & Associates and Brown and Gay Engineering for design of the Rancho Viejo Collection System. This improvement will provide sewer service to the area of Friendswood extending from Century Oaks subdivision to Rancho Viejo, at a cost of$938,076. A large property owner is sharing in the cost of this project, reducing the City's share to$754,525. The Forest Bend lift station force main rehabilitation was completed in March, 1996, costing $121,145. This project consisted of installing a new 12—inch force main between The Park subdivision on FM 528 and the Deepwood lift station. The wastewater treatment plant,known as the Blackhawk Plant, recently underwent major modifications to bring the plant into compliance with new EPA mandates. Friendswood owns over 52 percent of this plant and shares it with three other participants; Municipal Utiltiy District (MUD) 55, MUD 1 and the City of Houston. Friendswood's share of the project was$1,728,607. Other water and wastewater projects include: rehabilitation of three Sun Meadow lift stations,$180,000; and cleaning and sealing the Deepwood lift station,$52,439. Parks and Recreation 1 57.45 acres is now available to begin development of the City's new Centennial Park. This property will be developed into a multipurpose complex that the entire community can enjoy. The new park will provide a mixture of open space, natural space, recreational facilities and athletic facilities, including: two playground areas, jogging/walking trail, basketball facilities, soccer and football fields, park pavilions, concession stand,restrooms and parking. Discussion is ongoing between the City and the Friendswood Independent School District regarding a possible interlocal agreement, in which a new FISD Jr. High School would be built on an adjoining 20 acres. The City and School District would then share facilities and maximize the use of our citizens'tax dollars. $266,206 was budgeted for development purposes. For the Future Streets The City has budgeted $450,000 for the construction of concrete streets and sidewalks, with another $50,000 of improvements planned for asphalt streets. In addition, $25,000 in sidewalk improvements are also planned. Water and Sewer A section of 24 inch sanitary sewer lines located along Cowarts Creek was indentified for repair.The estimated cost of this project is$75,000. The City has again budgeted $125,000 to fight infiltration and inflow of rainwater into the sanitary sewer system. Reducing or eliminating this problem will result in less water going to the Blackhawk waste treatment plant,thus reducing the City's cost of operating the plant. 4 Three lift stations located around the golf course in the Sun Meadow subdivision are in need of major renovation. The City budgeted$60,000 each for this work, for a total of$180,000. Parks and Recreation $314,350 was budgeted for development of the Centennial Park complex. The new park will provide a mixture of open space, recreational and athletic facilities, including. two playground areas, jogging/walking trail, basketball facilities, soccer and football fields, park pavilions, concession stand,restrooms and parking. Phase II of the public library renovation is scheduled for completion in 1996-97. The project totals $108,824, and will include additional space for the children and reference areas. Additional study rooms were also added, giving students more access to quiet areas in which to do research,and complete school projects or homework. Fire The need for replacements for Engine number 84 and Rescue 70 was identified. These two trucks will be replaced with one fire pumper with the necessary tools and equipment to also perform the functions of Rescue 70. Placing this new pumper at Fire Station#1 will allow the relocation of two existing pumpers to provide better fire protection in other parts of the City. $235,052 was budgeted for this purpose in 1996-97. - DEPARTMENT FOCUS. Each year the City will select a department to highlight for its efforts and accomplishments. For 1995-96 the Community Services Department has been chosen for review. The Friendswood Community Services Department (formerly known as the Parks and Recreation Department) was formed in 1976 through a grant program by the Galveston County CETA Program. The department has grown from one temporary person to eighteen full—time employees and ten part—time seasonal employees. The Community Services Department specializes in presenting community activities for the entire family,and because of this,has been the focal point of great civic pride over recent years. In addition to maintaining the City's parks and other facilities,the department is responsible for all City recreation programs and Senior Citizens program,coordinates a number of special events and operates the Friendswood Public Library. The Department's most successful program is the Annual Fourth of July Program. The 1995 Fourth of July Program marked the 100th consecutive annual celebration. Another popular program administered by the Community Services Department is summer day camp. This program was developed to provide a quality daytime activity for children who have working parents. The 1996 camp saw 306 children between the ages of five and thirteen enjoy a summer full of exciting outdoor activities, such as, arts and crafts, hiking, nature, study, map and compass, swimming and values education. The Community Services Department is working to ensure the City's park facilities are improved and expanded to keep pace with the growing community. Development of the newly acquired Centennial Park property will be a priority for this department in the immediate future. These programs and new facilities, in addition to the established annual activities, help to enhance the quality of life for the citizens of Friendswood and the surrounding area. 5 3 FINANCIAL INFORMATION Management of the City is responsible for establishing and maintaining an internal control structure designed to ensure that the assets of the City are protected from loss, theft or misuse and to ensure that adequate accounting data are compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of reasonable assurance recognizes that: (1) the cost of a control should not exceed the benefits likely to be derived; and (2) the valuation of costs and benefits requires estimates and judgments by management. I In addition, the City maintains budgetary controls. The objective of these budgetary controls is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by City Council. The City legally adopts annual budgets for the General, Special Revenue, and Debt Service Funds. Annual and project budgets are also adopted for the Proprietary and Capital Projects Funds,respectively. I The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established by department within a fund. The City also maintains an encumbrance accounting system as one technique of accomplishing budgetary control. Encumbered amounts lapse at year end. However, encumbrances generally are reappropriated as part of the following year's budget. As demonstrated by the statements and schedules included in the financial section of this report,the I City continues to meet its responsibility for sound financial management. I General Government Functions Revenues for general government functions (General, Special Revenue and Debt Service Funds) totaled approximately $10.2 million in 1995-96, an increase of approximately $289,000 over 1994-95 revenues. The amount of revenue from various sources and the increase (decrease) over the preceding year are shown in the following tabulation: Increase (Decrease) Amount Percent from 1995 Revenue Source (000's) of Total (000's) General property taxes $ 5,661 55.4 % $ (205) Sales taxes 1,439 14.1 410 Franchise taxes 852 8.3 (11) Sanitation 1,017 9.9 (68) Fines and forfeitures 354 3.5 88 Donations 128 1.3 (17) Permits and fees 402 3.9 167 Intergovernmental revenue 40 0.4 (5) Interest on investments 238 2.3 44 Other revenue 96 0.9 (114) Total $ 10,227 100.0 % $ 289 I 6 1 I Z Assessed valuations of approximately $911 million represented an increase of 4.8 percent over the preceding year. The net taxable assessed valuations are set at 100% of market value as determined 1 by the Galveston County and Harris County Appraisal Districts, less exemptions or abatements. For the 1996 fiscal year, the City's sales tax rate was increased by .5% and the property tax rate was reduced by.0474 per$100 valuation to offset the increase in the sales tax rate.As a result,sales taxes increased and the adjusted tax levy for the 1996 fiscal year of approximately$5.61 million, decreased by approximately $205,00 or 3.0 percent over the prior year tax levy. Current tax collections of approximately$5.6 million, or 98.9 percent of the tax levy, are down approximately$149,415 (2.6%) I from last year. The ratio of total collections (current and delinquent) to the current tax levy was 100.23 percent. The City had approximately$231,973 in delinquent taxes outstanding as of September 30, 1996 which I represents 4.13 percent of the current tax levy. Delinquent tax collections were down approximately $35,135 from the prior fiscal year. However, the percentage of delinquent taxes to current levy also declined by 0.17 percent. IAllocations of property tax levy for the 1996 fiscal year and the preceding two fiscal years are as follows(tax rate per$100 of assessed value): IPurpose 1995-96 1994-95 1993-94 General Fund $ 0.4680 $ 0.5140 $ 0.5025 General Obligation Debt 0.1476 0.1490 0.1605 ITotal Tax Rate $ 0.6156 $ 0.6630 $ 0.6630 IThe City's sales taxes increased by approximately $410,000. This increase is atributable to the adoption of an additional .5% sales tax rate and the growth in commercial establishments within the City. As noted above the property tax revenues decreased as a result of the adoption of additional Isales tax to reduce the property tax rate. An increase in new home and commercial construction contributed to an increase in permits and I fees.Permits and fess increased by approximately$167,000 due to a change in the fee structure and an increase in residental and commercial development. The total amount of new construction for the current fiscal year was approximately $42.4 million, up from $34.7 million for 1995-96, an increase of 22.3 percent. Expenditures for general government functions (General, Special Revenue and Debt Service Funds) I totaled approximately$10.01 million in 1995-96,a decrease of approximately$87,000 over 1994-95 expenditures. Increases or (decreases) over the preceding year in the levels of expenditures for major functions of the City are shown in the following tabulation: Increase (Decrease) Amount Percent from 1995 I Function (000's) of Total (000's) General Government $ 1,616 16.0 % $ 134 Public Safety 3,330 33.0 124 I Public Works 1,806 17.9 14 Community Development 451 4.5 (13) Community Services 1,687 16.7 31 I Debt Service 1,202 11.9 (377) Total $ 10,092 100.0 % $ (87) 7 U 44, 40. T. General government expenditures increased by approximately S134,000 due to increases in expenditures for insurance and personnel. ill i Public safety expenditures increased by approximately $124,000 or 3.8% over the prior year. A portion of the increase is due to filling vacant positions and additional personnel cost in the department. Additionally, the increase in personnel costs and other expenditures was offset by a decrease in capital acquisitions. This is due to the purchase of vehicles and other equipment in the prior year that were not required in 1996.Also, $84,000 was due to the acquisition of an ambulance. Debt Service expenditures decreased byapproximately $377,000. The decrease is due to the notes � PP Y payable for land purchased for Centennial Park being reduced and a reduction in principal and interest payments for the year. Fund balances in the major operating funds were maintained at budgeted levels. Net changes in these fund balances are tabulated below: (In 000's) Fund Balance Net Increase Fund Balance Beginning (Decrease) Ending - General Fund $ 1,445 $ 176 $ 1,621 Special Revenue Fund 124 13 137 Debt Service Fund 57 241 298 Capital Projects Fund 1,088 (309) 779 I Enterprise Fund Operations The water and sewer utility operation continued to show gains in number of customers. Comparative data for the past two fiscal years are presented in the following tabulation: 1996 1995 (000's) (000's) Operating revenue $ 4,995 $ 4,394 Operating expenses before depreciation 2,731 2,136 Net Revenue Available for Debt Service $ 2,264 $ 2,258 Revenue Bond Debt Service $ 55 $ 156 Coverage(income available for revenueI bond debt service divided by annual revenue bond debt service) 41.16 14.47 Number of customers — Sewer 8,382 7,878 Number of customers — Water 8,043 8,210 I Non—Expendable Trust Fund Operation 3 The Non—Expendable Trust Fund is comprised of assets held by the City for the 1776 Park. Activity in this fund resulted solely from interest earnings during the year. Fund balance was $81,367 as of September 30, 1996. Debt Administration The ratio of net general obligation debt paid from governmental fund resources to assessed valuation and the amount of bonded debt per capita are useful indicators of the City's debt position to municipal management,citizens and investors. At year end,these indicators were as follow: Percent of Debt to Assessed Debt per Description Amount Value Capita Net direct bonded debt $ 3,919,462 0.43 % $ 137 Overlapping debt 18,754,724 2.06 656 Total Direct and Overlapping Debt $ 22,674,186 2.49 % $ 793 The City's latest bond issues were rated Aaa by Moody's Investors Service and AAA by Standard and Poor's. The City did not have any new debt issuances in fiscal year ending 1996. During the year the City's debt retirements amounted to $963,271 of General Long Term Debt Group debt and $898,400 of Enterprise Fund debt. Cash Management Cash temporarily idle during the year was invested in Texpool and Lone Star Investment Pool (LSIP). Yields on Texpool ranged from 4.4 percent to 5.7 percent during the year ended September 30, 1996, the City earned $150,878 from Texpool.The City's investments in LSIP earned $60,363. The City also invested in US governmental securities, T—Bills and Notes. The City earned approximately $192,484 on these investments. Interest earned for the year was approximately $403,725. The City's investment policy is to minimize credit and market risks while maintaining a competitive yield on its portfolio. Accordingly, deposits were either insured by federal depository insurance or collateralized. All collateral on deposits were held by a financial institution's trust department in the City's name. All investments held by the City during the year end at September 30, 1996 which were subject to categorization are classified in the category of lowest credit risk as defined by the Governmental Accounting Standards Board. The investments in Texpool and LSIP are not evidenced by securities that exist in physical or book entry form and accordingly are not subject to credit risk categorization. 9 Risk Management The City has a risk management program to protect the City from exposure to various risks of loss related to torts; theft of, damage to, and destruction of assets, errors and omissions; injuries to employees; and natural disasters. The risk management program encompasses obtaining property and liability insurance through third party commercial insurance carriers to cover the City for the various risks of loss. OTHER INFORMATION 1 Independent Audit The City Charter requires an annual audit of the financial statements of all of the various funds of the City by independent certified public accountants. The accounting firm of Null&Associates,P.C. was selected and their opinion has been included in this report. Awards The Government Finance Officers Association ("GFOA") awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Friendswood for its comprehensive annual financial report for the fiscal year ended September 30, 1995. This was the ninth consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement, the City published an easily readable and efficiently organized comprehensive annual financial report. This report satisfied both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program requirements, and we are submitting it to the GFOA to determine its eligibility for another certificate. Acknowledgments The preparation of this comprehensive annual financial report was made possible by the dedicated i service of the entire staff of the Administrative Services Department. Each member of the department has my sincere appreciation for the contributions made in the preparation of this report. In closing, I also express my thanks to the Mayor, members of the City Council, and the City Manager for their leadership, interest and support in conducting the financial operations of the City in a responsible and progressive manner. Sincerely, Roger C. Roecker Director of Administrative Services 10 CITY OF FRIENDSWOOD ORGANIZATION CHART MAYOR AND COUNCIL APPOINTED FRIENDSWOOD CITY BOARDS AND VOLUNTEER SECRETARY CITY MUNICIPAL ATTORNEY JUDGE CITY PROSECUTOR AD HOC FIRE COMMITTEES DEPARTMENT CITY MANAGER ADMINISTRATIVE COMMUNITY POLICE FIRE PUBUC COMMUNITY SERVICES DEVELOPMENT MARSHAL/ WORKS SERVICES EMERGENCY MANAGEMENT 3 Certificate of Achievement for Excellence in Financial Reporting Presented to City of Friendswood, Texas For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 1995 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFRs) achieve the highest standards in government accounting and financial reporting. SCE OFR 0a74FF i Mgr H �R. Preside -,04,SEAL yo oohs , /4,e Executive Director I I I 3 CITY OF FRIENDSWOOD, TEXAS 3 PRINCIPAL OFFICIALS September 30, 1996 3 Term City Officials Elective Position Expires Evelyn B. Newman Mayor May 1997 I Kitten Hajecate Council Member — Position No. 1 May 1997 IJerry Erickson Council Member — Position No.2 May 1999 Tom Manison Council Member — Position No.3 May 1997 1 Mel Austin Council Member — Position No.4 May 1998 IAline Dickey Council Member — Position No.5 May 1999 Janis Lowe Council Member — Position No.6 May 1998 I Key Staff Appointive Position IRonald E. Cox City Manager IDeloris McKenzie City Secretary Jon Branson Director of Community Services IRebecca Carbone Tax Assessor—Collector Douglas K.Kneupper Community