Loading...
HomeMy WebLinkAbout1982 04 30 Financial Report - Clearwoods Improvement District (2) CLEARWOODS IMPROVEMENT DISTRICT REPORT ON FINANCIAL STATEMENTS (With Supplemental Material) YEAR ENDED APRIL 30, 1982 IIVEEDLOVE &co Cr 10IFIFD PUBLIC ACCOUN1ANTb TABLE OF CONTENTS Exhibits Page Auditors' Report 1 Combined Balance Sheet - All Fund Types and A 2 Account Groups Combined Statement of Revenues, Expenditures B 4 and Changes in Fund Balances - All Governmental Fund Types Statement of Revenues, Expenditures and Changes C 6 in Fund Balances - Budget and Actual - General Fund Summary of Accounting Policies and Notes to 7 Financial Statements Supplemental Schedules Schedules Auditors' Report on Other Financial Information 13 Analysis of Changes in Cash and Temporary A-1 15 Investments - All Governmental Fund Types General Long-Term Debt and Debt Service A-2 16 Requirements Analysis of Changes in General Long-Term Debt A-3 18 Schedule of Temporary Investments A-4 20 Analysis of Taxes Receivable A-5 21 Analysis of Organization Costs A-6 22 Analysis of Changes in General Fixed Assets A-7 23 Comparative Schedule - Revenues and Expenditures - A-8 24 Five Years Insurance Coverage A-9 26 Board Members, Key Personnel and Consultants A-10 28 Management Letter 31 N2EEDLOVE oco CERTIFIED Pt BIIC ACCOUNTANTS 3730 F.M. 1960 West, Suite 300 Houston,Texas 77068 RICHARD W.BREEDLOVE (713)440-3347 DONN A.LAND July 15, 1982 Board of Directors Clearwoods Improvement District Harris County, Texas We have examined the Combined Financial Statements - All Fund Types and Account Groups of Clearwoods Improvement District as of April 30, 1982, and for the year then ended. Our examination was made in accordance with generally accepted auditing standards and accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances. In accordance with the suggestions of the Texas Water Rights Commission, the District did not depreciate its general fixed assets. We observed no departures by the District from the requirements of the bond orders or from applicable laws and regulations except as described in detail in Note 6 of the Notes to Financial Statements. In our opinion, the above-mentioned combined financial statements present fairly the financial position of Clearwoods Improvement District for all fund types and account groups as of April 30, 1982, and the results of its operations for the year then ended in conformity with generally accepted accounting principles applied on a basis consistent with that of the preceeding year, except for the change described in Note 12 of the Notes to Financial Statements. We concur with these changes. Exhibit A I CLEARWOODS IMPROVEMENT DISTRICT COMBINED BALANCE SHEET - ALL FUND TYPES & ACCOUNT GROUPS I APRIL 30, 1982 ASSETS [ Governmental Funds Debt Capital i : General Service Projects Fund Fund Fund CURRENT ASSETS: Cash $ 31 496 $ 10 062 $ 297 Temporary investments - restricted - 100 000 - Total Cash & Temporary Investments 31 496 110 062 297 1: Accounts receivable and accrued receivables 28 991 22 123 - Due from other funds 3 226 - - Prepaid Expenses 238 - - Total Current Assets 63 951 132 185 297 GENERAL FIXED ASSETS 1-: Physical plant - - - INTANGIBLE AND OTHER ASSETS Organization costs - - - IT AMOUNT AVAILABLE IN DEBT SERVICE FUND - - - AMOUNT TO BE PROVIDED FOR RETIREMENT OF GENERAL LONG-TERM DEBT - - - [ TOTAL ASSETS $ 63 951 $132 185 $ 297 LIABILITIES AND FUND EQUITY C CURRENT LIABILITIES: . Accounts payable and accrued expenses $ 66 891 $ 372 $ 1 274 [T Contract retainage - - 19 794 Refundable deposits 12 250 - - Due to other funds - 370 2 856 C Total Current Liabilities 79 141 742 23 924 LONG-TERM LIABILITIES [7 Bonded debt payable - - - Total Liabilities 79 141 742 23 924 FUND EQUITY: [7 Investment in general fixed assets - - - Investment in uncollected taxes - 21 956 Fund balances: L-1- Designated for debt service - 109 487 - Designated for future capital projects - - (23 627) Undesignated (15 190) - - Total Fund Equity (15 190) 131 443 (23 627) .1 TOTAL LIABILITIES AND FUND EQUITY $ 63 951 $132 185 $ 297 M I See