Development Director IMelvin L.. Meinecke Director of Public Works IOlson&Olson City Attorney Mary Perroni Library Director ITerry Byrd Fire Marshal/Emergency Management Coordinator Roger C. Roecker Director of Administrative Services IJared D.Stout Police Chief IJames W.Woltz Judge — Municipal Court 1 13 0 cr) 11,1 r131 NM MEI OEN INN NM IAN Null&Associates Houston Fort Bend County Professional Corporation 11 Greenway Plaza,Suite 1515 One Sugar Creek Center Blvd.,Suite 1150 Ce e Public Accountants Houston,Texas 77046 Sugar Land,Texas 77478 Cl1rUU (713)621-1515•FAX:621-1570 (281)242-8600•FAX:242-7333 Independent Auditors' Report To the Honorable Mayor and Members of the City Council City of Friendswood,Texas 3 We have audited the accompanying general purpose financial statements of the City of Friendswood, Texas, as of and for the year ended September 30, 1996, as listed in the table of contents. These general purpose financial statements are the responsibility of the City's management. Our responsibility is to express an opinion on these general purpose financial statements based on our Iaudit. We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall general purpose financial statement presentation. We believe that our audit provides a reasonable basis for our opinion. In our opinion, the general purpose financial statements referred to above present fairly, in all material respects, the financial position of the City of Friendswood,Texas, as of September 30, 1996, and the results of its operations and the cash flows of its proprietary fund type and non—expendable trust fund for the year then ended in conformity with generally accepted accounting principles. Our audit was made for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The combining, individual fund and account group financial statements and schedules listed in the table of contents are presented for purposes of additional analysis and are not a required part of the general purpose financial statements of the City of Friendswood, Texas. Such information has been subjected to the auditing procedures applied in the audit of the general 1 purpose financial statements and, in our opinion, is fairly presented in all material respects in relation to the general purpose financial statements taken as a whole. --)1 u1 >1 45 ,c . Houston,Texas January 24, 1997 111 14 a H z w 0 a w 0 �� tt, eri ma Ira IRRI PIM MI 11111 MN Ira 6111 OM 1111111 Ira OM MS CITY OF FRIENDSWOOD, TEXAS t1�A COMBINED BALANCE SHEET — ALL FUND TYPES AND ACCOUNT GROUPS September 30, 1996 Governmental Fund Types Special Debt Capital General Revenue Service Projects Assets and Other Debits Assets Cash and cash equivalents $ 1,039,380 $ 52,793 $ 113,587 $ 307,414 Investments 1,648,831 84,258 181,283 490,394 Receivables Taxes 170,863 61,110 Customer accounts 154,745 Interest 28,947 3,183 8,609 Other 43,897 1,479 Investments with fiscal agent Due from other governments 52,313 Due from other funds 44,037 Inventory 8,195 Prepaids and other assets 44,715 2,383 Restricted cash and investments Fixed Assets: General Fixed Assets Enterprise system property,plant and equipment at cost,less accumulated depreciation Non—expendable trust assets Other Debits2 Amount available for debt service Amount to be provided for retirement of general long—term debt Total Assets and Other Debits $ 3,235,923 $ 138,530 $ 359,163 $ 808,800 I See Notes to Financial Statements. I 15 i I Exhibit A-1 Page 1 of 2 3 Proprietary Fiduciary Totals Fund Type Fund Type Account Groups (Memorandum Only) Trust and General General Long- September 30, September 30, Enterprise Agency Fixed Assets Term Debt 1996 1995 $ 559,853 $ 9,208 $ $ $ 2,082,235 S 6087,827 676,694 14,701 3,096,161 231,973 263,532 685,549 840,294 914,102 1 17,951 258 58,948 21 45,397 61,113 729,374 729,374 586,995 I 81,250 52,313 125,287 19,794 8,195 72,272 119,370 176,962 346,026 346,026 179,637 28,049,373 28,049,373 27,967,545 24,397,084 24,397,084 25,509,719 57,200 57,200 I 298,053 298,053 56,968 1 4,320,476 4,320,476 5,326,980 $ 26,836,700 S 810,741 S 28,049,373 S 4,618,529 $ 64,857,759 S 67,151,174 I 1 I +l ii 1 16 CITY OF FRIENDSWOOD, TEXAS is Z COMBINED BALANCE SHEET — ALL FUND TYPES AND ACCOUNT GROUPS in I September 30, 1996 Governmental Fund Types Special Debt Capital General Revenue Service Projects Liabilities, Equity, and Other Credits Liabilities Accounts payable $ 370,217 $ 1,485 $ $ 29,864 Accrued liabilities 186,784 Compensated absences 683,097 Customer deposits Deferred revenue 293,590 61,110 Deferred compensation benefits payable Bonds payable Certificates of obligation payable Notes payable Obligations under capital leases Due to other funds 81,250 Accretion on premium compound interest bonds Total Liabilities 1,614,938 1,485 61,110 29,864 Equity and Other Credits Investment in general fixed assets Contributed capital Retained earnings Fund Balances Reserved for encumbrances 62,343 227,493 Reserved for inventory 8,195 Reserved for debt services 298,053 Reserved for prepaids and other 44,715 Unreserved: Designated 900,000 137,045 551,443 Undesignated 605,732 Total Equity and Other Credits 1,620,985 137,045 298,053 778,936 Total Liabilities,Equity,and Other Credits $ 3,235,923 $ 138,530 $ 359,163 $ 808,800 See Notes to Financial Statements. I 17 a tt Exhibit A-1 Page 2 of 2 1 Proprietary Fiduciary Totals Fund Type Fund Type Account Groups (Memorandum Only) Trust and General General Long- September 30, September 30, Enterprise Agency Fixed Assets Term Debt 1996 1995 I $ 286,798 S $ $ $ 688,364 S 1,039,437 98,122284 ,906 74,578 757,675 802,211 171,055 171,055 184,523 354,700 371,732 729,374 729,374 586,995 4,925,301 1,835,477 6,760,778 7,895,778 1 6,170,000 2,100,000 8,270,000 8,630,000 181,805 181,805 384,642 219,209 219,209 223,043 44,037 125,287 19,794 230,758 282,038 512,796 443,975 12,000,649 729,374 4,618,529 19,055,949 20,582,130 28,049,373 28,049,373 27,967,545 11,761,849 11,761,849 13,140,148 3,074,202 3,074,202 2,658,169 67,200 357,036 215,948 I 8,195 298,053 44,715 111 14,167 1,602,655 2,133,625 11 05,732 453,609 14,836,051 81,367 28,049,373 45,801,810 46,569,044 S 26,836,700 $ 810,741 S 28,049,373 $ 4,618,529 S 64,857,759 $ 67,151,174 I 18 CITY OF FRIENDSWOOD, TEXAS1100 COMBINED STATEMENT OF REVENUES,EXPENDITURES, AND CHANGES IN FUND BALANCES - ALL GOVERNMENTAL FUND TYPES Year Ended September 30, 1996 Governmental Fund Types Special Debt Capital General Revenue Service Projects Revenues Property taxes S 4„303,607 S S 1,357,090 S Sales taxes 1,439,030 Franchise fees 852,091 Sanitation 1,017,028 Fines and forfeitures 353,742 Permits and fees 401,720 Donations 10,087 118,172 2,050 Intergovernmental 40,055 9,184 Interest on investments 202,771 5,624 29,614 41,112 Other 95,172 666 60,966 Total Revenues 8,715,303 124,462 1,386,704 113,312 Expenditures Current: General government 1,615,770 Public safety 3,238,069 91,891 Public works 1,805,947 Community development 450,916 Community services 1,658,465 28,444 Capital outlay 912,833 Debt Service: Principal retirement 963,272 Interest and fiscal charges 238,920 Total Expenditures 8,769,167 120,335 1,202,192 912,833 Revenues Over (Under) Expenditures (53,864) 4,127 184,512 (799,521) Other Financing Sources (Uses) Operating transfers in 229,460 56,573 390,152 Operating transfers(out) (840) (59,823) Proceeds from sale of equipment 9,600 Proceeds from issuance of debt 160,000 Total Other Financing Sources (Uses) 229,460 8,760 56,573 490,329 Revenues and Other Financing Sources Over (Under) Expenditures and Other Financing (Uses) 175,596 12,887 241,085 (309,192) 1 Fund balances- Beginning 1,445,389 124,158 56,968 1,088,128 Fund Balances - Ending $ 1,620,985 S 137,045 S 298,053 S 778,936_ 114 See Notes to Financial Statements. il 19 I I IExhibit A-2 I ITotals (Memorandum Only) September 30, September 30,I 1996 1995 S 5,660,697 S 5,865,855 1 1,439,030 852,091 1,028,528 863,183 1,017,028 1,085,149 353,742 266,287 I 401,720 234,518 130,309 151,411 49,239 325,399 279,121 269,455 156,804 268,684 10,339,781 10,358,469 I 1,615,770 1,481,710 3,329,960 3,206,222 I 1,805,947 1,792,014 450,916 463,813 1,686,909 1,656,146 1 912,833 2,400,940 963,272 1,184,592 238,920 394,898 1 11,004,527 12,580,135 I (664,746) (2,221,866) 676,185 2,060,943 I (60,663)9,600 (447,957) 160,000 117,176 I785,122 1,730,162 I120,376 (491,704) 2,714,643 3,206,347 S 2.835.019 S 2.714.643 I 1 20 CITY OF FRIENDSWOOD, TEXAS S COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES - BUDGET(GAAP BASIS) AND ACTUAL GENERAL, SPECIAL REVENUE, AND DEBT SERVICE FUNDS Year Ended September 30, 1996 General Fund Variance Favorable Budget Actual (Unfavorable) Revenues Property taxes $ 4,301,223 $ 4,303,607 $ 2,384 Sales taxes 1,371,590 1,439,030 67,440 Franchise fees 826,574 852,091 25,517 Sanitation 1,029,935 1,017,028 (12,907) Fines and forfeitures 232,088 353,742 121,654 Permits and fees 283,555 401,720 118,165 Donations 7,280 10,087 2,807 Intergovernmental 34,654 40,055 5,401 Interest on investments 156,500 202,771 46,271 Other 73,112 95,172 22,060 Total Revenues 8,316,511 8,715,303 398,792 Expenditures Current: General government 1,772,988 1,615,770 157,218 Public safety 3,231,676 3,238,069 (6,393) Public works 1,841,310 1,805,947 35,363 Community development 466,074 450,916 15,158 Community services 1,692,506 1,658,465 34,041 Debt Service: Principal retirement Interest and fiscal charges Total Expenditures 9,004,554 8,769,167 235,387 Revenues Over (Under)Expenditures (688,043) (53,864) 634,179 Other Financing Sources (Uses) Operating transfers in 229,460 229,460 Operating transfers(out) Proceeds from the sale of equipment Proceeds from issuance of long-term debt Total Other Financing Sources (Uses) 229,460 229,460 Revenues and Other Financing Sources Over (Under) Expenditures and Other Financing(Uses) (688,043) 175,596 863,639 Fund balances- Beginning 1,445,389 1,445,389 Fund Balances - Ending S 757 346 S 1,620.985 S 863.639 See Notes to Financial Statements. 21 i 41 I) Ili Exhibit A-3 I Special Revenue Fund Debt Service Fund Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) $ $ $ $ 1,358,055 $ 1,357,090 $ (965) I 125,252 118,172 (7,080) 2,525 5,624 3,099 16,221 29,614 13,393 10,000 666 (9,334) 137,777 124,462 (13,315) 1,374,276 1,386,704 12,428 I 103,969 91,891 12,078 1,928 28,444 (26,516) 1,137,273 963,272 174,001 252,097 238,920 13,177 105,897 120,335 (14,438) 1,389,370 1,202,192 187,178 31,880 4,127 (27,753) (15,094) 184,512 199,606 56,573 56,573 (840) 840) , 600 9 600 (5,000) 1 3,760 8,760 (5,000) 56,573 56,573 35,640 12,887 (22,753) 41,479 241,085 199,606 124,158 124,158 56,968 56,968 41 41 $ 159.798 $ 137.045 $ (22,753) $ 98,447 $ 298,053 $ 199,606 fil iiii IP 22 a 2 CITY OF FRIENDSWOOD, TEXAS w COMBINED STATEMENT OF REVENUES,EXPENSES,AND CHANGES IN RETAINED EARNINGS/FUND BALANCE — 10 PROPRIETARY FUND TYPE AND NON—EXPENDABLE TRUST FUND Year Ended September 30, 1996 Proprietary Fiduciary Fund Type Fund Type Non—Expendable Enterprise Trust Operating Revenues Water charges S 2,796,977 S Sewer charges 1,919,924 Fees and penalties 114,460 Other 163,758 Interest on investments 1,428 Total Operating Revenues 4,995,119 1,428 Operating Expenses Water operations 989,535 Sewer operations 1,325,931 Operation administration 100,825 Finance administration 208,935 8,600 Computer services 5,403 Insurance 42,077111 Engineering 58,013 Depreciation 873,217 Total Operating Expenses 3,603,936 8,600 Operating Income (Loss) 1,391,183 (7,172) Nonoperating Revenues (Expenses) Interest revenue 124,604 Impact fees 241,725 Gain on sale of property 1,317 Interest expense (727,274) Total Nonoperating Revenues (Expenses) (359,628) Income (Loss) Before Operating Transfers 1,031,555 (7,172) Operating Transfers In (Out) Operating transfers(out) (615,522) Net Income (Loss) 416,033 (7,172) Retained earnings/Fund balance— Beginning of Year 2,658,169 88,539 Retained Earnings/Fund Balance — End of Year S 3,074.202 S 81367 See Notes to Financial Statements. 23 i 0 Exhibit A-4 ilio Totals (Memorandum Only) September 30, September 30, 1996 1995 $ 2,796,977 $ 2,690,353 1,919,924 1,574,347 I 114,460 107,204 163,758 22,385 1,428 1,485 I4,996,547 4,395,774 I 989,535 766,975 1,325,931 990,890 100,825 97,627 217,535 191,740 5,403 6,047 42,077 25,980 58,013 55,968 873,217 744,370 I 3,612,536 2,879,597 1,384,011 1,516,177 124,604 152,306 I 241,725 1,317 (727,274) (361,359) (359,628) (209,053) 1,024,383 1,307,124 (615,522) (1,612,986) I408,861 (305,862) 2,746,708 3,052,570 $ 3.155,569 $ 2.746.708 24 III CITY OF FRIENDSWOOD, TEXAS IP COMBINED STATEMENT OF CASH FLOWS — PROPRIETARY FUND TYPE AND NON—EXPENDABLE TRUST FUND Year Ended September 30, 1996 l Proprietary Fiduciary Fund Type Fund Typo Non—Expendable Enterprise Trust Cash Flows from Operating Activities Operating Income (Loss) $ 1,391,183 $ (7,172) Adjustments to Reconcile Operating Income (Loss) to Net Cash Provided(Used) by Operating Activiites: Depreciation and amortization 873,217 (Increase)Decrease in accounts receivable 54,184 (Increase)Decrease in due from other funds (81,250) I (Increase)Decrease in prepaids and other assets 18,254 Increase(Decrease)in accounts payable and accrued liabilities 74,495 Increase(Decrease) in due to other funds 44,037 Increase(Decrease)in customer deposits (13,468) Increase(Decrease)in compensated absences (8,743) Net Cash Provided (Used) by Operating Activities 2,351,909 (7,172) Cash Flows from Noncapital Financing Activities Operating transfers (out) (615,522) Net Cash (Used) by Noncapital Financing Activities (615,522) Cash Flows from Capital and Related Financing Activities Contributed capital Impact fees 241,725 Capital expenditures for property,plant, and equipment (1,234,320) Proceeds from the sale of equipment 1,317 Issuance of long—term debt Principal payments on long—term debt (898,400) Interest payments on long—term debt (661,133) Net Cash(Used) by Capital and Related Financing Activities (2,550,811) Cash Flows from Investing Activities Purchase of investments (673,627) (14,632) Interest on investments 124,604 (327) v Net Cash(Used) by Investing Activities (549,023) _ (14,959) Net Increase (Decrease) in Cash and Cash Equivalents (1,363,447) (22,131) Cash and cash equivalents,beginning of year 2,269,326 31,339 Cash and Cash Equivalents, End of Year $ 905.879 $ 9208 Unrestricted cash and cash equivalents $ 559,853 $ 9,208 Restricted cash and cash equivalents 346,026 Cash and Cash Equivalents, End of Year $ 905,879_ $ 9.208 See Notes to Financial Statements. 25 1 • .. Exhibit A-5 1 Totals (Memorandum Only) September 30, September 30, 1996 1995 3 $ 1,384,011 $ 1,516,177 3 873,217 744,370 54,184 (96,661) I (81,250) 18,254 (37,052) 74,495 (94,845) 44,037 (13,468) 19,673 (8,743) 11,265 2,344,737 2,062,927 (615,522) (1,612,986) (615,522) (1,612,986) I 167,438 241,725 (1,234,320) (2,852,286) 1,317 3,200,000 (898,400) (375,000) (661,133) (361,359) (2,550,811) (221,207) (688,259) I 124,277 152,306 (563,982) 152,306 1 (1,385,578) 381,040 2,300,665 1,919,625 $ 915,087 $ 2300.665 $ 569,061 2,121,028 346,026 179,637 f $ 915.087 2300.665 26 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES 3 The City of Friendswood, Texas (the City), was incorporated on October 15, 1960. The City charter provides for a City Council—City Manager form of government.The Mayor and six Council Members are elected from the City at large serving three year terms. Currently,the City charter provides for a Council Iterm limitation of three terms. The City Council is the principal legislative body of the City. The City Manager is appointed by a majority vote of the City Council and is responsible to the Council for the administration of all the affairs I of the City. The City Manager is responsible for law enforcement, appointment and removal of department directors and employees,supervision and control of all City departments, and preparation of the annual budget. The Mayor presides at meetings of the City Council and can vote. I The City provides the following services: public safety, streets, parks and recreation, library, water and sewer,sanitation, planning and zoning,building inspection,code enforcement,and general administrative services. I A. Reporting Entity P° g I The City is an independent political subdivision of the State of Texas governed by an elected six member council and a mayor and is considered a primary government. As required by generally accepted accounting principles, these general purpose financial statements have been prepared based on considerations regarding the potential for inclusion of other entities,organizations,or functions as part of the City's financial reporting entity. Based on these considerations, no other entities have been included in the City's reporting entity. Additionally, as the City is considered a primary government for financial reporting purposes, its activities are not considered a part of any other governmental or Iother type of reporting entity. Considerations regarding the potential for inclusion of other entities,organizations,or functions in the I City's financial reporting entity are based on criteria prescribed by generally accepted accounting principles. These same criteria are evaluated in considering whether the City is a part of any other governmental or other type of reporting entity. The overriding elements associated with prescribed criteria considered in determining that the City's financial reporting entity status is that of a primary I government are that it has a separately elected governing body; it is legally separate;and it is fiscally independent of other state and local governments. Additional prescribed criteria under generally accepted accounting principles include considerations pertaining to organizations for which the I primary government is financially accountable; and considerations pertaining to other organizations for which the nature and significance of their relationship with the primary government are such that exclusion would cause the reporting entity's financial statements to be misleading or incomplete. I As indicated in Note 13, the City participates in a joint venture (Blackhawk Regional Waste Treatment Plant) with three other entities, under the authority of the Gulf Coast Waste Disposal Authority. This venture is accounted for under the equity method in the City's Enterprise Fund. I I 27 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) B. Fund Accounting