the accompanying Summary of Accounting Policies and Notes to Financial Statements. — Account Groups General Long-Term General Memorandum Debt Fixed Assets Total $ - $ - $ 41 855 100 000 - 141 855 51 114 3 226 238 196 433 2 836 651 2 836 651 299 879 299 879 109 487 - 109 487 2 250 513 - 2 250 513 $2 360 000 $3 136 530 $5 692 963 $ - $ - $ 68.537 - 19 794 12 250 3 226 103 807 2 360 000 - 2 360 000 2 360 000 - 2 463 807 3 136 530 3 136 530 - 21 956 109 487 (23 627) (15 190) 3 136 530 3 229 156 S2 360 000 $3 136 530 $5 692 963 l Exhibit B L . CLEARWOODS IMPROVEMENT DISTRICT COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES - ALL GOVERNMENTAL FUND TYPES IFOR THE YEAR ENDED APRIL 30, 1982 Debt General Service ` Fund Fund OPERATING REVENUES: Service revenue $ 238 366 $ - Tap connection fee 105 168 - Property taxes - 276 487 Penalty and interest revenues 6 613 13 122 Total Operating Revenues 350 147 289 609 r OPERATING EXPENSES: Purchased sewer services 104 230 - Professional fees 21 271 2 504 [ . Purchased and contracted services 60 725 7 177 Consumable supplies and materials 1 599 - Recurring operating expenses 112 115 231 Water tap expense 1 585 - Total Operating Expenses 301 525 9 912 r NET INCOME FROM OPERATIONS: 48 622 279 697 i� Less: Debt service expenses - 157 510 Principal retirement - 80 000 1--' NET INCOME 48 622 42 187 ADDITIONS TO FUND BALANCE: II Transferred from debt service fund - - Total Additions to Fund Balance 48 622 42 187 II DEDUCTIONS FROM FUND BALANCE: Investment in uncollected taxes - 6 858 Transferred to general fixed assets - - [ Transferred to capital projects fund 20 000 Total Deductions from Fund Balance - 26 858 NET CHANGE IN FUND BALANCES FOR THE YEAR 48 622 15 329 FUND BALANCE AT MAY 1, 1981 (63 812) 116 114 [-1 FUND BALANCE AT APRIL 30, 1982 $ (15 190) $ 131 443 [I See the accomnanvina Summary of Accounting Policies and Notes to Financial Statements. r _ ..� � .� --..�,..., .---y:---.------ - - - - - Capital Projects Memorandum Fund Total $ - $ 238 366 105 168 276 487 186 19 921 186 639 942 104 230 - 23 775 67 902 1 599 112 346 1 585 311 437 186 328 505 157 510 80 000 186 90 995 20 000 20 000 20 186 110 995 6 858 47 856 47 856 20 000 47 856 74 714 (27 670) 36 281 4 043 56 345 $ (23 627) $ 92 626 5 Exhibit C 1 i CLEARWOODS IMPROVEMENT DISTRICT STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND L BALANCES - BUDGET AND ACTUAL - GENERAL FUND I FOR THE YEAR ENDED APRIL 30, 1982 1 Favorable C (Unfavorable) 1 Actual Budget Variance OPERATING REVENUES: l Service revenue $ 238 366 $ 249 562 $ (11 196) Tap connection fees 105 168 7 086 98 082 ` Penalty and interest revenues 6 613 6 689 (76) i Total Operating Revenues 350 147 263 337 86 810I OPERATING EXPENSES: [-, ' Purchased sewer services 104 230 20 286 (83 944) • Professional fees 21 271 20 363 (908) r Purchased and contracted services 60 725 66 370 5 645 ` Consumable supplies and materials 1 599 1 863 264 Recurring operating expenses 112 115 96 083 (16 032) Water tap expense 1 585 100 (1 485) Total Operating Expenses 301 525 205 065 (96 460) NET INCOME 48 622 58 272 (9 650) [ i_ lNET CHANCE IN FUND BALANCES FOR THE YEAR 48 622 58 272 (9 650) FUND BALANCE AT MAY 1, 1981 • (63 812) (63 812) - ' FUND BALANCE AT APRIL 30, 1982 $ (15 190) $ (5 540) $ (9 650) [7, [-: ri [-. lo See the accompanying Summary of Accounting Policies and Notes to Financial Statements. 1 CLEARWOODS IMPROVEMENT DISTRICT SUMMARY OF ACCOUNTING POLICIES AND NOTES TO FINANCIAL STATEMENTS APRIL 30, 1982 NOTE (1) CREATION OF DISTRICT Clearwoods Improvement District, Harris County, Texas was created by Acts of the 59th Legislature, Regular Session 1965. The Board of Directors held its organizational meeting on August 10, 1965 , and the first bonds were sold on March 21, 1967. NOTE (2) SIGNIFICANT ACCOUNTING POLICIES The accompanying financial statements have been prepared on the modified accrual basis of accounting applicable to governmental funds in accordance with the standards established by Statement No. 1 issued by the National Council on Governmental Accounting. Under this