The accounts of the City are organized on the basis of funds or account groups, each of which is considered to be a separate accounting entity. The operations of each fund are accounted for by providing a set of self—balancing accounts which consist of each fund's assets, liabilities, fund equity, revenues, and expenditures or expenses, as appropriate. The following paragraphs describe the various fund types and account groups. Governmental Fund Types General Fund(Budgeted) The General Fund accounts for the resources used to finance all the operations of the City not properly includable in other funds. The principal sources of revenue of the General Fund include property taxes, sales and use taxes, franchise taxes, fines and forfeitures, permits and fees, and charges for sanitation services. Expenditures include general government, public safety, public works,community development,and community services. Special Revenue Funds(Budgeted) The Special Revenue Funds are used to account for the proceeds of specific revenue sources that are legally restricted or designated for specified activities. Debt Service Fund(Budgeted) The Debt Service Fund is used to account for the accumulation of resources for the retirement of general long—term debt and related costs. The primary source of revenue of the Debt Service Fund is property taxes. Capital Projects Funds(Unbudgeted) The Capital Projects Funds are used to account for the financial resources to be used for the acquisition or construction of major capital facilities financed principally by proceeds of long—term debt. Capital Project Funds are budgeted on a project rather than an annual basis. Proprietary Fund Type (Unbudgeted) Enterprise Fund The Enterprise Fund is used to account for the operations that provide water and wastewater utility services to the public. These services are financed and operated in a manner similar to private business enterprises where the intent of the Council is that costs (expenses, including depreciation) of providing goods or services to the general public on a continuing basis will be financed or recovered primarily through user charges. Proprietary fund types follow generally accepted accounting principles prescribed by the Governmental Accounting Standards Board (the GASB), and all Financial Accounting Standards Board's standards issued prior to November 30, 1989. Subsequent to this date, the City accounts for its proprietary funds as presented by the GASB. a 28 3 CITY OF FRIENDS WOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 1 — SUMMARY OF SIGNIFICANT ACCOUNTING PO LICIES (continued) B. Fund Accounting(continued) Fiduciary Fund Types (Unbudgeted) Trust Fund The Non—Expendable Trust Fund (1776 Park) is used to account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governments and/or other funds. This fund is accounted for on the same basis as proprietary funds. Agency Fund The Agency Fund(Deferred Compensation Fund) is used to account for assets held for employees in accordance with the provisions of Internal Revenue Code Section 457. The Agency Fund is custodial in nature (assets equal liabilities) and does not involve measurement of results of operations. Account Groups General Fired Assets The General Fixed Assets Account Group is used to account for the City's land, buildings, improvements,and equipment,except those recorded in proprietary and fiduciary fund types. General Long—Term Debt This account group is used to account for the City's liability for general obligation bonds, certificates of obligation, notes payable, and capital leases which are payable from governmental fund resources. The debt is offset by the amount available in the Debt Service Fund and the amount to be provided in future years. C. Basis of Accounting The basis of accounting is the method by which revenues and expenditures or expenses are recognized in the accounts and reported in the financial statements. The accounting and financial reporting treatment applied to a fund is determined by its measurement focus. All Governmental Fund Types are accounted for using a current financial resources measurement focus. With this measurement focus,only current assets and current liabilities generally are included on the balance sheet. Operating statements of these funds present increases (i.e., revenues and other financing sources) and decreases (i.e.,expenditures and other financing uses)in net current assets. The Proprietary Fund Type and the Non—expendable Trust Fund are accounted for on a flow of economic resources measurement focus. With this measurement focus, all assets and liabilities associated with the operation of this fund are included on the balance sheet. Fund equity (i.e., net total assets) is segregated into contributed capital and retained earnings components. Operating statements for these funds present increases (i.e., revenues)and decreases (e.g.,expenses) in net total assets. 29 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) C. Basis of Accounting(continued) The modified accrual basis of accounting is used by the Governmental Fund Types and Agency Fund. Under the modified accrual basis of accounting, revenues are recognized when susceptible to accrual, i.e., both measurable and available. "Measurable" means the amount of the transaction can be determined and "available" means collectible within the current period or soon enough thereafter to be used to pay liabilities of the current period. Most types of revenue are recorded as revenues when received in cash because they are generally not measurable until actually received. Revenues susceptible to accrual are property taxes, franchise taxes, sales taxes, licenses, interest revenues, and charges for services. Property taxes, sales taxes, and franchise taxes collected after the fiscal year end which should be available to finance current operations are immaterial and remain deferred. Fines and permits are not susceptible to accrual because generally they are not measurable until received. Investment earnings are recorded as earned since they are measurable and available. Under the modified accrual basis of accounting, expenditures (including capital outlay) are recorded when the liability is incurred, except for general obligation debt principal and interest which are recorded when paid rather than when incurred. The Proprietary Fund Type and Non—expendable Trust Fund are accounted for using the accrual basis of accounting, whereby revenues are recognized in the period in which they are earned and expenses are recognized in the period in which they are incurred. I D. Budgets Procedures in establishing budgetary data reflected in the financial statements are as follows: 1. On or before the first day of August of each year, the City Manager shall submit to the Council a proposed budget and an accompanying message. The Council shall review the proposed budget and revise as deemed appropriate prior to general circulation for public hearing.The Council shall adopt the budget by ordinance on one reading on or before the 15th day of September or as soon thereafter as practical. Adoption of the budget shall require an affirmative vote of at least a majority of all members of the Council. Adoption of the budget shall constitute appropriations of the amounts specified therein as expenditures from the funds indicated. If, during the fiscal year, the City Manager certifies that there are funds available for appropriation, revenues in excess of those estimated in the budget, the Council may make supplemental appropriation for the year up to the amount of such excess. 2. At any time during the fiscal year, the City Manager may transfer part or all of any unencumbered appropriation balance among programs within a department, division, or office, and, upon written request by the City Manager, the Council may by ordinance transfer part or all of any unencumbered appropriation balance from one department,office,or agency to another. 3. Limitations: No appropriation for debt service may be reduced or transferred and no appropriation may be reduced below any amount required by law to be appropriated or by more than the amount of the unencumbered balance thereof. 30 1 3 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) 3 D. Budgets(continued) 4. Lapse of Appropriations: Every appropriation, except an appropriation for a capital expenditure, shall lapse at the close of the fiscal year to the extent that it has not been expended or encumbered. An appropriation for a capital expenditure shall continue in force under the purpose for which it was made until it has been accomplished or abandoned. The purpose of any such appropriation shall be deemed abandoned if three years pass without disbursement from or encumbrance of the appropriation. 5. Annual appropriations budgets are adopted for the General, Special Revenue, and Debt Service Funds and are prepared on a basis consistent with generally accepted accounting principles (GAAP) at the departmental level, the legal level of budgetary control. An annual non—appropriated budget is adopted for the City's Water and Sewer Enterprise Fund on a non—GAAP basis for managerial control. Project length budgets are adopted for Capital Projects Funds and amended on an annual basis to reflect the uncompleted portion of the projects. 6. Encumbrances represent commitments related to unperformed contracts for goods or services. Encumbrance accounting — under which purchase orders, contracts, and other commitments for the expenditure of resources are recorded to reserve that portion of the applicable appropriation — is utilized in the governmental funds. Encumbrances outstanding at year end are reported as reservations of fund balances and do not constitute expenditures or liabilities because the commitments will be honored during the subsequent year. Encumbrances that lapse are reappropriated in the ensuing years budget. Budget amendments were adopted for various funds during the year to increase expenditures and other uses. The amounts reported in the accompanying financial statements represent the original budgeted amounts plus all supplemental appropriations. During the 1996 fiscal year,expenditures exceeded appropriations at the departmental level(the legal level of compliance) in the General Fund — Public Safety by $6,393 and the Centennial Special Revenue Fund by S26,516. E. Cash and Temporary Investments All investments are stated at cost which approximates market value except for assets in a deferred compensation plan which are stated at market value. The City holds all investments until maturity I date. The City maintains a pooled cash and investments account for all funds of the City. Each fund's positive equity in the pooled cash account is presented as "Cash and Cash Equivalents" in the financial statements. Negative equity balances have been reclassified and are reflected as interfund accounts payable. Interest income and interest expense are allocated to each respective individual fund monthly based on their respective fund balances. For the purpose of the Statement of Cash Flows, all highly liquid temporary investments and investments with a maturity of three months or less when purchased are considered to be cash equivalents. 31 I CITY OF FRIENDS WOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS 3 NOTE 1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) F. Interfund Transactions Interfund transactions that would be treated as revenues, expenditures, or expenses if they involved organizations external to the governmental unit are accounted for as revenues, expenditures, or expenses in the funds involved. Transactions which constitute reimbursements of a fund for expenditures or expenses initially made from that fund which are properly attributable to another fund are recorded as expenditures or expenses in the reimbursing fund and primarily as reductions of the expenditure or expense in the fund that is reimbursed. Non—recurring or non—routine transfers of equity between funds are reported as additions to or reductions of the fund balance of Governmental Funds. Transfers of equity to the Enterprise Fund are treated as contributed capital, and such transfers from the Enterprise Fund are reported as reductions of retained earnings or contributed capital, as is appropriate in the circumstances. All other legally authorized transfers are treated as operating transfers and are included in the results of operations of both the Governmental and Proprietary Fund Types. G. Fund Equity Contributed capital is recorded in the Enterprise Fund which has received capital grants, contributions from developers and customers,and/or other funds of the City. Reserved fund balances represent those portions of fund balance not appropriable for expenditure or legally segregated for a specific future use. Designated fund balances represent management's tentative plans for future use of financial resources. H. Compensated Employee Absences I The City's employees earn vacation and sick leave which may either be taken or accumulated, up to certain amounts,until paid upon termination or retirement. The City accrues vacations and sick leave based on criteria established by the Governmental Accounting Standards Board. For all funds, this liability reflects amounts attributable to cumulative employee services previously rendered, where the payment is probable and can be reasonably estimated. The liability for accumulated vacation and sick leave, as of September 30, 1996, has been recorded in the General and Enterprise Funds since the liability is to be liquidated with expendable available resources. I. Encumbrances Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of funds are recorded in the accounting system in order to reserve the portion of the applicable appropriation, is employed in the governmental funds. Appropriations lapse at fiscal year—end. Encumbrances which have not been liquidated are reported as reservations of fund balances since they do not constitute expenditures or liabilities. J. Inventories Inventories are recorded in the General and Enterprise Funds and are stated at cost, using the first—in, first—out method. Inventories consist of expendable supplies held for consumption, and the cost thereof is recorded as an expense/expenditure at the time the inventory items are issued (Consumption method). 32 3 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS 3 NOTE 1 — SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES (continued) 3 K. Fixed Assets General Fixed Assets General fixed assets have been acquired or constructed for general governmental purposes. Such fixed assets are recorded as expenditures in the Governmental Funds and capitalized at historical cost in the General Fixed Assets Account Group. Gifts or contributions of general fixed assets are recorded at estimated fair market value upon receipt. Public domain ("infrastructure") general fixed assets consisting of certain improvements other than buildings, including roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, and lighting systems are capitalized as general fixed assets. No depreciation has been provided on general fixed assets. Enterprise Fund Fixed Assets The land,buildings, and equipment owned by the Enterprise Fund are recorded at historical cost or at estimated fair market value for contributed assets. Interest costs during construction are capitalized when the effects of capitalization materially impact the financial statements. Some of the assets on which such interest was capitalized are still under construction and are classified as construction in progress in the Enterprise Fund. Depreciation of buildings and equipment is provided using the straight—line method over the following estimated useful lives: Years Water and sewer system 40-50 Equipment 5-10 Additions to the water and sewer systems are financed principally from sources other than Enterprise Fund operating revenues such as long—term debt and contributed capital. The costs of normal maintenance and repairs are charged to operations as incurred. Improvements and betterments which extend the useful lives of the assets are capitalized. L. Total Columns on Combined Statements Total columns presented in the combined financial statements are captioned(Memorandum Only) to indicate that they are presented only to facilitate financial analysis. Data in these columns do not represent financial position, results of operations, or cash flows on a consolidated basis in conformity with generally accepted accounting principles. Interfund eliminations have not been made in the aggregation of this data. Certain reclassifications have been made to the prior year totals to conform with the current year presentation. M.Estimates The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of financial statements and the reported amounts of revenues and expenditures during the reporting period.Actual results could differ from those estimates. 33 a CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 2 — CASH AND INVESTMENTS Cash The City's cash and investments are classified as: cash and cash equivalents, investments, and restricted cash and investments. The cash and cash equivalents include cash on hand, deposits with financial institutions, short term investments in a state—managed public funds investment pool account (Texpool), and a privately—managed public funds investment pool (Lone Star). The Investments, which have maturities at purchase of greater than three months, consist mainly of US government treasury bills, treasury notes and other US government obligations. The restricted cash and investments are the assets restricted for specific use.The restricted cash includes cash on deposit with financial institutions,Texpool and cash for the Blackhawk operations of$346,026. Cash and cash equivalents consisted of: ' Carrying Market Amount Value Cash on hand $ 34,600 $ 34,600 Petty cash 2,859 2,859 Blackhawk operating 191,763 191,763 Texpool 1,175,662 1,175,662 Lone Star Investment Pool 1,023,377 1,023,377 Total cash and cash equivalents 2,428,261 2,428,261 Less restricted cash and cash equivalents 346,026 346,026 Unrestricted cash and cash equivalents $ 2.082.235 $ 2.082,235 Credit Risk Categorization for Deposits Cash deposits held at financial institutions can be categorized according to three levels of risk. These three levels of risk are: Category 1 — Deposits which are insured or collateralized with securities held by the City or by its agent in the City's name. Category 2— Deposits which are collateralized with securities held by the pledging financial institution's trust department or agent in the City's name. Category 3— Deposits which are not collateralized or collateralized with securities held by the pledging financial institution or by its trust department or agent but not in the City's name. At September 30, 1996,the carrying amount of the City's cash deposited in bank was S34,600 of which all is covered by federal depository insurance. For seven days during the year due to large tax receipts, the deposits were not collateralized in accordance with state law. The City did not suffer any losses during this period.During the year,cash deposited in the bank were under category 2 above. The TexPool and Lone Star amounts of$1.2 million and S1 million, respectively, are not evidenced by securities that exist in physical or book entry form and, accordingly are not categorized by risk. However, the nature of these funds requires that they be used to purchase investments authorized by the Public Funds Investment Act of 1995. The primary objective of these investment pools is to provide a safe environment for the placement of public funds in short—term, fully collateralized investments. 