method, all expenditures, except bond interest, and all revenues currently available are accrued. The transactions of the District are accounted for in the following funds and account groups: Governmental Funds General Fund - To account for all revenues and expenditures not required to be accounted for in other funds. Debt Service Fund - To account for the accumulation of financial resources for, and the payment of, general long-term debt principal and interest, paid principally from property taxes levied by the District. Capital Projects Fund - To account for financial resources designated to construct or acquire capital facilities and improvements. Such resources are derived principally from proceeds of the sale of bonds. Account Groups General Fixed Assets - To account for the facilities of the District. General Long-Term Debt - To account for the outstanding principal balance of General Long-Term Debt obligations. Memorandum Totals The memorandum totals represent the aggregate amount of all governmental funds and account groups included in the statements. No eliminations have been made and this total does not present consolidated financial information. 7 I CLEARWOODS IMPROVEMENT DISTRICT. [ ' j SUMMARY OF ACCOUNTING POLICIES AND NOTES TO FINANCIAL STATEMENTS 1 APRIL 30, 1982 Continued L 1 General Fixed Assets l The District capitalizes all costs associated with the creation of the I District. All costs directly associated with the sale of bonds are being capitalized. From the date of the sale of bonds, through the date of the i completion of related improvements, interest revenues and interest expen- ditures related to bond proceeds are being capitalized. These amounts r: are shown on the Balance Sheet as District Organizational Costs. In 4 accordance with the requirements of the Texas Department of Water Resources, the amounts are not being amortized. r The District capitalized the cost of meters and boxes and residential F i lines as part of the water system in General Fixed Assets. The District does not maintain detailed fixed asset records, and thus detailed cost information on individual assets is not readily available. In accordance with the requirements of the Texas Department of Water Resources, fixed assets are not being depreciated. Accordingly, replacements of fixed assets and repairs are not capitalized. The full cost of facilities owned by the District is capitalized; funds provided by others are shown as contributions in the Balance Sheet. Ci NOTE (3) WATER AND SEWER SERVICE RATES 1 The District has established the following rates effective September 7, 1978: - Water Service - Li Residential and Commercial Monthly Charge: First 8,000 Gallons of Water Used (minimum bill) $7.00 Each 1,000 Gallons of Water Used Thereafter .65 Sewer Service Residential and Commercial Monthly Charge: First 50,000 Gallons of Water Used (minimum bill) $8.00* [ Each 1,000 Gallons of Water Used Thereafter .25 L i k. *Amended September 1, 1980 1 . 1 r CLEARWOODS IMPROVEMENT DISTRICT SUMMARY OF ACCOUNTING POLICIES AND NOTES TO FINANCIAL STATEMENTS APRIL 30, 1982 Continued Tap Fees Residential Tap Fee (3/4" Tap) $475.00 The above fee includes the cost of meter, box and installation. For connections of over 3/4 inch, the District will establish tapping charges by separate order or agreement. Commercial tap-on fee shall be a negotiated amount per square foot of land in addition to the cost of meter, box and installation. Residential and commercial sewer inspection fee $ 25.00 Deposits Per customer $ 15.00 The following rates were established effective June 1, 1982: Water Service Residential and Commercial Monthly Charge: First 7,000 Gallons of Water Used (minimum bill) $ 7.00 Each 1,000 Gallons of Water Used Thereafter .75 Sewer Service • Residential and Commercial Monthly Charge: First 20,000 Gallons of Water Used (minimum bill) $ 10.00 Each 1,000 Gallons of Water Used Thereafter .50 Tap Fees Residential Tap Fee (3/4" Tap) $600.00 Residential Tap Fee (3/4" Tap) non-residents 750.00 The above fee includes the cost of meter, box, and installation for connections of over 3/4 inch, the District will establish tapping charges by separate order or agreement. Commercial tap-on fee shall be five cents/square foot of land in addition to the cost of meter, box, and installation. 9 • I • CLEARWOODS IMPROVEMENT DISTRICT SUMMARY OF ACCOUNTING POLICIES AND NOTES TO FINANCIAL STATEMENTS APRIL 30, 1982 Continued NOTE (4) PLEDGE OF TAX AND OPERATING REVENUES 1 ' The bonds are payable from the proceeds of an ad valorem tax levied upon all taxable property subject to taxation within the District, without limitation as to rate or amount, and are further payable from and secured by a lien on and pledge of the net revenues to be received from the op- eration of the District's waterworks and sanitary sewer system. NOTE (5) BOND INTEREST RESERVE In accordance with the Bond Orders, a portion of the bond proceeds was deposited into the Debt Service Fund and reserved for the payment of bond interest during the construction period. This bond interest is being capitalized as a district organizational cost as it is paid and the reserve account reduced accordingly. NOTE (6) ENGINEERING REPORT The Bond Order states that a complete engineering inspection report of the operations and physical condition of the plant and system shall be made each year by an independent qualified engineer. At the Balance Sheet date, said report had not been made. l NOTE (7) REDEMPTION OF BONDS The outstanding bonds of Clearwoods Improvement District, Harris County, Texas, are callable for redemption prior to maturity at the option of the [i District. The bonds may be called in whole or in part in inverse numerical order for the purpose of retirement or refunding, or both, at par, in addition to unpaid accrued interest. Bonds of the Series 1967, Series E: 1967-A, Series 1972, and Series 1974 may be called on February 1, 1982, August 1, 1982, April 1, 1987, and September 1, 1989, respectively, or any interest date thereafter. NOTE (8) WATER AND SEWER SERVICE CUSTOMERS I The following is a comparison of the number of metered water and sewer T service customers serviced by the District: April 30, 1981 1,220 April 30, 1982 1,221 Lw r- i CLEARWOODS IMPROVEMENT DISTRICT SUMMARY OF ACCOUNTING POLICIES AND NOTES TO FINANCIAL STATEMENTS APRIL 30, 1982 Continued NOTE (9) OPERATING AND TAX FUND PAYMENTS TO DEBT SERVICE FUND The Bond Orders state that the District is to transfer on a monthly basis to the Debt Service Fund, commencing when any part of the water and sewer system is placed in operation, an amount not less than one-sixth of the next maturing installment of interest and an amount not less than one- twelfth of the next maturing installment of principal. In addition, a sum equal to 20% of such monthly payments is to be paid to the Debt Service Fund until the fund balance is equal to the total principal and interest requirements for the current year and the next succeeding year. At the Balance Sheet date, the Operating and Tax Fund Revenues have not been sufficient to make payments required by the Bond Order. However, the ad valorem tax levied by the District and the restricted cash and temporary investments have been sufficient to meet the annual bond principal and interest payments, not provided by funds from the bond sales. NOTE (10) RESTRICTED CASH AND TEMPORARY INVESTMENTS The following balances were restricted by the Bond Orders as of April 30, 1982: Restricted For Servicing of Acquisition of Bonded Debt Fixed Assets Cash $ 10 062 $ 297 Temporary Investments 100 000 - $110 062 $ 297 NOTE (11) INSURANCE The Bond Orders state that so long as any of the bonds are outstanding, the District agrees to maintain insurance for the benefit of the holders of bonds, on the system of a kind and in an amount which usually would be carried by private companies engaged in a similar type of business The District has physical damage coverage of $209,500 with an 80% co-insurance provision and flood coverage of $125,000. The District has comprehensive general liability coverage with a maximum limit of $300,000. Since no objective criteria has been established for insurance coverage a determination could not be made whether or not the District complied with the requirement. 