34 3 CITY OF FRIENDSWOOD, TEXAS 3 Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 2 — CASH AND INVESTMENTS (continued) Investments Under provisions of state and local statutes, the City's investment policies, and provisions of the City's depository contracts with an area financial institution, the City is authorized to place available Ideposits and investments in the following: 1. Obligations of the U.S.,its agencies and instrumentalities, I 2. Certificates of Deposit issued by state and national banks or savings or loan associations domiciled in this state that are: —guaranteed or insured by the Federal Deposit Insurance Corporation; I or —collateralized in accordance with Section 2256.010, the Texas Government Code, in face amount not to exceed$100,000, I3. No—load money market mutual funds, 4. Texas Local Government Investment Pool, Lone Star Investment Pool, and the Local Government Investment Cooperative (LOGIC). I City council has adopted a written investment policy regarding the investments of its funds as defined I by the Public Funds Investment Act of 1995 (Chapter 2256, Texas Government Code). The Investments of the City are in compliance with the council's investment policies. The City did not have any derivative investment products during the current year. All significant legal and contractual provisions for investments were complied with during the year. Investments at year end are Irepresentative of the types of investments maintained by the City during the year. The carrying amounts and market values of the City's investments can be categorized according to I three levels of risk. These credit risk categories are as follows: Category 1 — Insured or registered, or securities held by the entity or its agent in the entity's name, I Category 2— Uninsured and unregistered, with securities held by the counterparty's trust department or agent in the entity's name, I Category 3— Uninsured and unregistered, with securities held by counterparty,or by its trust department or agent but not in the entity's name. At year—end,the City's investment balances were as follows: I Carrying Market U.S.Government Securities Category Amount Value FNMA discount notes 1 $ 645,396 $ 645,442 I FNMA term notes 1 2,450,765 2,445,097 3,096,161 3,090,539 Investments not subject to categorization: Deferred compensation mutual fund 729,374 729,374 ITotal Investments $ 3.825.535 $ 3.819.913 I 35 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 3 — PROPERTY TAXES The City's property taxes are levied annually in October on the basis of the Appraisal District's assessed values as of January 1 of that calendar year. Appraised values are established by the Appraisal District at market value and assessed at 100% of appraised value. The City's property taxes are billed and collected by the City's Tax Assessor/Collector. Such taxes are applicable to the fiscal year in which they are levied and become delinquent with an enforceable lien on property on February 1 of the subsequent calendar year. Property taxes are prorated between operations and debt service based on rates adopted for the year of the levy. For the current year, the City levied property taxes of $.6156 per $100 of assessed valuation which were prorated between operations and debt service in the amounts of $.4680 and S.1476, respectively.The resulting adjusted tax levies were approximately$43 and$13 million for operations and debt service, respectively, based on a total adjusted taxable valuation of approximately $911 million for the 1995 tax year. Property taxes receivable,at September 30, 1996,consists of the following: Debt General Service Tax Year Fund Fund Total 1995 $ 40,464 $ 12,762 $ 53,226 1994 23,338 6,765 30,103 1993 14,042 4,485 18,527 1992 13,604 4,377 17,981 1991 8,849 3,234 12,083 1990 and prior 70,566 29,487 100,053 $ 170.863 S 61.110 $ 231,973 NOTE 4 — LAND, BUILDINGS, AND EQUIPMENT A summary of changes in the General Fixed Assets Account Group, for the year ended September 30, 1996,follows: Transfers, Balance, Adjustments Balance, October 1, and Retirements September 30, 1995 Additions In (Out) 1996 Land $ 2,951,139 $ $ 213,043 $ 3,164,182 Buildings 3,482,953 879,785 4,362,738 Improvements other than buildings 14,308,969 2,061,510 16,370,479 Furniture and equipment 4,480,157 221,376 (590,144) 4,111,389 Construction in progress 2,744,327 898,473 (3,602,215) 40,585 Total S 27.967.545 $ 1,119.849 $ (1,038,021) $ 28.049373 36 3 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 4 — LAND, BUILDINGS, AND EQUIPMENT(continued) Construction in progress and remaining commitments under related construction contracts for general government construction projects at September 30, 1996 is as follows: Total in Project Description Progress Library Renovations $ 11,782 Activity Building Renovations 4,761 Panic Alarm System 1,944 Eagle Lake's Street Drainage 3,645 Master Plan Centennial Park 8,078 Old City Park Improvements 1,775 1776 Park Improvements 8,600 Total $ 40.585 A summary of Enterprise Fund fixed assets at September 30, 1996,follows: Land $ 643,097 Plant and equipment 17,664,561 Water and sewer lines 14,934,426 Construction in progress 367,238 33,609,322 Less accumulated depreciation (9,212,238) Total $ 24.397.084 Construction in progress and remaining commitments under related construction contracts for water and sewer construction projects at September 30, 1996 is as follows: Total in Project Description Progress Shady Oaks' 18 inch Sewer Line $ 87,588 Rancho Viejo Collection System 267,752 Sunmeadow Lift Station 11,898 $ 367.238 3 3 1§. 37 r CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 7 NOTES TO FINANCIAL STATEMENTS 9 NOTE 5 — LONG—TERM DEBT The City issues a variety of long—term debt instruments in order to acquire and/or construct major capital facilities and equipment for general government and enterprise fund activities. These instruments include general obligation bonds, certificates of obligation, revenue bonds, notes payable, and capital leases. These debt obligations are secured by either future tax revenues, water and sewer system revenues, or liens on property and equipment. Debt obligations which are intended to be repaid from water and sewer system revenues have been recorded in the City's Enterprise Fund. All other long—term obligations of the City have been recorded in the General Long—Term Debt Account Group. Bonds Payable and Certificates of Obligation A summary of the terms of general obligation bonds,combination tax and revenue bonds,and certificates of obligation outstanding and their corresponding allocations to the General Long—Term Debt Account Group and the Enterprise Fund at September 30, 1996 follows: I General Series and Original Final Interest Long—Term Enterprise Issue Amount Maturity Rate (%) Debt Fund General Obligation Bonds 1986 Refunding Bonds 10,650,777 2004 4.25 — 7.90 $ 242,427 $ 1993 Refunding Bonds 6,555,000 2004 2.25 — 4.625 1,543,750 4,631,250 1,786,177 4,631,250 Combination Tax and Revenue Certificates of Obligation 1988 Series 4,400,000 1997 7.0 — 8.375 285,000 1992 Series 5,000,000 2008 5.30 — 6.75 2,100,000 2,685,000 1995 Series 3,200,000 2010 5.375 — 7375 3,200,000 2,100,000 6,170,000 Revenue Bonds 1969 Series 700,000 1999 5.5 — 6.125 49,300 95,700 1979 Series 1,750,000 1996 5.5 — 6.125 198,351 49,300 294,051 Total Bonds and Certificates of Obligation $ 3,935.477 $ 11.095.301 I 3 38 I CITY OF FRIENDSWOOD, TEXAS 3 Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 5 — LONG—TERM DEBT(continued) Annual debt service requirements for bonds and certificates of obligation are as follows: I General Long—Term Enterprise Fiscal Year Debt Fund I 1997 $ 509,160 $ 1,838,749 1998 563,831 1,565,987 1999 554,016 1,547,760 2000 807,211 1,296,477 I 2001 408,361 977,951 Thereafter 2,732,354 8,077,270 5,574,933 15,304,194 Iless interest portion 1,639,456 4,208,893 Total requirements S 3.935.477 S 11.095.301 IAccretion on Premium Compound Interest Bonds A portion of the bonds sold in the Series 1986 refunding bond issue were premium compound interest I bonds. These obligations have par values of$440,777 and maturity values of S1,305,000.The interest on these obligations will be paid upon maturity in the fiscal years ending September 30, 2000, through 2004. The accreted values of these bonds at September 30, 1996, is approximately $953,573,of which S429,108 has been allocated to the Enterprise Fund and$524,465 has been allocated to the the General Long—Term I Debt Account Group. Accordingly,accretion on these bonds of$230,758 and$282,038 has been recorded in the Enterprise Fund and the General Long—Term Debt Account Group,respectively. Note Payable During the year ended September 30, 1994, the City entered into an agreement to purchase a tract of land for building a sports complex. As a result of this agreement, the City issued a note to the seller of I the property for approximately S598,567. The Note is secured by a first lien Deed of Trust against the property and is payable in three annual installments bearing an interest rate of 6 percent. The installments are due on or before September 15,each year. Anticipated future debt service requirements for this note are as follows: I Debt Service Fiscal Year Requirements 1997 $ 192,713 Total 192,713 less interest portion 10,908 INote Payable S 181.805 I I 39 r CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 5 — LONG—TERM DEBT(continued) r Obligations Under Capital Leases The City entered into capital lease agreements in order to purchase management information system equipment for City Hall and the police and fire departments. Following is a summary of future lease payments due on this equipment: Lease Fiscal Year Obligation 1997 $ 93,812 1998 93,814 1999 59,819 2000 2,200 Total 249,645 less interest portion 30,436 Obligations under capital leases $ 219,209 Prior Year Defeasance of Debt In prior years, the City defeased certain general obligation and revenue bonds by placing the proceeds of the 1986 and 1993 refunding bonds in an irrevocable trust to provide for all future debt service payments on the old bonds. Accordingly, the trust account assets and the liability for the defeased bonds are not included in the City's financial statements. On September 30, 1996, approximately $7.5 million of bonds outstanding are considered defeased. Changes in Long—Term Debt The following are summaries of long—term debt transactions of the City for the year ended September 30, 1996. General Long—Term Debt Account Group Balance, Balance, October 1, September 30, 1995 Additions Retirements 1996 General obligation bonds $ 2,339,177 $ $ (553,000) $ 1,786,177 Revenue bonds 62,900 (13,600) 49,300 Certificates of obligation 2,130,000 (30,000) 2,100,000 Notes payable 384,642 (202,837) 181,805 Obligations under capital leases 223,043 160,000 (163,834) 219,209 Accreted interest on premium compound interest bonds 244,186 37,852 282,038 $ 5383,948 $ 197,852 $ (963.271) $ 4.618.529 I 40 3 CITY OF FRIENDSWOOD, TEXAS 3 Exhibit A-6 NOTES TO FINANCIAL STATEMENTS 11 NOTE 5 — LONG—TERM DEBT(continued) Enterprise Fund Long—Term Debt Balance, Balance, I October 1, September 30, 1995 Additions Retirements 1996 Revenue bonds $ 127,100 $ $ (31,400) $ 294,051 I General obligation bonds 5,366,601 (537,000) 4,631,250 Certificates of obligation 6,500,000 (330,000) 6,170,000 Accreted interest on premium Icompound interest bonds 199,789 30,969 230,758 $ 12.193.490 $ 30.969 $ (898,400) $ 11.326.059 I Summary of Long—Term Debt Requirements I The annual requirements to amortize all long—term debt outstanding at September 30, 1996, including interest payments are as follows: I General Fiscal Long—Term Enterprise Year Debt Fund Total 1997 $ 795,685 $ 1,838,749 $ 2,634,434 1998 657,645 1,565,987 2,223,632 1999 613,835 1,547,760 2,161,595 2000 809,411 1,296,477 2,105,888 2001 408,361 977,951 1,386,312 2002 441,304 937,868 1,379,172 2003 442,039 941,121 1,383,160 2004 445,052 935,744 1,380,796 2005 346,320 873,494 1,219,814 2006 350,238 871,064 1,221,302 2007 352,913 867,935 1,220,848 2008 354,488 872,488 1,226,976 2009 884,175 884,175 2010 893,381 893,381 $ 6.017.291 $ 15.304.194 $ 21.321.485 I I I 41 7 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 6 — FUND EQUITY Retained Earnings A portion of retained earnings in the Enterprise Fund is reserved for the following: Water and sewer construction $ 1,953,908 Central service area construction 191,763 Debt service 115,924 $ 2.261.595 Contributed Capital The following is a schedule of changes in contributed capital for the Enterprise Fund for the year ended September 30, 1996: Contributed capital at beginning of year $ 13,140,148 Reductions Reclassification of contributed capital to retained earnings (1,378,299) Contributed Capital at End of Year $ 11.761.849 Fund Balance Fund Balances in the various Governmental Fund Types are reserved or designated as follows: Special Capital General Revenue Debt Service Projects Reserved for: Encumbrances $ 62,343 $ $ $ 227,493 Inventories 8,195 Prepaids and other assets 44,715 Debt service 298,053 Total reserved fund balance 115.253 298.053 227.493 Designated for. Emergency operations 900,000 Police investigations 8,000 Centennial observance 4,175 Fire/EMS 124,870 Authorized construction 551,443 Total designated fund balance $ 900,000 $ 137.045 $ $ 551,443 In the Non—expendable Trust Fund,$67,200 of the fund balance is reserved for an endowment. 42 1 3 3 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS 3 NOTE 7 — INTERFUND OPERATING TRANSFERS IOperating transfers between funds during the 1996 year were as follows: Operating Operating ITransfer From Transfer To Amounts Special Revenue Fund Capital Projects Fund $ 840 Capital Projects Fund Debt Service Fund 56,573 I Enterprise Fund General Fund 229,460 Enterprise Fund Capital Projects Fund 348,550 Enterprise Fund Capital Projects Fund 37,512 I Capital Project Facitilies Capital Projects Fund 3,250 $ 676,185 INOTE 8 — INTERFUND RECEIVABLES AND PAYABLES At September 30, 1996 interfund receivable and payable balances consisted of the following: I Fund Due From (To) Due From Due To General Fund Enterprise Fund $ 44,037 $ 81,250 IEnterprise Fund General Fund 81,250 44,037 Total Due From (To) $ 125.287 125.287 I NOTE 9 —IMPACT FEES IOn April 27, 1990, the City, in conformance with the provisions of Senate Bill 336 and House Bill 1786, adopted a Capital Improvements Plan for Water Supply and Distribution Improvements and for Wastewater Treatment and Collection Improvements that were needed to serve new developments. An IImpact Fee Structure to defray the costs of these improvements was also adopted. In recent years the City has committed funds to the construction of surface water facilities and wastewater I capacity necessary to provide service to current residents, as well as for projected development within the City. The cost of water and wastewater capacity that has been constructed to support new growth is reflected in the City Wide impact fees. I Based on population growth projections, two areas (Melody Lane and Central Service Area) within the City were identified for the proposed extension of water distribution and wastewater collection systems and are included in the impact fee structure. An impact fee was also included to defray the costs of water I distribution facilities extended to the Bay Area Boulevard Service Area under the terms of a contractual agreement with Bay Area Land Company,Ltd. The Capital Improvements Plan and Impact Fee structure was amended by City Council on January 7, I 1991, to include an impact fee for sanitary sewer collection system costs serving the area known as Mills, Murphy,and Briarmeadow Avenue between Sunset Drive and Greenbriar. I I 43 S CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 9 —IMPACT FEES (continued) The following is a summary of the Impact Fees that apply on a City Wide Basis and for each of the designated service areas. The fees represent the charge for single equivalent service units as defined in the Capital Improvement Plan. Fee Per Single Equivalent Service Unit City Wide Impact Fees Surface water facilities $ 685 Wastewater treatment facilities 69 Impact fee study and update study 36 Total City Wide Impact Fee $ 790 Water Distribution Impact Fees Melody Lane service area $ 854 Bay Area Boulevard service area 294 South Friendswood service area 293 Wastewater Collection Impact Fees Melody Lane service area $ 450 Mills, Murphy,Briarmeadow Avenue 2,532 South Friendswood Service Area Area A 378 Area B-1 378 Area B-2 378 Area C 285 Area D 161 Area E-1 784 Area E-2 784 Area E-3 161 Area E-4 161 Area F 378 The impact fees are deposited into a separate, interest bearing bank account in compliance with the referenced legislation and transferred to the Enterprise Fund cash account as needed. The impact fees and interest income for each service area are maintained in separate equity schedules.Interest is applied based on a percentage of the daily equity balance of each service area. The portion of City Wide Impact Fees collected for Surface Water Facilities are used to meet the current debt service obligations for the 1988 Certificates of Obligations issued to fund the surface water facilities capital improvements. The remaining City Wide Impact Fees collected for Wastewater Treatment Facilities and Impact fee study and Update Study are used to fund other water and wastewater system improvements. All Impact Fees collected for specific service areas are used to fund new capital improvements for those designated areas. 44 3 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS z NOTE 10 — RETIREMENT PLANS A. Texas Municipal Retirement System Plan Description and Provisions The City provides pension benefits for all of its full—time employees through a non—traditional,joint contributory, defined contribution plan in the state—wide Texas Municipal Retirement System ('TMRS"), one of over 570 administered by TMRS, an agent multiple—employer public employee retirement system. It is the opinion of TMRS management that the plans in TMRS are substantially defined contribution plans, but they have elected to provide additional voluntary disclosure to help foster a better understanding of some of the non—traditional characteristics of the plan. Benefits depend upon the sum of the employee's contributions to the plan, with interest, and the City—financed monetary credits, with interest. At the inception of the plan, the City granted monetary credits for service rendered before the plan began of a theoretical amount equal to two times what would have been contributed by the employee,with interest, prior to establishment of the plan. Monetary credits for service since initiation of the plan are a percent(100%, 150%,or 200%)of 1 the employee's accumulated contributions. In addition, the City can grant as often as annually another type of monetary credit referred to as an updated service credit which is a theoretical amount which, when added to the employee's accumulated contributions and the monetary credits for service A since the plan began, would be the total monetary credits and employee contributions accumulated, with interest if the current employee contribution rate and the City matching percent had always been in existence and if the employee's salary had always been the average of his salary in the last three years that are one year before the effective date. At retirement,the benefit is calculated as if the sum of the employee's accumulated contributions with interest and the employer—financed monetary credits with interest were used to purchase an annuity. Members can retire at age 60 and above with ten or more years of service or with 25 years of service regardless of age. The plan also provides for death and disability benefits. A member is vested after ten years, but he must leave his accumulated contributions in the plan. If a member withdraws his own money,he is not entitled to the employer—financed monetary credits,even if he was vested. The plan provisions are adopted by the governing body of the City,within the options available in the state statutes governing TMRS and within the actuarial constraints also in the statutes. Contributions The contribution rate for the employees is 6%, and the City's matching percent is currently 150% of that contribution, both as adopted by the governing body of the City. Under the state law governing TMRS, the City contribution rate is annually determined by the actuary. This rate consists of the normal cost contribution rate and the prior service contribution rate, both of which are calculated to be a level percent of payroll from year to year. The normal cost contribution rate finances the currently accruing monetary credits due to City matching percent,which are the obligation of the City as of an employee's retirement date, not at the time the employee's contributions are made. The normal cost contribution rate is the actuarially determined percent of payroll necessary to satisfy the obligation of the City to each employee at the time his retirement becomes effective. The prior service contribution rate amortizes the unfunded actuarial liability over the remainder of the plan's 25—year amortization period. When the City periodically adopts updated service credits and increases in annuities, the increased unfunded actuarial liability is to be amortized over a new 25—year period. Currently, the unfunded actuarial liability is being amortized over the 25—year period which began January 1991. The unit credit actuarial cost method is used for determining the 111 City contribution rate. Contributions are made monthly by both the employees and the City. Since the City needs to know its contribution rate in advance to budget for it, there is a one—year lag between the actuarial valuation that is the basis for the rate and the calendar year when the rate goes into effect. 45 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 10 — RETIREMENT PLANS (continued) A. Texas Municipal Retirement System (continued) Contributions (continued) The City's total payroll in fiscal year 1995 was$4,519,116,and the City's contributions were based on a payroll of $4,150,533. Both the City and the covered employees made the required contributions which amounted to $284,653 for the City and $249,032 for the employees. The City's portion of $284,653 is broken down as follows: for the months in calendar year 1995 — 6.50% ($66,216) of covered payroll; 5.61% ($57,150) normal cost plus 0.89% ($9,066)to amortize the unfunded actuarial liability. for the months in calendar year 1996 — 6.97% ($218,437) of covered payroll; 6.16% ($193,052) normal cost plus 0.81% ($25,385)to amortize the unfunded actuarial liability. The City adopted changes in the plan subsequent to the previous actuarial valuation, which had the effect of increasing the City's contribution rate for 1996 by 0.03% of payroll. There were no related—party transactions. Funding Status and Progress Even though the substance of the City's plan is not to provide a defined benefit in some form, some additional voluntary disclosure is appropriate due to the non—traditional nature of the defined contribution plan which had an initial unfunded pension benefit obligation due to the monetary credits granted by the City for services rendered before the plan began and which can have additions to the unfunded pension benefit obligation through the periodic adoption of increases in benefit credits and benefits. Statement No. 5 of the Governmental Accounting Standards Board (GASB 5) defines pension benefit obligation as a standardized disclosure measure of the actuarial present value of pension benefits, adjusted for the effects of projected salary increases, estimated to be payable in the future as a result of employee service to date. The measure is intended to help users assess the funding status of public employee pension plans, assess progress made in accumulating sufficient assets to pay benefits when due,and make comparisons among public employee pension plans. The pension benefit obligation shown below is similar in nature to the standardized disclosure measure required by GASB 5 for defined benefit plans except that there is no need to project salary increases since the benefit credits earned for service to date are not dependent upon future salaries. The calculations were made as part of the annual actuarial valuation as of December 31, 1995. Because of the money— purchase nature of the plan, the interest rate assumption,currently 8.0% per year, does not have as much impact on the results as it does for a defined benefit plan. Market value of assets is not determined for each City's plan, but the market value of assets for TMRS as a whole was 114.2%of book value as of September 31, 1995. Pension Benefit Obligation Annuitants currently receiving benefits $ 512,197 Terminated employees 564,080 Current Employees: Accumulated employee contributions,including allocated invested earnings 2,330,904 Employer—financed vested 2,622,153 Employer—financed nonvested 530,131 Total Pension Benefit Obligation 6,559,465 Net assets available for benefits,at book value 5,838,306 Unfunded Pension Benefit Obligation $ 721.159 3 46 3 3 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 10 — RETIREMENT PLANS (continued) A. Texas Municipal Retirement System(continued) Funding Status and Progress (continued) Unfunded Pension Benefit Obligation The book value of assets is amortized cost for bonds and original cost for short—term securities and stocks. The assumptions used to compute the actuarially determined City contribution rate are the same as those used to compute the pension benefit obligation. The numbers above reflect the adoption of changes in the plan since the previous actuarial valuation, which had the effect of increasing the pension benefit obligation by$16,094. Trend Information Trend information gives an indication of the progress made in accumulating sufficient assets to pay 1 benefits when due. Ten—year historical trend information presenting the progress in accumulating sufficient assets to pay benefits when due is presented in the statistical section (Table 16)of the City's Comprehensive Annual Financial Report. Trend information for the last three calendar years follows: I 1993 Calendar Year 1994 1995 Net assets available for benefits as a percentage of pension benefit obligation 84% 87% 89% 1 Unfunded pension benefit obligation as a percentage of annual covered payroll 25% 17% 17% Employer contribution as a percentage of annual covered payroll 6% 6% 7% NOTE 11 — DEFERRED COMPENSATION PLAN The City offers its employees a tax—deferred compensation plan meeting the requirements of Internal Revenue Code Section 457. The plan was established by City Ordinance which appointed ICMA Retirement Corporation as plan administrator. The City's fiduciary responsibility is to remit employee deferred compensation to the administrator on a regular basis. The deferred compensation is not available to employees until termination, retirement, death, or emergency. At September 30, 1996,the plan assets had a market value of$729,374. All amounts of compensation deferred under the plan, all property and rights purchased with those amounts, and all income attributable to those amounts, property, or rights are (until paid or made available to the employee or other beneficiary) solely the property and rights of the City (without being restricted to the provisions of the benefits under the plan), subject only to the claims of the City's general creditors. Participants' rights under the plan are equal to those of general creditors of the City in an amount equal to the fair market value of the deferred account for each participant. I 47 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS 3 NOTE 12 — SOUTHEAST WATER PURIFICATION PLANT The City has entered into a contract with the City of Houston for constructing, operating, and maintaining a water purification plant known as Southeast Water Purification Plant. The City's pro rata share of the actual production construction costs of the project is 3.75 percent. The City's pro rata share of the actual pumping construction costs is 1.33 percent. The City began receiving water from the plant on October 15, 1990. The City is billed on a monthly basis for the actual gallons of water received times the City's pro rata share of actual costs. At the end of each quarter, the City of Houston computes the total operation and maintenance expense for the quarter just ended, recalculates the cost per one thousand gallons, and adjusts previous billings on the next invoice. The relationship of the parties is of a fiduciary character. No partnership or joint venture is created by this contract. NOTE 13 — BLACKHAWK REGIONAL WASTE TREATMENT PLANT The City has entered into an arrangement with the Gulf Coast Waste Disposal Authority for the operation and maintenance of a joint treatment plant known as Blackhawk Regional Waste Treatment Plant. The City of Friendswood,the City of Houston, Harris County MUD No. 55,and Baybrook MUD 1, (the "participants") share in the expense of operation and maintenance based on their respective usage on a monthly basis. The percentages of equity in the joint venture based on their respective capacity rights at September 30, 1996 are as follows: City of Friendswood 52.47 % City of Houston 16.18 Harris County MUD No.55 20.27 Baybrook MUD No. 1 11.08 100.00 % An annual budget for operations is submitted to the Gulf Coast Waste Disposal Authority each year. The Gulf Coast Waste Disposal Authority is the governing authority and consists of nine members (three appointed by the governor, three appointed by Harris County, Galveston County, and Chambers County, and three appointed by the participants). Separate financial statements for the joint venture were available in the December 31, 1995 audited financial statements of the Gulf Coast Waste Disposal Authority and are summarized below: Joint Venture Total assets $ 375,397 Total liabilities (375,397) Total fund equity Total revenues 1,247,293 Total expenditures/expenses (1,247,293) Net Decrease $ —0— 48 1 CITY OF FRIENDSWOOD, TEXAS Exhibit A-6 NOTES TO FINANCIAL STATEMENTS NOTE 14 — RISK MANAGEMENT The City is exposed to various risks of loss related to torts; theft of, damage to,and destruction of assets; errors and omissions; injuries to employees; and natural disasters.The City's risk management program encompasses obtaining property and liability insurance through Texas Municipal League (TML), an Intergovernmental Risk—Pool. The City has not had any significant reduction in insurance coverage and the amounts of insurance settlements have not exceeded insurance coverage for any of the last three years. The participation of the City in TML is limited to payment of premiums. During the year ended September 30, 1996 the City paid premiums of approximately$110,996 to TML for provisions of various liability,property and casualty insurance.The City has various deductible amounts ranging from$1,000 to $5,000 on various policies.At year end the City did not have any significant claims. The City also provides workers compensation insurance on its employees through TML. The Workers compensation premiums for the year ended September 30, 1996 was approximately $178,851. Workers compensation is subject to change when audited by TML. At year end September 30, 1996 the City believed the amounts paid on workers compensation would not change significantly from the amounts recorded. During the year ended September 30, 1996, employees of the City were covered by a health and dental ' insurance plan (the plan) with TML. The City paid premiums of approximately $200 per month per employee plus $413 per month per employee for 70% of the dependents coverage to the plan. All premiums were paid to TML. The City does not retain any risk of loss on health and dental insurance. 1 I I I I I I 1 49 I I I I 1 I I I I COMBINING, INDIVIDUAL FUND AND ACCOUNT GROUP iSTATEMENTS AND SCHEDULES I I I I I I I I I a 0 or me um ma um mum me ! ma um — — In i Me MN NM — W I CITY OF FRIENDSWOOD, TEXAS i Exhibit B-1 GENERAL FUND # COMPARATIVE BALANCE SHEET40 September 30, 1996 and 1995 0 lip 1996 1995 ii Assets Cash and cash equivalents $ 1,039,380 $ 2,461,306 Investments 1,648,831 Receivables Taxes 170,8,63 195,088 Customer accounts 154,745 156,397 Interest receivable 28,947 Other 43,897 46,113 Due from other governments 52,313 Due from other funds 44,037 Inventory 8,195 Prepaids and other assets 44,715 71,240 Total Assets $ 3,235,923 $ 2,930,144 1 Liabilities and Fund Balance Liabilities 7 Accounts payable $ 370,217 462,577 Accrued liabilities 186,784 Compensated absences 683,097 718,890 Due to other funds 81,250 Deferred revenue 293,590 303,288 Total Liabilities 1,614,938 1,484,755 Fund Balance Reserved for encumbrances 62,343 91,780 Reserved for inventories 8,195 Reserved for prepaids and other assets 44,715 Unreserved: Designated for emergency operations 900,000 900,000 Undesignated 605,732 453,609 Total Fund Balance 1,620,985 1,445,389 1 Total Liabilities and Fund Balance $ 3,235,923 $ 2,930,144 1 I 50 C CITY OF FRIENDSWOOD, TEXAS Exhibit B-2 GENERAL FUND Page 1 of 7 STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL Year Ended September 30, 1996 with comparative actual balances for the Year Ended September 30, 1995 1996 Variance Favorable 1995 Budget Actual (Unfavorable) Actual Revenues I Property taxes $ 4,301,223 $ 4,303,607 $ 2,384 $ 4,544,589 Sales taxes 1,371,590 1,439,030 67,440 1,028,528 Franchise fees 826,574 852,091 25,517 863,183 Sanitation 1,029,935 1,017,028 (12,907) 1,085,149 If Fines and forfeitures 232,088 353,742 121,654 266,287 Permits and fees 283,555 401,720 118,165 234,518 Donations 7,280 10,087 2,807 10,083 I Intergovernmental 34,654 40,055 5,401 46,060 Interest on investments 156,500 202,771 46,271 173,781 Other 73,112 95,172 22,060 152,543 Total Revenues 8,316,511 8,715,303 398,792 8,404,721 Expenditures General Government: • Mayor and Council: is Personnel services 289 268 21 428 Supplies 1,600 1,519 81 1,601 Other services and charges 45,653 37,787 7,866 30,905 Total Mayor and Council 47,542 39,574 7,968 32,934 • City Manager: Personnel services 211,650 189,798 21,852 185,186 Supplies 4,152 4,810 (658) 3,338 Repairs and maintenance 909 (909) 461 Other services and charges 25,499 20,280 5,219 22,084 Total City Manager 241,301 215,797 25,504 211,069 City Secretary: Personnel services 124,463 124,734 (271) 118,796 Supplies 2,650 3,100 (450) 5,374 Repairs and maintenance 1,450 2,285 (835) 1,310 Other services and charges 28,237 26,237 2,000 25,938 II Capital outlay 8,500 2,234 6,266 Capital equipment reserve WA Total City Secretary 165,300 158,590 6,710 151,418 11 MO 0 51 1 Ili CITY OF FRIENDSWOOD, TEXAS Exhibit B-2 GENERAL FUND Page 2 of 7 STATEMENT OF REVENUES, EXPENDITURES, AND fs CHANGES IN FUND BALANCE - BUDGET AND ACTUAL 0 Year Ended September 30, 1996 with comparative actual balances for the Year Ended September 30, 1995 110 1996 Variance Favorable 1995 1. Budget Actual (Unfavorable) Actual Expenditures (continued) General Government: (continued) Administration: Finance: Personnel services $ 270,720 $ 262,177 $ 8,543 $ 247,751 Supplies 10,185 9,198 987 9,815 Repairs and maintenance 250 428 (178) 195 Other services and charges 46,832 39,266 7,566 29,033 Total Finance 327,987 311,069 16,918 286,794 Human Resources: Personnel services 111,644 106,271 5,373 88,299 Supplies 7,062 3,844 3,218 3,599 Repairs and maintenance 1,350 993 357 290 Other services and charges 19,637 15,339 4,298 13,815 Total Human Resources 139,693 126,447 13,246 106,003 1111, Tax: ii Other services and charges 132,723 121,613 11,110 129,696 Economic Development Other services and charges 14,400 12,742 1,658 Legal: Other services and charges 159,251 119,261 39,990 Public utilities services and charges 103,550 106,101 (2,551) Total Legal 262,801 225,362 37,439 129,696 Municipal Court: Personnel services 136,620 148,457 (11,837) 96,489 Supplies 3,900 3,909 (9) 2,470 Repairs and maintenance 100 100 Other services and charges 12,408 13,264 (856) 12,568 Capital oulays 1,300 1,567 (267) Total Municipal Court 154,328 167,197 (12,869) 111,527 Computer Services: Personnel services 49,683 48,242 1,441 42,498 Supplies 15,587 14,909 678 12,228 Repairs and maintenance 48,988 44,774 4,214 43,716 Other services and charges 81,750 39,541 42,209 82,238 Capital outlay 13,864 18,343 (4,479) 141,893 Capital equipment reserve Total Computer Services 209,872 165,809 44,063 322,573 52 I 41 CITY OF FRIENDSWOOD, TEXAS Exhibit B-2 GENERAL FUND Page 3 of 7 iih STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - IBUDGET AND ACTUAL Year Ended September 30, 1996 with comparative actual balances for the Year Ended September 30, 1995 1996 Variance Favorable 1995 Budget Actual (Unfavorable) Actual Expenditures (continued) I Risk Management: Supplies $ 1,300 $ 943 $ 357 $ Insurance 69,261 67,275 1,986 I Other services and charges 6,480 3,352 3,128 Total Risk Management 77,041 71,570 5,471 Total General Government 1,772,988 1,615,770 157,218 1,481,710 Public Safety: Police Services: I Personnel services $ 1,847,788 $ 1,925,198 $ (77,410) $ 1,706,578 Supplies 100,625 109,161 (8,536) 95,023 Repairs and maintenance 85,191 77,368 7,823 87,876 Other services and charges 89,574 76,778 12,796 73,658 Capital outlay 14,808 20,829 (6,021) 205,310 Total Police Services 2,137,986 2,209,334 (71,348) 2,168,445 I Communications: Personnel services 432,866 409,809 23,057 352,552 Supplies 6,475 4,246 2,229 4,472 Repairs and maintenance 3,350 3,998 (648) 2,968 Other services and charges 7,355 6,194 1,161 5,093 Capital outlay 2,668 2,913 (245) 795 I Total Communications 452,714 427,160 25,554 365,880 Animal Control: Personnel services 90,212 68,669 21,543 74,159 Supplies 6,350 5,967 383 8,183 Repairs and maintenance 2,150 1,896 254 1,744 Other services and charges 4,064 3,687 377 4,098 Trucks 2,100 2,100 12,954 ITotal Animal Control 104,876 80,219 24,657 101,138 Fire and EMS: I Personnel services 161,562 158,771 2,791 138,226 Supplies 77,900 1,348 76,552 12,174 Repairs and maintenance 65,250 24,896 40,354 9,855 Other services and charges 96,373 210,500 (114,127) 230,998 Total Fire and EMS 401,085 395,515 5,570 391,253 53 I ii CITY OF FRIENDSWOOD, TEXAS Exhibit B-2 GENERAL FUND Page 4 of 7 I STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL Year Ended September 30, 1996 with comparative actual balances for the Year Ended September 30, 1995 1996 Variance $ Favorable 1995 Budget Actual (Unfavorable) Actual Expenditures (continued) Public Safety: (continued) I Fire Marshal: Personnel services $ 106,748 $ 96,083 $ 10,665 $ 74,957 Supplies 5,726 6,271 (545) 3,440 Repairs and maintenance 2,270 1,801 469 984 Other services and charges 7,985 12,360 (4,375) 9,530 Capital outlay 3,921 Total Fire Marshal 122,729 116,515 6,214 92,832 Emergency Management: Personnel services 5,674 2,817 2,857 40,451 II Supplies 1,668 1,588 80 7,292 Repairs and maintenance 2,550 2,485 65 1,762 Other services and charges 2,394 2,436 (42) 7,8612 Total Emergency Management 12,286 9,326 2,960 57,366 Total Public Safety 3,231,676 3,238,069 (6,393) 3,176,914 Public Works: Administration: Personnel services 121,156 119,782 1,374 132,400 Supplies 2,350 2,011 339 2,040 3 Repairs and maintenance 1,150 401 749 503 Other services and charges 4,520 4,081 439 3,449 Capital Outlay 6,100 650 5,4503 Reserves and contingencies 7,243 (7,243) Total Administration 135,276 134,168 1,108 138,392 Streets: Personnel services 238,920 207,108 31,812 225,294 Supplies 86,900 68,696 18,204 53,078 Repairs and maintenance 64,050 83,742 (19,692) 90,4493 Other services and charges 194,503 204,597 (10,094) 203,141 Capital outlay 5,799 (5,799) 1,188 Total Streets 584,373 569,942 14,431 573,150 3 54 a r CITY OF FRIENDS WOOD, TEXAS Exhibit B-2 IP GENERAL FUND Page 5 of 7 wit STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL Year Ended September 30, 1996 with comparative actual balances for the Year Ended September 30, 1995 I 1996 Variance Favorable 1995 Budget Actual (Unfavorable) Actual Expenditures (continued) I Drainage: Personnel services $ 108,361 $ 111,513 $ (3,152) $ 102,490 Supplies 800 812 (12) 1,048 I Repairs and maintenance 17,000 24,199 (7,199) 26,957 Other services and charges 33,000 6,300 26,700 3,517 Capital outlays 4,995 (4,995) I Total Drainage 159,161 147,819 11,342 134,012 Sanitation: Other services and charges 962,500 954,018 8,482 946,460 ITotal Sanitation 962,500 954,018 8,482 946,460 Total Public Works 1,841,310 1,805,947 35,363 1,792,014 Community Development: Administration: I Personnel services 86,408 88,516 (2,108) 84,716 Supplies 600 213 387 549 Other services and charges 2,200 864 1,336 2,534 ITotal Administration 89,208 89,593 (385) 87,799 Planning and Zoning: I Personnel services 72,007 70,937 1,070 66,577 Supplies 1,350 1,020 330 1,268 Repairs and maintenance 225 29 196 87 Other services and charges 7,588 3,364 4,224 27,963 ITotal Planning and Zoning: 81,170 75,350 5,820 95,895 Engineering: Personnel services 56,453 57,130 (677) 53,084 Supplies 2,750 2,106 644 3,711 Repairs and maintenance 2,600 2,114 486 2,356 I Other services and charges 9,698 7,251 2,447 3,871 Capital outlay 2,070 2,070 Total Engineering: 73,571 70,671 2,900 63,022 55 2 CITY OF FRIENDSWOOD, TEXAS Exhibit B-2 GENERAL FUND Page 6 of 7 ! STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL Year Ended September 30, 1996 with comparative actual balances for the Year Ended September 30, 1995 1 1996 Variance Favorable 1995 Budget Actual (Unfavorable) Actual Expenditures (continued) Inspection: 2 Personnel services $ 191,991 $ 176,926 $ 15,065 $ 196,224 Supplies 6,225 5,068 1,157 4,085 Repairs and maintenance 14,214 1,358 12,856 2,824 Other services and charges 9,695 28,323 (18,628) 13,964 Capital Outlay 3,627 (3,627) Total Inspection 222,125 215,302 6,823 217,097 Total Community Development 466,074 450,916 15,158 463,813 Community Services: I Health Services: Supplies 6 Other services and charges 65,354 62,572 2,782 56,3942 Total Health Services 65,354 62,572 2,782 56,400 Library: Personnel services 372,064 339,343 32,721 344,415 Supplies 102,451 86,803 15,648 86,667 Repairs and maintenance 775 520 255 520 Other services and charges 20,850 20,777 73 7,245 Capital Outlay 2,933 2,933 534 Total Library 499,073 450,376 48,697 439,381 Parks and Recreation2 Personnel services 211,899 220,669 (8,770) 209,550 Supplies 27,744 26,655 1,089 36,795 Repairs and maintenance 30,960 23,338 7,622 46,205 Other services and charges 108,222 139,841 (31,619) 111,622 Capital Outlay 20,898 26,063 (5,165) 9,306 Total Parks and Recreation 399,723 436,566 (36,843) 413,478 Community Activities: Personnel services 108,894 102,416 6,478 97,941 Supplies 32,723 15,602 17,121 34,040 Repairs and maintenance 7,150 2,569 4,581 21,339 Other services and charges 54,031 54,063 (32) 67,639 Capital Outlay 25,418 14,588 10,830 6,395 Total Community Activities 228,216 189,238 38,978 227,354 56 oil 6 r CITY OF FRIENDSWOOD, TEXAS Exhibit B-2 IN GENERAL FUND Page 7 of 7 STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - 1 BUDGET AND ACTUAL Year Ended September 30, 1996 with comparative actual balances for the Year Ended September 30, 1995 1996 Variance Favorable 1995 Budget Actual (Unfavorable) Actual Expenditures (continued) Community Services: (continued) Swimming Pool: Personnel services $ 32,530 $ 33,725 $ (1,195) $ 36,355 I Supplies 8,211 10,646 (2,435) 8,471 Repairs and maintenance 3,575 4,421 (846) 6,049 Other services and charges 9,150 14,512 (5,362) 13,262 Capital Outlay 1,724 1,724 1,411 ITotal Swimming Pool 55,190 63,304 (8,114) 65,548 Building Operations: Personnel services 42,315 27,804 14,511 31,924 Supplies 22,075 32,459 (10,384) 24,192 Repairs and maintenance 47,081 44,462 2,619 40,865 I Other services and charges 309,214 337,855 (28,641) 296,180 Capital Outlay 24,265 13,829 10,436 9,730 Total Building Operations 444,950 456,409 (11,459) 402,891 ITotal Community Services 1,692,506 1,658,465 34,041 1,605,052 Total Expenditures 9,004,554 8,769,167 235,387 8,519,503 Revenues Over(Under) Expenditures (688,043) (53,864) 634,179 (114,782) Other Financing Sources(Uses) Proceeds from capital leases 117,176 Operating transfers in 229,460 229,460 509,844 IOperating transfers(out) (399,257) Total Other Financing Sources(Uses) 229,460 229,460 227,763 Revenues and Other Financing Sources Over(Under)Expenditures and Other Financing(Uses) (688,043) 175,596 863,639 112,981 Fund balance - Beginning 1,445,389 1,445,389 1,332,408 IFund Balance - Ending $ 757346 $ 1,620,985 $ 863,639 $ 1.445,389 57 3 SPECIAL REVENUE FUNDS I These funds are used to account for the proceeds of specific revenue sources that are legally restricted to financing specific purposes. The following describes the various types of Special Revenue Funds used by the City: Police Investigation Fund This fund receives funds that are restricted to police investigation. Centenial Fund This fund receives donations that are restricted for the comemoration of the 1995-96 centennial for the City. Fire/EMS Donation Fund This fund receives funds that are restricted for Fire/EMS capital outlays. I I I 10, II CITY OF FRIENDSWOOD, TEXAS ` SPECIAL REVENUE FUNDS S COMBINING BALANCE SHEET S September 30, 1996 with comparative totals for September 30, 1995 Police Fire/EMS I Investigation Donations Centennial Assets a Cash and cash equivalents $ 3,169 $ 47,658 $ 1,966 Investments 5,059 76,061 3,138 Interest receivable Miscellaneous receivables 89 1,335 55 I Total Assets $ 8,317 $ 125,054 $ 5,159 I Liabilities and Fund Balance Liabilities Accounts payable and accrued liabilities $ 317 $ 184 $ 984 Fund Balances 3 Unreserved: Designated for police investigations 8,000 Designated for Fire/EMS 124,870 Designated for centennial observance 4,175 Total Fund Balances 8,000 124,870 4,175 Total Liabilities and Fund Balances $ 8,317 $ 125,054 $ 5,159 I I I I 58 3 I I Exhibit C-1 I I Totals 1996 1995 Is 52,793 84,258 131,126 1,479 15,000 138,530 146,126 1 I 1,485 21,968 • 8,000 8,248 1 124,870 85,937 4,175 29,973 137,045 124,158 138,530 146,126 I I 1 59 3 CITY OF FRIENDSWOOD 4 SPECIAL REVENUE FUNDS l' COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE Year Ended September 30, 1996 with comparative totals for the Year Ended September 30, 1995 I Police Fire/EMS Investigation Donations Centennial Revenues Donations $ 6,624 $ 109,480 $ 2,068 Interest 519 4,353 752 Other 666 Total Revenues 7,143 113,833 3,486 Expenditures Current: Public safety 7,391 84,500 Community services 28,444 Total Expenditures 7,391 84,500 28,444 Revenues Over (Under) Expenditures (248) 29,333 (24,958) Other Financing Sources Proceeds from the sale of equipment 9,600 Operating transfers in Operating transfers (out) (840) Total Other Financing Sources 9,600 (840) Revenues and Other Financing Sources Over (Under) Expenditures (248) 38,933 (25,798) Fund balances,beginning of year 8,248 85,937 29,973 Fund Balances, End of Year $ 8,000 $ 124,870 $ 4,175 II I I 60 F F Exhibit C-2 r t r Totals 1996 1995 $ 118,172 5,624 $ 135,095 6,536 666 56,906 124,462 198,537 II 91,891 29,308 28,444 51,094 f120,335 80,402 4•I ii, 4,127 118,135 ft 9,600 11,024 (840) (48,700) t8,760 (372676) 12,887 80,459 124,158 43,699 $ 137,045 $ 124,158 : 0 4 lip 61 4 CITY OF FRIENDSWOOD, TEXAS Exhibit C-3 SPECIAL REVENUE FUND (POLICE INVESTIGATION) STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE — BUDGET AND ACTUAL 3 Year Ended September 30, 1996 with comparative actual balances for the Year Ended September 30, 1995 1996 Variance Favorable 1995 Budget Actual (Unfavorable) Actual Revenues Donations $ 18,714 $ 6,624 $ (12,090) $ 11,249 Interest on investments 519 519 535 Other 202 Total Revenues 18,714_ 7,143_ (11,571) 11,986 I Expenditures Public safety 19,174 7,391 11,783 11,203 Revenues Over (Under) Expenditures (460) (248) 212 783 Fund balances — Beginning 8,248 8,248 7,465 Fund Balances — Ending $ 7,788 $ 8,000 $ 212 $ 8,248 I I I 62 I 3 CITY OF FRIENDSWOOD, TEXAS Exhibit C-4 1 SPECIAL REVENUE FUND (FIRE/EMS DONATIONS) STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE - BUDGET AND ACTUAL Year Ended September 30, 1996 with comparative actual balances for the Year Ended September 30, 1995 3 1996 Variance Favorable 1995 Budget Actual (Unfavorable) Actual Revenues Donations $ 104,900 $ 109,480 $ 4,580 $ 123,806 Intergovernmental 5,000 (5,000) IInterest on investments 2,525 4,353 1,828 3,236 Total Revenues 112,425 113,833 1,408 127,042 I Expenditures IPublic safety 84,795 84,500 295 18,105 Total Expenditures 84,795 84,500 295 18,105 0 lii Revenues Over Expenditures 27,630 29,333 1,703 108,937 Other Financing Sources Proceeds from the sale I of equipment 4,600 9,600 5,000 Operating transfers in(out) (23,000) I Total Other Financing Source 4,600 9,600 5,000 (23,000) I Revenues and Other Financing Sources Under Expenditures 32,230 38,933 6,703 85,937 Fund balances - Beginning 85,937 85,937 Fund Balances - Ending $ 118,167 $ 124,870 $ 6,703 $ 85,937 I 63 1 I 1 I I I I IDEBT SERVICE FUND IThe Debt Service Fund is used to account for property taxes levied for payment of principal and interest on all general long—term debt of the City. I I I I I I I I 1 I I 0 CAPITAL PROJECTS FUNDS The Capital Funds account for financial resources used for the acquisition and/or construction of major P Projects �l capital facilities. Capital Projects — Used to account for non—building capital projects and infrastructure. Capital Facility— Used to account for building related projects. I I p 3 CITY OF FRIENDSWOOD, TEXAS 3 Exhibit E-1 CAPITAL PROJECTS FUNDS 011 COMBINING BALANCE SHEET September 30, 1996 with comparative totals for September 30, 1995 P Capital Capital Totals P Projects Facility 1996 1995 Assets Cash and cash equivalents $ 238,517 $ 68,897 $ 307,414 $ 1,347,302 Investments 380,670 109,724 490,394 Accrued interest receivable 6,683 1,926 8,609 Other assets 2,383 2,383 5,087 Total Assets $ 628,253 $ 180,547 $ 808,800 $ 1352,389 3 I Liabilities and Fund Balances 3 Liabilities Accounts payable and accrued liabilities $ 29,864 $ $ 29,864 $ 244,467 110, Due to other funds 19,794 III Total Liabilities 29,864 29,864 264,261 Fund Balances Reserved for encumbrances 137,521 89,972 227,493 Unreserved: Designated for authorized construction 460,868 90,575 551,443 1,088,128 598,389 180,547 778,936 1,088,128 Total Liabilities and Fund Balances $ 628,253 $ 180,547 $ 808,800 $ 13523893 2 67 3 1 CITY OF FRIENDSWOOD TEXAS Exhibit E-2 1 CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCE IYear Ended September 30, 1996 with comparative totals for the Year Ended September 30, 1995 I 3 Capital Capital Totals Projects Facility 1996 1995 Revenues Donations $ 2,050 $ $ 2,050 $ 6,233 II Intergovernmental 9,184 9,184 279,339 Interest 30,522 10,590 41,112 75,867 Other 267 60,699 60,966 59,235 ITotal Revenues 42,023 71,289 113,312 420,674 Expenditures I Capital Outlay: Public Works: Streets 697,638 697,638 443,315 Drainage 3,645 3,645 10,842 1 Community Services: Parks and recreation 15,638 15,638 316,280 Building operations 195,912 195,912 1,630,503 3 Total Expenditures 716,921 195,912 912,833 2,400,940 Revenues (Under) IExpenditures (674,898) (124,623) (799,521) (1,980,266) Other Financing Sources (Uses) I Operating transfers in ,390 9 40,762 390,152 1,285,435 Operating transfers (out) 34(3,250) (56,573) (59,823) Proceeds from the sale of notes payable 160,000 160,000 3 Total Other Financing Sources 346,140 144,189 490,329 1,285,435 IIRevenues and Other Financing Sources Over(Under) Expenditures (328,758) 19,566 (309,192) (694,831) a Fund balances- Beginning 927,147 160,981 1,088,128 1,782,959 Fund Balances - Ending $ 598389 $ 180,547 $ 778,936 $ 1,088,128 I 1 68 O I 3 1 ENTERPRISE FUND The Enterprise Fund is used to account for the acquisition,operation,and maintenance of governmental facilities and services which are entirely or predominantly self—supporting by user charges. The operations of the water and sewer system are accounted for in the Enterprise Fund to reflect the results of operations similar to private enterprises. I I FRIENDSWOOD 3 CITY OF , TEXAS Exhibit F-1 ENTERPRISE FUND COMPARATIVE BALANCE SHEET 7 September 30, 1996 and 1995 1996 1995 I Assets Current Assets Cash and cash equivalents $ 559,853 $ 2,089,689 I Investments 676,694 Receivables: Customer accounts 685,549 757,705 Interest 17,951 I Other 21 Due from other funds 81,250 Prepaids and other assets 72,272 90,526 Total Current Assets 2,093,590 2,937,920 IRestricted Assets Investment in Blackhawk joint venture 191,763 179,637 I Deposits and impact fees 154,263 346,026 179,637 Land,buildings,and equipment,at cost 33,609,322 33,839,373 I Less accumulated depreciation (9,212,238) (8,386,854) Land, Buildings, and Equipment, Net 24,397,084 25,452,519 Total Assets $ 26,836,700 $ 28,570,076 ILiabilities and Fund Equity Current Liabilities Accounts payable $ 286,798 $ 310,425 I Accrued liabilities 98,122 Compensated absences 74,578 83,321 Customer deposits 171,055 184,523 I Due to other funds 44,037 Bonds payable,current portion 880,950 568,400 Certificates of obligation payable,current portion 430,000 330,000 Total Current Liabilities 1,985,540 1,476,669 I Long-Term Liabilities Bonds payable,less current portion 4,044,351 4,925,301 Certificates of obligation payable,less current portion 5,740,000 6,170,000 I Accreted interest on premium compound interest bonds 230,758 199,789 Total Long-Term Liabilities 10,015,109 11,295,090 Total Liablities 12,000,649 12,771,759 I Fund Equity Contributed capital 11,761,849 13,140,148 Retained Earnings: I Reserved for water and sewer construction 1,953,908 387,539 Reserved for surface water construction 38,254 Reserved for central service area construction 191,763 791,407 I