11 1. CLEARWOODS IMPROVEMENT DISTRICT SUMMARY OF ACCOUNTING POLICIES AND NOTES TO FINANCIAL STATEMENTS APRIL 30, 1982 Continued rt NOTE (12) ACCOUNTING CHANGES During the year ended April 30, 1982, the District made changes in r- its accounting and financial reporting principles to comply with Statement No. 1 issued by the National Council on Governmental r Accounting. Changes in accounting principles are as follows: - ' Bond discount and related amortization recorded in prior years were written off and are no longer being recorded. The effect of the changes in accounting principles on the fund balances of the affected funds is summarized as follows: Debt Service Fund Fund balanace - beginning of year $150 073 r Elimination of unamortized bond discount (33 959) L_ Adjusted Fund Balance - beginning of year $116 114 NOTE (13) TAP CONNECTION FEES L In prior years, large commercial tap fees of $95,000 were considered as deferred revenue due to the contingent nature of the tap fee. tr- During the year ending April 30, 1982, it was deemed to have been earned and has therefore been recorded as tap connection fees in the r current year. T P r- L SUPPLEMENTAL SCHEDULES BQEEDLOVE oco CERTIFIED PUBLIC ACCOUNTANTS 3730 F.M. 1960 West, Suite 300 Houston, Texas 77068 RICHARD W.BREEDLOVE (713)440-3347 DONN A. LAND July 15, 1982 Board of Directors Clearwoods Improvement District Harris County, Texas In our opinion, the accompanying information is stated fairly in all ma- terial respects in relation to the financial statements taken as a whole, of Clearwoods Improvement District for the year ended April 30, 1982, which are covered by our opinion presented in the first section of this report. The accompanying information is supplemental to the financial statements and is not essential for a fair presentation of the financial position and results of operations. Our examination, which was made primarily for the purpose of forming an opinion on the financial statements taken as a whole, included such tests of the accounting records, from which the supplementary information was compiled, and such other auditing procedures as we consider- ed necessary in the circumstances. Schedule A-1 CLEARWOODS IMPROVEMENT DISTRICT ANALYSIS OF CHANGES IN CASH AND TEMPORARY INVESTMENTS - ALL GOVERNMENTAL FUND TYPES FOR THE YEAR ENDED APRIL 30, 1982 Debt Capital General Service Projects Memorandum Fund Fund Fund Total SOURCES OF CASH AND TEMPORARY INVESTMENTS: Cash receipts from revenues $253 726 $298 711 $ 186 $552 623 Cash transfers from other funds - - 22 856 22 856 Total Cash and Temporary Investments 253 -726 298 711 23 042 575 479 APPLICATIONS OF CASH AND TEMPORARY INVESTMENTS: Cash disbursements for - Current expenditures 256 630 16 851 - 273 481 Debt service - 237 510 - 237 510 Transfer to other funds 2 856 20 000 47 856 70 712 Total Cash and Temporary Investments Applied 259 486 274 361 47 856 581 703 INCREASE (DECREASE) IN CASH AND TEMPORARY INVESTMENTS (5 760) 24 350 (24 814) (6 224) CASH AND TEMPORARY INVESTMENT BALANCES BEGINNING OF YEAR 37 256 85 712 25 111 148 079 CASH AND TEMPORARY INVESTMENT BALANCES END OF YEAR $ 31 496 $110 062 $ 297 $141 855 15 i Schedule A-2 . I 1 CLEARWOODS IMPROVEMENT DISTRICT : a GENERAL LONG-TERM DEBT AND DEBT SERVICE REQUIREMENTS 1 i APRIL 30, 1982 [ -1„ Series 1967 Series 1967A Principal Interest Due Principal Interest Due For the Years Due August 1, Due August 1, 1 1 Ending April 30 February 1 February 1 Total February 1 February 1 Total 1983 $ 75 000 $ 20 000 $ 95 000 $ 10 000 $ 39 000 $ 49 000 1984 75 000 16 250 91 250 10 000 38 400 48 400 I 5 1985 75 000 12 500 87 500 10 000 37 800 47 800 1986 75 000 8 750 83 750 10 000 37 200 47 200 1987 75 000 5 000 80 000 10 000 36 600 46 600 1988 25 000 1 250 26 250 75 000 36 000 111 000 1989 - - - 75 000 31 500 106 500 [1 1990 - - - 75 000 27 000 102 000 1991 - - - 75 000 22 500 97 500 1992 - - - 100 000 18 000 118 000 1993 - - - 100 000 12 000 112 000 1994 - - - 100 000 6 000 106 000 11 1995 - - - - - - -, A 1996 - - - - - - a 1997 - - - - - - 1998 - - - - - - , , 1999 - - - - - - 2000 - - - - - - 2001 - - - - - - - - 2002 - - - - - - r- . 2003 - - - - - - 2004 _ - - - - - - TOTALS • $400 000 $ 63 750 $463 750 $650 000 $342 000 $992 000 1 CASH AND TEMPORARY INVESTMENTS BALANCES AT APRIL 30, 1982 Debt Service Fund $110 062 i • -:, , - - - I . i IN ,. L 0 : 16 Series 1972 Series 1974 Principal Interest Due Principal Interest Due Total Due October 1, Due September 1, Annual April 1 April 1 Total March 1 March 1 Total Requirements $ 10 000 $ 37 800 $ 47 800 $ 10 000 $ 56 035 $ 66 035 $ 257 835 10 000 37 125 47 125 10 000 55 360 65 360 252 135 15 000 36 500 51 500 20 000 54 685 74 685 261 485 15 000 35 438 50 438 20 000 53 335 73 335 254 723 _ 20 000 34 425 54 425 20 000 51 985 71 985 253 010 20 000 33 075 53 075 30 000 50 635 80 635 270 960 20 000 31 725 51 724 30 000 48 565 78 565 236 790 20 000 30 375 50 375 30 000 46 465 76 465 228 840 30 000 29 025 59 025 30 000 44 335 74 335 230 860 30 000 27 000 57 000 30 000 42 160 72 160 247 160 30 000 24 975 54 975 30 000 39 940 69 940 236 915 30 000 22 850 52 850 40,000 37 690 77 690 236 540 40 000 20 925 60 925 40 000 34 650 74 650 135 575 40 000 18 225 58 225 40 000 31 570 71 570 129 795 40 000 15 525 55 525 40 000 28 490 68 490 124 015 40 000 12 825 52 825 40 000 25 410 65 410 118 235 50 000 10 125 60 125 40 000 22 330 62 330 122 455 50 000 6 750 56 750 50 000 19 250 69 250 126 000 50 000 3 375 53 375 50 000 15 400 65 400 118 775 - - - 50 000 11 550 61 550 61 550 - - - 50 000 7 700 57 700 57 700 - - - 50 000 3 850 53 850 53 850 $560 000 $468 063 $1 028 063 $750 000 $781 390 $1 531 390 $4 015 203 17 Schedule A-3 CLEARWOODS IMPROVEMENT DISTRICT ANALYSIS OF CHANGES IN GENERAL LONG-TERM DEBT FOR THE YEAR ENDED APRIL 30, 1982 Transactions for The Year Ended Bonds April 30, 1982 Outstanding Retirements Description Rate Payable May 1, 1981 Principal Interest f Clearwoods Improvement District 5.00% 8/1,2/1 $ 450 000 $50 000 $ 22 500 Waterworks and Sewer System Combination Tax and Revenue _ • Bonds, Series 1967 r Clearwoods Improvement District 6.00% 8/1,2/1 660 000 10 000 39 500 ' Waterworks and Sewer System Combination Tax and Revenue Bonds, Series 1967-A — Clearwoods Improvement District 6.75% 10/1,4/1 570 000 10 000 38 475 E Waterworks and Sewer System — i Combination Tax and Revenue Bonds, Series 1972 E . 1 Clearwoods Improvement District 6.75% 9/1,3/1 760 000 10 000 56 710 Waterworks and Sewer System 6.90 Combination Tax and Revenue 7.00 E Bonds, Series 1974 7.10 7.25 7.40 ` ..1 7.50 7.60 7.70 r p TOTALS (Note 9) $ 2 440 000 $ 80 000 $157 285 r -4 r 18 • Debt Service Requirements Bonds For the Year Ending For the Year Ending Outstanding April 30, 1983 April 30, 1984 April 30, 1982 Principal Interest Principal Interest Paying Agent $ 400 000 $75 000 $ 20 000 $ 75 000 $ 16 250 Allied Bank of Texas Houston, Texas 650 000 10 000 39 000 10 000 38 400 Allied Bank of Texas Houston, Texas 560 000 10 000 37 800 10 000 37 125 Allied Bank of Texas Houston, Texas 750 000 10 000 56 035 10 000 55 360 Allied Bank of Texas Houston, Texas • $2 360 000 $105 000 $152 835 $105 000 $147 135 19 I Schedule A-4 CLEARWOODS IMPROVEMENTS DISTRICT SCHEDULE OF TEMPORARY INVESTMENTS FOR THE YEAR ENDED APRIL 30, 1982 Accrued Interest Interest Maturity Face Receivable Rate Date Amount April 30, 1982 Debt Service Fund Certificate of Deposit: No. 460281535 15.25% 7/26/82 $100 000 $ 167 t.. Schedule A-5 CLEARWOODS IMPROVEMENT DISTRICT ANALYSIS OF TAXES RECEIVABLE AS OF APRIL 30, 1982 Taxes Receivable, May 1, 1981 $ 29 059 1981 Original Tax Roll $272 061 Adjustments 2 677 269 384 Total to be accounted for 298 443 Tax Collections - Current year 252 519 Prior year 23 968 276 487 Taxes Receivable, April 30, 1982 $ 21 956 Taxes Receivable by Years: 1981 $ 19 053 1980 1 658 1979 418 1978 235 1977 226 1976 - 1975 - 1974 183 1973 183 Total Taxes Receivable $ 21 956 Assessed Valuation Summary Property Valuations 1981 1980 1979 1978 1977 Land $ 7 716 700 $ 