Reserved for debt service 115,924 199,643 Unreserved 812,607 1,241,326 Total Retained Earnings 3,074,202 2,658,169 I Total Fund Equity 14,836,051 15,798,317 Total Liabilities and Fund Equity $ 26,836,700 $ 28,570,076 69 0 iik CITY OF FRIENDSWOOD, TEXAS Exhibit F-2 ENTERPRISE FUND Page 1 of 2 SCHEDULE OF REVENUES, EXPENSES, AND CHANGES IN RETAINED EARNINGS - BUDGET AND ACTUAL (NON-GAAP BUDGETARY BASIS) 0 Year Ended September 30, 1996 with comparative actual balances for the Year Ended September 30, 1995 1996 Variance Favorable 1995 Budget Actual (Unfavorable) Actual Operating Revenues Water charges $ 2,618,895 $ 2,796,977 $ 178,082 $ 2,690,353 Sewer charges 1,998,994 1,919,924 (79,070) 1,574,347 Fees and penalties 107,300 114,460 7,160 107,204 Other 200,901 163,758 (37,143) 22,385 Total Operating Revenues 4,926,090 4,995,119 69,029 4,394,289 Operating Expenses Water Operations: Personnel services 238,962 231,608 7,354 232,416 Supplies 43,400 46,241 (2,841) 50,360 Repairs and maintenance 159,737 146,515 13,222 78,814 Other services and charges 576,382 565,171 11,211 405,385 Capital outlay 168,480 49,106 119,374 817,760 3 Total Water Operations 1,186,961 1,038,641 148,320 1,584,735 Sewer Operations: Personnel services 190,900 183,686 7,214 168,764 3 Supplies 13,750 14,916 (1,166) 9,075 Repairs and maintenance 87,244 236,871 (149,627) 92,515 Other services and charges 1,165,293 872,870 292,423 720,536 Reserves and contingencies 24,000 17,588 6,412 3 Capital outlay 1,933,792 1,109,131 824,661 1,779,987 Total Sewer Operations 3,414,979 2,435,062 979,917 2,770,877 Operation Administration: Personnel services 101,225 98,050 3,175 94,190 Supplies 1,500 1,496 4 2,040 Repairs and maintenance 700 123 577 147 Other services and charges 1,795 1,156 639 1,250 Capital outlay 1,011 (1,011) Total Operation Administration 105,220 101,836 3,384 97,627 Finance Administration: 3 Personnel services 157,217 158,923 (1,706) 138,555 Supplies 8,850 6,380 2,470 7,627 Repairs and maintenance 5,475 4,301 1,174 5,564 Other services and charges 28,714 23,329 5,385 39,994 Bad debt expense 10,000 16,002 (6,002) Capital outlay 7,948 7,948 Total Finance Administration 218,204 208,935 9,269_ 191,740 Computer Services: Supplies 1,500 1,809 (309) 223 Repairs and maintenance 3,928 2,639 1,289 3,395 Other services and charges 3,050 955 2,095 2,429 Capital outlay 640 505 135 7,497 Total Computer Services 9,118 5,908 3,210 13,544 70 CITY OF FRIENDSWOOD TEXAS Exhibit F-2 I ENTERPRISE FUND Page 2 of 2 SCHEDULE OF REVENUES, EXPENSES, AND CHANGES IN RETAINED EARNINGS - BUDGET AND ACTUAL II (NON-GAAP BUDGETARY BASIS) Year Ended September 30, 1996 with comparative actual balances for the Year Ended September 30, 1995 I1996 Variance I Favorable 1995 Budget Actual (Unfavorable) Actual Operating Expenses(continued) Insurance: I Other services and charges 45,736 42,077 3,659 25,980 Total Insurance 45,736 42,077 3,659 25,980 Engineering: I Personnel services 58,727 54,090 4,637 52,298 Supplies 2,100 1,987 113 1,637 Repairs and maintenance 1,500 1,476 24 1,483 I Other services and charges 22,680 460 22,220 550 Total Engineering 85,007 58,013 26,994 55,968 Total Operating Expenses 5,065,225 3,890,472 1,174,753 4,740,471 IOperating Income (Loss) (139,135) 1,104,647 1,243,782 (346,182) I Nonoperating Revenues (Expenses) Interest revenue 41,678 124,604 82,926 152,306 Impact fees 182,270 241,725 59,455 Gain on sales of property 1,317 1,317 I Proceeds from obligation debt Principal retirement (795,000) (898,400) (103,400) (375,000) Interest expense (692,486) (727,274) (34,788) (361,359) Total Nonoperating IRevenues (Expenses) (1,263,538) (1,258,028) 5,510 (584,053) Operating Transfers (Out) I Operating transfers in Operating transfers (out) (615,522) (615,522) (1,612,986) (615,522) (615,522) (1,612,986) I Net Income (Loss) (Budgetary Basis) $ (2.018.195) (768,903) $ 1,249292 (2,543,221) I Adjustments Depreciation expense (873,217) (744,370) Capital outlay 1,159,753 2,605,244 Proceeds from obligation debt I Principal retirement 898,400 375,000 Net Adjustments 1,184,936 2,235,874 I Net Income (Loss) (GAAP Basis) 416,033 (307,347) Retained earnings,beginning of year 2,658,169 2,965,516 IRetained Earnings, end of year $ 3,074,202 $ 2,658.169 II 71 411 CITY OF FRIENDSWOOD, TEXAS Exhibit F-3 ENTERPRISE FUND 1110 SCHEDULE OF BONDS PAYABLE - BY MATURITY DATE September 30, 1996 Due During Annual Requirements for All Series Series 1969 Fiscal Year Total Total Total Principal Interest Due Ending Principal Interest Principal and Due November 1, Sept. 30, Due Due Interest Due November 1 May 1 Total 1997 S 880,950 $ 178,279 $ 1,059,229 $ 29,700 $ 4,952 $ 34,652 1998 940,500 143,127 1,083,627 33,000 3,032 36,032 1999 966,750 104,735 1,071,485 33,000 1,011 34,011 2000 492375 329,448 821,823 2001 396,405 114,052 510,457 2002 398,494 74,577 473,071 2003 416,247 57,964 474,211 2004 433,580 38,219 471,799 3 Totals $ 4,925 301 $ 1,040 401 $ 5.965.702 $ 95,700 $ 8.995 $ 104,695 Due During Series 1986 Series 1993 Fiscal Year Principal Interest Due Principal Interest Due Ending Due November 1, Due March 1, Sept. 30, November 1 May 1 Total March 1 September 1 Total 1997 $ $ $ $ 851,250 5 173327 $ 1,024,577 1998 907,500 140,095 1,047,595 1999 933,750 103,724 1,037,474 2000 139,875 251,625 391,500 352,500 77,823 430323 2001 25,155 51,345 76,500 371,250 62,707 433,957 2002 12,244 28,256 40,500 386,250 46,321 432,571 2003 11,247 29,253 40,500 405,000 28,711 433,711 2004 9,830 28,420 38,250 423,750 9,799 433,549 Totals $ 198351 $ 388,899 $ 587,250 $ 4,631,250 $ 642507 $ 5,273,757 I I I I I 72 I 3 CITY OF FRIENDSWOOD, TEXAS Exhibit F-4 3 ENTERPRISE FUND SCHEDULE OF CERTIFICATES OF OBLIGATION - BY MATURITY DATE September 30, 1996 Due During Annual Requirements for All Series Series 1988 Fiscal Year Total Total Total Principal Interest Due I Ending Principal Interest Principal and Due November 1, Sept. 30, Due Due Interest Due November 1 May 1 Total 1997 $ 430,000 S 349,520 $ 779,520 $ 285,000 $ 11,613 $ 296,613 1998 155,000 327,360 482,360 I 1999 160,000 316,275 476,275 2000 170,000 304,654 474,654 2001 175,000 292,494 467,494 2002 185,000 279,797 464,797 I 2003 200,000 266,910 466,910 2004 210,000 253,945 463,945 2005 645,000 228,494 873,494 I 2006 680,000 191,064 871,064 2007 715,000 152,935 867,935 2008 760,000 112,488 872,488 2009 815,000 69,175 884,175 2010 870,000 23,381 893,381 Totals $ 6,170,000 $ 3,168,492 $ 9338,492 $ 285.000 $ 11,613 $ 296,613 Due During Series 1992 Series 1995 I Fiscal Year Principal Interest Due Principal Interest Due Ending Due November 1, Due November 1, Sept. 30, November 1 May 1 Total November 1 May 1 Total 1997 $ 80,000 $ 150,678 $ 230,678 $ 65,000 $ 187,229 $ 252,229 I 1998 85,000 145,109 230,109 70,000 182,251 252,251 1999 85,000 139,371 224,371 75,000 176,904 251,904 2000 90,000 133,465 223,465 80,000 171,189 251,189 II 2001 90,000 127,390 217390 85,000 165,104 250,104 2002 95,000 121,146 216,146 90,000 158,651 248,651 2003 100,000 115,265 215,265 100,000 151,645 251,645 2004 110,000 109,675 219,675 100,000 144,270 244,270 I 2005 490,000 93,530 583,530 155,000 134,964 289,964 2006 490,000 66,825 556,825 190,000 124,239 314,239 2007 485,000 40,012 525,012 230,000 112,923 342,923 I 2008 485,000 13,338 498,338 275,000 99,150 374,150 2009 815,000 69,175 884,175 2010 870,000 23,381 893,381 Totals $ 2,685,000 $ 1,255,804 $ 3,940,804 $ 3.200.000 $ 1,901,075 $ 5,101.075 I 73 I Oa SO MO Ell ea all la 1111. Ma all ON IMO ME all all I I I I I TRUST AND AGENCY FUNDS I I 1776 Park Trust Fund This fund has been established by the City to account for 1776 Park assets held in Trust. I Deferred Compensation Agency Fund This fund is used to account for assets held for employees in accordance with the provisions of Internal Revenue Code Section 457. I I I I I I I I ilk OP CITY OF FRIENDSWOOD, TEXAS Exhibit G-1 TRUST AND AGENCY FUNDS illl COMBINING BALANCE SHEET September 30, 1996 with comparative totals for September 30, 1995 Non— Expendable Trust Agency 1776 Deferred Totals Park Compensation 1996 1995 Assets Cash and cash equivalents $ 9,208 $ 729,374 $ 738,582 $ 618,334 Investments 14,701 14,701 Accrued interest receivable 258 258 Land 57,200 57,200 57,200 Total Assets $ 81.367 $ 729.374 $ 810.741 $ 675.534 Liabilities and Fund Balances kil Liabilities Deferred compensation benefits payable $ $ 729,374 $ 729,374 $ 586,995 Fund Balances Reserved for endowments 67,200 67,200 67,200 Unreserved: Designated for park improvements 14,167 14,167 21,339 Total Fund Balances 81,367 81,367 88,539 Total Liabilities and Fund Balances $ 81,367 $ 729,374 $ 810,741 $ 675,534 LI I 74 CITY OF FRIENDSWOOD, TEXAS Exhibit G-2 1776 PARK TRUST FUND (NON—EXPENDABLE TRUST) COMPARATIVE STATEMENTS OF REVENUES AND CHANGES IN FUND BALANCE Year Ended September 30, 1996 with comparative totals for the Year Ended September 30, 1995 I 1996 1995 Revenue Interest on investments $ 1,428 $ 1,485 Expenses Community services 8,600 ' Revenues Over(Under)Expenditures (7,172) 1,485 Fund balances,beginning of year 88,539 87,054 Fund Balances, End of Year $ 81,367 $ 88,539 I 1 I I I I I I 75 0 pG C7 C� U U Q Os UM ter OM I NM MI MI MS r — MI M — r O OM N 1111111 I 1 1 GENERAL FIXED ASSETS This account group is established to account for the fixed assets ownedby the Cityexcluding those relating to Enterprise Fund operations. Expenditure transactions to acquire general fixed assets occur in the Governmental Fund Types. 1 1 1 1 1 1 1 1 CITY OF FRIENDSWOOD, TEXAS Exhibit G-3 DEFERRED COMPENSATION AGENCY FUND SCHEDULE OF CHANGES IN ASSETS AND LIABILITIES Year Ended September 30, 1996 Balance Balance October 1, September 30, 1995 Additions Deletions 1996 Assets Deferred compensation investments $ 586,995 $ 154.489 $ 12.110 $ 729374 3 Liabilities Deferred compensation benefits payable $ 586,995 $ 154.489 $ 12.110 $ 729,374 76 0 I I CITY OF FRIENDS WOOD, TEXAS Exhibit H-1 I GENERAL FIXED ASSETS COMPARATIVE SCHEDULES OF GENERAL FIXED ASSETS — BY SOURCE ISeptember 30, 1996 and 1995 I1996 1995 I General Fixed Assets Land $ 3,164,182 $ 2,951,139 Buildings 4,362,738 3,482,953 Improvements 16,370,479 14,308,969 I Equipment 4,111,389 Construction in progress 40,585 4,480,157 2,744,327 IITotal General Fixed Assets $ 28.049373 $ 27.967.545 I Investment in General Fixed Assets From General obligation bonds $ 4,591,258 $ 4,575,234 Time warrants and certificates of •I obligation 4,861,441 Federal,state,and local obligations 3,198,287 2,050,917 3,124,864 Municipality 13,272,429 16,090,572 Donations 2,125,958 2,125,958 ITotal Investment in General Fixed Assets $ 28.049.373 $ 27.967.545 I I I I I I I I 77 I CITY OF FRIENDSWOOD, TEXAS GENERAL FIXED ASSETS SCHEDULE OF GENERAL FIXED ASSETS — BY FUNCTION AND ACTIVITY September 30, 1996 1 Function and Activity Land Buildings General Government City Manager $ $ City Secretary Administrative Services Total General Government Public Safety Police 10,542 728,007 Fire 18,000 267,322 Emergency managementI Total Public Safety 28,542_ 995,329 Public Works I Streets and drainage 375,408 141,816 Total Public Works 375,408 141,816 Community Services Library 28,838 485,355 Parks and recreation 1,735,778 318,564 Community activities 308,914 Swimming pool 552,700 Buildings 442,916 2,112,760 Total Community Services 2,760,232 3,225,593 Construction in progress Total General Fixed Assets $ 3,164.182 $ 4.362,738 I I I I 78 1 I I Exhibit H-2 I I Construction Improvements Equipment In Progress Total I $ $ 23,605 $ $ 23,605 I 38,415 38,415 746,473 746,473 808,493 808,493 I 915,618 1,654,167 1,278,641 1,563,963 61,745 61,745 2,256,004 3,279,875 I 14,466,869 345,906 15,329,999 14,466,869 345,906 15,329,999 I164,020 678,213 1,064,003 292,394 3,410,739 308,914 I 717,819 15,269 1,285,788 121,788 229,303 2,906,767 I1,903,610 700,986 8,590,421 40,585 40,585 I $ 16370,479 $ 4,111,389 $ 40,585 $ 28,049,373 I I I79 1 I I I I I I GENERAL LONG—TERM DEBT 111 This account group is established to account for the principal outstanding on general obligation bonds and other long—term liabilities. I 3 I I I I I I I I 1 CITY OF FRIENDSWOOD, TEXAS 3 Exhibit H-3 GENERAL FIXED ASSETS SCHEDULE OF CHANGES IN GENERAL FIXED ASSETS — BY FUNCTION AND ACTIVITY Year Ended September 30, 1996 General General Fixed Assets Fixed Assets Function and October 1, Tansfers and September 30, Activity 1995 Additions Retirements 1996 General Government City Manager $ $ 23,605 $ $ 23,605 City Secretary 38,415 38,415 Inspections 24,202 (24,202) Administrative Services 1,870,505 (1,124,032) 746,473 Total General Government 1,894,707 62,020 (1,148,234) 808,493 Public Safety I Police 1,247,155 407,012 1,654,167 Fire 1,789,650 (225,687) 1,563,963 Animal control 108,716 (108,716) Emergency management 39,917 21,828 61,745 Total Public Safety 3,185,438 428,840 (334,403) 3,279,875 Public Works Streets and drainage 13,880,908 1,449,091 15,329,999 Sanitation 289,011 (289,011) Total Public Works 14,169,919 1,449,091 (289,011) 15,329,999 Community Services Library 1,638,672 (960,459) 678,213 Parks and recreation 3,630,505 (219,766) 3,410,739 Community activities 308,914 308,914 Swimming pool 703,977 581,811 1,285,788 Buildings 2,906,767 2,906,767 Total Community Services 5,973,154 3,797,492 (1,180,225) 8,590,421 1 Construction in progress 2,744,327 (2,703,742) 40,585 Total General Fixed Assets $ 27,967,545 $ 5,737,443 $ (5,655,615) $ 28,049373 I I I 80 I I CITY OF FRIENDSWOOD, TEXAS Exhibit I—1 3 COMPARATIVE SCHEDULES OF GENERAL LONG—TERM DEBT 3 September 30, 1996 and 1995 I1996 1995 Amount Available and to be Provided for Ithe Payment of General Long—Term Debt Amount available in Debt Service Fund $ 298,053 $ 56,968 IAmount to be provided for retirement of general long—term debt 4,320,476 5,326,980 1 Total Amount Available and to be Provided $ 4,618.529 $ 5,383,948 I General Long—Term Debt Payable IAccretion on premium compound interest bonds $ 282,038 $ 244,186 Notes payable 181,805 384,642 I Obligations under capital leases 219,209 223,043 ICertificates of obligation 2,100,000 2,130,000 General obligation bonds 1,835,477 2,402,077 3 Total General Long—Term Debt Payable $ 4,618,529 $ 5383,948 I I I I 81 CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF CHANGES IN GENERAL LONG—TERM DEBT September 30, 1996 and 1995 Amounts Date of Interest Originally Issue Description Rate Payable Issued 1969 Revenue Bonds — Series 1969 5.5%-6.125% $ 700,000 08/15/86 Refunding Bonds — Series 1986 4.25% 7.9% 10,650,777 10/19/92 Certificates of Obligation Series 1992 5.5% 6.75% 2,160,000 04/14/93 Refunding Bonds — Series 1993 2.25% — 4.625% 3,480,000 Notes payable 598,567 Obligations under capital leases 195,924 Accretion on premium compound interest bonds Totals I 1 I I I 82 1 F I Exhibit I-2 I I Amounts Reallocated Amounts I Outstanding Issued Retired (To)/From Outstanding Interest October 1, Current Current Enterprise September 30, Current 1995 Year Year Fund 1996 Year 1 $ 62,900 $ $ 13,600 $ $ 49,300 $ 3,436 756,677 514,250 242,427 18,513 I2,130,000 30,000 2,100,000 121,808 1 1,582,500 38,750 1,543,750 63,613 4,532,077 596,600 3,935,477 207,370 1 384,642 202,837 181,805 223,043 160,000 163,834 219,209 I244,186 37,852 282,038 I $ 5,383,948 $ 197,852 $ 963,271 $ $ 4,618,529 $ 207,370 I I I 3 1 83 CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF GENERAL LONG-TERM DEBT ? SERVICE REQUIREMENTS TO MATURITY Vo September 30, 1996 ilk Refunding Bonds Due During Annual Requirements for All Series Series 1986 Fiscal Year Total Total Total Principal Interest Due Ending Principal Interest Principal and Due March 1, Sept.30, Due Due Interest Due March 1 September 1 Total 1997 $ 591,897 $ 203,788 $ 795,685 $ $ $ 1998 481,692 175,953 657,645 1999 462,272 151,563 613,835 2000 370,411 439,000 809,411 170,958 307,542 * 478,500 2001 224,494 183,867 408361 30,744 62,756 * 93,500 2002 298,715 142,589 441304 14,965 34,535 * 49,500 2003 313,746 128,293 442,039 13,746 35,754 * 49,500 2004 333,264 111,788 445,052 12,014 34,736 * 46,750 2005 285,000 61320 346320 2006 305,000 45,238 350,238 2007 325,000 27,913 352,913 2008 345,000 9,488 354,488 Totals $ 4,336,491 $ 1,680,800 $ 6,017,291 $ 242,427 $ 475 323 $ 717,750 1 Due During Fiscal Year Ending Notes Payable Obligations Under Capital Leases Sept.30, Principal Interest Total Principal Interest Total 1997 $ 181,805 $ 10,908 $ 192,713 $ 81,042 $ 12,770 $ 93,812 1998 82,192 11,622 93,814 1999 54,022 5,797 59,819 2000 1,953 247 2,200 2001 2002 2003 2004 2005 2006 2007 2008 Totals $ 181.805 $ 10,908_ $ 192,713 $ 219209 $ 30,436 $ 249,645 1 I I * Includes accretion on premium compound interest bonds. 84 1 I Exhibit I-3 I Certificates of Obligation Refunding Bonds I Due During Series 1992 Series 1993 Principal Fiscal Year Principal Interest Due Interest Due Ending Due March 1, Due March 1, I Sept.30, March 1 September 1 Total March 1 September 1 Total 1997 $ 30,000 $ 119,783 $ 149,783 S 283,750 $ 57,776 $ 341,526 1998 80,000 116,070 196,070 302,500 46,699 349,199 1999 80,000 110,670 190,670 311,250 34.575 345,825 I 2000 80,000 105,270 185,270 117,500 25,941 143,441 2001 70,000 100,208 170,208 123,750 20,903 144,653 2002 155,000 92,614 247,614 128,750 15,440 144,190 2003 165,000 82,969 247,969 135,000 9,570 144,570 1 2004 180,000 73,785 253,785 141,250 3,267 144,517 2005 285,000 61,320 346 320 2006 305,000 45,238 350,238 I 2007 325,000 27,913 352,913 2008 345,000 9,488 354,488 Totals $ 2,100,000 $ 945328 $ 3.045 328 $ 1,543,750 $ 214,171_ $ 1,757,921 IRevenue Bonds Due During Series 1969 I Fiscal Year Principal Interest Due Ending Due March 1, Sept. 30, March 1 September 1 Total 1997 $ 15,300 $ 2,551 $ 17,851 I 1998 17,000 17,000 1,562 18,562 1999 521 17,521 2000 I 2001 2002 2003. 