8 167 700 $ 7 998 200 $ 8 087 200 7 939 700 Personal Property 795 600 910 800 777 900 718 400 674 000 Improvements 33 343 300 37 100 600 35 572 700 33 430 600 30 316 000 Total Valuations $41 855 600 $46 179 100 $44 348 800 $42 236 200 $38 929 700 Tax Rate per $100 Valuation $0.65 $0.65 $0.65 $0.65 $0.65 Tax Year: January 1, 1981 to December 31, 1981 Percent of the assessed valuation to fair market price 100.0% Percent of current taxes collected to current taxes levied 93.0% Percent of current and deliquent taxes collected to current and delinquent taxes outstanding at beginning of tax year 92.7% 21 40 Schedule A-6 r CLEARWOODS IMPROVEMENT DISTRICT DISTRICT ORGANIZATIONAL COSTS APRIL 30, 1982 r r Balances Balances May 1, 1981 April 30, 1982 Financial Advisors Fees $ 16 250 $ 16 250 Discount on Sale of Bonds 14 414 14 414 Bond Issue Costs 1 821 1 821 Bond Interest (Note 5) 245 349 245 349 e'. Other Costs 3 066 3 066 Interest on Temporary Investments (135 825) (135 825) Legal Fees 154 804 154 804 TOTAL $ 299 879 $ 299 879 • ^_1 a l Y U i ' tea. _---- --- Schedule A-7 CLEARWOODS IMPRO,EMENT DISTRICT ANALYSIS OF CHANGES IN GENERAL FIXED ASSETS APRIL 30, 1982 May 1, 1981 Additions April 30, 1982 Drainage System $ 608 329 $ - $ 608 329 Sewer System 1 244 873 45 000 1 289 873 Water System 653 800 - 653 800 Engineering 252 171 2 856 255 027 Land 29 622 - 29 622 TOTAL S2 788 795 S 47 856 $2 836 651 Amounts Provided By: Construction Fund $ 47 856 • 23 Schedule A-8 [ , CLFARWOODS IMPROVEMENT DISTRICT F COMPARATIVE SCHEDULE - REVENUES AND EXPENDITURES FIVE YEARS ENDED APRIL 30, 1982 Amount [ 1982 1981 1980 GENERAL FUND REVENUES: ,- Service revenues $238 366 $231 304 $227 463 . Tap connection revenues 105 168 3 100 10 552 Penalty and interest revenues 6 613 10 493 21 964 - Total General Fund Revenues 350 147 244 897 259 979 ' GENERAL FUND EXPENDITURES: - Purchased sewer services 104 230 - - Professional fees 21 271 20 414 24 979 Purchased & contracted services 60 725 63 245 . 42 434 ., Consummable supplies and materials 1 599 3 010 2 540 Recurring operating expense 112 115 151 860 112 136 . Water tap expense 1 585 2 175 4 545 Total General Fund Expenditures 301 525 240 704 186 634 EXCESS GENERAL FUND REVENUES OVER EXPENDITURES $ 48 622 $ 4 193 $ 73 345 ., DEBT SERVICE FUND REVENUES: i Tax revenues $276 487 $290 178 $289 630 ... Penalty and interest 6 911 2 300 5 264 - 1 Interest on investments 6 211 20 578 12 197 . , Total Debt Service Revenues 289 609 313 056 307 091 . i DEBT SERVICE FUND EXPENDITURES: Tax collection expenditures 9 912 9 973 8 900 . 1 f . Debt service interest and fees 157 510 164 713 168 693 - , Debt service principal 80 000 80 000 75 000 Total Debt Service Expenditures 247 422 254 686 252 593 i 1 ow EXrFSS DEBT SERVICE REVENUES . OVER EXPENDITURES $ 42 187 58 370 54 498 - ..__ Average Annual Unpaid Bond Principal and interest $182 509 $184 890 $187 260 - Coverage (Excess General Fund Revenue plus net Tax Revenue -1 Average Annual Unpaid Bond Principal . and Interest) 1.73 1.54 1.89 . , No. of Water & Sewer Customers (year end) 1 221 1 220 1 210 . . Total Water Pumped into System (1000's gallons) 136,810 159,466 122,346 . Total Water Billed to Customers . ( '000's gallons) 123,595 139,394 112,372 IN. nA 'AISO . Percent of Fund Totals 1979 1978 1982 1981 1980 1979 1978 $193 956 $158 022 68.1% 94.4% 87.5% 90.0% 89.3% 13 580 14 625 30.0 1.3 4.1 6.3 8.3 7 874 4 163 1.9 4.3 8.4 3.7 2.4 215 410 176 810 100.0 100.0 100.0 100.0 100.0 - - 29.8 - - - - 22 250 22 483 6.1 8.3 9.6 10.3 12.7 37 275 35 325 17.3 25.8 16.3 17.3 20.0 2 230 2 150 0.5 1.2 1.0 1.0 1.2 94 873 84 811 32.0 62.0 43.1 44.0 48.0 6 325 - 0.5 0.9 1.7 2.9 - 162 953 144 769 86.2 98.2 71.7 75.5 81.9 $ 52 457 $ 32 041 13.8% 1.8% 28.3% 24.5% 18.1% $275 212 $244 061 95.5% 92.7% 94.3% 93.2% 96.5% . 3 258 1 048 2.4 0.7 1.7 1.1 0.4 16 868 7 849 2.1 6.6 4.0 5.7 3.1 295 338 252 958 100.0 100.0 100.0 100.0 100.0 11 132 7 698 3.4 3.2 2.9 3.8 3.0 169 644 173 106 54.4 52.6 54.9 57.4 68.4 65 000 65 000 27.6 25.6 24.4 22.0 25.7 245 776 245 804 85.4 81.4 82.2 83.2 97.1 $ 49 562 $ 7 154 14.6% 18.6% 17.8% 16.8% 2.9% y $189 403 $191 129 1.67 1.40 1 117 1 021 146,404 119,329 139,432 113,647 25 / y rya Schedule A-9 e CLEARWOODS IMPROVEMENT DISTRICT — INSURANCE COVERAGE APRIL 30, 1982 Amount of Type of Coverage From To Coverage PLANT AND EQUIPMENT Fire and lightning, extended coverage, 6-14-80 6-14-83 $209,500 explosion, vandalism and malicious mischief EMPLOYEE HONESTY, ETC. Tax Assessor/Collector 1-01-82 12-31-82 5,000 Directors Various dates depending 5,000 on term of office each director FLOOD INSURANCE Sewer Pump Building and one Lift Station - 7-17-81 7-17-82 25,000 Building Contents 100,000 COMPREHENSIVE AND GENERAL LIABILITY, AUTO Liability and Contractual Liability 6-22-81 6-22-82 Bodily injury, per person and aggregate 300,000 Property damage, per person and aggregate 100,000 8 d Insurer Type of Policy Corporation Clause Stock/Mutual Co-Insurance National Surety Corporation Stock Yes 4 - i Fidelity and Deposit Company of Maryland Stock No Fidelity and Deposit Company of Maryland Stock No National Flood Insurers Corporation Stock No National Surety Corporation Stock No 27 l t Schedule A-10 4. L CLEARWOODS IMPROVEMENT DISTRICT I BOARD MEMBERS, KEY PERSONNEL AND CONSULTANTS l i APRIL 30, 1982 Relationship with Major Land r EE- Term of Board Members Owners, Engi- I` Office Resident neer, Attorney - Elected & Annual of & Tax Assessor- Expires Salary Title District Collector E. A. Kiessling 4-4-81 Per Diem President Yes None 15402 Wandering Trail 4-4-83 - Friendswood, Texas 77546 Thomas J. Linbeck 4-4-81 Per Diem Vice Pres. Yes None _ 5114 Conventry Ct. 4-4-83 Friendswood, Texas 77546 Peter S. Cunningham 5-1-82 Per Diem Secretary Yes None 5219 Shady Oaks Lane 4-30-84 Friendswood, Texas 77546 Herman M. Bayley 5-1-82 Per Diem Yes None 5315 Shady Oaks 4-30-84 Friendswood, Texas 77546 M. Greg McCaffrey 4-4-81 Per Diem Yes None 6. - 5115 Regal Pineway 4-4-83 Friendswood, Texas 75546 F . Fees Date Paid Hired District Operator r LI . Water District Service Co. 2-15-67 $59 400 No 4234 Richmond G _ ; ;' Houston, Texas 77027 C District (Legal Counsel) r W. James Murdaugh 4-29-66 $12 920 No L (Smith & Murdaugh) 1811 Houston Natural Gas Bldg. Houston, Texas 77002 [ District Tax (Assessor-Collector) William Spencer 3-07-73 $ 7 951 No 5318 Pasadena Blvd. Deer Park, Texas 77536 rp MANAGEMENT LETTER V a PDEEDLO_ VE oco CEk1IFIEU VUNLI( A(CUUNTANTS 3730 F.M. 1960 West, Suite 300 Houston, Texas 77068 RICHARD W.BREEDLOVE (713)440-3347 DONN A. LAND July 15, 1982 Board of Directors Clearwoods Improvement District Harris County, Texas _ t RE: Year ended April 30, 1982 Dear Board Members: We have examined the financial statements of the above named District. As A part of our examination, we made a study and evaluation of the District's system of internal accounting control to the extent we considered necessary to evaluate the system as required by generally accepted auditing standards. Under these standards, the purpose of such evaluation is to establish a basis for reliance thereon in determining the nature, timing, and extent of other auditing procedures that are necessary for expressing an opinion on the financial statements. There are inherent limitations that should be recognized in considering the potential effectiveness of any system of internal accounting control. Pro- jection of any evaluation on internal accounting control to future periods is subject to the risk that the procedures may become inadequate because of changes in conditions and that the degree of compliance with the procedures may deteriorate. Our study and evaluation of the District's system of internal accounting control for this specific year ended, which was made for the purposes set forth in the first paragraph above was not designed for the purpose of ex- pressing an opinion on internal accounting control, and it would not neces- sarily disclose all weaknesses in the system. No major internal control weaknesses were noted during the examination of the District's financial statements for the period then ended. Very truly yours, Richard W. Breedlove ysm