2004 I 2005 2006 2007 2008 I Totals $ 49.300 $ 4,634 S 53.934 I I 85 ill CITY OF FRIENDSWOOD, TEXAS GENERAL GOVERNMENT REVENUES BY SOURCE 7 Last Ten Fiscal Years Function 1987 1988 1989 1990 General property taxes $ 4,421,343 $ 4,442,540 $ 4,562,856 $ 4,557,133 Sales taxes 518,939 510,574 607,349 690,327 Franchise taxes 332,432 375,755 400,986 419,062 Sanitation 525,592 545,130 542,911 595,244 Fines and forfeitures 184,359 142,516 190,106 166,982 Permits and fees 124,913 125,083 143,105 240,294 Intergovernmental revenue 94,015 48,985 53,464 50,984 Interest on investments 91,011 196,647 185,037 222„328 Other revenue 45,342 106,057 118,539 115,107 $ 6,337.946 $ 6,493,287 $ 6,804.353 $ 7,057.461 Includes General,Special Revenue,and Debt Service Funds. Source - Accounting records of the City. I I I I I I 86 1 r I Table 1 F I 1991 1992 1993 1994 1995 1996 r $ 4,749,173 $ 4,958,863 $ 5,249,517 $ 5,553,218 $ 5,865,855 $ 5,660,697 f742,725 808,405 979,890 1,001,832 1,028,528 1,439,030 456,566 541,841 530,059 570,031 863,183 852,091 733,245 780,604 838,542 966,066 1,085,149 1,017,028 166,355 171,154 174,487 217,411 266,287 353,742 286,421 337,539 319,384 296,003 234,518 401,720 28,641 34,006 32,273 48,101 46,060 40,055 232,773 153,558 154,195 107,089 193,588 238,009 139,525 208,466 219,615 330,313 354,627 224,097 $ 7,535,424 $ 7,994,436 $ 8,497,962 $ 9,090,064 $ 9,937,795 $ 10,226,469 I I I I ilk 87 CITY OF FRIENDSWOOD, TEXAS GENERAL GOVERNMENT EXPENDITURES BY FUNCTION Last Ten Fiscal Years Function 1987 1988 1989 1990 General government $ 1,473,875 $ 1,143,024 $ 1,167,194 $ 1,258,050 Public safety 1,870,538 1,934,317 2,038,066 2,173,685 Public works 1,237,644 1,128,195 1,108,423 1,196,889 Community development 249,684 257,750 281,723 Community services 727,525 814,380 768,533 949,048 Debt service 1,314,714 1,344,693 1,305,728 1,304,597 $ 6,624,296 $ 6,614,293 $ 6,645,694 $ 7,163,992 t Includes General,Special Revenue,and Debt Service Funds. Source — Accounting records of the City. I I I I I I I I 88 1 I I 1 I I I I I IUNAUDITED STATISTICAL SECTION I I 1 I I I I 2 I Table 2 I 1991 1992 1993 1994 1995 1996 $ 1,085,683 $ 1,112,882 $ 1,149,344 $ 1,478,817 $ 1,481,710 $ 1,615,770 111 2,478,564 3,061,016 2,814,658 2,846,169 3,206,222 3,329,960 1,521,841 1,537,447 1,621,896 1,783,738 1,792,014 1,805,947 289,501 326,854 386,976 413,489 463,813 450,916 1,048,606 1,087,039 1,319,689 1,426,792 1,656,146 1,686,909 1,301,928 1,315,242 1,434,052 1,427,360 1,579,490 1,202,192 $ 7,726.123 $ 8.440.480 $ 8.726,615 $ 9,376,365 $ 10.179,395 $ 10.091,694 I I I 1 I I I i 1 I 89 0 a. IIII CITY OF FRIENDSWOOD, TEXAS iik PROPERTY TAX LEVIES AND COLLECTIONS le 0 Last Ten Fiscal Years Fiscal Year Percent Ended Tax Tax Total Current Tax of Levy Sept. 30, Year Rate Tax Levy Collections Collected 1987 1986 $ 0.6950 $ 4,369,541 $ 4,245,550 97.16 % 1988 1987 0.6950 4,351,363 4,248,363 97.63 1989 1988 0.6950 4,553,066 4,433,139 97.37 1990 1989 0.6950 4,531,537 4,427,153 97.70 1991 1990 0.6950 4,636,066 4,561,109 98.38 1992 1991 0.6950 4,869,697 4,782,350 98.21 1993 1992 0.6630 5,179,275 5,081,084 98.10 1994 1993 0.6630 5,450,155 5,384,023 98.79 1995 1994 0.6630 5,779,760 5,717,509 98.92 2 1996 1995 0.6156 5,610,277 5,568,094 99.25 I 1 Source — Tax assessor/collector's records. I I I I I 90 I Table 3 I Total Outstanding I Collections Delinquent Delinquent as Percent Outstanding Taxes as Tax Total Tax of Current Delinquent Percent of I Collections Collections Levy Taxes Levy $ 133,831 $ 4,379,381 100.23 % $ 318,441 7.29 % I119,687 4,368,050 100.38 301,754 6.93 79,695 4,512,834 99.12 341,986 7.51 I74,484 4,501,637 99.34 371,886 8.21 107,112 4,668,221 100.69 339,731 7.33 1 120,660 4,903,010 100.68 306,418 6.29 91,531 5,172,615 99.87 313,078 6.04 I 103,113 5,487,136 100.68 276,097 5.07 I89,977 5,807,486 100.48 248,371 4.30 54,842 5,622,936 100.23 231,973 4.13 I I I 1 I I 91 111 CITY OF FRIENDSWOOD, TEXAS Table 4 ASSESSED AND ESTIMATED ACTUAL VALUE OF TAXABLE PROPERTY Last Ten Fiscal Years I Ratio of Fiscal Year Estimated Assessed Value Ended Tax Assessed Actual to Estimated ISept. 30, Year Value Value Actual Value 1987 1986 $ 628,710,940 $ 760,787,760 82.64 % II1988 1987 626,095,422 763,454,517 82.01 1989 1988 634,729,000 729,914,210 86.96 I1990 1989 653,106,888 759,841,760 85.95 1991 1990 667,059,850 761,569,171 87.59 I1992 1991 700,373,270 806,261,160 86.87 I1993 1992 781,187,783 917,420,470 85.15 1994 1993 825,111,643 976,268,953 84.52 1995 1994 869,085,848 1,021,248,848 85.10 1996 1995 911,351,022 1,165,107,496 78.22 I Source — Tax assessor/collector's records. I I 3 I I 92 mi aw CITY OF FRIENDSWOOD, TEXAS DIRECT AND OVERLAPPING S PROPERTY TAX RATES Last Ten Fiscal Years Friendswood Clear Creek Independent Independent Clear Creek Tax City of School School Drainage Fiscal Year Year Friendswood District District District Tax Rates (*) 1987 1986 $ 0.6950 $ 1.4100 $ 0.9200 $ 0.1500 1988 1987 0.6950 1.4100 0.9500 0.1500 1989 1988 0.6950 1.4100 0.9500 0.1500 1990 1989 0.6950 1.5500 1.0750 0.1500 1991 1990 0.6950 1.5500 1.2890 0.1500 1992 1991 0.6950 1.6500 1.2990 0.1500 1993 1992 0.6630 1.7200 1.4256 0.1500 1994 1993 0.6630 1.6180 1.4600 0.1450 1995 1994 0.6630 1.6090 1.4700 0.1430 3 1996 1995 0.6156 1.5900 1.4700 0.1410 I Source - Tax Department records of the various taxing authorities. (*) Per$100 valuation. I I 1 I 93 I I ITable 5 I I Port of Harris County Harris Galveston Houston Harris County Hospital ICounty County Authority Flood Control District I $ 0.26786 $ 0.3850 $ 0.00800 $ 0.06400 $ 0.13500 I 0.29316 0.3850 0.00715 0.03720 0.13700 0.29455 0.3540 0.01091 0.03760 0.14600 0.32600 0.3965 0.01267 0.05130 0.16600 I0.31483 03965 0.01327 0.06190 0.16621 0.32188 0.4251 0.01531 0.05280 0.19621 I0.32909 0.4300 0.01496 0.05590 0.19621 0.33854 0.4650 0.01222 0.05565 0.18975 0.36281 0.4850 0.01316 0.06252 0.18350 0.04680 0.5200 0.01290 0.07600 0.12380 I I I I I I 94 3 CITY OF FRIENDSWOOD, TEXAS Table 6 TAX RATE DISTRIBUTION Last Ten Fiscal Years I Fiscal Year Debt Total Ended Tax General Service Tax Sept. 30, Year Fund Fund Rate 1987 1986 $ 0.48100 $ 0.21400 $ 0.69500 3 1988 1987 0.52000 0.17500 0.69500 1989 1988 0.50746 0.18754 0.69500 1990 1989 0.53330 0.16170 0.69500 1991 1990 0.50876 0.18624 0.695003 1992 1991 0.50900 0.18600 0.69500 1993 1992 0.50160 0.16140 0.66300 2 1994 1993 0.50250 0.16050 0.66300 1995 1994 0.51400 0.14900 0.66300 1996 1995 0.46800 0.14760 0.61560 I I Source — City's tax ordinances. Tax rates are per$100 valuation. I I I I I 95 I CITY OF FRIENDSWOOD, TEXAS Table 7 IPRINCIPAL TAXPAYERS September 30, 1996 I Percent I of Total Assessed Assessed Taxpayer Type of Property Valuation Valuation I1 . Exxon Corporation Oil and Gas $ 18,085,000 1.98 % 2 . Southwestern Bell Telephone Utility Company 13,013,860 1.43 I3 . Texas New Mexico Power Utility Company 8,928,510 0.98 I4 . Property Trust of America(Seahawk Apts.)Apartments 6,883,260 0.76 5 . Friendswood Retirement Living Ltd. Retirement Home 6,757,745 0.74 I6 . Hausman—Banfield Interests Apartments;Commercial 5,966,630 0.65 7 . Frontier Land VPLL(Salem Square) Apartments 3,300,000 036 I8 . Houston Lighting&Power Utility Company 3,183,100 0.35 9 . H.U.D. Multi Family Homes Apartments 3,030,540 0.33 10 . Bellaire Capital Partnership (Kroger 2351) Shopping Center 2,692,110 0.30 71,840,755 7.88 All other taxpayers 839,510,267 92.12 ITotals 911,351.022 100.00 % IlSource — Tax assessor/collector's records. 1 I I I 96 0 il CITY OF FRIENDSWOOD, TEXAS REVENUE BOND COVERAGE IP Last Ten Fiscal Years Operating Net Operating Number Number Expenses Revenue Fiscal of Water of Sewer Operating Before Available for Year Customers Customers Revenue Depreciation Debt Service 1987 6,514 6,324 $ 3,066,581 $ 1,487,668 $ 1,578,913 1988 6,626 6,432 3,071,181 1,526,297 1,544,884 1989 6,731 6,539 3,034,892 1,443,986 1,590,906 1990 6,968 6,719 3,472,772 1,597,064 1,875,708 1991 7,336 6,983 3,378,322 1,857,809 1,520,513 1992 7,521 7,171 3,567,379 2,063,694 1,503,685 1993 7,781 7,475 3,808,566 2,246,969 1,561,597 1994 8,031 7,709 3,896,444 2,305,953 1,590,4913 1995 8,210 7,878 4,394,289 2,135,227 2,259,062 1996 8,382 8,043 4,995,119 2,730,719 2,264,400 I Note A— The amounts only include Revenue bonds and do not include amounts paid by 3 the Enterprise Fund for Combination Tax and Revenue Bonds which are secured by Tax Revenues Source Accounting records of the City. I I I 97 I I Table 8 I I I Revenue Bond Debt Service Requirements Principal Interest Total Coverage I $ 125,000 $ 77,566 $ 202,566 7.79 125,000 69,720 194,720 7.93 I125,000 61,900 186,900 8.51 I130,000 56,275 186,275 10.07 130,000 46,906 176,906 8.60 I135,000 38,916 173,916 8.65 135,000 31,022 166,022 9.41 I135,000 25,710 160,710 9.90 140,000 15,581 155,581 14.52 I45,000 10,244 55,244 (A) 40.99 I I I I I I I II 98 A CITY OF FRIENDSWOOD, TEXAS RATIO OF NET GENERAL BONDED DEBT TO ASSESSED 11, VALUE AND NET BONDED DEBT PER CAPITA Last Ten Fiscal Years Fiscal Year Ended Assessed Gross Sept. 30, Population Value Bonded Debt 1987 23,000 $ 760,787,760 $ 10,065,778 1988 22,500 763,454,517 9,405,7781 1989 23,500 729,914,210 8,750,778 1990 22,710 759,841,760 8,080,7787 1991 22,814 761,569,171 7,365,778 1992 25,680 806,261,160 6,575,778 3 1993 26,333 781,187,783 9,061,649 1994 27,356 825,111,643 8,160,895 1995 27,700 869,085,848 4,776,263 (1) 2 1996 28,602 911,351,022 4,217,515 Source — Tax assessor/collector and accounting records of the City. (1) Reflects reallocation of debt to Enterprise Funds in 1994-95 in the amount of$2.5 million. I 99 I I Table 9 I 1 Ratio of Net Less Debt Bonded Debt Net Bonded Service Net to Assessed Debt IFunds Bonded Debt Value Per Capita $ 518,998 $ 9,546,780 1.25 % 415 I325,894 9,079,884 1.19 404 280,793 8,469,985 1.16 360 1 57,308 8,023,470 1.06 353 50,854 7,314,924 0.96 321 I78,244 6,497,534 0.81 253 I 45,501 9,016,148 1.15 342 47,281 8,113,614 0.98 297 I56,968 4,719,295 0.54 (1) 170 298,053 3,919,462 0.43 137 I I I I I I 100 ai 41 ill CITY OF FRIENDSWOOD, TEXAS Table 10 RATIO OF ANNUAL DEBT SERVICE EXPENDITURES A FOR GENERAL BONDED DEBT TO TOTAL GENERAL EXPENDITURES tip Last Ten Fiscal Years II Ratio of Interest Total Debt Total Debt Service Fiscal and Fiscal Service General Requirements Year Principal Charges Requirements Expenditures to Expenditures 1987 $ 620,386 $ 694,328 $ 1,314,714 $ 6,624,296 19.85 % 1988 690,323 654,370 1,344,693 6,614,293 20.33 1989 687,029 618,699 1,305,728 6,645,694 19.65 1990 721,245 583,352 1,304,597 7,163,992 18.21 1991 763,192 538,736 1,301,928 7,726,061 16.85 1992 830,000 485,242 1,315,242 8,440,480 15.58 1993 945,000 489,052 1,434,052 8,726,615 16.433 1994 960,000 433,270 1,393,270 9,376,365 14.86 1995 910,000 358,551 1,268,551 10,179,395 12.46 1 1996 963,272 238,920 1,202,192 10,091,694 11.91 I 101 I CITY OF FRIENDSWOOD, TEXAS Table 11 ICOMPUTATION OF LEGAL DEBT MARGIN September 30, 1996 I Net assessed value $ 911,351,022 I Plus exempt property 253,756,474 ITotal appraised value $ 1.165,107,496 Debt limit — $2.50 per$100 valuation* 29,127,687 I Amount of debt applicable to debt limit: Total bonded debt 4,618,529 I Less: Assets in debt service funds available for payment of principal 298,053 ITotal amount of debt applicable to debt limit 4,320,476 Legal debt margin $ 24.807.211 I I * The City of Friendswood has no general obligation legal debt limit other than a ceiling on the I tax rate as specified by the State of Texas. The prescribed maximum is $2.50 per $100 valuation.The calculation is the maximum amount that the City could levy for debt payments for one year. The maximum tax amount is substantially more than the total outstanding debt for the City which will be paid out over the next 12 years. I I I I I I102 it CITY OF FRIENDSWOOD, TEXAS 7 Table 12 COMPUTATION OF DIRECT AND OVERLAPPING DEBT V it September 30, 1996 Percentage Applicable City of Net Debt Outstanding to City of Friendswood's Name of Governmental Unit Outstanding as of Friendswood Share of Debt Friendswood Independent School District $ 12,610,309 08/_31/96 100.00 % $ 12,610,309 Clear Creek Independent School District 124,235 08/31/95 3.94 4,895 Galveston County 40,000,000 12/31/95 5.68 2,272,000 Harris County 2,235,827,000 2/28/96 0.15 3,353,741 Harris County Flood Control District 228,198,000 2/28/96 0.15 342,297 Port of Houston Authority 114,322,000 2/28/96 0.15 171,483 Total Net Overlapping Debt 18,754,724 City of Friendswood 3,919,462 Total Net Direct and Overlapping Debt $ 22.674,186 I I 103 I CITY OF FRIENDSWOOD, TEXAS Table 13 DEMOGRAPHIC STATISTICS Last Ten Fiscal Years I I Fiscal Per Capita Median Unemployment Year Population Income Age Rate (A) I1987 23,000 $ 29,273 29.7 10.3 % 1988 22,500 29,743 29.7 6.8 I1989 23,500 20,409 32.9 6.4 1990 22,710 N.A. N.A. 5.0 1 1991 22,814 N.A. N.A. 7.4 1992 25,680 N.A. N.A. 8.9 I1993 26,333 N.A. N.A. 7.6 I 1994 27,356 N.A N.A 7.8 1995 27,700 N.A. N.A 7.8 I1996 28,602 N.A. N.A. 3.7 (B) N.A. — Not Available I (A) Source — Texas Employment Commission I (B) For the year 1996 the unemployment rate is for the City of Friendswood.For years prior to 1996 the rate was for Galveston County since rates were not available for the City of Friendswood. I I I I I 104 I CITY OF FRIENDSWOOD, TEXAS 3 Table 14 PROPERTY VALUE AND CONSTRUCTION Last Ten Fiscal Years Fiscal Property Year Value Construction 1987 $ 760,787,760 $ 17,337,714 1988 763,454,517 19,712,294 1989 729,914,210 14,998,749 1990 759,841,760 37,068,554 1991 761,569,171 46,975,722 1992 806,261,160 63,126,050 1993 917,420,470 61,604,061 1994 976,268,953 64,653,799 1995 1,021,248,848 34,680,410 1996 1,165,107,496 42,440,747 Source:City's Permits Department. 105 CITY OF FRIENDSWOOD, TEXAS Table 15 ISCHEDULE OF INSURANCE COVERAGE September 30, 1996 I IAmount of Term Type Company Policy# Coverage Deductible From To Premium I All Risk � Coverage includes Flood and Earthquake) I Real and personal property T M L * 6435-96 $ 12,672,601 5,000 10/1/95 9/30/96 $ 13,832 Boiler and machinery T M L 6435-96 1,000,000 5,000 10/1/95 9/30/96 3,122 Mobil equipment T M L 6435-96 595,838 5,000 10/1/95 9/30/96 2,157 I Liability I Law enforcement Automobile liability Nat Casualty TBD 1,000,000 5,000 10/1/95 9/30/96 26,528 T M L 6435—96 1,000,000 1,000 10/1/95 9/30/96 41,808 Automobile physical damage T M L 6435-96 1,553,988 1,000 10/1/95 9/30/96 15,431 I Automobile catastrophe T M L 6435-96 500,000 10,000 10/1/95 9/30/96 1,100 Public officials and employee liability—errors/omissions Nat Casualty TBD 1,000,000 7,000 10/1/95 9/30/96 20,397 General liability T M L 6435-96 2,000,000 1,000 10/1/95 9/30/96 33,546 I Fidelity I Surety—Finance director Truman 801674 50,000 5/26/96 5/26/97 250 Surety—City manager Truman 400IiX 50,000 1/5/96 1/5/97 250 Surety—Tax Assesser/ I Collector Truman EX801603 50,000 7/1/96 7/1/97 175 Notary errors/omissions Truman 18200783 20,000 2/17/96 2/17/97 257 I Catastrophe Property Windstorm and hail AmGrip 169199-01 6,928,411 5,000 4/14/96 4/14/97 18,395 Flood Truman 420007625177 256,500 500 4/7/96 4/7/97 464 111 AD & D FVFD—accidental&ADD Truman 3242 up to 25,000 3/27/96 3/27/97 3,672 I * T M L — Texas Municipal League Intergovernmental Risk Pool I 106 i& CITY OF FRIENDSWOOD, TEXAS REQUIRED SUPPLEMENTARY INFORMATION 0 TEXAS MUNICIPAL RETIREMENT SYSTEM ANALYSIS OF FUNDING PROGRESS Last Ten Calendar Years 7 Plan Net Assets Pension Unfunded Calendar Available Benefit Percentage Pension Year for Benefits Obligation Funded Obligation 1986 $ 979,872 $ 1,321,465 74.2 % $ 341,593 1987 1,265,501 1,632,280 77.5 366,779 1988 1,582,085 1,878,557 84.2 296,472 1989 1,866,216 2,204,025 84.7 337,809 1990 2,223,461 2,978,946 74.6 755,485 1991 3,323,037 3,606,837 92.1 283,800 1992 3,954,115 4,245,973 93.1 291,858 1993 4,547,707 5,418,187 83.9 870,480 1994 5,190,936 5,862,152 88.6 671,216 1995 5,838,306 6,559,465 89.0 721,159 I N.A. — Not Available f I I 107 II I Table 16 I IUnfunded Pension I Benefit as a Annual Percentage City Average Covered of Covered Contribution City I Payroll Payroll to TMRS Rate $ 2,132,015 16.0 % $ 73,092 3.4 % I2,516,687 14.6 85,739 3.4 2,615,976 11.3 86,290 3.3 I2,617,976 12.9 97,716 3.7 2,955,563 25.6 171,244 5.8 1 3,051,394 9.3 210,370 6.9 3,339,878 8.7 208,440 6.2 I3,469,512 25.1 207,130 6.0 3,892,013 17.2 257,192 6.6 4,150,533 17.4 284,653 6.9 I I I I I I I 108 CITY OF FRIENDSWOOD, TEXAS SCHEDULE OF IMPACT FEE PROJECT CHANGES Year Ended September 30, 1996 South South Friendswood Friendswood Surface Water Service Area Service Area Facilities Water Wastewater Improvements Improvements Improvements Increases Impact fees $ 179,860 $ 7,618 $ 26,030 Interest 3,273 1,550 474 183,133 9,168 26,504 Decreases Improvements: Manhole rehabilitation Transfer for Debt Service Payments: 1988 Certificate of Obligation 142,800 1992 Certificate of Obligation 12,915 1995 Refunding Bonds 83,931 142,800 83,931 12,915 Net Increase (Decrease) 40,333 (74,763) 13,589 Balance,beginning of year 77,534 Balance, End of Year $ 40.333 $ 2371 $ 13,589 Source — Citysubsidiary records tracking project information regarding impact fees received bythe Enterprise Fund. Impact fees are recorded as additions to contributed capital in the Enterprise Fund. (1) Interest allocated on percentage of beginning equity and impact fee revenues. 109 1 1 Table 17 i 1 ' Other Water and Wastewater Improvements Totals $ 28,217 $ 241,725 513 5,810 (1) 28,730 247,535 1 26,501 26,501 142,800 12,915 ' 83,931 26,501 266,147 ' 2,229 (18,612) ' 77,534 ' $ 2229 $ 58,922 1 1 1 1 1 110 CITY OF FRIENDSWOOD, TEXAS Table 18 MISCELLANEOUS STATISTICAL DATA Page 1 of 2 September 30, 1996 Date of incorporation October 15, 1960 Date of present charter Adopted Home Rule Charter October 16, 1971 Form of government Council— Manager Area 22.70 square miles Miles of Streets Streets — Paved 111.95 miles Streets — Unpaved 2.12 miles Fire Protection Number of stations 3 Number of employees(Full—time equivalent) 6.00 Number of volunteers 98 Fire Prevention Number of employees(Full—time equivalent) 2.80 Number of volunteers — Police Protection Number of stations 1 Number of sworn officers(Full—time equivalent) 38.48 Number of patrol units 12 Recreation Number of parks 6 Size of parks 110.5 acres Number of golf courses — Number of swimming pools 1 Number of tennis courts 4 Miles of storm sewers 84.74 milesOP 4 111 CITY OF FRIENDSWOOD, TEXAS Table 18 MISCELLANEOUS STATISTICAL DATA Page 2 of 2 September 30, 1996 I I Education Friendswood Independent School District: Number of teachers 340 Number of students 4,517 IClear Creek Independent School District: Number of teachers 1,600 Number of students 27,600 1 City Employees I Department heads 6 Employees: Full—time 120.00 Part—time(Full—time equivalent) 28.03 ITotal 154.03 I Election Number of Votes Cast: Last City Election — Regular Election 2,075 Water Source Ground Water Surface Water I Average daily consumption 1,144,799 gallons 2,437,683 gallons Maximum daily consumption 3,595,000 gallons 4,093,000 gallons Water mains 115 miles Number of connections 8,382 I Sewer Blackhawk I Average daily flow 2,635,478 gallons Maximum daily flow 8,699,000 gallons Sanitary sewer mains 115 miles Number of connections 8,043 I 111 I I 112